$5.23 Billion is the total value of TOCQUEVILLE ASSET MANAGEMENT L.P.'s 648 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 14.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HD | Sell | HOME DEPOT INC | $416,408,000 | +10.8% | 1,499,435 | -0.0% | 7.97% | +1.7% |
| AAPL | Buy | APPLE INC. | $163,966,000 | +17.2% | 1,415,822 | +269.1% | 3.14% | +7.5% |
| MSFT | Sell | MICROSOFT CORP. | $157,483,000 | -0.6% | 748,744 | -3.8% | 3.01% | -8.8% |
| AMZN | Sell | AMAZON INC. | $156,567,000 | +9.1% | 49,724 | -4.4% | 3.00% | +0.0% |
| NVDA | Sell | NVIDIA CORP. | $87,152,000 | +25.9% | 161,029 | -11.7% | 1.67% | +15.4% |
| NEE | Sell | NEXTERA ENERGY INC. | $74,815,000 | +15.2% | 269,545 | -0.3% | 1.43% | +5.7% |
| GOOGL | Sell | ALPHABET INC CLASS A | $73,827,000 | +2.1% | 50,373 | -1.2% | 1.41% | -6.4% |
| MRK | Sell | MERCK & CO. INC. | $71,869,000 | +5.5% | 866,414 | -1.7% | 1.38% | -3.2% |
| EBAY | Buy | EBAY INC. | $71,473,000 | +0.8% | 1,371,837 | +1.5% | 1.37% | -7.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $66,886,000 | -2.9% | 449,261 | -8.3% | 1.28% | -10.9% |
| PYPL | Sell | PAYPAL HLDGS INC | $65,044,000 | +6.5% | 330,120 | -5.9% | 1.24% | -2.4% |
| IAU | Buy | ISHARES COMEX GOLD TRUST | $62,800,000 | +8.1% | 3,490,835 | +2.1% | 1.20% | -0.8% |
| GOOG | Sell | ALPHABET INC CLASS C | $62,357,000 | -2.8% | 42,431 | -6.5% | 1.19% | -10.8% |
| VZ | Sell | VERIZON COMMUNICATIONS | $61,335,000 | +7.7% | 1,031,013 | -0.2% | 1.17% | -1.3% |
| PG | Sell | PROCTER & GAMBLE | $59,523,000 | +15.6% | 428,255 | -0.5% | 1.14% | +6.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL | $58,919,000 | +26.6% | 276,692 | +6.1% | 1.13% | +16.1% |
| PFE | Buy | PFIZER INC | $58,591,000 | +18.8% | 1,596,493 | +5.9% | 1.12% | +9.0% |
| Sell | THE TOCQUEVILLE FUND | $55,155,000 | +3.1% | 1,464,933 | -6.0% | 1.06% | -5.5% | |
| MCD | Sell | MCDONALD'S CORP. | $54,869,000 | +15.5% | 249,985 | -3.0% | 1.05% | +6.0% |
| DE | Sell | DEERE & CO COM | $52,017,000 | +36.8% | 234,701 | -3.0% | 1.00% | +25.5% |
| DIS | Sell | WALT DISNEY CO | $51,559,000 | +10.2% | 415,527 | -1.0% | 0.99% | +1.0% |
| FDX | Sell | FEDEX CORP. | $48,373,000 | +79.3% | 192,321 | -0.0% | 0.92% | +64.3% |
| WY | Sell | WEYERHAEUSER CO | $46,642,000 | +12.9% | 1,635,415 | -11.1% | 0.89% | +3.6% |
| PEP | Buy | PEPSICO INC | $44,890,000 | +31.2% | 323,881 | +25.2% | 0.86% | +20.5% |
| QCOM | Sell | QUALCOMM INC. | $41,538,000 | +17.7% | 352,978 | -8.8% | 0.80% | +8.0% |
| ADBE | Sell | ADOBE, INC. | $41,067,000 | +10.0% | 83,737 | -2.4% | 0.79% | +0.9% |
| INTC | Sell | INTEL CORP | $40,975,000 | -19.8% | 791,329 | -7.4% | 0.78% | -26.5% |
| FB | Sell | FACEBOOK INC. | $40,371,000 | +11.8% | 154,146 | -3.1% | 0.77% | +2.5% |
| BABA | Buy | ALIBABA GROUP HLDG LTD SPONSOR | $39,093,000 | +40.2% | 132,979 | +2.9% | 0.75% | +28.7% |
| WMT | Sell | WALMART INC. | $38,677,000 | +15.6% | 276,442 | -1.0% | 0.74% | +6.0% |
| SCHW | Buy | SCHWAB CHARLES CORP | $37,473,000 | +120.1% | 1,034,315 | +105.0% | 0.72% | +102.0% |
| AMAT | Buy | APPLIED MATLS INC | $35,840,000 | -1.5% | 602,867 | +0.1% | 0.69% | -9.6% |
| TMO | Sell | THERMO FISHER CORP | $35,554,000 | +17.9% | 80,526 | -3.3% | 0.68% | +8.1% |
| MDLZ | Buy | MONDELEZ INTL INC CL A | $33,212,000 | +13.8% | 578,106 | +1.3% | 0.64% | +4.3% |
| CL | Sell | COLGATE PALMOLIVE CO | $33,015,000 | +4.9% | 427,935 | -0.4% | 0.63% | -3.7% |
| BIIB | Buy | BIOGEN INC. | $32,173,000 | +6.2% | 113,413 | +0.2% | 0.62% | -2.7% |
| ABT | Sell | ABBOTT LABS | $31,622,000 | +10.3% | 290,562 | -7.4% | 0.60% | +1.2% |
| BAC | Buy | BANK AMER CORP | $30,936,000 | +51.5% | 1,284,169 | +49.4% | 0.59% | +39.0% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $30,324,000 | +18.1% | 24,382 | -0.1% | 0.58% | +8.4% |
| NTR | Buy | NUTRIEN LTD. | $27,821,000 | +24.4% | 709,187 | +1.8% | 0.53% | +13.9% |
| WPM | Sell | WHEATON PRECIOUS METALS | $27,446,000 | +10.9% | 559,330 | -0.4% | 0.52% | +1.7% |
| SIEGY | Sell | SIEMENS AG-SPONS ADR | $27,387,000 | +12.1% | 393,204 | -5.1% | 0.52% | +2.7% |
| NVS | Sell | NOVARTIS AG | $27,283,000 | -2.4% | 313,745 | -2.0% | 0.52% | -10.5% |
| FIS | Buy | FIDELITY NATIONAL INFORMATION | $27,245,000 | +43.7% | 185,076 | +30.9% | 0.52% | +31.9% |
| BHP | Buy | BHP GROUP LIMITED - ADR | $25,495,000 | +11.6% | 493,044 | +7.3% | 0.49% | +2.5% |
| MA | Buy | MASTERCARD INCORPORATED CL A | $24,813,000 | +19.2% | 73,373 | +4.2% | 0.48% | +9.4% |
| ABBV | Buy | ABBVIE INC. | $24,505,000 | -10.7% | 279,770 | +0.1% | 0.47% | -18.0% |
| Buy | TOCQUEVILLE OPPORTUNITY FUND | $24,253,000 | +8.8% | 631,104 | +0.3% | 0.46% | -0.2% | |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $23,878,000 | -2.8% | 396,060 | -5.2% | 0.46% | -10.7% |
| UL | Sell | UNILEVER PLC SPONSORED ADR NEW | $23,389,000 | +12.0% | 379,207 | -0.4% | 0.45% | +2.5% |
| BXP | Buy | BOSTON PROPERTIES INC. | $23,029,000 | +69.6% | 286,781 | +90.8% | 0.44% | +55.8% |
| PTON | Buy | PELOTON INTERACTIVE INC. CL A | $23,066,000 | +72.0% | 232,430 | +0.1% | 0.44% | +57.5% |
| CVX | Sell | CHEVRON CORP | $22,542,000 | -26.2% | 313,087 | -8.6% | 0.43% | -32.3% |
| PANW | Buy | PALO ALTO NETWORKS INC | $22,493,000 | +8.0% | 91,900 | +1.4% | 0.43% | -0.9% |
| BSX | Sell | BOSTON SCIENTIFIC CORPORATION | $22,336,000 | +7.2% | 584,562 | -1.5% | 0.43% | -1.8% |
| HON | Buy | HONEYWELL INTL INC | $22,213,000 | +32.5% | 134,943 | +16.3% | 0.42% | +21.4% |
| UN | Sell | UNILEVER N V -NY SHARES | $21,899,000 | +6.8% | 362,565 | -5.8% | 0.42% | -2.1% |
| V | Sell | VISA INC COM CL A | $21,816,000 | -2.5% | 109,096 | -5.8% | 0.42% | -10.5% |
| CAT | Sell | CATERPILLAR INC | $21,789,000 | -6.4% | 146,087 | -20.6% | 0.42% | -14.2% |
| CRM | Buy | SALESFORCE COM INC | $21,592,000 | +41.1% | 85,915 | +5.2% | 0.41% | +29.5% |
| FNV | Sell | FRANCO-NEVADA CORPORATION | $21,352,000 | -12.0% | 152,970 | -12.0% | 0.41% | -19.4% |
| Buy | VIVENDI SA | $21,169,000 | +28.2% | 758,500 | +17.9% | 0.40% | +17.7% | |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $21,014,000 | -17.2% | 365,209 | -11.3% | 0.40% | -24.0% |
| XLV | Sell | HEALTH CARE SELECT SECTOR SPDR | $20,846,000 | +5.2% | 197,627 | -0.2% | 0.40% | -3.4% |
| CSCO | Sell | CISCO SYS INC | $20,141,000 | -39.7% | 511,329 | -28.6% | 0.38% | -44.7% |
| NEM | Buy | NEWMONT GOLDCORP CORP | $19,955,000 | +184.0% | 314,497 | +176.3% | 0.38% | +159.9% |
| VMC | Buy | VULCAN MATERIALS COMPANY | $19,184,000 | +17.1% | 141,535 | +0.1% | 0.37% | +7.3% |
| TCEHY | Sell | TENCENT HLDGS LTD ADR | $19,075,000 | -10.8% | 281,965 | -15.6% | 0.36% | -18.2% |
| KO | Sell | COCA COLA CO | $19,012,000 | +6.7% | 385,091 | -3.5% | 0.36% | -2.2% |
| SONY | Buy | SONY CORP. - ADR | $18,838,000 | +31.8% | 245,446 | +18.7% | 0.36% | +20.8% |
| ADP | Sell | AUTOMATIC DATA PROCESSING INC | $18,749,000 | -8.6% | 134,408 | -2.4% | 0.36% | -16.1% |
| MCHI | ISHARES TR MSCI CHINA ETF | $18,028,000 | +13.3% | 243,058 | 0.0% | 0.34% | +3.9% | |
| SNY | Buy | SANOFI SPONSORED ADR | $17,869,000 | +4.5% | 356,172 | +6.4% | 0.34% | -3.9% |
| STZ | Buy | CONSTELLATION BRAND CLASS A | $17,832,000 | +8.8% | 94,094 | +0.5% | 0.34% | -0.3% |
| DEO | Buy | DIAGEO PLC SPONSORED ADR | $17,663,000 | +35.7% | 128,312 | +32.5% | 0.34% | +24.7% |
| RSG | Buy | REPUBLIC SVCS INC | $17,375,000 | +43.3% | 186,124 | +25.9% | 0.33% | +31.2% |
| Buy | ADIDAS AG | $17,127,000 | +30.6% | 52,900 | +5.8% | 0.33% | +19.7% | |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $17,158,000 | – | 225,520 | +100.0% | 0.33% | – |
| ELAN | New | ELANCO ANIMAL HEALTH INC. | $16,351,000 | – | 585,437 | +100.0% | 0.31% | – |
| WM | Sell | WASTE MGMT INC | $16,157,000 | +4.2% | 142,767 | -2.5% | 0.31% | -4.3% |
| ROK | ROCKWELL AUTOMATION INC | $16,081,000 | +3.6% | 72,870 | 0.0% | 0.31% | -4.9% | |
| PGR | Sell | PROGRESSIVE CORP. | $15,861,000 | +18.0% | 167,540 | -0.1% | 0.30% | +8.2% |
| LOW | Sell | LOWES COS INC | $15,837,000 | +8.1% | 95,487 | -11.9% | 0.30% | -0.7% |
