$439 Million is the total value of SANDERS MORRIS HARRIS LLC's 293 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 30.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BX | Sell | BLACKSTONE GROUP INC | $23,876,000 | +22.7% | 368,620 | -0.8% | 5.44% | +2.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $14,514,000 | +23.9% | 739,527 | -0.2% | 3.30% | +3.8% |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $13,381,000 | -9.8% | 434,335 | -18.2% | 3.05% | -24.5% |
| MAIN | Sell | MAIN STR CAP CORP | $6,930,000 | +3.1% | 214,825 | -5.5% | 1.58% | -13.7% |
| T | Sell | AT&T INC | $6,198,000 | -11.5% | 215,750 | -12.4% | 1.41% | -25.9% |
| TXMD | Sell | THERAPEUTICSMD INC | $4,979,000 | -26.7% | 4,115,116 | -4.2% | 1.13% | -38.6% |
| DOCU | Sell | DOCUSIGN INC | $4,360,000 | +5.4% | 17,057 | -1.9% | 0.99% | -11.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $4,319,000 | +8.1% | 52,463 | -0.2% | 0.98% | -9.5% |
| CTAS | Sell | CINTAS CORP | $4,302,000 | -5.9% | 12,807 | -1.6% | 0.98% | -21.2% |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $4,206,000 | +45.4% | 248,275 | -4.4% | 0.96% | +21.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,815,000 | -5.2% | 29,262 | -29.5% | 0.87% | -20.7% |
| MO | Sell | ALTRIA GROUP INC | $3,758,000 | +5.4% | 91,618 | -0.4% | 0.86% | -11.8% |
| XOM | Sell | EXXON MOBIL CORP | $3,538,000 | +16.8% | 85,846 | -2.7% | 0.80% | -2.2% |
| AVLR | Sell | AVALARA INC | $3,076,000 | -2.5% | 19,418 | -4.3% | 0.70% | -18.4% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,066,000 | -22.4% | 1,754 | -30.9% | 0.70% | -35.0% |
| SNOW | Sell | SNOWFLAKE INCcl a | $2,849,000 | +10.5% | 9,606 | -7.3% | 0.65% | -7.6% |
| MSFT | Sell | MICROSOFT CORP | $2,844,000 | -0.6% | 13,022 | -0.5% | 0.65% | -16.8% |
| DT | Sell | DYNATRACE INC | $2,842,000 | -17.3% | 65,078 | -16.9% | 0.65% | -30.7% |
| QURE | Sell | UNIQURE NV | $2,779,000 | -48.6% | 73,070 | -50.7% | 0.63% | -56.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,573,000 | +2.6% | 40,884 | -1.3% | 0.59% | -14.1% |
| LLY | Sell | LILLY ELI & CO | $1,775,000 | +16.9% | 10,194 | -0.1% | 0.40% | -2.2% |
| SPKE | Sell | SPARK ENERGY INC | $1,751,000 | -4.4% | 182,992 | -16.8% | 0.40% | -19.9% |
| TELA | Sell | TELA BIO INC | $1,705,000 | -36.8% | 113,418 | -30.5% | 0.39% | -47.1% |
| KMI | Sell | KINDER MORGAN INC DEL | $988,000 | +13.3% | 68,120 | -2.9% | 0.22% | -5.1% |
| KO | Sell | COCA COLA CO | $922,000 | +4.9% | 16,816 | -5.6% | 0.21% | -12.1% |
| ET | Sell | ENERGY TRANSFER LP | $804,000 | -5.6% | 123,551 | -18.9% | 0.18% | -21.1% |
| ESTE | Sell | EARTHSTONE ENERGY INCcl a | $801,000 | +85.0% | 150,300 | -9.9% | 0.18% | +54.2% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $674,000 | +9.2% | 9,545 | -9.0% | 0.15% | -8.9% |
| CRTO | Sell | CRITEO S Aspons ads | $667,000 | -26.6% | 32,500 | -56.4% | 0.15% | -38.5% |
| GOLD | Sell | BARRICK GOLD CORP | $638,000 | -43.2% | 28,000 | -30.0% | 0.14% | -52.5% |
| BA | Sell | BOEING CO | $596,000 | -28.2% | 2,860 | -43.5% | 0.14% | -39.8% |
| SBUX | Sell | STARBUCKS CORP | $553,000 | +9.5% | 5,363 | -5.0% | 0.13% | -8.0% |
| HPQ | Sell | HP INC | $434,000 | +30.7% | 16,872 | -0.7% | 0.10% | +10.0% |
| CVS | Sell | CVS HEALTH CORP | $437,000 | -87.4% | 5,847 | -90.1% | 0.10% | -89.5% |
| CYTK | Sell | CYTOKINETICS INC | $421,000 | +1.9% | 21,755 | -11.4% | 0.10% | -14.3% |
| PGEN | Sell | PRECIGEN INC | $408,000 | -17.2% | 40,000 | -71.6% | 0.09% | -30.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $372,000 | +8.1% | 3,042 | -7.6% | 0.08% | -8.6% |
| GLEO | Sell | GALILEO ACQUISITION CORP | $351,000 | -19.1% | 33,780 | -22.8% | 0.08% | -32.2% |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $345,000 | +24.1% | 28,372 | -0.4% | 0.08% | +3.9% |
| GE | Sell | GENERAL ELECTRIC CO | $334,000 | -88.0% | 29,058 | -93.4% | 0.08% | -89.9% |
| TRGP | Sell | TARGA RES CORP | $316,000 | +74.6% | 11,967 | -7.2% | 0.07% | +46.9% |
| LYFT | Sell | LYFT INC | $246,000 | +5.1% | 5,000 | -41.2% | 0.06% | -12.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $243,000 | 0.0% | 2,650 | -3.6% | 0.06% | -16.7% |
| JIHWS | Sell | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $81,000 | +58.8% | 33,750 | -10.0% | 0.02% | +28.6% |
| ESSCR | Exit | EAST STONE ACQUISITION CORPright 12/31/2026 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| MGTX | Exit | MEIRAGTX HLDGS PLC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| FEAC | Exit | FLYING EAGLE ACQUISITION COR | $0 | – | -16,650 | -100.0% | -0.06% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -4,500 | -100.0% | -0.06% | – |
| TSLA | Exit | TESLA INC | $0 | – | -500 | -100.0% | -0.06% | – |
| ZUO | Exit | ZUORA INC | $0 | – | -21,000 | -100.0% | -0.06% | – |
| MR | Exit | MONTAGE RES CORP | $0 | – | -49,498 | -100.0% | -0.06% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -15,000 | -100.0% | -0.08% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -20,000 | -100.0% | -0.08% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -2,500 | -100.0% | -0.15% | – |
| ENDP | Exit | ENDO INTL PLC | $0 | – | -188,723 | -100.0% | -0.17% | – |
| SBEWS | Exit | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $0 | – | -219,742 | -100.0% | -0.24% | – |
| JEF | Exit | JEFFERIES FINL GROUP INC | $0 | – | -55,466 | -100.0% | -0.27% | – |
| RETA | Exit | REATA PHARMACEUTICALS INCcl a | $0 | – | -13,595 | -100.0% | -0.41% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -68,090 | -100.0% | -0.55% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -13,246 | -100.0% | -0.78% | – |
| ESPO | Exit | VANECK VECTORS ETF TRvideo gaming | $0 | – | -66,096 | -100.0% | -1.13% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -150,500 | -100.0% | -1.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.