Sheaff Brock Investment Advisors, LLC - Q3 2023 holdings

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$1.1 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 459 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

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New
Buy
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Exit
Unchanged
 Value Shares↓ Weighting
APA  APA CORPORATION$16,051,124
+20.3%
390,5380.0%1.45%
+29.3%
TCBK  TRICO BANCSHARES$3,461,771
-3.5%
108,0790.0%0.31%
+3.6%
AME  AMETEK INC$2,846,154
-8.7%
19,2620.0%0.26%
-1.9%
AJG  GALLAGHER ARTHUR J & CO$2,757,953
+3.8%
12,1000.0%0.25%
+11.6%
IBM  INTERNATIONAL BUSINESS MACHS$2,056,037
+4.9%
14,6550.0%0.19%
+12.7%
DLR  DIGITAL RLTY TR INC$1,852,544
+6.3%
15,3080.0%0.17%
+14.3%
VICI  VICI PPTYS INC$1,286,511
-7.4%
44,2100.0%0.12%
-0.9%
BKNG  BOOKING HOLDINGS INC$1,233,580
+14.2%
4000.0%0.11%
+23.1%
SXT  SENSIENT TECHNOLOGIES CORP$1,230,478
-17.8%
21,0410.0%0.11%
-11.9%
PSA  PUBLIC STORAGE$1,183,983
-9.7%
4,4930.0%0.11%
-2.7%
GTY  GETTY RLTY CORP NEW$1,175,059
-18.0%
42,3750.0%0.11%
-12.4%
OFC  COPT DEFENSE PROPERTIES$1,125,182
+0.3%
47,2170.0%0.10%
+8.5%
ERX  DIREXION SHS ETF TRdly enrgy bull2x$1,131,286
+22.3%
16,9000.0%0.10%
+30.8%
AVB  AVALONBAY CMNTYS INC$1,047,013
-9.3%
6,0970.0%0.10%
-2.1%
GMED  GLOBUS MED INCcl a$1,043,495
-16.6%
21,0170.0%0.09%
-10.5%
LH  LABORATORY CORP AMER HLDGS$1,035,445
-16.7%
5,1500.0%0.09%
-10.5%
UDR  UDR INC$986,847
-17.0%
27,6660.0%0.09%
-11.0%
PEAK  HEALTHPEAK PROPERTIES INC$861,424
-8.7%
46,9190.0%0.08%
-1.3%
MET  METLIFE INC$844,001
+11.3%
13,4160.0%0.08%
+18.8%
ORI  OLD REP INTL CORP$832,177
+7.0%
30,8900.0%0.08%
+15.4%
PII  POLARIS INC$812,292
-13.9%
7,8000.0%0.07%
-6.3%
FNB  F N B CORP$820,472
-5.7%
76,0400.0%0.07%
+1.4%
NEE  NEXTERA ENERGY INC$775,502
-22.8%
13,5360.0%0.07%
-17.6%
AN  AUTONATION INC$767,296
-8.0%
5,0680.0%0.07%
-1.4%
MELI  MERCADOLIBRE INC$758,193
+7.0%
5980.0%0.07%
+15.0%
TFC  TRUIST FINL CORP$690,326
-5.7%
24,1290.0%0.06%
+1.6%
SCHX  SCHWAB STRATEGIC TRus lrg cap etf$637,560
-3.4%
12,6000.0%0.06%
+3.6%
ISRG  INTUITIVE SURGICAL INC$642,162
-14.5%
2,1970.0%0.06%
-7.9%
ES  EVERSOURCE ENERGY$627,944
-18.0%
10,7990.0%0.06%
-10.9%
BP  BP PLCsponsored adr$593,111
+9.7%
15,3180.0%0.05%
+17.4%
DVY  ISHARES TRselect divid etf$576,756
-5.0%
5,3580.0%0.05%
+2.0%
AFL  AFLAC INC$563,677
+10.0%
7,3440.0%0.05%
+18.6%
ADM  ARCHER DANIELS MIDLAND CO$558,863
-0.2%
7,4100.0%0.05%
+8.5%
YUM  YUM BRANDS INC$565,195
-9.8%
4,5240.0%0.05%
-3.8%
STNG  SCORPIO TANKERS INC$541,200
+14.6%
10,0000.0%0.05%
+22.5%
SCHA  SCHWAB STRATEGIC TRus sml cap etf$536,804
-5.4%
12,9600.0%0.05%
+2.1%
MDY  SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$543,859
