$439 Million is the total value of SANDERS MORRIS HARRIS LLC's 293 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 20.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $48,407,000 | +15.1% | 154,289 | +1.9% | 11.02% | -3.6% |
| BX | Sell | BLACKSTONE GROUP INC | $23,876,000 | +22.7% | 368,620 | -0.8% | 5.44% | +2.8% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $17,429,000 | +890.3% | 45,737 | +806.6% | 3.97% | +729.9% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $15,366,000 | +30.0% | 865,717 | +2.9% | 3.50% | +8.9% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $14,514,000 | +23.9% | 739,527 | -0.2% | 3.30% | +3.8% |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $13,381,000 | -9.8% | 434,335 | -18.2% | 3.05% | -24.5% |
| AAPL | Buy | APPLE INC | $12,657,000 | +13.8% | 95,932 | +1.8% | 2.88% | -4.7% |
| MAIN | Sell | MAIN STR CAP CORP | $6,930,000 | +3.1% | 214,825 | -5.5% | 1.58% | -13.7% |
| CSCO | Buy | CISCO SYS INC | $6,758,000 | +2123.0% | 150,925 | +1879.3% | 1.54% | +1753.0% |
| AMZN | Buy | AMAZON COM INC | $6,690,000 | +122.7% | 2,106 | +135.8% | 1.52% | +86.6% |
| T | Sell | AT&T INC | $6,198,000 | -11.5% | 215,750 | -12.4% | 1.41% | -25.9% |
| NOW | Buy | SERVICENOW INC | $6,138,000 | +70.4% | 11,759 | +69.8% | 1.40% | +42.7% |
| CRM | Buy | SALESFORCE COM INC | $5,924,000 | +261.7% | 26,742 | +335.4% | 1.35% | +202.9% |
| ROCCU | New | ROTH CH ACQUISITION II COunit 12/11/2025 | $5,887,000 | – | 566,000 | +100.0% | 1.34% | – |
| V | Buy | VISA INC | $5,639,000 | +9.9% | 26,796 | +6.2% | 1.28% | -8.0% |
| TXMD | Sell | THERAPEUTICSMD INC | $4,979,000 | -26.7% | 4,115,116 | -4.2% | 1.13% | -38.6% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $4,892,000 | +227.4% | 10,360 | +257.2% | 1.11% | +174.4% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $4,883,000 | +405.0% | 53,209 | +368.8% | 1.11% | +322.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,757,000 | +334.4% | 19,431 | +266.1% | 1.08% | +263.4% |
| DOCU | Sell | DOCUSIGN INC | $4,360,000 | +5.4% | 17,057 | -1.9% | 0.99% | -11.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $4,319,000 | +8.1% | 52,463 | -0.2% | 0.98% | -9.5% |
| CTAS | Sell | CINTAS CORP | $4,302,000 | -5.9% | 12,807 | -1.6% | 0.98% | -21.2% |
| Buy | APTOSE BIOSCIENCES INC | $4,231,000 | +4.2% | 925,153 | +38.7% | 0.96% | -12.8% | |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $4,206,000 | +45.4% | 248,275 | -4.4% | 0.96% | +21.8% |
| LRNZ | Buy | LISTED FD TR | $3,991,000 | +57.8% | 81,250 | +37.1% | 0.91% | +32.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,815,000 | -5.2% | 29,262 | -29.5% | 0.87% | -20.7% |
| MO | Sell | ALTRIA GROUP INC | $3,758,000 | +5.4% | 91,618 | -0.4% | 0.86% | -11.8% |
| XOM | Sell | EXXON MOBIL CORP | $3,538,000 | +16.8% | 85,846 | -2.7% | 0.80% | -2.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,486,000 | +229.5% | 14,945 | +333.8% | 0.79% | +175.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,179,000 | +10.8% | 9 | 0.0% | 0.72% | -7.2% | |
| AVLR | Sell | AVALARA INC | $3,076,000 | -2.5% | 19,418 | -4.3% | 0.70% | -18.4% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,066,000 | -22.4% | 1,754 | -30.9% | 0.70% | -35.0% |
| DIS | Buy | DISNEY WALT CO | $3,004,000 | +40.1% | 17,002 | +1.8% | 0.68% | +17.3% |
| SNOW | Sell | SNOWFLAKE INCcl a | $2,849,000 | +10.5% | 9,606 | -7.3% | 0.65% | -7.6% |
| ESGC | Buy | EROS STX GLOBAL CORPORATION | $2,848,000 | +16.0% | 1,565,178 | +40.9% | 0.65% | -2.8% |