| PCTY | Sell | PAYLOCITY HOLDING CORP | $15,721,000 | +10.4% | 97,390 | -0.2% | 0.30% | +1.3% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $15,626,000 | +0.3% | 136,485 | -0.2% | 0.30% | -8.0% |
| MLM | Buy | MARTIN MARIETTA MATERIALS, INC | $14,817,000 | +20.8% | 62,956 | +6.0% | 0.28% | +10.5% |
| PH | PARKER HANNIFIN CORP | $14,641,000 | +10.4% | 72,360 | 0.0% | 0.28% | +1.1% | |
| BG | Buy | BUNGE LIMITED | $14,521,000 | +11.6% | 317,756 | +0.4% | 0.28% | +2.6% |
| DD | Sell | DUPONT DE NEMOURS, INC | $14,318,000 | +1.6% | 258,074 | -2.7% | 0.27% | -6.8% |
| SHOP | Buy | SHOPIFY INC CL A | $14,106,000 | +39.6% | 13,789 | +29.5% | 0.27% | +28.0% |
| Buy | ESSILORLUXOTTICA SA | $13,582,000 | +111.5% | 99,720 | +99.2% | 0.26% | +94.0% | |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $13,088,000 | -20.4% | 275,832 | -1.1% | 0.25% | -27.1% |
| MAG | MAG SILVER CORP | $13,008,000 | +15.3% | 800,000 | 0.0% | 0.25% | +6.0% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $12,942,000 | +5.5% | 41,510 | -0.2% | 0.25% | -3.1% |
| Sell | KION GROUP AG | $12,846,000 | +26.6% | 149,700 | -9.2% | 0.25% | +16.0% | |
| CYBR | Buy | CYBERARK SOFTWARE LTD | $12,828,000 | +27.0% | 124,036 | +21.9% | 0.24% | +16.1% |
| SYK | Sell | STRYKER CORP | $12,531,000 | +15.2% | 60,137 | -0.4% | 0.24% | +5.7% |
| ALC | Buy | ALCON INC | $12,460,000 | +22.0% | 218,781 | +22.8% | 0.24% | +11.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $12,450,000 | +1.7% | 129,323 | -0.7% | 0.24% | -6.7% |
| Buy | TOKYO BROADCASTING | $12,334,000 | +12.4% | 720,700 | +4.8% | 0.24% | +3.1% | |
| APD | Sell | AIR PRODUCTS & CHEMICALS, INC. | $12,016,000 | +16.0% | 40,342 | -6.0% | 0.23% | +6.5% |
| COF | Buy | CAPITAL ONE FINL CORP | $11,643,000 | +22.3% | 162,020 | +6.5% | 0.22% | +12.1% |
| DUK | Buy | DUKE ENERGY CORP | $11,672,000 | +11.2% | 131,800 | +0.3% | 0.22% | +1.8% |
| SBUX | Sell | STARBUCKS CORP | $11,604,000 | +14.7% | 135,057 | -1.7% | 0.22% | +5.2% |
| CB | Sell | CHUBB CORP | $11,577,000 | -8.8% | 99,700 | -0.6% | 0.22% | -16.6% |
| CARR | Buy | CARRIER GLOBAL CORP | $11,520,000 | +57.5% | 377,214 | +14.6% | 0.22% | +43.8% |
| T | Sell | AT&T INC. | $11,464,000 | -39.3% | 402,095 | -35.7% | 0.22% | -44.4% |
| D | Sell | DOMINION ENERGY INC | $11,387,000 | -7.9% | 144,272 | -5.3% | 0.22% | -15.5% |
| DCI | New | DONALDSON COMPANY, INC. | $11,244,000 | – | 242,215 | +100.0% | 0.22% | – |
| SQ | Buy | SQUARE INC. CL A | $11,174,000 | +55.3% | 68,739 | +0.3% | 0.21% | +42.7% |
| SLB | Sell | SCHLUMBERGER LTD. | $11,062,000 | -25.8% | 710,944 | -12.3% | 0.21% | -31.8% |
| AFL | AFLAC INC | $11,029,000 | +0.9% | 303,400 | 0.0% | 0.21% | -7.5% | |
| AER | Buy | AERCAP HOLDINGS NV | $10,878,000 | +30.3% | 431,830 | +59.3% | 0.21% | +19.5% |
| ORCL | Sell | ORACLE CORP | $10,808,000 | -21.2% | 181,044 | -27.0% | 0.21% | -27.6% |
| XLF | Sell | FINANCIAL SELECT SECTOR SPDR F | $10,654,000 | +3.0% | 442,629 | -1.0% | 0.20% | -5.6% |
| EMR | Sell | EMERSON ELEC CO COM | $10,492,000 | +5.6% | 160,016 | -0.1% | 0.20% | -2.9% |
| MU | Buy | MICRON TECHNOLOGY INC. | $10,442,000 | -7.2% | 222,352 | +1.8% | 0.20% | -14.9% |
| INTU | Sell | INTUIT COM | $10,381,000 | +9.6% | 31,822 | -0.5% | 0.20% | +1.0% |
| GLD | Sell | SPDR GOLD TRUST | $10,137,000 | -9.6% | 57,234 | -14.5% | 0.19% | -17.1% |
| Sell | APPLUS SERVICES SA | $10,070,000 | -11.4% | 1,342,872 | -9.4% | 0.19% | -18.6% | |
| NOK | Sell | NOKIA CORP-SPON ADR | $9,642,000 | -16.4% | 2,466,060 | -5.9% | 0.18% | -23.3% |
| MMM | Sell | 3M COMPANY | $9,623,000 | -5.6% | 60,074 | -8.1% | 0.18% | -13.6% |
| NOW | Buy | SERVICENOW INC | $9,477,000 | +25.6% | 19,540 | +4.9% | 0.18% | +15.3% |
| SPY | Sell | SPDR S&P 500 ETF | $9,331,000 | -12.6% | 27,862 | -19.5% | 0.18% | -19.7% |
| EXPD | Sell | EXPEDITORS INTERNATIONAL OF WA | $9,207,000 | +17.6% | 101,707 | -1.2% | 0.18% | +8.0% |
| KRE | Sell | SPDR SERIES TRUST S&P REGL BKG | $9,115,000 | -10.1% | 255,463 | -3.3% | 0.17% | -17.5% |
| Sell | CITIGROUP INC. | $9,021,000 | +1.2% | 8,612,000 | -3.2% | 0.17% | -7.0% | |
| MPC | Sell | MARATHON PETROLEUM CORPORATION | $8,901,000 | -39.7% | 303,380 | -23.1% | 0.17% | -44.8% |
| IBM | Sell | IBM CORPORATION | $8,878,000 | -27.9% | 72,971 | -28.4% | 0.17% | -33.9% |
| KMB | Sell | KIMBERLY-CLARK CORP COM | $8,658,000 | -2.2% | 58,637 | -6.4% | 0.17% | -10.3% |
| OTIS | Sell | OTIS WORLDWIDE CORP | $8,635,000 | +8.7% | 138,340 | -0.9% | 0.16% | -0.6% |
| LHX | New | L3 HARRIS TECHNOLOGIES, INC | $8,636,000 | – | 50,845 | +100.0% | 0.16% | – |
| UNP | Sell | UNION PAC CORP | $8,515,000 | +14.7% | 43,250 | -1.5% | 0.16% | +5.2% |
| HSC | Sell | HARSCO CORP | $8,491,000 | -12.4% | 610,445 | -14.9% | 0.16% | -19.8% |
| TGT | Sell | TARGET CORP. | $8,425,000 | +26.6% | 53,519 | -3.5% | 0.16% | +15.8% |
| J | Buy | JACOBS ENGINEERING GROUP | $8,374,000 | +11.0% | 90,268 | +1.4% | 0.16% | +1.9% |
| RDSB | Sell | ROYAL DUTCH SHELL PLC - CLASS | $8,321,000 | -21.6% | 343,544 | -1.4% | 0.16% | -28.1% |
| IWP | Sell | ISHARES RUSSELL MIDCAP GROWTH | $8,258,000 | +4.1% | 47,769 | -4.8% | 0.16% | -4.2% |
| USB | Sell | US BANCORP | $8,227,000 | -9.5% | 229,477 | -7.0% | 0.16% | -17.4% |
| PAAS | Sell | PAN AMERN SILVER CORP | $8,182,000 | -1.7% | 254,500 | -7.1% | 0.16% | -9.8% |
| Buy | AMERICAN BEACON TOCQUEVILLE IN | $8,139,000 | +12.6% | 509,655 | +1.6% | 0.16% | +3.3% | |
| AMGN | Sell | AMGEN INC | $8,052,000 | +5.1% | 31,681 | -2.5% | 0.15% | -3.8% |
| TGNA | Sell | TEGNA INC. | $8,034,000 | +5.0% | 683,775 | -0.4% | 0.15% | -3.1% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $8,047,000 | +4.5% | 100,810 | -9.5% | 0.15% | -4.3% |
| FCX | Sell | FREEPORT-MCMORAN INC CL B | $8,000,000 | +34.5% | 511,515 | -0.5% | 0.15% | +23.4% |
| ENR | New | ENERGIZER HLDGS INC | $8,019,000 | – | 204,877 | +100.0% | 0.15% | – |
| ILMN | New | ILLUMINA INC | $7,998,000 | – | 25,876 | +100.0% | 0.15% | – |
| CBRL | Buy | CRACKER BARREL OLD COUNTRY STO | $7,918,000 | +94.3% | 69,053 | +87.9% | 0.15% | +77.6% |
| BX | Sell | BLACKSTONE GROUP INC | $7,896,000 | -9.1% | 151,269 | -1.3% | 0.15% | -16.6% |
| DG | Sell | DOLLAR GENERAL CORP | $7,877,000 | +3.0% | 37,578 | -6.3% | 0.15% | -5.0% |
| WAT | Buy | WATERS CORPORATION | $7,847,000 | +9.9% | 40,099 | +1.3% | 0.15% | +0.7% |
| Buy | MERGER FUND INSTITUTIONAL CL | $7,833,000 | +3.4% | 449,885 | +1.5% | 0.15% | -5.1% | |
| FN | Sell | FABRINET | $7,743,000 | -15.8% | 122,845 | -16.7% | 0.15% | -22.9% |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $7,707,000 | +4.3% | 76,878 | -0.9% | 0.15% | -4.5% |
| COST | Sell | COSTCO WHOLESALE CO | $7,673,000 | +16.7% | 21,615 | -0.3% | 0.15% | +7.3% |
| AVGO | Buy | BROADCOM LTD SHS | $7,609,000 | +17.0% | 20,885 | +1.4% | 0.15% | +7.4% |
| SON | SONOCO PRODS CO | $7,507,000 | -2.3% | 147,000 | 0.0% | 0.14% | -10.0% | |
| Sell | FIDELITY CONCORD STR TR 500 ID | $7,426,000 | +5.8% | 63,428 | -2.5% | 0.14% | -2.7% | |
| CMCSA | Sell | COMCAST CORP CL A | $7,351,000 | +10.2% | 158,902 | -7.1% | 0.14% | +1.4% |
| SPLK | Sell | SPLUNK INC | $7,355,000 | -6.0% | 39,095 | -0.7% | 0.14% | -13.5% |
| EPAM | EPAM SYS INC | $7,290,000 | +28.3% | 22,550 | 0.0% | 0.14% | +16.8% | |
| DAL | Sell | DELTA AIR LINES INC. | $7,244,000 | +6.8% | 236,882 | -2.1% | 0.14% | -1.4% |
| MTU AERO ENGINES A | $7,202,000 | -3.8% | 43,250 | 0.0% | 0.14% | -11.5% | ||
| FRC | Sell | FIRST REPUBLIC BANK SAN FRANCI | $7,198,000 | -1.4% | 65,996 | -4.2% | 0.14% | -9.2% |
| CARS | Sell | CARS.COM INC. | $6,873,000 | +39.4% | 850,674 | -0.6% | 0.13% | +27.2% |
| Sell | AMERICAN FD EUROPACIFIC GWTH F | $6,814,000 | +7.4% | 117,770 | -2.0% | 0.13% | -1.5% | |
| PHG | Sell | KONINKLIJKE PHILIPS NV | $6,779,000 | -20.1% | 143,771 | -20.6% | 0.13% | -26.6% |
| LITE | Buy | LUMENTUM HOLDINGS INC | $6,699,000 | +2.3% | 89,160 | +10.9% | 0.13% | -6.6% |
| TTMI | Sell | TTM TECHNOLOGIES INC. | $6,689,000 | -13.8% | 586,200 | -10.4% | 0.13% | -21.0% |
| XOM | Sell | EXXON MOBIL CORP | $6,613,000 | -35.0% | 192,619 | -15.3% | 0.13% | -40.1% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $6,538,000 | -1.5% | 40,310 | -15.3% | 0.12% | -9.4% |