-4.7%
1,1910.0%0.05%
+2.1%
ASML  ASML HOLDING N V$526,378
-18.8%
8940.0%0.05%
-12.7%
VCSH  VANGUARD SCOTTSDALE FDSshrt trm corp bd$519,287
-0.7%
6,9100.0%0.05%
+6.8%
USB  US BANCORP DEL$494,446
+0.1%
14,9560.0%0.04%
+7.1%
CODI  COMPASS DIVERSIFIEDsh ben int$480,510
-13.5%
25,6000.0%0.04%
-6.4%
PSEC  PROSPECT CAP CORP$476,365
-2.4%
78,7380.0%0.04%
+4.9%
EBAY  EBAY INC.$475,158
-1.3%
10,7770.0%0.04%
+4.9%
TNK  TEEKAY TANKERS LTDcl a$465,923
+8.9%
11,1920.0%0.04%
+16.7%
TOWN  TOWNEBANK PORTSMOUTH VA$458,600
-1.3%
20,0000.0%0.04%
+7.7%
BHP  BHP GROUP LTDsponsored ads$446,508
-4.7%
7,8500.0%0.04%
+2.6%
CNC  CENTENE CORP DEL$427,056
+2.1%
6,2000.0%0.04%
+11.4%
LVS  LAS VEGAS SANDS CORP$435,082
-21.0%
9,4910.0%0.04%
-15.2%
HRL  HORMEL FOODS CORP$428,789
-5.4%
11,2750.0%0.04%
+2.6%
AEE  AMEREN CORP$412,910
-8.4%
5,5180.0%0.04%
-2.6%
SPGI  S&P GLOBAL INC$402,683
-8.9%
1,1020.0%0.04%
-2.7%
GILD  GILEAD SCIENCES INC$381,544
-2.8%
5,0910.0%0.04%
+6.1%
NSC  NORFOLK SOUTHN CORP$388,240
-13.2%
1,9710.0%0.04%
-7.9%
DAL  DELTA AIR LINES INC DEL$376,057
-22.2%
10,1640.0%0.03%
-17.1%
APD  AIR PRODS & CHEMS INC$371,538
-5.4%
1,3110.0%0.03%
+3.0%
FRA  BLACKROCK FLOATING RATE INCO$365,980
+3.4%
29,0000.0%0.03%
+10.0%
IJH  ISHARES TRcore s&p mcp etf$353,080
-4.6%
1,4160.0%0.03%
+3.2%
MOAT  VANECK ETF TRUSTmrngstr wde moat$354,401
-5.0%
4,6730.0%0.03%
+3.2%
TMO  THERMO FISHER SCIENTIFIC INC$351,282
-3.0%
6940.0%0.03%
+6.7%
DGRO  ISHARES TRcore div grwth$341,678
-3.9%
6,8980.0%0.03%
+3.3%
NOC  NORTHROP GRUMMAN CORP$342,468
-3.4%
7780.0%0.03%
+3.3%
SPYG  SPDR SER TRprtflo s&p500 gw$338,964
-2.8%
5,7180.0%0.03%
+6.9%
PTY  PIMCO CORPORATE & INCOME OPP$333,623
-6.6%
25,5260.0%0.03%0.0%
IJT  ISHARES TRs&p sml 600 gwt$333,428
-4.6%
3,0400.0%0.03%
+3.4%
TWLO  TWILIO INCcl a$317,643
-8.0%
5,4270.0%0.03%0.0%
IJK  ISHARES TRs&p mc 400gr etf$322,480
-3.7%
4,4640.0%0.03%
+3.6%
OXLC  OXFORD LANE CAP CORP$304,390
+3.1%
61,0000.0%0.03%
+12.0%
ARKK  ARK ETF TRinnovation etf$310,050
-10.1%
7,8160.0%0.03%
-3.4%
STX  SEAGATE TECHNOLOGY HLDNGS PL$314,208
+6.6%
4,7640.0%0.03%
+12.0%
HBAN  HUNTINGTON BANCSHARES INC$297,700
-3.5%
28,6250.0%0.03%
+3.8%
LQD  ISHARES TRiboxx inv cp etf$291,472
-5.7%
2,8570.0%0.03%0.0%
ISTB  ISHARES TRcore 1 5 yr usd$278,280
-0.6%
6,0000.0%0.02%
+4.2%
IJR  ISHARES TRcore s&p scp etf$277,425
-5.3%
2,9410.0%0.02%0.0%
AEP  AMERICAN ELEC PWR CO INC$276,351
-10.7%
3,6740.0%0.02%
-3.8%
ETW  EATON VANCE TAX-MANAGED GLOB$262,503
-7.1%
34,3590.0%0.02%0.0%
XLI  SELECT SECTOR SPDR TRindl$269,773
-5.5%
2,6610.0%0.02%0.0%
GGG  GRACO INC$264,190
-15.6%
3,6250.0%0.02%
-7.7%
MRNA  MODERNA INC$259,981
-15.0%
2,5170.0%0.02%
-7.7%
