Oxford Lane Cap8.125% Cl6/2017 filings

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SEC filings by Oxford Lane Cap8.125% Cl6/2017 (ownership)
TypeFiledFilerSubjectShares OwnedPercent Owned
SC 13D/A2019-09-10Karpus Management, Inc.Oxford Lane Capital Corp.1,345,31621.2%EDGAR
SC 13D/A2019-02-27Karpus Management, Inc.Oxford Lane Capital Corp.1,408,75025.5%EDGAR
SC 13G/A2018-04-11RIVERNORTH CAPITAL MANAGEMENT, LLCOxford Lane Capital Corp.00.0%EDGAR
SC 13G2018-04-10RIVERNORTH CAPITAL MANAGEMENT, LLCOxford Lane Capital Corp.347,17415.1%EDGAR
SC 13G/A2018-02-13HERZFELD THOMAS JOxford Lane Capital Corp.331,1176.0%EDGAR
SC 13D2018-02-09Karpus Management, Inc.Oxford Lane Capital Corp.1,477,89226.8%EDGAR
SC 13G/A2018-01-24Frantz Leroy ScottOxford Lane Capital Corp.649,372-EDGAR
SC 13G2018-01-19SELZ CAPITAL LLCOxford Lane Capital Corp.754,9423.1%EDGAR
SC 13G/A2017-08-11Karpus Management, Inc.Oxford Lane Capital Corp.1,445,74126.2%EDGAR
SC 13G/A2017-08-10Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.319,8725.0%EDGAR
SC 13G2017-07-10Karpus Management, Inc.Oxford Lane Capital Corp.1,441,17019.1%EDGAR
SC 13G/A2017-02-14Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.663,72413.2%EDGAR
SC 13G2017-01-11SELZ CAPITAL LLCOxford Lane Capital Corp.1,395,6027.1%EDGAR
SC 13G2016-06-03Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.955,26516.9%EDGAR
SC 13D2016-03-03Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.1,301,41423.0%EDGAR
SC 13G2016-01-29Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.1,316,08919.4%EDGAR
SC 13G2016-01-08SELZ CAPITAL LLCOxford Lane Capital Corp.1,337,2997.4%EDGAR
SC 13G/A2015-07-10Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.742,17517.8%EDGAR
SC 13G2015-06-24Yakira Capital Management, Inc.Oxford Lane Capital Corp.7,6091.3%EDGAR
SC 13G/A2015-06-05Thomas J. Herzfeld Advisors, Inc.Oxford Lane Capital Corp.427,51518.8%EDGAR
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