| MTB | Sell | M & T BANK CORPORATION | $6,404,000 | -22.4% | 69,545 | -12.4% | 0.12% | -28.5% |
| Sell | METLIFE INC. PERP | $6,380,000 | +1.3% | 6,510,000 | -6.7% | 0.12% | -6.9% | |
| FLEX | Sell | FLEX LTD ORD | $6,307,000 | -14.8% | 566,130 | -21.6% | 0.12% | -21.4% |
| ISRG | Buy | INTUITIVE SURGICAL, INC. | $6,279,000 | +28.9% | 8,850 | +3.5% | 0.12% | +17.6% |
| RHHBY | Sell | ROCHE HOLDINGS LTD | $6,280,000 | -12.5% | 146,691 | -11.3% | 0.12% | -20.0% |
| DHR | Sell | DANAHER CORP DEL COM | $6,186,000 | +12.1% | 28,729 | -8.0% | 0.12% | +2.6% |
| CRWD | Buy | CROWDSTRIKE HOLDINGS | $6,193,000 | +43.2% | 45,096 | +4.6% | 0.12% | +31.1% |
| Sell | EUROPACIFIC GROWTH FUND F3 | $6,060,000 | +5.4% | 104,369 | -3.9% | 0.12% | -3.3% | |
| Sell | TRUIST FINANCIAL CORPORATION S | $6,024,000 | +1.7% | 6,325,000 | -4.7% | 0.12% | -6.5% | |
| UBS | Sell | UBS AG | $5,984,000 | -4.6% | 536,718 | -1.3% | 0.11% | -13.0% |
| TSM | Sell | TAIWAN SEMICONDUCTR F ADR | $5,881,000 | +7.5% | 72,538 | -24.7% | 0.11% | -0.9% |
| GLW | Sell | CORNING INC | $5,872,000 | +23.2% | 181,174 | -1.6% | 0.11% | +13.1% |
| F | FORD MOTOR CO | $5,865,000 | +9.5% | 880,673 | 0.0% | 0.11% | 0.0% | |
| Buy | TOCQUEVILLE PHOENIX FUND | $5,870,000 | +5.0% | 349,185 | +0.9% | 0.11% | -4.3% | |
| ITW | ILLINOIS TOOL WORKS INC COM | $5,746,000 | +10.5% | 29,738 | 0.0% | 0.11% | +1.9% | |
| DXC | Sell | DXC TECHNOLOGY CO. | $5,747,000 | +7.4% | 321,960 | -0.7% | 0.11% | -1.8% |
| APOG | Sell | APOGEE ENTERPRISES INC COM | $5,699,000 | -11.1% | 266,675 | -4.2% | 0.11% | -18.7% |
| RUSHA | Sell | RUSH ENTERPRISES INC CL A | $5,686,000 | +4.6% | 112,500 | -14.2% | 0.11% | -3.5% |
| FISV | Sell | FISERV INC. | $5,585,000 | +0.3% | 54,198 | -4.9% | 0.11% | -7.8% |
| PVH | Sell | PVH CORP. | $5,562,000 | +3.5% | 93,255 | -16.6% | 0.11% | -5.4% |
| JCOM | Buy | J2 GLOBAL INC. | $5,531,000 | +47.3% | 79,900 | +34.5% | 0.11% | +35.9% |
| Sell | CHARLES SCHWAB | $5,423,000 | +3.7% | 5,450,000 | -1.8% | 0.10% | -4.6% | |
| AYI | Sell | ACUITY BRANDS, INC. | $5,392,000 | -6.1% | 52,680 | -12.1% | 0.10% | -14.2% |
| Sell | AMERICAN BEACON TOCQUEVILLE IN | $5,358,000 | +3.4% | 334,898 | -6.9% | 0.10% | -5.6% | |
| OEC | Sell | ORION ENGINEERED CARBONS | $5,342,000 | +17.0% | 427,000 | -1.0% | 0.10% | +7.4% |
| SCS | Buy | STEELCASE INC. | $5,156,000 | +167.2% | 510,000 | +218.8% | 0.10% | +147.5% |
| GOLD | Sell | BARRICK GOLD CORPORATION | $5,156,000 | +3.7% | 183,438 | -0.6% | 0.10% | -4.8% |
| XBI | Sell | SPDR S&P BIOTECH ETF | $5,150,000 | -62.1% | 46,220 | -61.9% | 0.10% | -65.0% |
| PLXS | Sell | PLEXUS CORP | $5,124,000 | -13.6% | 72,550 | -13.7% | 0.10% | -21.0% |
| VGK | Sell | VANGUARD EUROPEAN ETF INT'L EQ | $5,131,000 | +3.1% | 97,860 | -1.1% | 0.10% | -5.8% |
| Buy | CENTERPOINT ENERGY INC | $4,940,000 | +5.7% | 4,860,000 | +0.9% | 0.10% | -2.1% | |
| Sell | JPMORGAN CHASE | $4,983,000 | +3.4% | 4,992,000 | -1.0% | 0.10% | -5.9% | |
| DEPOSITORY TRUST & CLEARING CO | $4,950,000 | +1.1% | 5,500,000 | 0.0% | 0.10% | -6.9% | ||
| IBB | Sell | ISHARES NASDAQ BIOTECH | $4,846,000 | -2.0% | 35,791 | -1.0% | 0.09% | -9.7% |
| VC | Sell | VISTEON CORPORATION | $4,842,000 | +0.3% | 69,950 | -0.7% | 0.09% | -7.9% |
| VWO | Buy | VANGUARD INTERNATIONAL EQUITY | $4,787,000 | +9.3% | 110,705 | +0.1% | 0.09% | +1.1% |
| ABST | Buy | ABSOLUTE SOFTWARE CORP OC-SHS | $4,690,000 | +39.2% | 387,400 | +16.5% | 0.09% | +28.6% |
| Buy | GOLDMAN SACHS GROUP INC. | $4,542,000 | +6.7% | 4,541,000 | +1.4% | 0.09% | -2.2% | |
| OKTA | Sell | OKTA INC. | $4,571,000 | +5.7% | 21,375 | -1.1% | 0.09% | -3.3% |
| CR | Sell | CRANE CO. | $4,551,000 | -17.2% | 90,775 | -1.8% | 0.09% | -24.3% |
| LDL | Buy | LYDALL, INC. | $4,556,000 | +201.9% | 275,450 | +147.6% | 0.09% | +180.6% |
| Sell | DUFRY AG | $4,547,000 | -22.0% | 146,586 | -25.5% | 0.09% | -28.7% | |
| ALB | Sell | ALBEMARLE CORPORATION | $4,562,000 | -21.1% | 51,100 | -31.8% | 0.09% | -28.1% |
| FNF | Buy | FIDELITY NATIONAL FINANCIAL, I | $4,513,000 | +221.0% | 144,150 | +214.4% | 0.09% | +196.6% |
| ICLN | Sell | ISHARES TR GL CLEAN ENERGY ETF | $4,473,000 | +23.4% | 241,901 | -16.5% | 0.09% | +13.2% |
| Sell | SPROTT GOLD EQUITY FUND INVEST | $4,468,000 | +4.7% | 81,037 | -3.4% | 0.08% | -4.5% | |
| Sell | AMERICAN BEACON TOCQUEVILLE IN | $4,373,000 | -16.5% | 272,985 | -24.7% | 0.08% | -22.9% | |
| TWLO | Sell | TWILIO INC. CL A | $4,376,000 | -6.9% | 17,710 | -17.3% | 0.08% | -14.3% |
| IWN | Sell | ISHARES - RUSSELL 2000 VALUE F | $4,328,000 | -2.5% | 43,567 | -4.4% | 0.08% | -10.8% |
| COUP | COUPA SOFTWARE INC | $4,312,000 | -1.0% | 15,725 | 0.0% | 0.08% | -9.9% | |
| APO | Buy | APOLLO GLOBAL MANAGEMENT LLC | $4,216,000 | -1.6% | 94,210 | +9.8% | 0.08% | -9.0% |
| IPG | Buy | THE INTERPUBLIC GROUP OF COMPA | $4,229,000 | +20.4% | 253,694 | +23.9% | 0.08% | +11.0% |
| BA | Buy | BOEING COMPANY | $4,225,000 | -7.4% | 25,564 | +2.7% | 0.08% | -14.7% |
| BDX | Sell | BECTON, DICKINSON & COMPANY | $4,223,000 | -11.1% | 18,148 | -8.6% | 0.08% | -18.2% |
| UIS | Buy | UNISYS CORPORATION | $4,139,000 | +25.0% | 387,900 | +27.8% | 0.08% | +14.5% |
| BKNG | Buy | BOOKING HOLDINGS INC. | $4,131,000 | +43.4% | 2,415 | +33.5% | 0.08% | +31.7% |
| SYY | Sell | SYSCO CORPORATION | $4,146,000 | -12.5% | 66,631 | -23.1% | 0.08% | -20.2% |
| BACPRM | Buy | BANK OF AMERICA CORP PFD 5.375 | $4,073,000 | +5.9% | 151,590 | +1.3% | 0.08% | -2.5% |
| MKC | Sell | MC CORMICK & CO INC | $4,060,000 | -18.6% | 20,919 | -24.7% | 0.08% | -25.0% |
| NWL | Sell | NEWELL BRANDS INC | $4,015,000 | +8.0% | 234,000 | -0.0% | 0.08% | 0.0% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIONS | $4,027,000 | -2.7% | 58,015 | -20.4% | 0.08% | -10.5% |
| WDAY | Sell | WORKDAY INC CL A | $3,904,000 | +11.7% | 18,147 | -2.7% | 0.08% | +2.7% |
| PAHC | Buy | PHIBRO ANIMAL HEALTH CORP CLAS | $3,858,000 | -1.6% | 221,715 | +48.6% | 0.07% | -9.8% |
| GPC | Sell | GENUINE PARTS COMPANY | $3,843,000 | -9.8% | 40,382 | -17.6% | 0.07% | -16.9% |
| LH | Sell | LABORATORY CORP OF AMERICA HOL | $3,803,000 | +10.6% | 20,199 | -2.4% | 0.07% | +1.4% |
| AVNT | New | AVIENT CORPORATION COM | $3,737,000 | – | 141,250 | +100.0% | 0.07% | – |
| GRA | Sell | GRACE W R & CO DEL NEW COM STK | $3,668,000 | -33.1% | 91,032 | -15.6% | 0.07% | -38.6% |
| WFC | Buy | WELLS FARGO CO NEW | $3,673,000 | -2.0% | 156,230 | +6.7% | 0.07% | -10.3% |
| CCRN | Buy | CROSS COUNTRY HEALTHCARE INC | $3,637,000 | +8.7% | 560,400 | +3.1% | 0.07% | 0.0% |
| GPN | Sell | GLOBAL PAYMENTS INC. | $3,670,000 | -2.3% | 20,664 | -6.6% | 0.07% | -10.3% |
| ABM | Sell | ABM INDUSTRIES INCORPORATED | $3,647,000 | +0.5% | 99,475 | -0.5% | 0.07% | -7.9% |
| MEC | Sell | MAYVILLE ENGINEERING CO. | $3,609,000 | +14.4% | 392,743 | -1.7% | 0.07% | +4.5% |
| Buy | M&T BANK CORP | $3,582,000 | +6.0% | 3,487,000 | +1.5% | 0.07% | -1.4% | |
| DOW | DOW INC. | $3,624,000 | +15.4% | 77,033 | 0.0% | 0.07% | +6.2% | |
| STAG | Buy | STAG INDL INC | $3,574,000 | +32.2% | 117,210 | +27.1% | 0.07% | +21.4% |
| PAYC | Sell | PAYCOM SOFTWARE INC | $3,529,000 | -4.1% | 11,335 | -4.5% | 0.07% | -11.7% |
| USCR | Sell | US CONCRETE INC. | $3,527,000 | +15.3% | 121,455 | -1.5% | 0.07% | +4.7% |
| KMI | Buy | KINDER MORGAN INC | $3,447,000 | -17.6% | 279,525 | +1.3% | 0.07% | -24.1% |
| VBR | Buy | VANGUARD SMALL-CAP VALUE ETF | $3,473,000 | +3.7% | 31,396 | +0.2% | 0.07% | -5.7% |
| GLIBA | Sell | GCI LIBERTY INC CL A | $3,463,000 | +14.3% | 42,252 | -0.8% | 0.07% | +4.8% |
| New | HUNTINGTON BANCSHARES INC. | $3,413,000 | – | 3,447,000 | +100.0% | 0.06% | – | |
| FUL | Sell | HB FULLER CO. | $3,337,000 | -8.8% | 72,900 | -11.1% | 0.06% | -15.8% |
| ES | Sell | EVERSOURCE ENERGY | $3,362,000 | -0.4% | 40,235 | -0.7% | 0.06% | -8.6% |
| SPGI | Sell | S&P GLOBAL INC. | $3,289,000 | +4.5% | 9,120 | -4.5% | 0.06% | -4.5% |
| LTC | Buy | LTC PROPERTIES, INC. | $3,313,000 | -5.3% | 95,030 | +2.3% | 0.06% | -13.7% |
| DTEGY | Buy | DEUTSCHE TELEKOM AG F ADR | $3,297,000 | +2.1% | 195,645 | +1.6% | 0.06% | -6.0% |
