$1.1 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 459 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HGEN | Exit | HUMANIGEN INC | $0 | – | -36,000 | -100.0% | 0.00% | – |
| IMAC | Exit | IMAC HLDGS INC | $0 | – | -19,021 | -100.0% | 0.00% | – |
| SDC | Exit | SMILEDIRECTCLUB INC | $0 | – | -14,276 | -100.0% | -0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -38,200 | -100.0% | -0.00% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -10,115 | -100.0% | -0.01% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -10,031 | -100.0% | -0.01% | – |
| EMX | Exit | EMX RTY CORP | $0 | – | -42,732 | -100.0% | -0.01% | – |
| HIO | Exit | WESTERN ASSET HIGH INCOME OP | $0 | – | -21,384 | -100.0% | -0.01% | – |
| MCN | Exit | MADISON COVERED CALL & EQUIT | $0 | – | -13,380 | -100.0% | -0.01% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -14,973 | -100.0% | -0.01% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -13,500 | -100.0% | -0.02% | – |
| SQ | Exit | BLOCK INCcl a | $0 | – | -3,068 | -100.0% | -0.02% | – |
| CHI | Exit | CALAMOS CONV OPPORTUNITIES &sh ben int | $0 | – | -18,526 | -100.0% | -0.02% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,038 | -100.0% | -0.02% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -3,316 | -100.0% | -0.02% | – |
| ALB | Exit | ALBEMARLE CORP | $0 | – | -950 | -100.0% | -0.02% | – |
| LIT | Exit | GLOBAL X FDSlithium btry etf | $0 | – | -3,210 | -100.0% | -0.02% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INC | $0 | – | -470 | -100.0% | -0.02% | – |
| WSC | Exit | WILLSCOT MOBIL MINI HLDNG CO | $0 | – | -4,537 | -100.0% | -0.02% | – |
| FLO | Exit | FLOWERS FOODS INC | $0 | – | -9,000 | -100.0% | -0.02% | – |
| UAL | Exit | UNITED AIRLS HLDGS INC | $0 | – | -4,050 | -100.0% | -0.02% | – |
| FBHS | Exit | FORTUNE BRANDS INNOVATIONS I | $0 | – | -3,163 | -100.0% | -0.02% | – |
| ALGM | Exit | ALLEGRO MICROSYSTEMS INC | $0 | – | -5,355 | -100.0% | -0.02% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -18,575 | -100.0% | -0.02% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -529 | -100.0% | -0.02% | – |
| ICLR | Exit | ICON PLC | $0 | – | -940 | -100.0% | -0.02% | – |
| IEV | Exit | ISHARES TReurope etf | $0 | – | -4,758 | -100.0% | -0.02% | – |
| ENPH | Exit | ENPHASE ENERGY INC | $0 | – | -1,489 | -100.0% | -0.02% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -3,960 | -100.0% | -0.03% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -800 | -100.0% | -0.03% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -6,000 | -100.0% | -0.03% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -2,642 | -100.0% | -0.03% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -5,800 | -100.0% | -0.04% | – |
| LMT | Exit | LOCKHEED MARTIN CORPcall | $0 | – | -1,000 | -100.0% | -0.04% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -1,800 | -100.0% | -0.04% | – |
| TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -7,849 | -100.0% | -0.06% | – |
| PB | Exit | PROSPERITY BANCSHARES INC | $0 | – | -13,150 | -100.0% | -0.06% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -11,522 | -100.0% | -0.07% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -14,500 | -100.0% | -0.08% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -5,314 | -100.0% | -0.09% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIES CORPORATIcl a | $0 | – | -3,659 | -100.0% | -0.09% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -8,674 | -100.0% | -0.11% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -15,025 | -100.0% | -0.11% | – |
| UBA | Exit | URSTADT BIDDLE PPTYS INCcl a | $0 | – | -71,086 | -100.0% | -0.13% | – |
| BMI | Exit | BADGER METER INC | $0 | – | -19,000 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.