| MSFT | Sell | MICROSOFT CORP | $2,844,000 | -0.6% | 13,022 | -0.5% | 0.65% | -16.8% |
| DT | Sell | DYNATRACE INC | $2,842,000 | -17.3% | 65,078 | -16.9% | 0.65% | -30.7% |
| QURE | Sell | UNIQURE NV | $2,779,000 | -48.6% | 73,070 | -50.7% | 0.63% | -56.9% |
| ECOZ | Buy | LISTED FD TR | $2,742,000 | +81.7% | 76,330 | +64.8% | 0.62% | +52.2% |
| NVDA | NVIDIA CORPORATION | $2,702,000 | -4.5% | 5,020 | 0.0% | 0.62% | -20.0% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,573,000 | +2.6% | 40,884 | -1.3% | 0.59% | -14.1% |
| ABBV | ABBVIE INC | $2,514,000 | +27.7% | 22,498 | 0.0% | 0.57% | +6.9% | |
| CUE | Buy | CUE BIOPHARMA INC | $2,449,000 | +5.9% | 193,591 | +35.9% | 0.56% | -11.3% |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $2,372,000 | +84.0% | 455,350 | +154.4% | 0.54% | +54.3% |
| LRCX | LAM RESEARCH CORP | $2,233,000 | +40.4% | 4,242 | 0.0% | 0.51% | +17.6% | |
| GOOG | ALPHABET INCcap stk cl c | $1,874,000 | +12.1% | 1,068 | 0.0% | 0.43% | -5.9% | |
| F | Buy | FORD MTR CO DEL | $1,867,000 | +510.1% | 212,400 | +361.7% | 0.42% | +412.0% |
| PFE | Buy | PFIZER INC | $1,836,000 | +0.8% | 49,822 | +0.6% | 0.42% | -15.6% |
| GS | GOLDMAN SACHS GROUP INC | $1,804,000 | +44.3% | 5,960 | 0.0% | 0.41% | +20.9% | |
| LLY | Sell | LILLY ELI & CO | $1,775,000 | +16.9% | 10,194 | -0.1% | 0.40% | -2.2% |
| SPKE | Sell | SPARK ENERGY INC | $1,751,000 | -4.4% | 182,992 | -16.8% | 0.40% | -19.9% |
| MRK | MERCK & CO. INC | $1,730,000 | +2.3% | 21,020 | 0.0% | 0.39% | -14.3% | |
| TELA | Sell | TELA BIO INC | $1,705,000 | -36.8% | 113,418 | -30.5% | 0.39% | -47.1% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,696,000 | +31.6% | 4,857 | +29.3% | 0.39% | +10.3% |
| IBM | INTERNATIONAL BUSINESS MACHS | $1,674,000 | +3.4% | 13,300 | 0.0% | 0.38% | -13.4% | |
| HD | Buy | HOME DEPOT INC | $1,621,000 | -3.6% | 6,101 | +0.8% | 0.37% | -19.3% |
| INTU | Buy | INTUIT | $1,605,000 | +6.2% | 4,396 | +1.7% | 0.36% | -11.2% |
| RCKT | ROCKET PHARMACEUTICALS INC | $1,538,000 | +99.2% | 27,709 | 0.0% | 0.35% | +66.7% | |
| MDLZ | MONDELEZ INTL INCcl a | $1,503,000 | -1.6% | 26,126 | 0.0% | 0.34% | -17.6% | |
| ARKK | New | ARK ETF TRinnovation etf | $1,484,000 | – | 11,920 | +100.0% | 0.34% | – |
| FB | Buy | FACEBOOK INCcl a | $1,440,000 | -1.6% | 5,584 | +3.7% | 0.33% | -17.6% |
| CHL | CHINA MOBILE LIMITEDsponsored adr | $1,433,000 | -11.2% | 50,205 | 0.0% | 0.33% | -25.7% | |
| VZ | VERIZON COMMUNICATIONS INC | $1,402,000 | -2.5% | 24,233 | 0.0% | 0.32% | -18.4% | |
| JNJ | JOHNSON & JOHNSON | $1,366,000 | +6.1% | 8,670 | 0.0% | 0.31% | -11.1% | |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $1,339,000 | -0.6% | 36,000 | 0.0% | 0.30% | -16.7% | |
| PG | PROCTER AND GAMBLE CO | $1,265,000 | -2.6% | 9,170 | 0.0% | 0.29% | -18.4% | |
| SQ | Buy | SQUARE INCcl a | $1,242,000 | +31.2% | 5,400 | +8.0% | 0.28% | +10.1% |
| ECL | ECOLAB INC | $1,214,000 | +7.8% | 5,597 | 0.0% | 0.28% | -9.8% | |
| SHV | ISHARES TRshort treas bd | $1,208,000 | -0.1% | 10,925 | 0.0% | 0.28% | -16.4% | |
| WDAY | Buy | WORKDAY INCcl a | $1,203,000 | +58.1% | 5,250 | +61.5% | 0.27% | +32.4% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,202,000 | +34.6% | 24,748 | 0.0% | 0.27% | +12.8% | |
| ORCL | ORACLE CORP | $1,146,000 | +1.8% | 18,460 | 0.0% | 0.26% | -14.7% | |
| KSU | KANSAS CITY SOUTHERN | $1,138,000 | +17.7% | 5,324 | 0.0% | 0.26% | -1.5% | |