LNG  CHENIERE ENERGY INC$269,685
+8.9%
1,6250.0%0.02%
+14.3%
SPXX  NUVEEN S&P 500 DYNAMIC OVERW$270,065
-5.5%
18,2230.0%0.02%0.0%
PEG  PUBLIC SVC ENTERPRISE GRP IN$258,827
-9.1%
4,5480.0%0.02%
-4.2%
AMP  AMERIPRISE FINL INC$251,217
-0.7%
7620.0%0.02%
+9.5%
KRG  KITE RLTY GROUP TR$249,400
-4.1%
11,6430.0%0.02%
+4.5%
DTE  DTE ENERGY CO$258,496
-9.8%
2,6040.0%0.02%
-4.2%
NEAR  ISHARES U S ETF TRblackrock st mat$249,450
+0.3%
5,0000.0%0.02%
+9.5%
OLED  UNIVERSAL DISPLAY CORP$259,034
+8.9%
1,6500.0%0.02%
+15.0%
PFBC  PREFERRED BK LOS ANGELES CA$249,000
+13.2%
4,0000.0%0.02%
+21.1%
AGG  ISHARES TRcore us aggbd et$253,720
-4.0%
2,6980.0%0.02%
+4.5%
EAD  ALLSPRING INCOME OPPORTUNITinc oppty fd$256,595
-5.4%
42,0650.0%0.02%0.0%
USRT  ISHARES TRcre u s reit etf$240,618
-8.2%
5,1000.0%0.02%0.0%
RIV  RIVERNORTH OPPORTUNITIES FD$246,985
-8.1%
23,5000.0%0.02%
-4.3%
AB  ALLIANCEBERNSTEIN HLDG L Punit ltd partn$234,605
-5.6%
7,7300.0%0.02%0.0%
KMX  CARMAX INC$226,690
-15.5%
3,2050.0%0.02%
-8.7%
 DRAFTKINGS INC NEW$232,576
+10.8%
7,9000.0%0.02%
+16.7%
VHT  VANGUARD WORLD FDShealth car etf$234,160
-4.0%
9960.0%0.02%0.0%
NS  NUSTAR ENERGY LP$221,576
+1.8%
12,7050.0%0.02%
+11.1%
STK  COLUMBIA SELIGM PREM TECH GR$219,674
-11.2%
8,0700.0%0.02%
-4.8%
TTWO  TAKE-TWO INTERACTIVE SOFTWAR$209,182
-4.6%
1,4900.0%0.02%
+5.6%
PIM  PUTNAM MASTER INTER INCOME Tsh ben int$200,142
-4.4%
66,2720.0%0.02%0.0%
BFK  BLACKROCK MUN INCOME TRsh ben int$193,624
-10.8%
21,8290.0%0.02%0.0%
VB  VANGUARD INDEX FDSsmall cp etf$200,270
-4.9%
1,0590.0%0.02%0.0%
 CION INVT CORP$196,772
+1.8%
18,6160.0%0.02%
+12.5%
PLTR  PALANTIR TECHNOLOGIES INCcl a$203,744
+4.4%
12,7340.0%0.02%
+12.5%
DIAX  NUVEEN DOW 30 DYNMC OVERWRT$183,717
-2.9%
13,4100.0%0.02%
+6.2%
OMER  OMEROS CORP$175,565
-46.3%
60,1250.0%0.02%
-42.9%
PPT  PUTNAM PREMIER INCOME TRsh ben int$171,440
-4.8%
51,1760.0%0.02%
+6.7%
GAB  GABELLI EQUITY TR INC$176,370
-11.6%
34,3800.0%0.02%
-5.9%
MFIN  MEDALLION FINL CORP$168,480
-11.3%
24,0000.0%0.02%
-6.2%
BLE  BLACKROCK MUNI INCOME TR II$168,771
-12.2%
18,4650.0%0.02%
-6.2%
MMT  MFS MULTIMARKET INCOME TRsh ben int$159,750
-5.5%
37,5000.0%0.01%0.0%
GHY  PGIM GLOBAL HIGH YIELD FD FO$150,920
-1.7%
14,0000.0%0.01%
+7.7%
ETB  EATON VANCE TAX MNGED BUY WR$159,013
-9.2%
12,6100.0%0.01%
-6.7%
PHK  PIMCO HIGH INCOME FD$139,773
-11.6%
31,6230.0%0.01%0.0%
NZF  NUVEEN MUNICIPAL CREDIT INC$147,940
-10.5%
14,1840.0%0.01%
-7.1%
AOD  ABRDN TOTAL DYNAMIC DIVIDEND$147,271
-8.5%
19,4800.0%0.01%
-7.1%
AVXL  ANAVEX LIFE SCIENCES CORP$142,463
-19.4%
21,7500.0%0.01%
-13.3%
NAD  NUVEEN QUALITY MUNCP INCOME$147,365
-10.0%
14,5330.0%0.01%
-7.1%
ZTR  VIRTUS TOTAL RETURN FD INC$135,908
-21.1%
28,3140.0%0.01%
-14.3%
