Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
CREATIVE FINANCIAL DESIGNS INC /ADV | 30 | 30 | 0.01% | 1.17% | 1.85% | Q1 2017 | Q2 2024 | 30 |
Inspire Investing, LLC | 27 | 27 | 0.17% | 4.52% | 15.94% | Q4 2017 | Q2 2024 | 27 |
Keel Point, LLC | 27 | 27 | 0.14% | 0.48% | 0.96% | Q4 2017 | Q2 2024 | 27 |
AlphaStar Capital Management, LLC | 27 | 27 | 0.30% | 0.45% | 0.71% | Q4 2017 | Q2 2024 | 27 |
LPL Financial LLC | 26 | 26 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2024 | 26 |
Cambridge Investment Research Advisors, Inc. | 26 | 26 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q2 2024 | 26 |
COMMONWEALTH EQUITY SERVICES, LLC | 19 | 7 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2024 | 26 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2024 | 24 |
Geneos Wealth Management Inc. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2024 | 24 |
ENVESTNET ASSET MANAGEMENT INC | 17 | 5 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2024 | 22 |
JANE STREET GROUP, LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q4 2023 | 21 |
UBS Group AG | 18 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2024 | 21 |
CWM, LLC | 11 | 10 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q2 2024 | 21 |
Atria Investments, Inc | 21 | 21 | 0.04% | 0.06% | 0.08% | Q2 2019 | Q2 2024 | 21 |
WELLS FARGO & COMPANY/MN | 11 | 9 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2024 | 20 |
AE Wealth Management LLC | 8 | 2 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q4 2023 | 20 |
HOWE & RUSLING INC | 14 | 6 | 0.02% | 0.02% | 0.03% | Q2 2019 | Q2 2024 | 20 |
Financial Advocates Investment Management | 20 | 20 | 0.05% | 0.13% | 0.17% | Q3 2019 | Q2 2024 | 20 |
Strategic Blueprint, LLC | 19 | 19 | 0.05% | 0.13% | 0.53% | Q4 2019 | Q2 2024 | 19 |
IFP Advisors, Inc | 8 | 4 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q4 2022 | 19 |
OSAIC HOLDINGS, INC. | 18 | 18 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q2 2024 | 18 |
ROYAL BANK OF CANADA | 13 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2024 | 18 |
OneAscent Financial Services LLC | 10 | 1 | 0.47% | 1.62% | 4.56% | Q2 2019 | Q2 2024 | 18 |
Ameritas Investment Partners, Inc. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2024 | 18 |
Faithward Advisors, LLC | 18 | 18 | 0.00% | 0.72% | 7.64% | Q3 2019 | Q4 2023 | 18 |
Paradiem, LLC | 15 | 15 | 0.10% | 2.16% | 7.10% | Q4 2020 | Q2 2024 | 15 |
Inspire Advisors, LLC | 15 | 15 | 0.38% | 7.60% | 10.18% | Q4 2020 | Q2 2024 | 15 |
Legacy Wealth Asset Management, LLC | 15 | 15 | 1.43% | 1.55% | 1.74% | Q4 2020 | Q2 2024 | 15 |
Harvest Investment Services, LLC | 9 | 5 | 0.22% | 0.41% | 0.73% | Q2 2020 | Q2 2024 | 14 |
Glen Eagle Advisors, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2024 | 14 |
Focus Financial Network, Inc. | 4 | 1 | 0.03% | 0.10% | 0.26% | Q1 2019 | Q2 2024 | 13 |
GPS Wealth Strategies Group, LLC | 7 | 6 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q2 2024 | 13 |
PAX Financial Group, LLC | 13 | 13 | 0.10% | 1.37% | 2.26% | Q1 2021 | Q1 2024 | 13 |
Belpointe Asset Management LLC | 7 | 6 | 0.03% | 0.10% | 0.29% | Q1 2021 | Q2 2024 | 13 |
Raymond James Financial Services Advisors, Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2024 | 12 |
Citadel Advisors | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2023 | 12 |
CreativeOne Wealth, LLC | 12 | 12 | 0.10% | 0.85% | 1.34% | Q2 2018 | Q1 2021 | 12 |
M Holdings Securities, Inc. | 12 | 12 | 0.24% | 0.52% | 0.80% | Q2 2017 | Q1 2020 | 12 |
HARBOUR INVESTMENTS, INC. | 9 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2024 | 12 |
EverSource Wealth Advisors, LLC | 11 | 11 | 0.00% | 0.02% | 0.05% | Q4 2021 | Q2 2024 | 11 |
Frontier Asset Management, LLC | 11 | 11 | 0.44% | 0.74% | 1.39% | Q4 2021 | Q2 2024 | 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 11 | 11 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q4 2019 | 11 |
AMARILLO NATIONAL BANK | 11 | 11 | 0.11% | 0.12% | 0.13% | Q4 2021 | Q2 2024 | 11 |
SILVER OAK SECURITIES, INCORPORATED | 10 | 10 | 0.05% | 0.07% | 0.10% | Q1 2022 | Q2 2024 | 10 |
MORGAN STANLEY | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2024 | 10 |
Advisor Group, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
BANK OF AMERICA CORP /DE/ | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2021 | 10 |
NEXT Financial Group, Inc | 6 | 3 | 0.00% | 0.02% | 0.04% | Q3 2019 | Q4 2021 | 9 |
Cetera Investment Advisers | 9 | 9 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q1 2024 | 9 |
Simplicity Solutions, LLC | 8 | 1 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q4 2020 | 9 |
Range Financial Group LLC | 9 | 9 | 0.28% | 0.62% | 0.94% | Q2 2022 | Q2 2024 | 9 |
HHM Wealth Advisors, LLC | 9 | 9 | 0.01% | 0.02% | 0.03% | Q2 2022 | Q2 2024 | 9 |
Atria Wealth Solutions, Inc. | 9 | 9 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2024 | 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q2 2024 | 9 |