| LULU | LULULEMON ATHLETICA INC | $1,109,000 | -0.9% | 3,150 | 0.0% | 0.25% | -17.1% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,104,000 | +43.6% | 2,677 | 0.0% | 0.25% | +20.1% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $1,069,000 | +18.4% | 5,360 | 0.0% | 0.24% | -0.8% | |
| TXN | Buy | TEXAS INSTRS INC | $1,065,000 | +14.6% | 6,240 | +3.3% | 0.24% | -4.0% |
| AMGN | AMGEN INC | $1,020,000 | -0.8% | 4,292 | 0.0% | 0.23% | -16.8% | |
| CI | CIGNA CORP NEW | $1,006,000 | +28.3% | 4,493 | 0.0% | 0.23% | +7.5% | |
| RMD | RESMED INC | $996,000 | +22.7% | 4,600 | 0.0% | 0.23% | +2.7% | |
| BIDU | BAIDU INCspon adr rep a | $995,000 | +86.7% | 4,200 | 0.0% | 0.23% | +55.9% | |
| CEMI | New | CHEMBIO DIAGNOSTICS INC | $990,000 | – | 183,584 | +100.0% | 0.22% | – |
| KMI | Sell | KINDER MORGAN INC DEL | $988,000 | +13.3% | 68,120 | -2.9% | 0.22% | -5.1% |
| DDOG | Buy | DATADOG INC | $974,000 | +32.5% | 9,290 | +47.7% | 0.22% | +11.0% |
| TWLO | TWILIO INCcl a | $957,000 | +10.6% | 2,600 | 0.0% | 0.22% | -7.2% | |
| LOW | LOWES COS INC | $935,000 | -2.8% | 5,506 | 0.0% | 0.21% | -18.4% | |
| TWTR | TWITTER INC | $930,000 | +0.1% | 19,700 | 0.0% | 0.21% | -15.9% | |
| KO | Sell | COCA COLA CO | $922,000 | +4.9% | 16,816 | -5.6% | 0.21% | -12.1% |
| ABT | ABBOTT LABS | $897,000 | +2.7% | 8,025 | 0.0% | 0.20% | -13.9% | |
| QS | New | QUANTUMSCAPE CORP | $896,000 | – | 15,890 | +100.0% | 0.20% | – |
| BHC | BAUSCH HEALTH COS INC | $891,000 | +52.6% | 35,013 | 0.0% | 0.20% | +27.7% | |
| WM | WASTE MGMT INC DEL | $890,000 | +4.3% | 7,542 | 0.0% | 0.20% | -12.5% | |
| AVGO | BROADCOM INC | $886,000 | +18.3% | 1,964 | 0.0% | 0.20% | -1.0% | |
| INTC | INTEL CORP | $859,000 | +5.9% | 15,095 | 0.0% | 0.20% | -10.9% | |
| CVX | CHEVRON CORP NEW | $860,000 | +17.3% | 10,175 | 0.0% | 0.20% | -1.5% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $853,000 | +7.3% | 1,700 | 0.0% | 0.19% | -10.2% | |
| BGNE | BEIGENE LTDsponsored adr | $837,000 | +1.5% | 2,700 | 0.0% | 0.19% | -14.7% | |
| ATVI | ACTIVISION BLIZZARD INC | $831,000 | +10.1% | 9,255 | 0.0% | 0.19% | -7.8% | |
| MSI | MOTOROLA SOLUTIONS INC | $824,000 | +5.0% | 4,735 | 0.0% | 0.19% | -11.7% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $820,000 | +58.3% | 16,200 | 0.0% | 0.19% | +32.6% | |
| FDX | FEDEX CORP | $807,000 | -7.8% | 3,200 | 0.0% | 0.18% | -22.7% | |
| ET | Sell | ENERGY TRANSFER LP | $804,000 | -5.6% | 123,551 | -18.9% | 0.18% | -21.1% |
| ESTE | Sell | EARTHSTONE ENERGY INCcl a | $801,000 | +85.0% | 150,300 | -9.9% | 0.18% | +54.2% |
| XLNX | XILINX INC | $773,000 | +19.8% | 5,475 | 0.0% | 0.18% | +0.6% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $766,000 | -4.5% | 1,239 | 0.0% | 0.17% | -20.2% | |
| SEB | SEABOARD CORP DEL | $758,000 | +6.9% | 250 | 0.0% | 0.17% | -10.4% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $752,000 | +14.8% | 11,200 | 0.0% | 0.17% | -3.9% | |
| QSR | RESTAURANT BRANDS INTL INC | $747,000 | +7.8% | 11,824 | 0.0% | 0.17% | -9.6% | |
| EA | ELECTRONIC ARTS INC | $729,000 | +2.8% | 5,350 | 0.0% | 0.17% | -14.0% | |
| LIN | LINDE PLC | $711,000 | +10.6% | 2,700 | 0.0% | 0.16% | -7.4% | |
| CSX | CSX CORP | $710,000 | +19.7% | 7,500 | 0.0% | 0.16% | +0.6% | |
| EXAS | EXACT SCIENCES CORP | $698,000 | +34.5% | 4,800 | 0.0% | 0.16% | +12.8% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $691,000 | +4.5% | 148,490 | 0.0% | 0.16% | -12.8% | |
| CE | CELANESE CORP DEL | $684,000 | +18.3% | 5,000 | 0.0% | 0.16% | -0.6% | |