| ROP | Sell | ROPER TECHNOLOGIES INC | $3,249,000 | -19.8% | 8,222 | -21.2% | 0.06% | -26.2% |
| WSO | Sell | WATSCO INC | $3,163,000 | +3.6% | 13,580 | -21.0% | 0.06% | -4.7% |
| DXCM | Sell | DEXCOM INC | $3,111,000 | -2.9% | 7,547 | -4.5% | 0.06% | -10.4% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC | $3,141,000 | +3.1% | 31,397 | -5.6% | 0.06% | -6.2% |
| OXFD | Buy | OXFORD IMMUNOTEC GLOBAL PLC | $3,129,000 | +301.2% | 267,450 | +345.8% | 0.06% | +275.0% |
| CHNG | Sell | CHANGE HEALTHCARE INC | $3,161,000 | +29.0% | 217,841 | -0.5% | 0.06% | +17.6% |
| IXJ | ISHARES S&P GLOBAL HEALTHCARE | $3,074,000 | +4.4% | 42,800 | 0.0% | 0.06% | -3.3% | |
| MITK | Buy | MITEK SYSTEMS INC. | $3,068,000 | +32.7% | 240,813 | +0.1% | 0.06% | +22.9% |
| CODA | CODA OCTOPUS GROUP INC. | $3,008,000 | +7.4% | 544,003 | 0.0% | 0.06% | 0.0% | |
| LMT | Sell | LOCKHEED MARTIN CORP | $3,011,000 | +3.3% | 7,857 | -1.6% | 0.06% | -4.9% |
| LEG | Buy | LEGGETT & PLATT INC | $3,044,000 | +65.9% | 73,935 | +41.6% | 0.06% | +52.6% |
| Buy | SCHWAB VALUE ADVANTAGE MONEY F | $3,002,000 | +50.0% | 3,001,983 | +50.0% | 0.06% | +35.7% | |
| AGR | Buy | AVANGRID INC. | $2,953,000 | +20.6% | 58,520 | +0.3% | 0.06% | +9.8% |
| IQV | Buy | IQVIA HOLDINGS INC. | $2,948,000 | +13.7% | 18,705 | +2.4% | 0.06% | +3.7% |
| XLY | Buy | SECTOR SPDR FD CONSUMER DISCRE | $2,815,000 | +15.6% | 19,150 | +0.4% | 0.05% | +5.9% |
| NRGX | Buy | PIMCO ENERGY & TACTICAL CREDIT | $2,836,000 | -8.3% | 458,162 | +4.6% | 0.05% | -16.9% |
| FFIV | Sell | F5 NETWORKS INC | $2,792,000 | -12.8% | 22,745 | -0.9% | 0.05% | -20.9% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $2,743,000 | +20.3% | 91,621 | +19.4% | 0.05% | +8.3% |
| LIN | Sell | LINDE PLC | $2,739,000 | -2.4% | 11,503 | -13.0% | 0.05% | -11.9% |
| TDOC | Buy | TELADOC HEALTH, INC. | $2,699,000 | +966.8% | 12,309 | +829.7% | 0.05% | +940.0% |
| NFLX | Buy | NETFLIX INC | $2,657,000 | +58.6% | 5,314 | +44.3% | 0.05% | +45.7% |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $2,643,000 | +13.5% | 19,415 | -0.5% | 0.05% | +4.1% |
| MDT | Buy | MEDTRONIC PLC SHS | $2,609,000 | +16.4% | 25,103 | +2.7% | 0.05% | +6.4% |
| IOSP | New | INNOSPEC, INC. | $2,557,000 | – | 40,375 | +100.0% | 0.05% | – |
| CBRE | Buy | CBRE GROUP INC. CL A | $2,523,000 | +5.2% | 53,724 | +1.3% | 0.05% | -4.0% |
| MHK | Sell | MOHAWK INDS INC | $2,520,000 | -41.7% | 25,825 | -39.2% | 0.05% | -46.7% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC. | $2,521,000 | -5.8% | 39,690 | -9.7% | 0.05% | -14.3% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $2,499,000 | -1.0% | 12,433 | -2.7% | 0.05% | -9.4% |
| IIVI | Buy | II VI INC. | $2,437,000 | +167.2% | 60,090 | +211.1% | 0.05% | +147.4% |
| TXN | Sell | TEXAS INSTRUMENTS INC. | $2,482,000 | +11.2% | 17,385 | -1.1% | 0.05% | 0.0% |
| JCI | Buy | JOHNSON CTLS INTL PLC SHS | $2,461,000 | +19.7% | 60,254 | +0.0% | 0.05% | +9.3% |
| INGN | Buy | INOGEN INC. | $2,443,000 | +309.2% | 84,225 | +401.3% | 0.05% | +291.7% |
| FPI | Buy | FARMLAND PARTNERS INC. | $2,444,000 | -1.8% | 366,955 | +1.0% | 0.05% | -9.6% |
| CSBR | CHAMPIONS ONCOLOGY INC. | $2,335,000 | -3.3% | 252,461 | 0.0% | 0.04% | -10.0% | |
| HACK | Buy | PUREFUNDS ISE CYBER SECURITY | $2,316,000 | +6.9% | 49,763 | +2.2% | 0.04% | -2.2% |
| GDX | Buy | VANECK VECTORS GOLD MINERS ETF | $2,281,000 | +16.6% | 58,236 | +9.2% | 0.04% | +7.3% |
| UPLD | UPLAND SOFTWARE INC. | $2,236,000 | +8.5% | 59,300 | 0.0% | 0.04% | 0.0% | |
| ARW | ARROW ELECTRONICS, INC. | $2,258,000 | +14.6% | 28,700 | 0.0% | 0.04% | +4.9% | |
| HAE | Buy | HAEMONETICS CORP. MASS | $2,197,000 | +72.7% | 25,183 | +77.4% | 0.04% | +55.6% |
| QQQ | Buy | POWERSHARES QQQ | $2,221,000 | +21.4% | 7,995 | +8.2% | 0.04% | +10.5% |
| FINX | Buy | GLOBAL X FDS FINTECH ETF | $2,202,000 | +15.0% | 57,984 | +0.6% | 0.04% | +5.0% |
| AMT | Buy | AMERICAN TOWER REIT INC | $2,156,000 | +180.7% | 8,917 | +200.1% | 0.04% | +156.2% |
| NKE | Sell | NIKE INC CL B | $2,154,000 | -10.1% | 17,157 | -29.8% | 0.04% | -18.0% |
| DNKN | Sell | DUNKIN BRANDS GROUP | $2,124,000 | +21.2% | 25,925 | -3.5% | 0.04% | +10.8% |
| HCA | Buy | HCA HEALTHCARE INC | $2,121,000 | +32.7% | 17,008 | +3.3% | 0.04% | +24.2% |
| CTVA | Sell | CORTEVA INC. | $2,146,000 | +3.7% | 74,500 | -3.6% | 0.04% | -4.7% |
| XLK | Sell | TECHNOLOGY SELECT SECTOR SPDR | $2,071,000 | +10.4% | 17,750 | -1.1% | 0.04% | +2.6% |
| BLDR | New | BUILDERS FIRST SOURCE INC. | $2,024,000 | – | 62,044 | +100.0% | 0.04% | – |
| ALL | Sell | ALLSTATE CORPORATION | $2,064,000 | -11.3% | 21,928 | -8.6% | 0.04% | -20.4% |
| SPG | Buy | SIMON PROPERTY GROUP, INC. | $2,052,000 | -4.1% | 31,730 | +1.4% | 0.04% | -13.3% |
| KN | New | KNOWLES CORP | $1,979,000 | – | 132,850 | +100.0% | 0.04% | – |
| NKTR | Sell | NEKTAR THERAPEUTICS | $1,986,000 | -35.9% | 119,700 | -10.6% | 0.04% | -41.5% |
| MYOK | Buy | MYOKARDIA INC. | $1,994,000 | +117.2% | 14,625 | +53.9% | 0.04% | +100.0% |
| LEA | Sell | LEAR CORP | $2,007,000 | -0.6% | 18,400 | -0.7% | 0.04% | -9.5% |
| UPS | Buy | UNITED PARCEL SERVICE INC CL B | $1,975,000 | +51.5% | 11,855 | +1.0% | 0.04% | +40.7% |
| LLY | Sell | ELI LILLY & CO | $1,957,000 | -12.4% | 13,221 | -2.9% | 0.04% | -21.3% |
| RCM | R1 RCM INC. | $1,887,000 | +53.8% | 110,000 | 0.0% | 0.04% | +38.5% | |
| SIRI | SIRIUS XM HOLDINGS INC. | $1,897,000 | -8.7% | 353,961 | 0.0% | 0.04% | -16.3% | |
| DLTR | Sell | DOLLAR TREE INC | $1,892,000 | -3.9% | 20,710 | -2.5% | 0.04% | -12.2% |
| PHO | New | INVESCO ETF TRUST WATER RES PO | $1,905,000 | – | 48,001 | +100.0% | 0.04% | – |
| Sell | CITIGROUP INC VAR 99 DUE 12/31 | $1,853,000 | -3.4% | 1,875,000 | -4.3% | 0.04% | -12.5% | |
| HBP | Sell | HUTTIG BUILDING PRODUCTS INC. | $1,790,000 | +30.1% | 817,398 | -32.9% | 0.03% | +17.2% |
| ENSG | New | ENSIGN GROUP INC | $1,761,000 | – | 30,860 | +100.0% | 0.03% | – |
| Buy | BANK OF MONTREAL | $1,756,000 | +3.4% | 1,734,000 | +0.4% | 0.03% | -2.9% | |
| VOYA | Sell | VOYA FINANCIAL INC. | $1,774,000 | +0.6% | 37,005 | -2.2% | 0.03% | -8.1% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $1,774,000 | -13.8% | 16,142 | -17.4% | 0.03% | -20.9% |
| LPX | Sell | LOUISIANA PAC CORP | $1,771,000 | -40.4% | 60,000 | -48.2% | 0.03% | -45.2% |
| DOV | Sell | DOVER CORPORATION | $1,780,000 | +11.3% | 16,428 | -0.8% | 0.03% | +3.0% |
| ZI | Buy | ZOOMINFO TECHNOLOGIES | $1,647,000 | +438.2% | 38,300 | +538.3% | 0.03% | +433.3% |
| KLIC | Buy | KULICKE & SOFFA INDUSTRIES INC | $1,680,000 | +10.0% | 75,012 | +2.3% | 0.03% | 0.0% |
| NSRGY | Sell | NESTLE SA - ADR | $1,664,000 | -1.7% | 13,950 | -9.0% | 0.03% | -8.6% |
| ZEN | ZENDESK, INC. | $1,647,000 | +16.3% | 16,000 | 0.0% | 0.03% | +6.7% | |
| ANTM | Buy | ANTHEM INC | $1,697,000 | +2.4% | 6,317 | +0.3% | 0.03% | -8.6% |
| XLU | Buy | SELECT SECTOR UTI SELECT SPDR | $1,665,000 | +5.8% | 28,038 | +0.5% | 0.03% | -3.0% |
| MUFG | MITSUBISHI UFJ FINANCIAL GROUP | $1,603,000 | +2.0% | 399,720 | 0.0% | 0.03% | -6.1% | |
| WCN | WASTE CONNECTIONS | $1,623,000 | +10.6% | 15,637 | 0.0% | 0.03% | 0.0% | |
| ATVI | Buy | ACTIVISION BLIZZARD, INC. | $1,645,000 | +245.6% | 20,318 | +223.9% | 0.03% | +210.0% |
| VEEV | Sell | VEEVA SYSTEMS, INC CL A | $1,603,000 | +15.7% | 5,700 | -3.6% | 0.03% | +6.9% |
| EGOV | NIC INC | $1,579,000 | -14.2% | 80,165 | 0.0% | 0.03% | -21.1% | |
| CSL | Sell | CARLISLE COS INC | $1,567,000 | -0.8% | 12,804 | -3.1% | 0.03% | -9.1% |
| SHAK | Sell | SHAKE SHACK | $1,538,000 | -21.8% | 23,850 | -35.7% | 0.03% | -29.3% |
| Sell | HUNTINGTON BANCSHARES INC. | $1,530,000 | -78.2% | 1,636,000 | -80.3% | 0.03% | -80.3% | |
| LUMN | Buy | LUMEN TECHNOLOGIES INC. | $1,494,000 | +12.9% | 148,106 | +12.2% | 0.03% | +3.6% |
| Buy | SCHWAB CHARLES FAMILY FD VALUE | $1,489,000 | +53.7% | 1,488,844 | +53.7% | 0.03% | +40.0% | |
| ILF | Buy | ISHARES S&P LATIN AMERICAN 40 | $1,484,000 | -0.9% | 70,470 | +1.5% | 0.03% | -9.7% |
| DRRX | Sell | DURECT CORPORATION | $1,441,000 | -28.1% | 842,800 | -2.4% | 0.03% | -33.3% |
| PODD | INSULET CORP | $1,420,000 | +21.8% | 6,000 | 0.0% | 0.03% | +12.5% | |
