$439 Million is the total value of SANDERS MORRIS HARRIS LLC's 293 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 77.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $48,407,000 | +15.1% | 154,289 | +1.9% | 11.02% | -3.6% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $17,429,000 | +890.3% | 45,737 | +806.6% | 3.97% | +729.9% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $15,366,000 | +30.0% | 865,717 | +2.9% | 3.50% | +8.9% |
| AAPL | Buy | APPLE INC | $12,657,000 | +13.8% | 95,932 | +1.8% | 2.88% | -4.7% |
| CSCO | Buy | CISCO SYS INC | $6,758,000 | +2123.0% | 150,925 | +1879.3% | 1.54% | +1753.0% |
| AMZN | Buy | AMAZON COM INC | $6,690,000 | +122.7% | 2,106 | +135.8% | 1.52% | +86.6% |
| NOW | Buy | SERVICENOW INC | $6,138,000 | +70.4% | 11,759 | +69.8% | 1.40% | +42.7% |
| CRM | Buy | SALESFORCE COM INC | $5,924,000 | +261.7% | 26,742 | +335.4% | 1.35% | +202.9% |
| ROCCU | New | ROTH CH ACQUISITION II COunit 12/11/2025 | $5,887,000 | – | 566,000 | +100.0% | 1.34% | – |
| V | Buy | VISA INC | $5,639,000 | +9.9% | 26,796 | +6.2% | 1.28% | -8.0% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $4,892,000 | +227.4% | 10,360 | +257.2% | 1.11% | +174.4% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $4,883,000 | +405.0% | 53,209 | +368.8% | 1.11% | +322.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,757,000 | +334.4% | 19,431 | +266.1% | 1.08% | +263.4% |
| Buy | APTOSE BIOSCIENCES INC | $4,231,000 | +4.2% | 925,153 | +38.7% | 0.96% | -12.8% | |
| LRNZ | Buy | LISTED FD TR | $3,991,000 | +57.8% | 81,250 | +37.1% | 0.91% | +32.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,486,000 | +229.5% | 14,945 | +333.8% | 0.79% | +175.3% |
| DIS | Buy | DISNEY WALT CO | $3,004,000 | +40.1% | 17,002 | +1.8% | 0.68% | +17.3% |
| ESGC | Buy | EROS STX GLOBAL CORPORATION | $2,848,000 | +16.0% | 1,565,178 | +40.9% | 0.65% | -2.8% |
| ECOZ | Buy | LISTED FD TR | $2,742,000 | +81.7% | 76,330 | +64.8% | 0.62% | +52.2% |
| CUE | Buy | CUE BIOPHARMA INC | $2,449,000 | +5.9% | 193,591 | +35.9% | 0.56% | -11.3% |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $2,372,000 | +84.0% | 455,350 | +154.4% | 0.54% | +54.3% |
| F | Buy | FORD MTR CO DEL | $1,867,000 | +510.1% | 212,400 | +361.7% | 0.42% | +412.0% |
| PFE | Buy | PFIZER INC | $1,836,000 | +0.8% | 49,822 | +0.6% | 0.42% | -15.6% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,696,000 | +31.6% | 4,857 | +29.3% | 0.39% | +10.3% |
| HD | Buy | HOME DEPOT INC | $1,621,000 | -3.6% | 6,101 | +0.8% | 0.37% | -19.3% |
| INTU | Buy | INTUIT | $1,605,000 | +6.2% | 4,396 | +1.7% | 0.36% | -11.2% |
| ARKK | New | ARK ETF TRinnovation etf | $1,484,000 | – | 11,920 | +100.0% | 0.34% | – |
| FB | Buy | FACEBOOK INCcl a | $1,440,000 | -1.6% | 5,584 | +3.7% | 0.33% | -17.6% |
| SQ | Buy | SQUARE INCcl a | $1,242,000 | +31.2% | 5,400 | +8.0% | 0.28% | +10.1% |
| WDAY | Buy | WORKDAY INCcl a | $1,203,000 | +58.1% | 5,250 | +61.5% | 0.27% | +32.4% |
| TXN | Buy | TEXAS INSTRS INC | $1,065,000 | +14.6% | 6,240 | +3.3% | 0.24% | -4.0% |
| CEMI | New | CHEMBIO DIAGNOSTICS INC | $990,000 | – | 183,584 | +100.0% | 0.22% | – |
| DDOG | Buy | DATADOG INC | $974,000 | +32.5% | 9,290 | +47.7% | 0.22% | +11.0% |
| QS | New | QUANTUMSCAPE CORP | $896,000 | – | 15,890 | +100.0% | 0.20% | – |
| CIIC | Buy | CIIG MERGER CORP | $683,000 | +172.1% | 25,650 | +2.6% | 0.16% | +127.9% |
| RDFN | New | REDFIN CORP | $648,000 | – | 8,300 | +100.0% | 0.15% | – |
| WMT | Buy | WALMART INC | $635,000 | +13.4% | 4,408 | +10.2% | 0.14% | -4.6% |
| OPEN | New | OPENDOOR TECHNOLOGIES INC | $590,000 | – | 22,000 | +100.0% | 0.13% | – |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $566,000 | +19.9% | 37,354 | +15.4% | 0.13% | +0.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $547,000 | +15.4% | 10,877 | +4.8% | 0.12% | -3.1% |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $532,000 | – | 22,400 | +100.0% | 0.12% | – |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $527,000 | +30.8% | 35,007 | +25.0% | 0.12% | +9.1% |