| AZN | ASTRAZENECA PLCsponsored adr | $684,000 | -8.1% | 13,600 | 0.0% | 0.16% | -22.8% | |
| CIIC | Buy | CIIG MERGER CORP | $683,000 | +172.1% | 25,650 | +2.6% | 0.16% | +127.9% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $674,000 | +9.2% | 9,545 | -9.0% | 0.15% | -8.9% |
| CRTO | Sell | CRITEO S Aspons ads | $667,000 | -26.6% | 32,500 | -56.4% | 0.15% | -38.5% |
| BLK | BLACKROCK INC | $649,000 | +28.0% | 900 | 0.0% | 0.15% | +7.2% | |
| RDFN | New | REDFIN CORP | $648,000 | – | 8,300 | +100.0% | 0.15% | – |
| KNSL | KINSALE CAP GROUP INC | $643,000 | +1.9% | 3,000 | 0.0% | 0.15% | -14.6% | |
| WMT | Buy | WALMART INC | $635,000 | +13.4% | 4,408 | +10.2% | 0.14% | -4.6% |
| GOLD | Sell | BARRICK GOLD CORP | $638,000 | -43.2% | 28,000 | -30.0% | 0.14% | -52.5% |
| BHK | BLACKROCK CORE BD TR | $635,000 | +4.1% | 38,955 | 0.0% | 0.14% | -12.7% | |
| NTES | NETEASE INCsponsored ads | $634,000 | +18.3% | 5,925 | 0.0% | 0.14% | -1.4% | |
| TEAM | ATLASSIAN CORP PLCcl a | $628,000 | +18.9% | 2,730 | 0.0% | 0.14% | 0.0% | |
| ANTM | ANTHEM INC | $628,000 | +11.5% | 1,900 | 0.0% | 0.14% | -6.5% | |
| MDT | MEDTRONIC PLC | $622,000 | +11.5% | 5,244 | 0.0% | 0.14% | -6.6% | |
| MCK | MCKESSON CORP | $618,000 | +21.7% | 3,370 | 0.0% | 0.14% | +2.2% | |
| HCA | HCA HEALTHCARE INC | $618,000 | +28.5% | 3,631 | 0.0% | 0.14% | +7.6% | |
| GLP | GLOBAL PARTNERS LP | $614,000 | +26.9% | 36,950 | 0.0% | 0.14% | +6.1% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $603,000 | +7.3% | 3,700 | 0.0% | 0.14% | -10.5% | |
| BA | Sell | BOEING CO | $596,000 | -28.2% | 2,860 | -43.5% | 0.14% | -39.8% |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $598,000 | +16.3% | 3,500 | 0.0% | 0.14% | -2.9% | |
| OPEN | New | OPENDOOR TECHNOLOGIES INC | $590,000 | – | 22,000 | +100.0% | 0.13% | – |
| PNC | PNC FINL SVCS GROUP INC | $585,000 | +42.0% | 3,676 | 0.0% | 0.13% | +18.8% | |
| NKE | NIKE INCcl b | $576,000 | +11.0% | 4,030 | 0.0% | 0.13% | -7.1% | |
| TGT | TARGET CORP | $575,000 | +19.0% | 2,922 | 0.0% | 0.13% | 0.0% | |
| APD | AIR PRODS & CHEMS INC | $567,000 | -8.3% | 2,075 | 0.0% | 0.13% | -23.2% | |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $566,000 | +19.9% | 37,354 | +15.4% | 0.13% | +0.8% |
| DOX | AMDOCS LTD | $563,000 | +20.8% | 8,000 | 0.0% | 0.13% | +0.8% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $559,000 | 0.0% | 5,480 | 0.0% | 0.13% | -16.4% | |
| LFUS | LITTELFUSE INC | $558,000 | +48.4% | 2,000 | 0.0% | 0.13% | +24.5% | |
| SBUX | Sell | STARBUCKS CORP | $553,000 | +9.5% | 5,363 | -5.0% | 0.13% | -8.0% |
| MRUS | MERUS N V | $549,000 | +64.9% | 24,870 | 0.0% | 0.12% | +38.9% | |
| SYK | STRYKER CORPORATION | $551,000 | +10.4% | 2,266 | 0.0% | 0.12% | -8.1% | |
| CMCSA | Buy | COMCAST CORP NEWcl a | $547,000 | +15.4% | 10,877 | +4.8% | 0.12% | -3.1% |
| MOH | MOLINA HEALTHCARE INC | $542,000 | +11.8% | 2,370 | 0.0% | 0.12% | -6.8% | |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $532,000 | – | 22,400 | +100.0% | 0.12% | – |
| ALXN | ALEXION PHARMACEUTICALS INC | $532,000 | +26.4% | 3,400 | 0.0% | 0.12% | +6.1% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $527,000 | +11.2% | 2,082 | 0.0% | 0.12% | -7.0% | |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $527,000 | +30.8% | 35,007 | +25.0% | 0.12% | +9.1% |
| NSC | NORFOLK SOUTHN CORP | $517,000 | +11.2% | 2,175 | 0.0% | 0.12% | -6.3% | |
| PEP | Buy | PEPSICO INC | $514,000 | +2.8% | 3,600 | +2.9% | 0.12% | -14.0% |
| KLAC | KLA CORP | $508,000 | +32.3% | 1,750 | 0.0% | 0.12% | +11.5% | |