| Sell | BANK OF NY MELLON CORP | $1,427,000 | -62.6% | 1,345,000 | -63.3% | 0.03% | -65.8% | |
| VIG | Sell | VANGUARD DIVIDEND APPRECIATION | $1,387,000 | +2.2% | 10,783 | -6.9% | 0.03% | -3.6% |
| MNTA | Sell | MOMENTA PHARMACEUTICAL INC. | $1,422,000 | -4.8% | 27,100 | -39.6% | 0.03% | -12.9% |
| C | Buy | CITIGROUP INC. | $1,408,000 | -14.6% | 32,651 | +1.2% | 0.03% | -20.6% |
| HSIC | HENRY SCHEIN, INC. | $1,403,000 | +0.6% | 23,870 | 0.0% | 0.03% | -6.9% | |
| MSM | MSC INDS DIRECT INC. | $1,399,000 | -13.1% | 22,115 | 0.0% | 0.03% | -20.6% | |
| HST | Sell | HOST HOTELS & RESORTS INC. | $1,407,000 | -48.0% | 130,436 | -48.0% | 0.03% | -51.8% |
| MET | Buy | METLIFE INC | $1,396,000 | +35.7% | 37,545 | +33.3% | 0.03% | +28.6% |
| NBL | Sell | NOBLE ENERGY INC | $1,395,000 | -53.9% | 163,150 | -51.7% | 0.03% | -57.1% |
| PM | Buy | PHILIP MORRIS INTERNATIONAL IN | $1,367,000 | +7.3% | 18,235 | +0.3% | 0.03% | -3.7% |
| ICFI | ICF INTERNATIONAL INC. | $1,341,000 | -5.1% | 21,800 | 0.0% | 0.03% | -10.3% | |
| AXGN | AXOGEN INC. | $1,337,000 | +25.8% | 115,000 | 0.0% | 0.03% | +18.2% | |
| PFF | Buy | ISHARES PREFERRED AND INCOME S | $1,380,000 | +7.6% | 37,869 | +2.3% | 0.03% | -3.7% |
| VRSK | VERISK ANALYTICS INC - CLASS A | $1,343,000 | +8.8% | 7,250 | 0.0% | 0.03% | 0.0% | |
| ULTA | Sell | ULTA BEAUTY, INC | $1,301,000 | +6.4% | 5,810 | -3.4% | 0.02% | -3.8% |
| SGEN | Buy | SEATTLE GENETICS INC | $1,287,000 | +18.0% | 6,578 | +2.5% | 0.02% | +8.7% |
| MTSC | Buy | MTS SYSTEMS CORP. | $1,321,000 | +19.4% | 69,150 | +10.0% | 0.02% | +8.7% |
| UNVR | Sell | UNIVAR SOLUTIONS INC. | $1,314,000 | -6.0% | 77,840 | -6.1% | 0.02% | -13.8% |
| DIA | Sell | SPDR DOW JONES INDUSTRIAL AVER | $1,322,000 | +4.3% | 4,763 | -3.1% | 0.02% | -3.8% |
| IWF | Buy | ISHARES RUSSELL 1000 GROWTH FU | $1,236,000 | +28.0% | 5,697 | +13.2% | 0.02% | +20.0% |
| BE | Buy | BLOOM ENERGY CORP | $1,262,000 | +88.6% | 70,250 | +14.2% | 0.02% | +71.4% |
| RKT | New | ROCKET COMPANIES INC CLASS A | $1,279,000 | – | 64,150 | +100.0% | 0.02% | – |
| MGC | Sell | VANGUARD MEGA CAP | $1,247,000 | -4.2% | 10,400 | -12.6% | 0.02% | -11.1% |
| IMXI | Sell | INTERNATIONAL MONEY EXPRESS IN | $1,266,000 | -21.9% | 88,129 | -32.2% | 0.02% | -29.4% |
| SOI | Sell | SOLARIS OILFIELD INFRASTRUCTUR | $1,277,000 | -27.8% | 201,378 | -15.5% | 0.02% | -35.1% |
| LAZ | LAZARD LTD SHS A | $1,267,000 | +15.4% | 38,350 | 0.0% | 0.02% | +4.3% | |
| VOO | VANGUARD S&P 500 ETF | $1,257,000 | +8.5% | 4,085 | 0.0% | 0.02% | 0.0% | |
| BRKA | BERKSHIRE HATHAWAY INC. - CLAS | $1,280,000 | +19.7% | 4 | 0.0% | 0.02% | +9.1% | |
| LNDC | Buy | LANDEC CORPORATION | $1,195,000 | +23.5% | 122,900 | +1.1% | 0.02% | +15.0% |
| VXF | Sell | VANGUARD EXTENDED MARKET | $1,201,000 | -11.4% | 9,260 | -19.1% | 0.02% | -17.9% |
| NAVI | New | NAVIENT CORP | $1,196,000 | – | 141,520 | +100.0% | 0.02% | – |
| CI | Buy | CIGNA CORPORATION | $1,189,000 | -9.7% | 7,017 | +0.0% | 0.02% | -14.8% |
| TM | Sell | TOYOTA MOTOR CORPORATION - ADR | $1,205,000 | -3.1% | 9,100 | -8.1% | 0.02% | -11.5% |
| MLFNF | MAPLE LEAF FOODS | $1,217,000 | -2.9% | 59,880 | 0.0% | 0.02% | -11.5% | |
| MJ | Buy | ETFMG ALTERNATIVE HARVEST | $1,193,000 | -13.6% | 114,570 | +6.9% | 0.02% | -20.7% |
| XLC | SELECT SECTOR SPDR TR COMMUNIC | $1,158,000 | +9.9% | 19,500 | 0.0% | 0.02% | 0.0% | |
| MMP | Sell | MAGELLAN MIDSTREAM PARTNERS | $1,170,000 | -24.9% | 34,225 | -5.2% | 0.02% | -31.2% |
| IDXX | Sell | IDEXX LABS INC | $1,151,000 | +13.7% | 2,929 | -4.4% | 0.02% | +4.8% |
| IYZ | Sell | ISHARES DJ US TELECOMMUNICATIO | $1,152,000 | -2.7% | 42,348 | -1.4% | 0.02% | -12.0% |
| REVG | Sell | REV GROUP INC. | $1,130,000 | -17.0% | 143,200 | -35.8% | 0.02% | -21.4% |
| CTAS | CINTAS | $1,129,000 | +25.0% | 3,391 | 0.0% | 0.02% | +15.8% | |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $1,164,000 | +26.2% | 8,001 | +11.0% | 0.02% | +15.8% |
| GD | Sell | GENERAL DYNAMICS CORPORATION | $1,156,000 | -10.5% | 8,350 | -3.4% | 0.02% | -18.5% |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $1,152,000 | +19.9% | 35,000 | 0.0% | 0.02% | +10.0% | |
| STT | Buy | STATE STREET CORPORATION | $1,082,000 | -6.6% | 18,241 | +0.1% | 0.02% | -12.5% |
| EMN | Sell | EASTMAN CHEM CO | $1,106,000 | -63.6% | 14,159 | -67.5% | 0.02% | -66.7% |
| PINS | New | PINTEREST INC CL A | $1,121,000 | – | 27,000 | +100.0% | 0.02% | – |
| GCP | Sell | GCP APPLIED TECHNOLOGIES INC. | $1,093,000 | -23.4% | 52,150 | -32.1% | 0.02% | -30.0% |
| WSM | Sell | WILLIAMS SONOMA INC | $1,098,000 | +9.5% | 12,138 | -0.7% | 0.02% | 0.0% |
| TCMD | New | TACTILE SYSTEMS TECHNOLOGY INC | $1,025,000 | – | 28,000 | +100.0% | 0.02% | – |
| GGG | GRACO INC | $1,059,000 | +27.9% | 17,260 | 0.0% | 0.02% | +17.6% | |
| GLDM | Sell | SPDR GOLD MINISHARES TRUST | $1,058,000 | -8.6% | 56,280 | -13.7% | 0.02% | -16.7% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETS | $1,035,000 | +4.0% | 23,474 | -5.6% | 0.02% | -4.8% |
| LKQ | Sell | LKQ CORP. | $1,054,000 | -16.4% | 38,000 | -21.0% | 0.02% | -23.1% |
| GM | GENERAL MTRS CO | $1,069,000 | +17.0% | 36,113 | 0.0% | 0.02% | +5.3% | |
| WACHOVIA CAP TR III | $1,022,000 | +0.6% | 1,023,000 | 0.0% | 0.02% | -4.8% | ||
| XLE | Buy | ENERGY SELECT SECTOR SPDR FUND | $1,038,000 | +146.0% | 34,655 | +210.8% | 0.02% | +122.2% |
| KEY | KEYCORP | $1,042,000 | -2.1% | 87,369 | 0.0% | 0.02% | -9.1% | |
| CTG | COMPUTER TASK GROUP INC. | $1,015,000 | +23.3% | 204,315 | 0.0% | 0.02% | +11.8% | |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE CO | $1,011,000 | -9.3% | 107,878 | -5.9% | 0.02% | -17.4% |
| ACN | ACCENTURE PLC IRELAND SHS CLAS | $991,000 | +5.2% | 4,385 | 0.0% | 0.02% | -5.0% | |
| MS | Buy | MORGAN STANLEY | $959,000 | +30.1% | 19,825 | +29.9% | 0.02% | +20.0% |
| POOL | Buy | POOL CORP. | $922,000 | +23.3% | 2,755 | +0.2% | 0.02% | +12.5% |
| PCH | Sell | POTLATCHDELTIC CORP | $916,000 | -34.3% | 21,755 | -40.7% | 0.02% | -37.9% |
| RH | Sell | RH | $965,000 | +51.0% | 2,523 | -1.7% | 0.02% | +38.5% |
| DY | Sell | DYCOM INDUSTRIES INC | $894,000 | +19.7% | 16,920 | -7.4% | 0.02% | +6.2% |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | $901,000 | +6.0% | 17,850 | 0.0% | 0.02% | -5.6% | |
| CVS | Sell | CVS HEALTH CORP COM | $913,000 | -18.5% | 15,627 | -9.4% | 0.02% | -26.1% |
| PSX | Buy | PHILLIPS 66 | $908,000 | -14.5% | 17,520 | +18.6% | 0.02% | -22.7% |
| VMD | Sell | VIEMED HEALTHCARE INC | $907,000 | -48.9% | 105,000 | -43.2% | 0.02% | -54.1% |
| IXUS | Sell | ISHARES TR CORE MSCI TOTAL INT | $902,000 | -19.1% | 15,460 | -24.4% | 0.02% | -26.1% |
| HVRRY | Sell | HANNOVER RUECKVERSICHERUNG SE | $880,000 | -13.6% | 11,300 | -4.2% | 0.02% | -19.0% |
| CSGP | Sell | COSTAR GROUP INC. | $861,000 | +15.4% | 1,015 | -3.3% | 0.02% | 0.0% |
| PFIE | PROFIRE ENERGY INC | $813,000 | -11.7% | 1,099,125 | 0.0% | 0.02% | -15.8% | |
| NESTLE SA | $833,000 | +7.6% | 7,000 | 0.0% | 0.02% | 0.0% | ||
| AEM | AGNICO-EAGLE MINES LTD | $861,000 | +24.2% | 10,818 | 0.0% | 0.02% | +14.3% | |
| CERN | Buy | CERNER CORPORATION | $824,000 | +19.1% | 11,400 | +13.0% | 0.02% | +14.3% |
| PGJ | Sell | INVESCO GOLDEN DRAGEON CHINA E | $766,000 | +6.1% | 14,550 | -1.6% | 0.02% | 0.0% |
| SGOL | Buy | ETFS GOLD TRUST | $770,000 | +53.7% | 42,450 | +45.1% | 0.02% | +50.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $791,000 | -8.8% | 7,312 | -3.8% | 0.02% | -16.7% |
| GILD | Sell | GILEAD SCIENCES INC | $809,000 | -62.2% | 12,795 | -54.0% | 0.02% | -66.7% |
| JPMORGAN CHASE & VAR 99 DUE 1 | $786,000 | +4.8% | 850,000 | 0.0% | 0.02% | -6.2% | ||
| NCSM | Buy | NCS MULTISTAGE HLDGS INC | $793,000 | +94.4% | 1,335,317 | +89.3% | 0.02% | +66.7% |
| LRCX | Buy | LAM RESEARCH CORP. | $807,000 | +2.5% | 2,434 | +0.1% | 0.02% | -6.2% |
| MAS | Buy | MASCO CORP | $796,000 | +39.2% | 14,434 | +26.8% | 0.02% | +25.0% |
| SO | Sell | SOUTHERN COMPANY | $775,000 | +3.2% | 14,300 | -1.2% | 0.02% | -6.2% |
| CHKP | CHECK POINT SOFTWARE | $779,000 | +11.9% | 6,475 | 0.0% | 0.02% | 0.0% | |