| PEP | Buy | PEPSICO INC | $514,000 | +2.8% | 3,600 | +2.9% | 0.12% | -14.0% |
| NET | Buy | CLOUDFLARE INC | $509,000 | +96.5% | 6,700 | +6.3% | 0.12% | +65.7% |
| YINN | New | DIREXION SHS ETF TRdl ftse bll 3x | $505,000 | – | 25,000 | +100.0% | 0.12% | – |
| MCD | Buy | MCDONALDS CORP | $494,000 | +7.2% | 2,300 | +9.5% | 0.11% | -10.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $424,000 | +25.4% | 1,132 | +12.1% | 0.10% | +5.4% |
| USB | Buy | US BANCORP DEL | $383,000 | +32.1% | 7,760 | +2.6% | 0.09% | +10.1% |
| DISH | New | DISH NETWORK CORPORATIONcl a | $353,000 | – | 10,904 | +100.0% | 0.08% | – |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $352,000 | +90.3% | 61,200 | +32.5% | 0.08% | +60.0% |
| QSWS | New | QUANTUMSCAPE CORP*w exp 11/25/202 | $349,000 | – | 9,694 | +100.0% | 0.08% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NE | $328,000 | – | 12,200 | +100.0% | 0.08% | – |
| NEE | Buy | NEXTERA ENERGY INC | $329,000 | +11.1% | 4,268 | +300.0% | 0.08% | -6.2% |
| JMIA | New | JUMIA TECHNOLOGIES AGsponsored ads | $323,000 | – | 8,000 | +100.0% | 0.07% | – |
| BLUE | Buy | BLUEBIRD BIO INC | $317,000 | -5.9% | 6,400 | +8.5% | 0.07% | -21.7% |
| BAC | New | BK OF AMERICA CORP | $318,000 | – | 10,519 | +100.0% | 0.07% | – |
| ETN | New | EATON CORP PLC | $288,000 | – | 2,400 | +100.0% | 0.07% | – |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $285,000 | +7.5% | 29,220 | +11.4% | 0.06% | -9.7% |
| SWN | New | SOUTHWESTERN ENERGY CO | $281,000 | – | 94,242 | +100.0% | 0.06% | – |
| L | New | LOEWS CORP | $258,000 | – | 5,494 | +100.0% | 0.06% | – |
| RDFI | New | COLLABORATIVE INVESTMNT SERrareview dynamic | $254,000 | – | 9,441 | +100.0% | 0.06% | – |
| SILK | New | SILK RD MED INC | $252,000 | – | 4,000 | +100.0% | 0.06% | – |
| SCM | Buy | STELLUS CAP INVT CORP | $244,000 | +25.8% | 22,423 | +0.7% | 0.06% | +5.7% |
| SCHW | New | SCHWAB CHARLES CORP | $238,000 | – | 4,000 | +100.0% | 0.05% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $224,000 | – | 964 | +100.0% | 0.05% | – |
| XOP | New | SPDR SER TRs&p oilgas exp | $219,000 | – | 3,750 | +100.0% | 0.05% | – |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $219,000 | +65.9% | 16,270 | +60.0% | 0.05% | +38.9% |
| WASH | New | WASHINGTON TR BANCORP | $210,000 | – | 4,685 | +100.0% | 0.05% | – |
| DEO | New | DIAGEO PLCspon adr new | $210,000 | – | 1,325 | +100.0% | 0.05% | – |
| LMRK | Buy | LANDMARK INFRASTRCTUR PARTR | $193,000 | +34.0% | 17,960 | +12.5% | 0.04% | +12.8% |
| THBR | Buy | THUNDER BRDG ACQUISTION II L | $189,000 | +51.2% | 14,500 | +16.0% | 0.04% | +26.5% |
| ATAX | Buy | AMERICA FIRST MULTIFAMILY INben unit ctf | $168,000 | +54.1% | 39,500 | +46.3% | 0.04% | +26.7% |
| CLA | New | COLONNADE ACQUISITION CORP | $162,000 | – | 12,000 | +100.0% | 0.04% | – |
| AVO | New | MISSION PRODUCE INC | $151,000 | – | 10,000 | +100.0% | 0.03% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $149,000 | – | 10,600 | +100.0% | 0.03% | – |
| JWS | New | JAWS ACQUISITION CORP | $134,000 | – | 10,000 | +100.0% | 0.03% | – |
| TLRY | New | TILRAY INC | $124,000 | – | 15,000 | +100.0% | 0.03% | – |
| GIX | New | GIGCAPITAL2 INC | $110,000 | – | 10,000 | +100.0% | 0.02% | – |
| WYY | New | WIDEPOINT CORP | $101,000 | – | 10,000 | +100.0% | 0.02% | – |
| CDEV | New | CENTENNIAL RESOURCE DEV INCcl a | $18,000 | – | 12,200 | +100.0% | 0.00% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $11,000 | – | 20,400 | +100.0% | 0.00% | – |
| VTNR | New | VERTEX ENERGY INC | $11,000 | – | 15,100 | +100.0% | 0.00% | – |
| ATIF | New | ATIF HOLDINGS LIMITED | $13,000 | – | 14,200 | +100.0% | 0.00% | – |
| BHAT | New | BLUE HAT INTERACTIVE ENTMT T | $10,000 | – | 11,000 | +100.0% | 0.00% | – |
| USWS | New | US WELL SERVICES INCcl a | $8,000 | – | 19,600 | +100.0% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $8,000 | – | 11,800 | +100.0% | 0.00% | – |
| RAVE | New | RAVE RESTAURANT GROUP INC | $9,000 | – | 10,300 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.