| NET | Buy | CLOUDFLARE INC | $509,000 | +96.5% | 6,700 | +6.3% | 0.12% | +65.7% |
| KURA | KURA ONCOLOGY INC | $505,000 | -1.0% | 14,900 | 0.0% | 0.12% | -17.3% | |
| YINN | New | DIREXION SHS ETF TRdl ftse bll 3x | $505,000 | – | 25,000 | +100.0% | 0.12% | – |
| OKE | ONEOK INC NEW | $507,000 | +47.8% | 13,199 | 0.0% | 0.12% | +23.7% | |
| ARGX | ARGENX SEsponsored adr | $502,000 | -1.4% | 1,830 | 0.0% | 0.11% | -17.4% | |
| UNH | UNITEDHEALTH GROUP INC | $497,000 | +7.8% | 1,400 | 0.0% | 0.11% | -9.6% | |
| EZPW | EZCORP INCcl a non vtg | $491,000 | -4.8% | 102,500 | 0.0% | 0.11% | -20.0% | |
| MCD | Buy | MCDONALDS CORP | $494,000 | +7.2% | 2,300 | +9.5% | 0.11% | -10.4% |
| PRAA | PRA GROUP INC | $482,000 | -9.6% | 13,421 | 0.0% | 0.11% | -24.1% | |
| LMT | LOCKHEED MARTIN CORP | $483,000 | -10.2% | 1,389 | 0.0% | 0.11% | -24.7% | |
| KR | KROGER CO | $480,000 | -7.5% | 15,000 | 0.0% | 0.11% | -22.7% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $478,000 | +8.9% | 6,000 | 0.0% | 0.11% | -8.4% | |
| INCY | INCYTE CORP | $464,000 | -4.7% | 5,000 | 0.0% | 0.11% | -19.7% | |
| GD | GENERAL DYNAMICS CORP | $458,000 | +6.8% | 3,000 | 0.0% | 0.10% | -11.1% | |
| UNP | UNION PAC CORP | $454,000 | +6.6% | 2,100 | 0.0% | 0.10% | -11.2% | |
| PHG | KONINKLIJKE PHILIPS N Vny reg sh new | $441,000 | +11.9% | 8,162 | 0.0% | 0.10% | -6.5% | |
| HPQ | Sell | HP INC | $434,000 | +30.7% | 16,872 | -0.7% | 0.10% | +10.0% |
| CVS | Sell | CVS HEALTH CORP | $437,000 | -87.4% | 5,847 | -90.1% | 0.10% | -89.5% |
| TYL | TYLER TECHNOLOGIES INC | $437,000 | +25.2% | 1,000 | 0.0% | 0.10% | +4.2% | |
| MPW | MEDICAL PPTYS TRUST INC | $431,000 | +23.1% | 19,800 | 0.0% | 0.10% | +3.2% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $424,000 | +25.4% | 1,132 | +12.1% | 0.10% | +5.4% |
| MGNX | MACROGENICS INC | $426,000 | -21.1% | 20,915 | 0.0% | 0.10% | -34.0% | |
| CYTK | Sell | CYTOKINETICS INC | $421,000 | +1.9% | 21,755 | -11.4% | 0.10% | -14.3% |
| CLX | CLOROX CO DEL | $423,000 | -11.9% | 2,183 | 0.0% | 0.10% | -26.2% | |
| INSI | INSIGHT SELECT INCOME FD | $421,000 | +5.2% | 19,734 | 0.0% | 0.10% | -11.9% | |
| EW | EDWARDS LIFESCIENCES CORP | $414,000 | +7.8% | 4,620 | 0.0% | 0.09% | -9.6% | |
| VGT | VANGUARD WORLD FDSinf tech etf | $409,000 | +13.6% | 1,155 | 0.0% | 0.09% | -5.1% | |
| PGEN | Sell | PRECIGEN INC | $408,000 | -17.2% | 40,000 | -71.6% | 0.09% | -30.6% |
| CL | COLGATE PALMOLIVE CO | $406,000 | +3.3% | 4,920 | 0.0% | 0.09% | -14.0% | |
| EFX | EQUIFAX INC | $405,000 | +23.1% | 2,100 | 0.0% | 0.09% | +3.4% | |
| BAX | BAXTER INTL INC | $402,000 | +2.8% | 4,900 | 0.0% | 0.09% | -13.2% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $405,000 | +11.3% | 2,450 | 0.0% | 0.09% | -7.1% | |
| TFFP | TFF PHARMACEUTICALS INC | $394,000 | +15.9% | 21,326 | 0.0% | 0.09% | -2.2% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $392,000 | +24.1% | 2,890 | 0.0% | 0.09% | +3.5% | |
| SCI | SERVICE CORP INTL | $393,000 | +16.6% | 8,000 | 0.0% | 0.09% | -3.3% | |
| CXO | CONCHO RES INC | $388,000 | +32.0% | 6,656 | 0.0% | 0.09% | +10.0% | |
| USB | Buy | US BANCORP DEL | $383,000 | +32.1% | 7,760 | +2.6% | 0.09% | +10.1% |
| VTN | INVESCO TR INVT GRADE NEW YO | $375,000 | +5.3% | 29,000 | 0.0% | 0.08% | -12.4% | |
| AXP | Sell | AMERICAN EXPRESS CO | $372,000 | +8.1% | 3,042 | -7.6% | 0.08% | -8.6% |
| XENE | XENON PHARMACEUTICALS INC | $374,000 | +29.9% | 24,500 | 0.0% | 0.08% | +9.0% | |