| IFF | INTERNATIONAL FLAVORS&FRAGRANC | $750,000 | 0.0% | 6,125 | 0.0% | 0.01% | -12.5% | |
| TRU | TRANSUNION | $715,000 | -3.4% | 8,500 | 0.0% | 0.01% | -6.7% | |
| TV | New | GRUPO TELEVISA SA SPON ADR REP | $735,000 | – | 119,000 | +100.0% | 0.01% | – |
| VTV | Buy | VANGUARD VALUE ETF | $725,000 | +7.1% | 6,933 | +2.0% | 0.01% | 0.0% |
| NBIX | Sell | NEUROCRINE BIOSCIENCES INC. | $748,000 | -21.7% | 7,775 | -0.6% | 0.01% | -30.0% |
| KR | Buy | KROGER CO | $712,000 | +3.3% | 20,997 | +3.1% | 0.01% | 0.0% |
| CPRT | COPART INC | $736,000 | +26.2% | 7,000 | 0.0% | 0.01% | +16.7% | |
| UNF | UNIFIRST CORP. - MASS. | $720,000 | +5.9% | 3,800 | 0.0% | 0.01% | 0.0% | |
| FIW | FIRST TR EXCHANGE TRADED FD WT | $721,000 | +8.4% | 11,930 | 0.0% | 0.01% | 0.0% | |
| VLO | Sell | VALERO ENERGY CORP | $731,000 | -40.1% | 16,873 | -18.7% | 0.01% | -44.0% |
| MSCI | MSCI INC. | $714,000 | +6.9% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AZZ | AZZ INCORPORATED | $697,000 | -0.6% | 20,431 | 0.0% | 0.01% | -13.3% | |
| USFD | Buy | US FOOD HOLDING CORP | $678,000 | +32.2% | 30,492 | +17.3% | 0.01% | +18.2% |
| XLI | New | INDUSTRIAL SELECT SECTOR SPDR | $660,000 | – | 8,570 | +100.0% | 0.01% | – |
| AVLR | AVALARA INC | $662,000 | -4.3% | 5,200 | 0.0% | 0.01% | -7.1% | |
| TIF | TIFFANY & CO NEW | $667,000 | -5.0% | 5,761 | 0.0% | 0.01% | -13.3% | |
| BLBD | BLUE BIRD CORP | $670,000 | -18.9% | 55,131 | 0.0% | 0.01% | -23.5% | |
| SP | Buy | SP PLUS CORP | $700,000 | +30.8% | 39,025 | +51.0% | 0.01% | +18.2% |
| ROST | ROSS STORES INC. | $675,000 | +9.4% | 7,237 | 0.0% | 0.01% | 0.0% | |
| ECL | Sell | ECOLAB INC. | $699,000 | -14.3% | 3,500 | -14.7% | 0.01% | -23.5% |
| VSS | Sell | VANGUARD FTSE ALL WORLD EX US | $663,000 | +3.1% | 6,300 | -5.3% | 0.01% | 0.0% |
| RGLD | Sell | ROYAL GOLD INC | $692,000 | -5.1% | 5,760 | -1.8% | 0.01% | -13.3% |
| Buy | EATON VANCE SOUTH CAROLINA MUN | $623,000 | +1.0% | 66,030 | +0.6% | 0.01% | -7.7% | |
| FICO | Sell | FAIR ISAAC CORPORATION | $644,000 | -0.3% | 1,514 | -2.1% | 0.01% | -7.7% |
| FTDR | Buy | FRONTDOOR INC | $649,000 | -0.6% | 16,680 | +13.2% | 0.01% | -14.3% |
| GDDY | Buy | THE GODADDY GROUP INC | $634,000 | +14.2% | 8,350 | +10.2% | 0.01% | 0.0% |
| IJH | ISHARES S&P MIDCAP 400 | $629,000 | +4.1% | 3,395 | 0.0% | 0.01% | -7.7% | |
| MKTX | MARKETAXESS HOLDINGS INC | $602,000 | -3.8% | 1,250 | 0.0% | 0.01% | -7.7% | |
| MCK | Buy | MCKESSON CORPORATION | $652,000 | +30.7% | 4,375 | +34.6% | 0.01% | +20.0% |
| PEG | Buy | PUBLIC SERVICE ENTERPRISE GROU | $624,000 | +12.6% | 11,373 | +0.9% | 0.01% | 0.0% |
| TEAM | ATLASSIAN CORP PLC | $636,000 | +0.8% | 3,500 | 0.0% | 0.01% | -7.7% | |
| INFO | IHS MARKIT, LTD | $631,000 | +4.1% | 8,033 | 0.0% | 0.01% | -7.7% | |
| TT | Sell | TRANE TECHNOLOGIES PLC SHS | $629,000 | +26.6% | 5,190 | -7.2% | 0.01% | +20.0% |
| MDB | MONGODB INC CL A | $579,000 | +2.3% | 2,500 | 0.0% | 0.01% | -8.3% | |
| DDD | Sell | 3D SYSTEMS CORP | $578,000 | -58.4% | 117,670 | -40.7% | 0.01% | -62.1% |
| EIGR | Buy | EIGER BIOPHARMACEUTICALS INC | $571,000 | -4.0% | 70,175 | +13.2% | 0.01% | -8.3% |
| FTV | FORTIVE CORP | $568,000 | +12.7% | 7,454 | 0.0% | 0.01% | 0.0% | |
| BK | Sell | BANK NEW YORK MELLON CORP | $553,000 | -94.9% | 16,100 | -94.3% | 0.01% | -95.1% |
| CMI | Sell | CUMMINS INC | $549,000 | +13.2% | 2,600 | -7.0% | 0.01% | +10.0% |
| MGLN | MAGELLAN HEALTH, INC | $597,000 | +3.8% | 7,875 | 0.0% | 0.01% | -8.3% | |
| TNDM | Sell | TANDEM DIABETES CARE INC | $511,000 | -0.6% | 4,500 | -13.5% | 0.01% | -9.1% |
| SYF | Buy | SYNCHRONY FINL | $547,000 | +18.9% | 20,887 | +0.6% | 0.01% | 0.0% |
| KSU | Sell | KANSAS CITY SOUTHERN | $542,000 | -39.5% | 3,000 | -50.0% | 0.01% | -47.4% |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | $548,000 | +4.6% | 4,150 | 0.0% | 0.01% | -9.1% | |
| BFAM | Sell | BRIGHT HORIZONS FAMILY SOLUTIO | $544,000 | +1.5% | 3,575 | -21.9% | 0.01% | -9.1% |
| PPG | Buy | PPG INDS INC | $521,000 | +103.5% | 4,270 | +77.2% | 0.01% | +100.0% |
| BAH | BOOZ ALLEN HAMILTON HLDG CORP | $546,000 | +6.6% | 6,585 | 0.0% | 0.01% | -9.1% | |
| BBY | Sell | BEST BUY INC | $533,000 | +22.0% | 4,788 | -4.4% | 0.01% | +11.1% |
| CRL | CHARLES RIVER LABORATORIES INT | $543,000 | +29.9% | 2,400 | 0.0% | 0.01% | +11.1% | |
| AMP | Sell | AMERIPRISE FINANCIAL, INC. | $526,000 | -5.7% | 3,413 | -8.2% | 0.01% | -16.7% |
| FEYE | Buy | FIREEYE INC | $540,000 | +77.6% | 43,750 | +75.4% | 0.01% | +66.7% |
| TW | Sell | TRADEWEB MARKETS INC. CL. A | $522,000 | -35.9% | 9,000 | -35.7% | 0.01% | -41.2% |
| H | New | HYATT HOTELS CORP. - CLASS A | $535,000 | – | 10,016 | +100.0% | 0.01% | – |
| FTNT | FORTINET INC | $530,000 | -14.2% | 4,500 | 0.0% | 0.01% | -23.1% | |
| CDNS | Sell | CADENCE DESIGN SYSTEMS INC. | $533,000 | +10.6% | 5,000 | -0.5% | 0.01% | 0.0% |
| New | JPMORGAN CHASE & CO. | $490,000 | – | 500,000 | +100.0% | 0.01% | – | |
| BYD CO LTD | $454,000 | +112.1% | 28,000 | 0.0% | 0.01% | +125.0% | ||
| FSLY | FASTLY, INC CL A | $487,000 | +9.9% | 5,200 | 0.0% | 0.01% | 0.0% | |
| AMERICAN EXPRESS CO | $469,000 | +10.4% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| ANSS | ANSYS INC | $491,000 | +12.1% | 1,500 | 0.0% | 0.01% | 0.0% | |
| ADSK | Buy | AUTODESK INC. | $475,000 | +47.5% | 2,057 | +52.9% | 0.01% | +28.6% |
| MTCH | New | MATCH GROUP | $478,000 | – | 4,316 | +100.0% | 0.01% | – |
| VIOO | Sell | VANGUARD ADMIRAL FUNDS S&P SMA | $474,000 | -28.8% | 3,670 | -31.1% | 0.01% | -35.7% |
| SBT | New | STERLING BANCORP INC | $467,000 | – | 155,000 | +100.0% | 0.01% | – |
| ISTB | ISHARES TR CORE 1-5 YR USD | $485,000 | +0.2% | 9,400 | 0.0% | 0.01% | -10.0% | |
| SHV | ISHARES TR SHRT TRS BD ETF | $482,000 | 0.0% | 4,350 | 0.0% | 0.01% | -10.0% | |
| FXI | ISHARES FTSE/XINHUA CHINA 25 I | $453,000 | +5.8% | 10,790 | 0.0% | 0.01% | 0.0% | |
| KMX | CARMAX INC | $460,000 | +2.7% | 5,000 | 0.0% | 0.01% | 0.0% | |
| CLDR | Buy | CLOUDERA INC | $484,000 | +65.2% | 44,425 | +92.9% | 0.01% | +50.0% |
| IEX | IDEX CORPORATION | $456,000 | +15.4% | 2,500 | 0.0% | 0.01% | +12.5% | |
| TTSH | TILE SHOP HOLDINGS INC | $491,000 | +119.2% | 172,401 | 0.0% | 0.01% | +80.0% | |
| CCI | Buy | CROWN CASTLE INTL CORP | $465,000 | +2.2% | 2,790 | +2.6% | 0.01% | 0.0% |
| VANGUARD HIGH YIELD TAX EXEMPT | $478,000 | +1.1% | 40,830 | 0.0% | 0.01% | -10.0% | ||
| Buy | VANGUARD INTERMEDIATE-TERM BON | $487,000 | +0.4% | 38,533 | +0.1% | 0.01% | -10.0% | |
| GIS | Sell | GENERAL MLS INC | $457,000 | -7.5% | 7,409 | -7.6% | 0.01% | -10.0% |
| GLIBP | GCI LIBERTY INC PFD SER A | $468,000 | +6.8% | 16,726 | 0.0% | 0.01% | 0.0% | |
| TSN | Sell | TYSON FOODS INC CL A | $478,000 | -80.0% | 8,040 | -80.0% | 0.01% | -82.0% |
| IYR | Buy | ISHARES DJ U.S. REAL ESTATE IN | $422,000 | +62.9% | 5,290 | +60.8% | 0.01% | +60.0% |
| EVFM | Buy | EVOFEM BIOSCIENCES INC. | $419,000 | +11.7% | 177,700 | +34.0% | 0.01% | 0.0% |
| EFX | EQUIFAX INC | $424,000 | -8.6% | 2,700 | 0.0% | 0.01% | -20.0% | |
| IJK | ISHARES S&P MIDCAP 400/BARRA G | $407,000 | +6.8% | 1,700 | 0.0% | 0.01% | 0.0% | |
| ROKU | New | ROKU INC CL A | $396,000 | – | 2,100 | +100.0% | 0.01% | – |
| CCJ | Buy | CAMECO CORP | $426,000 | +3.4% | 42,195 | +5.0% | 0.01% | -11.1% |
| SEE | Sell | SEALED AIR CORPORATION | $437,000 | -3.3% | 11,250 | -18.2% | 0.01% | -11.1% |
| PHM | Sell | PULTE GROUP INC. | $400,000 | +21.6% | 8,634 | -10.6% | 0.01% | +14.3% |
| VANGUARD/PRIMECAP FUND ADMIRAL | $437,000 | +9.5% | 2,953 | 0.0% | 0.01% | 0.0% | ||
| STX | Buy | SEAGATE TECHNOLOGY | $411,000 | +12.3% | 8,344 | +10.4% | 0.01% | 0.0% |
| WLTW | WILLIS TOWERS WATSON PLCLTD CO | $444,000 | +6.0% | 2,125 | 0.0% | 0.01% | -11.1% | |
| MG | MISTRAS GROUP, INC. | $432,000 | -0.9% | 110,400 | 0.0% | 0.01% | -11.1% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $437,000 | -1.6% | 3,000 | 0.0% | 0.01% | -11.1% | |
| NTTYY | Sell | NIPPON TELEPHONE & TELEGRAPH A | $430,000 | -15.7% | 20,793 | -5.2% | 0.01% | -27.3% |
| NDSN | Sell | NORDSON CORP | $397,000 | -1.0% | 2,068 | -2.2% | 0.01% | 0.0% |
| LULU | Sell | LULULEMON ATHLETICA INC. | $395,000 | +3.7% | 1,200 | -1.6% | 0.01% | 0.0% |
