Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Fisher Asset Management, LLC | 38 | 38 | 0.00% | 0.95% | 2.04% | Q2 2014 | Q3 2023 | 38 |
PNC FINANCIAL SERVICES GROUP, INC. | 37 | 37 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 37 |
Creative Planning | 33 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 36 |
JOHNSON INVESTMENT COUNSEL INC | 33 | 33 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q3 2023 | 33 |
BANK OF AMERICA CORP /DE/ | 16 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 27 |
FIFTH THIRD BANCORP | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 26 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 26 |
TRUST CO OF VERMONT | 18 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 25 |
JANE STREET GROUP, LLC | 10 | 3 | 0.00% | 0.00% | 0.02% | Q4 2014 | Q3 2022 | 25 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 21 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 23 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
MAI Capital Management | 14 | 7 | 0.01% | 0.01% | 0.02% | Q2 2018 | Q3 2023 | 21 |
MORGAN STANLEY | 18 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2022 | 20 |
M&R CAPITAL MANAGEMENT INC | 19 | 19 | 0.01% | 0.02% | 0.04% | Q2 2016 | Q4 2020 | 19 |
Advisory Services Network, LLC | 13 | 1 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q1 2023 | 19 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
AMUSSEN HUNSAKER ASSOCIATES LLC | 14 | 4 | 0.08% | 0.13% | 0.17% | Q1 2019 | Q3 2023 | 18 |
ROYAL BANK OF CANADA | 10 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2022 | 17 |
Mine & Arao Wealth Creation & Management, LLC. | 16 | 16 | 0.02% | 0.02% | 0.03% | Q4 2019 | Q3 2023 | 16 |
INGALLS & SNYDER LLC | 16 | 16 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q3 2023 | 16 |
WASHINGTON TRUST Co | 15 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 16 |
Citadel Advisors | 11 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2023 | 15 |
Personal Capital Advisors Corp | 13 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2022 | 15 |
RAYMOND JAMES & ASSOCIATES | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
SIMON QUICK ADVISORS, LLC | 14 | 14 | 0.01% | 0.01% | 0.03% | Q4 2018 | Q1 2022 | 14 |
First Horizon Advisors, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2022 | 13 |
FLOW TRADERS U.S. LLC | 12 | 1 | 0.01% | 0.03% | 0.05% | Q3 2018 | Q2 2023 | 13 |
Truvestments Capital LLC | 5 | 1 | 0.02% | 0.03% | 0.04% | Q3 2018 | Q2 2022 | 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 11 |
BANK OF MONTREAL /CAN/ | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2018 | 11 |
FIRST NATIONAL BANK OF OMAHA | 9 | 2 | 0.01% | 0.02% | 0.02% | Q2 2020 | Q2 2023 | 11 |
CoreFirst Bank & Trust | 10 | 10 | 0.15% | 0.22% | 0.30% | Q4 2020 | Q1 2023 | 10 |
Calamos Wealth Management LLC | 7 | 3 | 0.02% | 0.02% | 0.03% | Q3 2020 | Q3 2023 | 10 |
UBS Group AG | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 10 |
Kestra Advisory Services, LLC | 8 | 2 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q2 2023 | 10 |
Newbridge Financial Services Group, Inc. | 9 | 9 | 0.03% | 0.07% | 0.09% | Q3 2020 | Q3 2022 | 9 |
BESSEMER GROUP INC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 9 |
WELLS FARGO & COMPANY/MN | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 9 |
Lavaca Capital LLC | 7 | 2 | 0.02% | 0.04% | 0.09% | Q4 2018 | Q2 2022 | 9 |
J.P. Morgan Private Wealth Advisors LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2020 | 9 |
FIDUCIARY TRUST CO | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q1 2022 | 8 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 8 | 8 | 0.14% | 0.15% | 0.16% | Q3 2016 | Q2 2018 | 8 |
Centric Wealth Management | 6 | 2 | 0.08% | 0.10% | 0.14% | Q4 2020 | Q3 2023 | 8 |
Polaris Wealth Advisory Group, LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q1 2022 | 7 |
OSAIC HOLDINGS, INC. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 7 |
Meridian Wealth Management, LLC | 6 | 1 | 0.03% | 0.04% | 0.04% | Q2 2019 | Q1 2022 | 7 |
G&S Capital LLC | 6 | 6 | 0.03% | 0.04% | 0.08% | Q4 2018 | Q1 2020 | 6 |
Householder Group Estate & Retirement Specialist, LLC | 4 | 1 | 0.13% | 0.19% | 0.28% | Q4 2021 | Q3 2023 | 6 |
REGIONS FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
Columbia Asset Management | 5 | 1 | 0.04% | 0.13% | 0.22% | Q4 2021 | Q2 2023 | 6 |
US BANCORP \DE\ | 4 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2020 | 6 |
FIRST AMERICAN TRUST, FSB | 6 | 6 | 0.03% | 0.04% | 0.04% | Q4 2020 | Q1 2022 | 6 |
MSI Financial Services Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2016 | 6 |
SAWGRASS ASSET MANAGEMENT LLC | 4 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2016 | 5 |