REI  RING ENERGY INC$132,600
+14.0%
68,0000.0%0.01%
+20.0%
BPT  BP PRUDHOE BAY RTY TRunit ben int$120,607
+55.9%
16,9630.0%0.01%
+57.1%
SRTS  SENSUS HEALTHCARE INC$118,002
-12.1%
42,6000.0%0.01%0.0%
HYI  WESTERN ASSET HIGH YIELD DEF$126,390
-2.2%
11,0000.0%0.01%0.0%
ELP  COMPANHIA PARANAENSE ENERG Cspon ads$114,010
+1.9%
13,0000.0%0.01%
+11.1%
DHT  DHT HOLDINGS INC$107,728
+20.7%
10,4590.0%0.01%
+25.0%
NVG  NUVEEN AMT FREE MUN CR INC F$110,772
-11.9%
10,7440.0%0.01%
-9.1%
PMO  PUTNAM MUN OPPORTUNITIES TRsh ben int$110,400
-9.9%
12,0000.0%0.01%0.0%
MHI  PIONEER MUNICIPAL HIGH INCOM$112,065
-15.2%
15,5000.0%0.01%
-9.1%
NEA  NUVEEN AMT FREE QLTY MUN INC$107,845
-11.4%
11,1410.0%0.01%0.0%
SAN  BANCO SANTANDER S.A.adr$95,360
+1.3%
25,3620.0%0.01%
+12.5%
BKD  BROOKDALE SR LIVING INC$103,500
-1.9%
25,0000.0%0.01%0.0%
GGT  GABELLI MULTIMEDIA TR INC$95,751
-10.4%
16,2560.0%0.01%0.0%
ASG  LIBERTY ALL-STAR GROWTH FD I$96,553
-8.7%
19,5450.0%0.01%0.0%
FEI  FIRST TR MLP & ENERGY INCOM$90,965
+2.6%
11,5000.0%0.01%
+14.3%
UUUU  ENERGY FUELS INC$84,362
+31.7%
10,2630.0%0.01%
+60.0%
ETJ  EATON VANCE RISK-MANAGED DIV$81,600
-6.6%
10,6250.0%0.01%0.0%
EPSN  EPSILON ENERGY LTD$74,448
-1.1%
14,1000.0%0.01%
+16.7%
CRF  CORNERSTONE TOTAL RETURN FD$80,236
-0.1%
10,0420.0%0.01%0.0%
OSUR  ORASURE TECHNOLOGIES INC$71,356
+18.4%
12,0330.0%0.01%
+20.0%
 BENSON HILL INC$58,013
-74.5%
175,0000.0%0.01%
-73.7%
JMM  NUVEEN MULTI-MKT INCOME FD$56,100
-3.3%
10,0000.0%0.01%0.0%
AAIC  ARLINGTON ASSET INVST CORPcl a new$48,985
-7.6%
11,4450.0%0.00%0.0%
GLO  CLOUGH GLOBAL OPPORTUNITIESsh ben int$48,730
-11.6%
11,0000.0%0.00%
-20.0%
CXE  MFS HIGH INCOME MUN TRsh ben int$40,560
-10.3%
13,0000.0%0.00%0.0%
DHY  CREDIT SUISSE HIGH YIELD BDsh ben int$28,200
-0.5%
15,0000.0%0.00%
+50.0%
NKLA  NIKOLA CORP$20,772
+13.8%
13,2300.0%0.00%0.0%
LIACF  AMERICAN LITHIUM CORP$21,450
-28.9%
15,0000.0%0.00%
-33.3%
 UPSTART HLDGS INCnote 0.250% 8/1$6,572
-3.7%
10,0000.0%0.00%0.0%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC32Q3 202313.6%
AMAZON COM INC32Q3 20234.4%
EXXON MOBIL CORP32Q3 20233.6%
CISCO SYS INC32Q3 20232.4%
HOME DEPOT INC32Q3 20231.7%
JPMORGAN CHASE & CO32Q3 20231.7%
MICROSOFT CORP32Q3 20232.1%
UNITED PARCEL SERVICE INC32Q3 20232.0%
META PLATFORMS INC32Q3 20232.3%
DISNEY WALT CO32Q3 20231.5%

View Sheaff Brock Investment Advisors, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-02-08
13F-HR2023-11-08
13F-HR2023-08-08
13F-HR2023-05-01
13F-HR2023-02-13
13F-HR2022-11-03
13F-HR2022-08-02
13F-HR/A2022-06-02
13F-HR/A2022-06-02
13F-HR/A2022-06-02

View Sheaff Brock Investment Advisors, LLC's complete filings history.

All filings

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