Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
CWM, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
UBS Group AG | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
WELLS FARGO & COMPANY/MN | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
BANK OF AMERICA CORP /DE/ | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
J.P. Morgan Private Wealth Advisors LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 8 |
ROYAL BANK OF CANADA | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2021 | 8 |
RAYMOND JAMES & ASSOCIATES | 8 | 8 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q2 2021 | 8 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 8 | 8 | 0.24% | 0.45% | 0.58% | Q3 2019 | Q2 2021 | 8 |
Shaker Financial Services, LLC | 7 | 7 | 0.43% | 0.70% | 0.96% | Q4 2019 | Q2 2021 | 7 |
KAYNE ANDERSON CAPITAL ADVISORS LP | 7 | 7 | 0.01% | 0.02% | 0.02% | Q1 2020 | Q3 2021 | 7 |
Chicago Partners Investment Group LLC | 7 | 7 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q2 2021 | 7 |
TRUIST FINANCIAL CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 7 |
Matisse Capital | 6 | 6 | 1.23% | 1.37% | 1.55% | Q1 2020 | Q2 2021 | 6 |
Janney Montgomery Scott LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q2 2021 | 6 |
USCA RIA LLC | 6 | 6 | 0.01% | 0.05% | 0.09% | Q1 2019 | Q2 2020 | 6 |
D.A. DAVIDSON & CO. | 4 | 2 | 0.03% | 0.04% | 0.05% | Q2 2019 | Q2 2021 | 6 |
OSAIC HOLDINGS, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2021 | 6 |
OPPENHEIMER & CO INC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q2 2021 | 6 |
STIFEL FINANCIAL CORP | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q2 2021 | 6 |
Partnervest Advisory Services LLC | 5 | 5 | 0.06% | 0.10% | 0.18% | Q3 2019 | Q3 2020 | 5 |
WEDBUSH SECURITIES INC | 5 | 5 | 0.01% | 0.03% | 0.08% | Q2 2019 | Q2 2020 | 5 |
American Portfolios Advisors | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2021 | 5 |
Aristides Capital LLC | 5 | 5 | 0.36% | 0.66% | 0.92% | Q1 2020 | Q1 2021 | 5 |
Lindbrook Capital, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2021 | 5 |
Steward Partners Investment Advisory, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2020 | 5 |
6 Meridian | 4 | 4 | 0.02% | 0.05% | 0.08% | Q1 2020 | Q4 2020 | 4 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Mariner, LLC | 2 | 2 | 0.00% | 0.02% | 0.05% | Q4 2019 | Q2 2021 | 4 |
Wealth Alliance | 3 | 3 | 0.15% | 0.17% | 0.18% | Q4 2020 | Q2 2021 | 3 |
CITIZENS FINANCIAL GROUP INC/RI | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
PNC FINANCIAL SERVICES GROUP, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 3 | 3 | 0.05% | 0.06% | 0.07% | Q4 2019 | Q2 2020 | 3 |
CITIGROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 3 |
Hilltop Holdings Inc. | 3 | 3 | 0.04% | 0.04% | 0.05% | Q4 2020 | Q2 2021 | 3 |
WOLVERINE ASSET MANAGEMENT LLC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2020 | Q3 2020 | 3 |
GOLDMAN SACHS GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 2 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
Abundance Wealth Counselors | 2 | 2 | 0.05% | 0.14% | 0.23% | Q1 2021 | Q2 2021 | 2 |
FRANKLIN RESOURCES INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Ahrens Investment Partners LLC | 2 | 2 | 0.24% | 0.25% | 0.26% | Q1 2021 | Q2 2021 | 2 |
Private Advisor Group, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q2 2021 | 2 |
BB&T SECURITIES, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q3 2019 | 2 |
CreativeOne Wealth, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q1 2021 | 2 |
FNY Investment Advisers, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2019 | Q4 2019 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
TFO Wealth Partners, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 1.35% | 1.35% | 1.35% | Q4 2019 | Q4 2019 | 1 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Advisor Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
External links
This page lists all the filers that currently own TORTOISE ESSENTIAL ASSETS IN or have owned TORTOISE ESSENTIAL ASSETS IN in the past.