AVANTAX ADVISORY SERVICES, INC. | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q2 2023 | 5 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 2 | 0.04% | 0.05% | 0.05% | Q4 2020 | Q1 2022 | 5 |
AE Wealth Management LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q4 2021 | 5 |
Stratos Investment Management, LLC | 2 | 1 | 0.04% | 0.08% | 0.10% | Q4 2019 | Q3 2021 | 4 |
CRA Financial Services, LLC | 4 | 4 | 0.06% | 0.07% | 0.08% | Q2 2021 | Q1 2022 | 4 |
Cresset Asset Management, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q1 2021 | 4 |
Sandy Spring Bank | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q2 2019 | 4 |
TRUSTCORE FINANCIAL SERVICES, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 4 |
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 2 | 2 | 0.06% | 0.07% | 0.08% | Q4 2020 | Q3 2022 | 4 |
Register Financial Advisors LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q4 2022 | Q3 2023 | 4 |
PagnatoKarp Partners LLC | 4 | 4 | 0.08% | 0.09% | 0.10% | Q2 2019 | Q1 2020 | 4 |
Camarda Financial Advisors, LLC | 2 | 2 | 0.02% | 0.15% | 0.32% | Q2 2016 | Q2 2019 | 4 |
Howard Capital Management Inc. | 2 | 2 | 0.03% | 0.04% | 0.06% | Q4 2021 | Q3 2023 | 4 |
EATON VANCE MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
McIlrath & Eck, LLC | 4 | 4 | 0.03% | 0.03% | 0.04% | Q1 2019 | Q4 2019 | 4 |
Blume Capital Management, Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q4 2016 | 3 |
COMMONWEALTH EQUITY SERVICES, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Gradient Investments LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2020 | 3 |
Arete Wealth Advisors, LLC | 2 | 1 | 0.02% | 0.04% | 0.07% | Q2 2022 | Q1 2023 | 3 |
WFG Advisors, LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q2 2017 | 3 |
O'Dell Group, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2021 | Q1 2022 | 3 |
Mariner, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Raymond James Financial Services Advisors, Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 3 |
IMC-Chicago, LLC | 2 | 2 | 0.01% | 0.03% | 0.05% | Q3 2020 | Q4 2020 | 2 |
RMR Wealth Builders | 2 | 2 | 0.01% | 0.02% | 0.03% | Q4 2020 | Q1 2021 | 2 |
JPMORGAN CHASE & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2015 | 2 |
Rockefeller Capital Management L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Crestwood Advisors Group, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
Claybrook Capital, LLC | 1 | 1 | 0.10% | 0.11% | 0.12% | Q4 2022 | Q3 2023 | 2 |
CIBC Private Wealth Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 2 |
THRIVENT FINANCIAL FOR LUTHERANS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 2 |
Johnson Financial Group, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2017 | 2 |
Old West Investment Management, LLC | 2 | 2 | 0.13% | 0.13% | 0.13% | Q4 2017 | Q1 2018 | 2 |
Empower Advisory Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Baader Bank Aktiengesellschaft | 1 | 1 | 3.18% | 3.18% | 3.18% | Q3 2022 | Q3 2022 | 1 |
TEXAS CAPITAL BANCSHARES INC/TX | 1 | 1 | 0.38% | 0.38% | 0.38% | Q2 2019 | Q2 2019 | 1 |
BBR PARTNERS, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2019 | Q4 2019 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
RWA WEALTH PARTNERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Hills Bank & Trust Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Fort Point Capital Partners LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q4 2021 | 1 |
Bruderman Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
PSI Advisors, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2019 | Q4 2019 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Aris Wealth Services, Inc. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2015 | Q2 2015 | 1 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
WASHINGTON TRUST BANK | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
Advisor Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
TRUIST FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Truepoint, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.35% | 0.35% | 0.35% | Q1 2023 | Q1 2023 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2020 | Q2 2020 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Destination Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Pinkerton Retirement Specialists, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Chevy Chase Trust Holdings, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Janney Montgomery Scott LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
LPL Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Welch Group, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2016 | Q3 2016 | 1 |
This page lists all the filers that currently own UBS AG LONDON BRH or have owned UBS AG LONDON BRH in the past.