| MRO | MARATHON OIL CORP | $367,000 | +63.1% | 55,000 | 0.0% | 0.08% | +37.7% | |
| MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $370,000 | +4.8% | 25,730 | 0.0% | 0.08% | -12.5% | |
| CERN | CERNER CORP | $371,000 | +10.1% | 4,600 | 0.0% | 0.08% | -8.7% | |
| DXCM | DEXCOM INC | $363,000 | -8.3% | 1,000 | 0.0% | 0.08% | -23.1% | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $356,000 | +5.6% | 25,500 | 0.0% | 0.08% | -12.0% | |
| DBX | DROPBOX INCcl a | $353,000 | +9.0% | 15,970 | 0.0% | 0.08% | -9.1% | |
| DISH | New | DISH NETWORK CORPORATIONcl a | $353,000 | – | 10,904 | +100.0% | 0.08% | – |
| GLEO | Sell | GALILEO ACQUISITION CORP | $351,000 | -19.1% | 33,780 | -22.8% | 0.08% | -32.2% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $352,000 | +90.3% | 61,200 | +32.5% | 0.08% | +60.0% |
| AN | AUTONATION INC | $349,000 | +31.7% | 5,000 | 0.0% | 0.08% | +9.7% | |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $345,000 | +24.1% | 28,372 | -0.4% | 0.08% | +3.9% |
| QSWS | New | QUANTUMSCAPE CORP*w exp 11/25/202 | $349,000 | – | 9,694 | +100.0% | 0.08% | – |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $339,000 | +9.4% | 2,108 | 0.0% | 0.08% | -8.3% | |
| NUE | NUCOR CORP | $340,000 | +16.8% | 6,000 | 0.0% | 0.08% | -2.5% | |
| LADR | LADDER CAP CORPcl a | $333,000 | +37.6% | 34,100 | 0.0% | 0.08% | +15.2% | |
| GE | Sell | GENERAL ELECTRIC CO | $334,000 | -88.0% | 29,058 | -93.4% | 0.08% | -89.9% |
| AVT | AVNET INC | $336,000 | +36.0% | 9,570 | 0.0% | 0.08% | +13.4% | |
| ESPR | New | ESPERION THERAPEUTICS INC NE | $328,000 | – | 12,200 | +100.0% | 0.08% | – |
| NEE | Buy | NEXTERA ENERGY INC | $329,000 | +11.1% | 4,268 | +300.0% | 0.08% | -6.2% |
| GBT | GLOBAL BLOOD THERAPEUTICS IN | $330,000 | -19.1% | 6,750 | 0.0% | 0.08% | -32.4% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $328,000 | +2.5% | 4,000 | 0.0% | 0.08% | -13.8% | |
| NPA | NEW PROVIDENCE ACQUISITION | $326,000 | +32.0% | 24,450 | 0.0% | 0.07% | +10.4% | |
| JMIA | New | JUMIA TECHNOLOGIES AGsponsored ads | $323,000 | – | 8,000 | +100.0% | 0.07% | – |
| BLUE | Buy | BLUEBIRD BIO INC | $317,000 | -5.9% | 6,400 | +8.5% | 0.07% | -21.7% |
| BAC | New | BK OF AMERICA CORP | $318,000 | – | 10,519 | +100.0% | 0.07% | – |
| TRGP | Sell | TARGA RES CORP | $316,000 | +74.6% | 11,967 | -7.2% | 0.07% | +46.9% |
| XLC | SELECT SECTOR SPDR TR | $304,000 | +13.9% | 4,500 | 0.0% | 0.07% | -5.5% | |
| ETN | New | EATON CORP PLC | $288,000 | – | 2,400 | +100.0% | 0.07% | – |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $285,000 | +7.5% | 29,220 | +11.4% | 0.06% | -9.7% |
| SWN | New | SOUTHWESTERN ENERGY CO | $281,000 | – | 94,242 | +100.0% | 0.06% | – |
| CRNX | CRINETICS PHARMACEUTICALS IN | $263,000 | -15.4% | 18,600 | 0.0% | 0.06% | -29.4% | |
| CMI | CUMMINS INC | $264,000 | +7.8% | 1,161 | 0.0% | 0.06% | -10.4% | |
| L | New | LOEWS CORP | $258,000 | – | 5,494 | +100.0% | 0.06% | – |
| SGMA | SIGMATRON INTL INC | $258,000 | +50.0% | 55,100 | 0.0% | 0.06% | +25.5% | |
| RDFI | New | COLLABORATIVE INVESTMNT SERrareview dynamic | $254,000 | – | 9,441 | +100.0% | 0.06% | – |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $256,000 | +26.1% | 5,550 | 0.0% | 0.06% | +5.5% | |
| CCI | CROWN CASTLE INTL CORP NEW | $253,000 | -4.5% | 1,588 | 0.0% | 0.06% | -19.4% | |
| SILK | New | SILK RD MED INC | $252,000 | – | 4,000 | +100.0% | 0.06% | – |
| CAT | CATERPILLAR INC | $250,000 | +22.0% | 1,375 | 0.0% | 0.06% | +1.8% | |