| PNCPRP | Sell | PNC FINANCIA 6.125 PFD PFD SE | $415,000 | -14.8% | 15,600 | -15.7% | 0.01% | -20.0% |
| SDY | Sell | SPDR S&P DIVIDEND ETF | $429,000 | -33.9% | 4,639 | -34.8% | 0.01% | -42.9% |
| SIVB | SVB FINL GROUP | $441,000 | +11.6% | 1,832 | 0.0% | 0.01% | 0.0% | |
| KIQ | New | KELSO TECHNOLOGIES | $417,000 | – | 761,300 | +100.0% | 0.01% | – |
| PAR | Sell | PAR TECHNOLOGY CORP | $405,000 | -32.4% | 10,000 | -50.0% | 0.01% | -33.3% |
| XLP | Sell | CONSUMER STAPLES SELECT SECTOR | $442,000 | +7.0% | 6,895 | -2.1% | 0.01% | -11.1% |
| PWR | Buy | QUANTA SERVICES, INC. | $420,000 | +35.5% | 7,938 | +0.5% | 0.01% | +33.3% |
| EFG | Sell | ISHARES MSCI EAFE GROWTH INDEX | $429,000 | -4.5% | 4,775 | -11.6% | 0.01% | -11.1% |
| HEI | Sell | HEICO CORPORATION | $402,000 | -36.4% | 3,843 | -39.4% | 0.01% | -38.5% |
| PAYX | Buy | PAYCHEX INC | $418,000 | +14.8% | 5,240 | +9.2% | 0.01% | 0.0% |
| EXPO | EXPONENT INC | $367,000 | -10.9% | 5,090 | 0.0% | 0.01% | -22.2% | |
| CHD | Buy | CHURCH & DWIGHT CO., INC. | $359,000 | +29.1% | 3,828 | +6.3% | 0.01% | +16.7% |
| WU | Sell | WESTERN UNION CO | $347,000 | -26.5% | 16,197 | -25.7% | 0.01% | -30.0% |
| SGMO | Sell | SANGAMO THERAPEUTICS, INC | $354,000 | +2.3% | 37,440 | -3.1% | 0.01% | 0.0% |
| FBRX | Sell | FORTE BIOSCIENCES INC | $388,000 | +160.4% | 8,000 | -21.6% | 0.01% | +133.3% |
| WELLS FARGO CO | $358,000 | +3.5% | 350,000 | 0.0% | 0.01% | 0.0% | ||
| I-PULSE INC (PVT) | $391,000 | 0.0% | 36,202 | 0.0% | 0.01% | -12.5% | ||
| TD | THE TORONTO-DOMINION BANK | $365,000 | +3.7% | 7,900 | 0.0% | 0.01% | 0.0% | |
| COP | Buy | CONOCOPHILLIPS | $378,000 | -13.1% | 11,515 | +11.4% | 0.01% | -22.2% |
| MASI | MASIMO CORP. | $354,000 | +3.5% | 1,500 | 0.0% | 0.01% | 0.0% | |
| CF | Buy | CF INDUSTRIES HOLDINGS, INC. | $367,000 | +13.6% | 11,941 | +4.0% | 0.01% | 0.0% |
| MO | Buy | ALTRIA GROUP INC | $371,000 | +56.5% | 9,603 | +58.8% | 0.01% | +40.0% |
| TYL | Sell | TYLER TECHNOLOGIES INC | $361,000 | -5.5% | 1,035 | -6.0% | 0.01% | -12.5% |
| TTEK | Sell | TETRA TECH INC. | $340,000 | +11.1% | 3,556 | -8.1% | 0.01% | +16.7% |
| RETA | REATA PHARMACEUTICALS INC. | $390,000 | -37.5% | 4,000 | 0.0% | 0.01% | -46.2% | |
| JETS | New | ETF SER SOLUTIONS US GLB JETS | $353,000 | – | 20,900 | +100.0% | 0.01% | – |
| TGTX | Buy | TG THERAPEUTICS INC. | $388,000 | +65.8% | 14,500 | +20.8% | 0.01% | +40.0% |
| LII | LENNOX INTERNATIONAL INC. | $354,000 | +16.8% | 1,300 | 0.0% | 0.01% | +16.7% | |
| HUBB | HUBBELL INC | $342,000 | +9.3% | 2,500 | 0.0% | 0.01% | 0.0% | |
| MRTX | MIRATI THERAPEUTICS INC | $332,000 | +45.6% | 2,000 | 0.0% | 0.01% | +20.0% | |
| SCHE | SCHWAB EMERGING MARKET ETF | $297,000 | +10.0% | 11,090 | 0.0% | 0.01% | 0.0% | |
| PKI | New | PERKINELMER INC. | $316,000 | – | 2,515 | +100.0% | 0.01% | – |
| PCRX | Buy | PACIRA PHARMACEUTICALS INC | $302,000 | +15.3% | 5,017 | +0.3% | 0.01% | +20.0% |
| PPL | PPL CORP | $297,000 | +5.3% | 10,900 | 0.0% | 0.01% | 0.0% | |
| LUV | SOUTHWEST AIRLS CO | $310,000 | +9.9% | 8,256 | 0.0% | 0.01% | 0.0% | |
| TMUS | T-MOBILE US INC | $289,000 | +9.9% | 2,528 | 0.0% | 0.01% | +20.0% | |
| REAL | THE REALREAL INC. | $288,000 | +13.4% | 19,873 | 0.0% | 0.01% | +20.0% | |
| Buy | FIDELITY CAP & INCOME FD SH BE | $323,000 | +6.6% | 32,352 | +0.8% | 0.01% | 0.0% | |
| DISCK | Sell | DISCOVERY COMMUNICATIONS, INC. | $309,000 | -4.0% | 15,747 | -5.7% | 0.01% | -14.3% |
| DISCA | Sell | DISCOVERY INC. | $303,000 | +3.1% | 13,909 | -0.3% | 0.01% | 0.0% |
| DFS | DISCOVER FINANCIAL SERVICES | $318,000 | +15.6% | 5,500 | 0.0% | 0.01% | 0.0% | |
| CMC | Buy | COMMERCIAL METALS COMPANY | $291,000 | -1.7% | 14,548 | +0.2% | 0.01% | 0.0% |
| CTXS | Buy | CITRIX SYS INC | $330,000 | -6.2% | 2,398 | +0.8% | 0.01% | -14.3% |
| CNNE | New | CANNAE HOLDINGS INC | $313,000 | – | 8,400 | +100.0% | 0.01% | – |
| CSX | Sell | CSX CORPORATION | $319,000 | +10.4% | 4,111 | -0.8% | 0.01% | 0.0% |
| TECH | Buy | BIO TECHNE CORP | $307,000 | -3.8% | 1,239 | +2.5% | 0.01% | -14.3% |
| BLPH | Buy | BELLEROPHON THERAPEUTICS INC. | $294,000 | -7.8% | 28,900 | +13.8% | 0.01% | -14.3% |
| LVMH MOET HENNESSY | $295,000 | +6.9% | 630 | 0.0% | 0.01% | 0.0% | ||
| AME | Sell | AMETEK INC. | $298,000 | -29.9% | 3,000 | -36.8% | 0.01% | -33.3% |
| NVGS | Buy | NAVIGATOR HOLDINGS LTD SHS | $337,000 | +157.3% | 40,368 | +98.2% | 0.01% | +100.0% |
| WEC | Sell | WEC ENERGY GROUP INC. | $246,000 | -4.7% | 2,542 | -13.6% | 0.01% | 0.0% |
| THE ATLANTIC TRUST DISCIPLINED | $284,000 | +8.4% | 11,690 | 0.0% | 0.01% | 0.0% | ||
| NTG | Sell | TORTOISE MIDSTREAM ENERGY FUND | $250,000 | -40.2% | 17,226 | -28.7% | 0.01% | -44.4% |
| IAC | New | IAC/INTERACTIVECORP | $240,000 | – | 2,000 | +100.0% | 0.01% | – |
| DLR | DIGITAL REALTY TRUST INC | $270,000 | +3.4% | 1,840 | 0.0% | 0.01% | 0.0% | |
| IRWD | IRONWOOD PHARMACEUTICALS, INC. | $257,000 | -12.6% | 28,531 | 0.0% | 0.01% | -16.7% | |
| TPL | TEXAS PAC LD TR SUB CTF PROP I | $275,000 | -24.0% | 609 | 0.0% | 0.01% | -37.5% | |
| GE | Sell | GENERAL ELECTRIC CORP. | $272,000 | -13.1% | 43,674 | -4.7% | 0.01% | -28.6% |
| PNM | PNM RESOURCES INC. | $248,000 | +7.4% | 6,000 | 0.0% | 0.01% | 0.0% | |
| EWC | ISHARES MSCI CANADA INDEX FUND | $247,000 | +6.0% | 9,000 | 0.0% | 0.01% | 0.0% | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $284,000 | -49.4% | 7,901 | -40.3% | 0.01% | -58.3% |
| CHRW | Sell | C. H. ROBINSON WORLDWIDE, INC. | $276,000 | +20.5% | 2,700 | -6.9% | 0.01% | 0.0% |
| IVV | ISHARES S&P 500 FUND | $241,000 | +8.6% | 718 | 0.0% | 0.01% | 0.0% | |
| IHF | ISHARES US HEALTHCARE PROVIDER | $262,000 | +4.4% | 1,300 | 0.0% | 0.01% | 0.0% | |
| KIM | KIMCO REALTY CORP COM | $270,000 | -12.3% | 23,950 | 0.0% | 0.01% | -16.7% | |
| EAT | New | BRINKER INTL INC. | $256,000 | – | 6,000 | +100.0% | 0.01% | – |
| LIND | New | LINDBLAD EXPEDITIONS HOLDINGS | $255,000 | – | 30,000 | +100.0% | 0.01% | – |
| EVRG | Buy | EVERGY INC. | $249,000 | -10.8% | 4,900 | +4.3% | 0.01% | -16.7% |
| SRPT | SAREPTA THERAPEUTICS INC | $281,000 | -12.5% | 2,000 | 0.0% | 0.01% | -28.6% | |
| BAX | BAXTER INTL INC | $263,000 | -6.7% | 3,276 | 0.0% | 0.01% | -16.7% | |
| SIEMENS AG | $240,000 | +7.1% | 1,900 | 0.0% | 0.01% | 0.0% | ||
| MANULIFE FINL CORP | $249,000 | +2.5% | 17,950 | 0.0% | 0.01% | 0.0% | ||
| BP | Sell | BP PLC - ADR | $281,000 | -62.3% | 16,121 | -49.6% | 0.01% | -68.8% |
| AZO | Sell | AUTOZONE INC. | $279,000 | -9.4% | 237 | -13.2% | 0.01% | -16.7% |
| MDNA | Buy | MEDICENNA THERAPEUTICS CORP. | $269,000 | +35.2% | 64,900 | +18.2% | 0.01% | +25.0% |
| AZPN | ASPEN TECHNOLOGY INC | $272,000 | +22.0% | 2,150 | 0.0% | 0.01% | 0.0% | |
| VGT | VANGUARD WORLD FDS INF TECH ET | $250,000 | +11.6% | 802 | 0.0% | 0.01% | 0.0% | |
| ASH | ASHLAND GLOBAL HOLDINGS INC. | $265,000 | +2.7% | 3,730 | 0.0% | 0.01% | 0.0% | |
| MCO | Buy | MOODY'S CORPORATION | $284,000 | +21.4% | 980 | +15.3% | 0.01% | 0.0% |
| AWR | AMERICAN STS WTR CO COM | $285,000 | -4.7% | 3,800 | 0.0% | 0.01% | -16.7% | |
| AMH | AMERICAN HOMES 4 RENT CL A | $256,000 | +5.8% | 9,000 | 0.0% | 0.01% | 0.0% | |
| HWM | Sell | HOWMET AEROSPACE INC COM | $236,000 | -88.3% | 14,120 | -88.9% | 0.01% | -88.1% |
| BTAI | New | BIOXCEL THERAPEUTICS INC. | $204,000 | – | 4,700 | +100.0% | 0.00% | – |
| PSQ | New | SHORT QQQ PROSHARES ETF PSQ | $192,000 | – | 11,600 | +100.0% | 0.00% | – |
| AT MID CAP EQUITY FUND INSTITU | $199,000 | +8.2% | 11,257 | 0.0% | 0.00% | 0.0% | ||
| SLV | New | ISHARES SILVER TRUST | $225,000 | – | 10,400 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRASTRUCTURE PART | $207,000 | – | 4,350 | +100.0% | 0.00% | – |
| FMC | Sell | F M C CORP | $214,000 | -53.6% | 2,020 | -56.3% | 0.00% | -60.0% |
| MOS | Sell | MOSAIC CO | $220,000 | +6.3% | 12,050 | -27.2% | 0.00% | 0.0% |
| XLRN | New | ACCELERON PHARMA INC | $225,000 | – | 2,000 | +100.0% | 0.00% | – |
| BLK | Sell | BLACKROCK, INC. | $217,000 | -8.4% | 385 | -11.5% | 0.00% | -20.0% |
| CEF | SPROTT PHYSICAL GOLD & SILVER | $187,000 | +8.7% | 10,200 | 0.0% | 0.00% | 0.0% | |