Sowell Financial Services LLC | 6 | 1 | 0.03% | 0.12% | 0.25% | Q1 2019 | Q2 2024 | 9 |
OLD MISSION CAPITAL LLC | 6 | 1 | 0.01% | 0.03% | 0.10% | Q1 2021 | Q1 2024 | 9 |
Asset Dedication, LLC | 6 | 2 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q3 2022 | 8 |
CAPTRUST FINANCIAL ADVISORS | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2024 | 7 |
HOLLENCREST CAPITAL MANAGEMENT | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 7 |
Winch Advisory Services, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 7 |
NewEdge Advisors, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 7 |
Sigma Planning Corp | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2019 | Q3 2020 | 6 |
Grandview Asset Management LLC | 5 | 1 | 0.11% | 0.17% | 0.30% | Q1 2021 | Q2 2023 | 6 |
JPMORGAN CHASE & CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 6 |
VICUS CAPITAL | 6 | 6 | 0.03% | 0.04% | 0.04% | Q1 2023 | Q2 2024 | 6 |
MML INVESTORS SERVICES, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2024 | 6 |
AVANTAX ADVISORY SERVICES, INC. | 5 | 5 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q2 2021 | 5 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2023 | Q2 2024 | 5 |
FMR LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2024 | 5 |
Envestnet Portfolio Solutions, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q2 2024 | 4 |
NBC SECURITIES, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q2 2024 | 4 |
Cetera Advisors LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 4 | 4 | 0.03% | 0.04% | 0.04% | Q3 2018 | Q2 2019 | 4 |
GTS SECURITIES LLC | 4 | 4 | 0.00% | 0.02% | 0.09% | Q2 2023 | Q1 2024 | 4 |
AdvisorNet Financial, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 4 |
FLOW TRADERS U.S. LLC | 2 | 1 | 0.03% | 0.07% | 0.15% | Q4 2018 | Q3 2021 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 3 |
Versant Capital Management, Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Swisher Financial Concepts, Inc. | 3 | 3 | 0.19% | 0.20% | 0.22% | Q4 2023 | Q2 2024 | 3 |
PRINCIPAL SECURITIES, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q2 2024 | 3 |
Firestone Capital Management | 3 | 3 | 0.02% | 0.04% | 0.05% | Q4 2019 | Q2 2020 | 3 |
American Portfolios Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
Venturi Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q2 2024 | 3 |
Stephens Consulting, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
Kovack Advisors, Inc. | 2 | 2 | 0.05% | 0.06% | 0.06% | Q4 2017 | Q1 2018 | 2 |
Well Done, LLC | 2 | 2 | 0.07% | 0.07% | 0.07% | Q3 2023 | Q4 2023 | 2 |
Commonwealth Equity Services, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
ABSOLUTE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2021 | Q3 2022 | 2 |
Virtu KCG Holdings LLC | 2 | 2 | 0.02% | 0.04% | 0.07% | Q1 2017 | Q2 2017 | 2 |
Bare Financial Services, Inc | 2 | 2 | 0.00% | 0.01% | 0.02% | Q1 2024 | Q2 2024 | 2 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
OneAscent Wealth Management LLC | 2 | 2 | 1.44% | 1.50% | 1.55% | Q4 2020 | Q1 2021 | 2 |
StoneX Group Inc. | 2 | 2 | 0.09% | 0.13% | 0.17% | Q3 2019 | Q4 2019 | 2 |
Kestra Advisory Services, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q4 2021 | 2 |
LVZ, Inc. | 2 | 2 | 0.15% | 0.16% | 0.16% | Q3 2019 | Q4 2019 | 2 |
SevenOneSeven Capital Management | 2 | 2 | 0.12% | 0.19% | 0.26% | Q4 2020 | Q1 2021 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
GeoWealth Management, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2019 | Q3 2019 | 1 |
LaSalle St. Investment Advisors, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q2 2024 | Q2 2024 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Virtu Financial LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2017 | Q3 2017 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Institute for Wealth Management, LLC. | 1 | 1 | 0.18% | 0.18% | 0.18% | Q4 2017 | Q4 2017 | 1 |
PRIVATE TRUST CO NA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
CAHILL FINANCIAL ADVISORS INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2021 | Q3 2021 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
McElhenny Sheffield Capital Management, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2021 | Q3 2021 | 1 |
MCDONALD PARTNERS LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2021 | Q4 2021 | 1 |
FOCUS FINANCIAL NETWORK INC /ADV | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2023 | Q4 2023 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
PRINCIPAL FINANCIAL GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
First Horizon Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
55I, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
Merit Financial Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own NORTHERN LTS FD TR IV or have owned NORTHERN LTS FD TR IV in the past.