| MUSA | MURPHY USA INC | $245,000 | -5.8% | 2,000 | 0.0% | 0.06% | -21.1% | |
| LYFT | Sell | LYFT INC | $246,000 | +5.1% | 5,000 | -41.2% | 0.06% | -12.5% |
| SCM | Buy | STELLUS CAP INVT CORP | $244,000 | +25.8% | 22,423 | +0.7% | 0.06% | +5.7% |
| NMFC | NEW MTN FIN CORP | $248,000 | +18.7% | 21,875 | 0.0% | 0.06% | -1.8% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $243,000 | 0.0% | 2,650 | -3.6% | 0.06% | -16.7% |
| FLEX | FLEX LTDord | $241,000 | +60.7% | 13,400 | 0.0% | 0.06% | +34.1% | |
| SCHW | New | SCHWAB CHARLES CORP | $238,000 | – | 4,000 | +100.0% | 0.05% | – |
| ZGNX | ZOGENIX INC | $236,000 | +1.7% | 12,420 | 0.0% | 0.05% | -14.3% | |
| MMM | 3M CO | $230,000 | +8.5% | 1,319 | 0.0% | 0.05% | -10.3% | |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $224,000 | – | 964 | +100.0% | 0.05% | – |
| GEL | GENESIS ENERGY L Punit ltd partn | $223,000 | +38.5% | 35,700 | 0.0% | 0.05% | +15.9% | |
| PUMP | PROPETRO HLDG CORP | $222,000 | +82.0% | 30,000 | 0.0% | 0.05% | +54.5% | |
| XOP | New | SPDR SER TRs&p oilgas exp | $219,000 | – | 3,750 | +100.0% | 0.05% | – |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $219,000 | +65.9% | 16,270 | +60.0% | 0.05% | +38.9% |
| AR | ANTERO RESOURCES CORP | $213,000 | +99.1% | 39,000 | 0.0% | 0.05% | +65.5% | |
| WASH | New | WASHINGTON TR BANCORP | $210,000 | – | 4,685 | +100.0% | 0.05% | – |
| DEO | New | DIAGEO PLCspon adr new | $210,000 | – | 1,325 | +100.0% | 0.05% | – |
| BOND | PIMCO ETF TRactive bd etf | $204,000 | +1.0% | 1,800 | 0.0% | 0.05% | -16.4% | |
| LMRK | Buy | LANDMARK INFRASTRCTUR PARTR | $193,000 | +34.0% | 17,960 | +12.5% | 0.04% | +12.8% |
| THBR | Buy | THUNDER BRDG ACQUISTION II L | $189,000 | +51.2% | 14,500 | +16.0% | 0.04% | +26.5% |
| RMM | RIVERNORTH MANAGED DUR MUN I | $189,000 | +8.6% | 10,300 | 0.0% | 0.04% | -8.5% | |
| CTT | CATCHMARK TIMBER TR INCcl a | $182,000 | +5.2% | 19,400 | 0.0% | 0.04% | -12.8% | |
| BYM | BLACKROCK MUN INCOME QUALITY | $165,000 | +5.1% | 11,000 | 0.0% | 0.04% | -11.6% | |
| IPV | INTERPRIVATE ACQUISITION COR | $165,000 | +65.0% | 10,000 | 0.0% | 0.04% | +40.7% | |
| ATAX | Buy | AMERICA FIRST MULTIFAMILY INben unit ctf | $168,000 | +54.1% | 39,500 | +46.3% | 0.04% | +26.7% |
| NYCB | NEW YORK CMNTY BANCORP INC | $164,000 | +28.1% | 15,500 | 0.0% | 0.04% | +5.7% | |
| CLA | New | COLONNADE ACQUISITION CORP | $162,000 | – | 12,000 | +100.0% | 0.04% | – |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $162,000 | +8.7% | 14,150 | 0.0% | 0.04% | -7.5% | |
| CADE | CADENCE BANCORPORATIONcl a | $164,000 | +90.7% | 10,000 | 0.0% | 0.04% | +60.9% | |
| GNRS | GREENROSE ACQUISITION CORP | $159,000 | +8.2% | 15,000 | 0.0% | 0.04% | -10.0% | |
| MCMJ | MERIDA MERGER CORP I | $159,000 | +8.2% | 15,000 | 0.0% | 0.04% | -10.0% | |
| AVO | New | MISSION PRODUCE INC | $151,000 | – | 10,000 | +100.0% | 0.03% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $149,000 | – | 10,600 | +100.0% | 0.03% | – |
| JWS | New | JAWS ACQUISITION CORP | $134,000 | – | 10,000 | +100.0% | 0.03% | – |
| LATN | UNION ACQUISITION CORP II | $129,000 | +4.0% | 12,500 | 0.0% | 0.03% | -14.7% | |
| TLRY | New | TILRAY INC | $124,000 | – | 15,000 | +100.0% | 0.03% | – |
| GIX | New | GIGCAPITAL2 INC | $110,000 | – | 10,000 | +100.0% | 0.02% | – |
| CIICW | CIIG MERGER CORP*w exp 12/31/202 | $100,000 | +809.1% | 12,500 | 0.0% | 0.02% | +666.7% | |
| WYY | New | WIDEPOINT CORP | $101,000 | – | 10,000 | +100.0% | 0.02% | – |