| CAG | Sell | CONAGRA BRANDS INC | $211,000 | -6.2% | 5,900 | -7.8% | 0.00% | -20.0% |
| PRNT | New | ARK TRUST 3D PRINTING | $205,000 | – | 8,560 | +100.0% | 0.00% | – |
| DAR | New | DARLING INTERNATIONAL INC. | $212,000 | – | 5,872 | +100.0% | 0.00% | – |
| TFC | Sell | TRUIST FINANICAL CORP | $203,000 | -1.0% | 5,326 | -2.5% | 0.00% | 0.0% |
| LYB | Sell | LYONDELLBASELL INDS F CLASS A | $214,000 | +6.5% | 3,039 | -0.5% | 0.00% | 0.0% |
| TTD | Sell | THE TRADE DESK INC CL A | $205,000 | -13.9% | 395 | -32.5% | 0.00% | -20.0% |
| R | New | RYDER SYSTEM INC W/RTS | $211,000 | – | 5,000 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY CO | $234,000 | – | 2,200 | +100.0% | 0.00% | – |
| RIO | Sell | RIO TINTO PLC SPONSORED ADR | $218,000 | +6.3% | 3,618 | -0.9% | 0.00% | 0.0% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF IV | $215,000 | -27.6% | 635 | -30.6% | 0.00% | -33.3% |
| TDF | TEMPLETON DRAGON FUND INC | $218,000 | +9.0% | 9,925 | 0.0% | 0.00% | 0.0% | |
| COG | New | CABOT OIL & GAS CORPORATION | $205,000 | – | 11,800 | +100.0% | 0.00% | – |
| FLT | Sell | FLEETCOR TECHNOLOGIES INC. | $224,000 | -89.2% | 940 | -88.6% | 0.00% | -90.7% |
| AMERICAN CENTURY HERITAGE FUND | $234,000 | +11.4% | 9,637 | 0.0% | 0.00% | 0.0% | ||
| New | EDGEWOOD GROWTH FUND | $219,000 | – | 4,500 | +100.0% | 0.00% | – | |
| ZUO | New | ZUORA INC | $131,000 | – | 12,700 | +100.0% | 0.00% | – |
| Sell | PIMCO ALL ASSET FUND | $146,000 | -24.0% | 13,016 | -24.7% | 0.00% | -25.0% | |
| DHT | New | DHT HOLDINGS INC | $173,000 | – | 33,586 | +100.0% | 0.00% | – |
| NBSE | New | NEUBASE THERAPEUTICS INC. | $154,000 | – | 20,350 | +100.0% | 0.00% | – |
| AMKR | Buy | AMKOR TECHNOLOGY INC. | $178,000 | +41.3% | 15,894 | +54.8% | 0.00% | 0.0% |
| PROSEGUR CASH | $149,000 | -2.0% | 181,068 | 0.0% | 0.00% | 0.0% | ||
| ENN ENERGY HOLDINGS LTD SHS | $115,000 | -7.3% | 11,000 | 0.0% | 0.00% | -33.3% | ||
| HARTFORD INTERNATIONAL EQUITY | $109,000 | +6.9% | 10,183 | 0.0% | 0.00% | 0.0% | ||
| INVA | New | INNOVIVA, INC | $116,000 | – | 11,084 | +100.0% | 0.00% | – |
| AMRN | Sell | AMARIN CORP PLC | $79,000 | -48.4% | 18,850 | -14.7% | 0.00% | -33.3% |
| SEEL | Sell | SEELOS THERAPEUTICS INC | $37,000 | -79.8% | 40,000 | -78.0% | 0.00% | -75.0% |
| BMYRT | Sell | BRISTOL MYERS SQUIBB CO CONTNG | $49,000 | -41.7% | 21,743 | -7.6% | 0.00% | -50.0% |
| FOLGF | FALCON OIL & GAS LTD. | $4,000 | 0.0% | 40,000 | 0.0% | 0.00% | – | |
| ETM | ENTERCOM COMMUNICATIONS CORP. | $20,000 | +17.6% | 12,370 | 0.0% | 0.00% | – | |
| AMRWW | Exit | ALTA MESA RES INC 3 | $0 | – | -21,625 | -100.0% | 0.00% | – |
| Exit | Colossus Minerals Inc | $0 | – | -2,045,823 | -100.0% | 0.00% | – | |
| FCUUF | FISSION URANIUM CORP. | $9,000 | +28.6% | 37,700 | 0.0% | 0.00% | – | |
| SRUTF | SPROUTLY CANADA INC. | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| GOME RETAIL HLDS | $2,000 | 0.0% | 12,525 | 0.0% | 0.00% | – | ||
| Exit | Uranium Royalty Corp WT 11/25/ | $0 | – | -150,000 | -100.0% | -0.00% | – | |
| Exit | Uranium Royalty Corp | $0 | – | -150,000 | -100.0% | -0.00% | – | |
| AXTI | Exit | AXT INC | $0 | – | -20,950 | -100.0% | -0.00% | – |
| COMM | Exit | COMMSCOPE HLDG CO INC | $0 | – | -16,400 | -100.0% | -0.00% | – |
| Exit | DERMTECH INC | $0 | – | -14,400 | -100.0% | -0.00% | – | |
| XRX | Exit | XEROX HOLDINGS CORP | $0 | – | -11,123 | -100.0% | -0.00% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INC | $0 | – | -2,500 | -100.0% | -0.00% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | Parex Resources Inc | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| EEFT | Exit | EURONET WORLDWIDE INC | $0 | – | -2,500 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -8,000 | -100.0% | -0.01% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -770 | -100.0% | -0.01% | – |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -2,943 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA INC | $0 | – | -248 | -100.0% | -0.01% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -5,381 | -100.0% | -0.01% | – |
| TAP | Exit | MOLSON COORS BEVERAGE COcl b | $0 | – | -8,160 | -100.0% | -0.01% | – |
| LAMR | Exit | LAMAR ADVERTISING CO NEWcl a | $0 | – | -4,655 | -100.0% | -0.01% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NE | $0 | – | -5,500 | -100.0% | -0.01% | – |
| ZIONO | Exit | Zions Bancorp 6.3 PFD DUTCH T | $0 | – | -10,000 | -100.0% | -0.01% | – |
| E | Exit | ENI S P Asponsored adr | $0 | – | -15,000 | -100.0% | -0.01% | – |
| Exit | Kayne Anderson Real Estate Opp | $0 | – | -350,000 | -100.0% | -0.01% | – | |
| LDOS | Exit | LEIDOS HOLDINGS INC | $0 | – | -3,715 | -100.0% | -0.01% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -21,415 | -100.0% | -0.01% | – |
| Exit | Goldman Sachs Group Inc | $0 | – | -465,000 | -100.0% | -0.01% | – | |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -5,613 | -100.0% | -0.01% | – |
| CRI | Exit | CARTERS INC | $0 | – | -5,200 | -100.0% | -0.01% | – |
| RBC | Exit | REGAL BELOIT CORP | $0 | – | -6,000 | -100.0% | -0.01% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -30,204 | -100.0% | -0.01% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | Prairiesky Royalty LTD | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| BCE | Exit | BCE INC | $0 | – | -15,200 | -100.0% | -0.01% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -13,625 | -100.0% | -0.01% | – |
| IIN | Exit | INTRICON CORP | $0 | – | -48,844 | -100.0% | -0.01% | – |
| TBI | Exit | TRUEBLUE INC | $0 | – | -47,364 | -100.0% | -0.02% | – |
| CGAU | Exit | Centerra Gold Inc. | $0 | – | -70,000 | -100.0% | -0.02% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG S Aspon adr rep pfd | $0 | – | -159,000 | -100.0% | -0.02% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -4,584 | -100.0% | -0.02% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -179,378 | -100.0% | -0.02% | – |
| ABMD | Exit | ABIOMED INC | $0 | – | -4,265 | -100.0% | -0.02% | – |
| MTN | Exit | VAIL RESORTS INC | $0 | – | -6,595 | -100.0% | -0.02% | – |
| SBSW | Exit | Sibanye Gold Ltd Sponsored Adrsponsored adr | $0 | – | -180,000 | -100.0% | -0.03% | – |
| ONEM | Exit | 1LIFE HEALTHCARE INC | $0 | – | -43,150 | -100.0% | -0.03% | – |
| Exit | Compass Group Plc | $0 | – | -235,550 | -100.0% | -0.07% | – | |
| AMN | Exit | AMN HEALTHCARE SVCS INC | $0 | – | -75,341 | -100.0% | -0.07% | – |
| POL | Exit | POLYONE CORP | $0 | – | -143,750 | -100.0% | -0.08% | – |
| Exit | Pimco Low Duration Fund Instit | $0 | – | -391,315 | -100.0% | -0.08% | – | |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -213,031 | -100.0% | -0.20% | – |
| Exit | Nikon Corp | $0 | – | -1,196,630 | -100.0% | -0.21% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| The Home Depot, Inc. | 42 | Q3 2023 | 8.5% |
| MICROSOFT CORP. | 42 | Q3 2023 | 3.7% |
| APPLE INC. | 42 | Q3 2023 | 3.5% |
| AMAZON INC. | 42 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.6% |
| MERCK & CO. INC. | 42 | Q3 2023 | 1.8% |
| Nextera Energy Inc COM | 42 | Q3 2023 | 1.6% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.7% |
| Procter & Gamble Company | 42 | Q3 2023 | 1.2% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Coda Octopus Group, Inc. | February 13, 2023 | 615,000 | 5.7% |
| NCS Multistage Holdings, Inc. | February 13, 2023 | 111,057 | 4.6% |
| ALMADEN MINERALS LTD | January 14, 2020 | 10 | 4.9% |
| Argonaut Gold, Inc. | January 14, 2020 | 10 | 5.7% |
| BEAR CREEK MINING CORP | January 14, 2020 | 10 | 9.9% |
| Corvus Gold Inc. | January 14, 2020 | 10 | 19.6% |
| Electromed, Inc. | January 14, 2020 | 10 | 5.1% |
| INTERNATIONAL TOWER HILL MINES LTD | January 14, 2020 | 10 | 16.1% |
| Jaguar Mining Inc | January 14, 2020 | 10 | 19.3% |
| MAG SILVER CORP | January 14, 2020 | 10 | 9.8% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-12 |
| SC 13G | 2024-02-12 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-10 |
| SC 13G/A | 2023-02-13 |
| SC 13G/A | 2023-02-13 |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.