| SC 13G/A | 2015-06-05 | Thomas J. Herzfeld Advisors, Inc. | Oxford Lane Capital Corp. | 514,761 | 17.4% | EDGAR |
| SC 13G/A | 2015-05-08 | Karpus Management, Inc. | Oxford Lane Capital Corp. | 89,802 | 3.7% | EDGAR |
| SC 13G/A | 2015-02-10 | Karpus Management, Inc. | Oxford Lane Capital Corp. | 138,344 | 5.7% | EDGAR |
| SC 13G | 2015-02-09 | Thomas J. Herzfeld Advisors, Inc. | Oxford Lane Capital Corp. | 283,984 | 11.7% | EDGAR |
| SC 13G/A | 2015-02-03 | Frantz Leroy Scott | Oxford Lane Capital Corp. | 637,622 | - | EDGAR |
| SC 13G | 2015-01-09 | SELZ CAPITAL LLC | Oxford Lane Capital Corp. | 1,176,004 | 7.5% | EDGAR |
| SC 13G | 2015-01-09 | Thomas J. Herzfeld Advisors, Inc. | Oxford Lane Capital Corp. | 334,552 | 11.3% | EDGAR |
| SC 13G | 2014-12-15 | Forster Robert | Oxford Lane Capital Corp. | 40,753 | 6.8% | EDGAR |
| SC 13G | 2014-10-10 | Karpus Management, Inc. | Oxford Lane Capital Corp. | 305,377 | 12.6% | EDGAR |
| SC 13G | 2014-09-10 | Frantz Leroy Scott | Oxford Lane Capital Corp. | 637,622 | - | EDGAR |
| SC 13G | 2014-07-02 | Artemis Investment Management LLP | Oxford Lane Capital Corp. | 780,003 | 5.1% | EDGAR |
| SC 13G | 2014-01-13 | SELZ CAPITAL LLC | Oxford Lane Capital Corp. | 965,876 | 12.0% | EDGAR |
| SC 13G/A | 2013-11-21 | Thomas J. Herzfeld Advisors, Inc. | Oxford Lane Capital Corp. | 0 | 0.0% | EDGAR |
| SC 13G | 2013-02-14 | Thomas J. Herzfeld Advisors, Inc. | Oxford Lane Capital Corp. | 35,350 | 5.9% | EDGAR |
| SC 13G | 2013-01-16 | SELZ CAPITAL LLC | Oxford Lane Capital Corp. | 876,584 | 17.4% | EDGAR |
| SC 13D | 2012-11-30 | Bulldog Investors | Oxford Lane Capital Corp. | - | 25.0% | EDGAR |
| SC 13G/A | 2012-05-10 | ROYCE CHARLES M | Oxford Lane Capital Corp. | 201,250 | 4.0% | EDGAR |
| SC 13G | 2012-05-07 | SELZ CAPITAL LLC | Oxford Lane Capital Corp. | 908,200 | 18.3% | EDGAR |
| SC 13G | 2011-01-25 | ROYCE CHARLES M | Oxford Lane Capital Corp. | 161,250 | 8.8% | EDGAR |