| ESSC | EAST STONE ACQUISITION CORP | $101,000 | +3.1% | 10,000 | 0.0% | 0.02% | -14.8% | |
| JIHWS | Sell | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $81,000 | +58.8% | 33,750 | -10.0% | 0.02% | +28.6% |
| WTRH | WAITR HLDGS INC | $56,000 | -12.5% | 20,000 | 0.0% | 0.01% | -23.5% | |
| NPAWW | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $47,000 | +261.5% | 12,225 | 0.0% | 0.01% | +175.0% | |
| GLEOWS | GALILEO ACQUISITION CORP*w exp 10/31/202 | $42,000 | +55.6% | 46,255 | 0.0% | 0.01% | +42.9% | |
| GTE | GRAN TIERRA ENERGY INC | $45,000 | +60.7% | 124,667 | 0.0% | 0.01% | +25.0% | |
| HNRG | HALLADOR ENERGY COMPANY | $39,000 | +129.4% | 26,330 | 0.0% | 0.01% | +80.0% | |
| NERV | MINERVA NEUROSCIENCES INC | $32,000 | -22.0% | 12,000 | 0.0% | 0.01% | -36.4% | |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $24,000 | +200.0% | 15,000 | 0.0% | 0.01% | +150.0% | |
| GNRSW | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $21,000 | +320.0% | 15,000 | 0.0% | 0.01% | +400.0% | |
| CDEV | New | CENTENNIAL RESOURCE DEV INCcl a | $18,000 | – | 12,200 | +100.0% | 0.00% | – |
| LATNW | UNION ACQUISITION CORP II*w exp 04/01/202 | $13,000 | +85.7% | 12,500 | 0.0% | 0.00% | +50.0% | |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $11,000 | – | 20,400 | +100.0% | 0.00% | – |
| VTNR | New | VERTEX ENERGY INC | $11,000 | – | 15,100 | +100.0% | 0.00% | – |
| ATIF | New | ATIF HOLDINGS LIMITED | $13,000 | – | 14,200 | +100.0% | 0.00% | – |
| BHAT | New | BLUE HAT INTERACTIVE ENTMT T | $10,000 | – | 11,000 | +100.0% | 0.00% | – |
| ESSCW | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $9,000 | +800.0% | 10,000 | 0.0% | 0.00% | – | |
| USWS | New | US WELL SERVICES INCcl a | $8,000 | – | 19,600 | +100.0% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $8,000 | – | 11,800 | +100.0% | 0.00% | – |
| RAVE | New | RAVE RESTAURANT GROUP INC | $9,000 | – | 10,300 | +100.0% | 0.00% | – |
| ESSCR | Exit | EAST STONE ACQUISITION CORPright 12/31/2026 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| MGTX | Exit | MEIRAGTX HLDGS PLC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| FEAC | Exit | FLYING EAGLE ACQUISITION COR | $0 | – | -16,650 | -100.0% | -0.06% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -4,500 | -100.0% | -0.06% | – |
| TSLA | Exit | TESLA INC | $0 | – | -500 | -100.0% | -0.06% | – |
| ZUO | Exit | ZUORA INC | $0 | – | -21,000 | -100.0% | -0.06% | – |
| MR | Exit | MONTAGE RES CORP | $0 | – | -49,498 | -100.0% | -0.06% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -15,000 | -100.0% | -0.08% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -20,000 | -100.0% | -0.08% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -2,500 | -100.0% | -0.15% | – |
| ENDP | Exit | ENDO INTL PLC | $0 | – | -188,723 | -100.0% | -0.17% | – |
| SBEWS | Exit | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $0 | – | -219,742 | -100.0% | -0.24% | – |
| JEF | Exit | JEFFERIES FINL GROUP INC | $0 | – | -55,466 | -100.0% | -0.27% | – |
| RETA | Exit | REATA PHARMACEUTICALS INCcl a | $0 | – | -13,595 | -100.0% | -0.41% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -68,090 | -100.0% | -0.55% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -13,246 | -100.0% | -0.78% | – |
| ESPO | Exit | VANECK VECTORS ETF TRvideo gaming | $0 | – | -66,096 | -100.0% | -1.13% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -150,500 | -100.0% | -1.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.