Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
LVZ, Inc. | 25 | 25 | 0.08% | 0.27% | 0.59% | Q3 2017 | Q3 2023 | 25 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 24 | 24 | 0.01% | 1.35% | 4.02% | Q4 2017 | Q3 2023 | 24 |
Keel Point, LLC | 24 | 24 | 0.05% | 0.16% | 0.36% | Q4 2017 | Q3 2023 | 24 |
Inspire Investing, LLC | 24 | 24 | 2.86% | 6.68% | 13.01% | Q4 2017 | Q3 2023 | 24 |
AlphaStar Capital Management, LLC | 24 | 24 | 0.14% | 0.20% | 0.31% | Q4 2017 | Q3 2023 | 24 |
CreativeOne Wealth, LLC | 22 | 22 | 0.10% | 0.74% | 1.11% | Q2 2018 | Q3 2023 | 22 |
JANE STREET GROUP, LLC | 10 | 3 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 22 |
JAMES INVESTMENT RESEARCH INC | 21 | 21 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q1 2023 | 21 |
LPL Financial LLC | 21 | 21 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 20 |
Faithward Advisors, LLC | 17 | 17 | 4.10% | 8.10% | 17.68% | Q3 2019 | Q3 2023 | 17 |
ROYAL BANK OF CANADA | 16 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 17 |
Financial Advocates Investment Management | 17 | 17 | 0.04% | 0.06% | 0.12% | Q3 2019 | Q3 2023 | 17 |
WELLS FARGO & COMPANY/MN | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 17 |
Values First Advisors, Inc. | 16 | 16 | 0.01% | 0.90% | 1.15% | Q4 2019 | Q3 2023 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.01% | 0.02% | Q1 2020 | Q3 2023 | 15 |
Raymond James Financial Services Advisors, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Ameritas Investment Partners, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
AVANTAX ADVISORY SERVICES, INC. | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2020 | Q3 2023 | 14 |
AE Wealth Management LLC | 11 | 3 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q4 2022 | 14 |
StoneX Group Inc. | 9 | 3 | 0.05% | 0.16% | 0.29% | Q4 2019 | Q3 2023 | 12 |
Legacy Wealth Asset Management, LLC | 12 | 12 | 1.06% | 1.31% | 1.56% | Q4 2020 | Q3 2023 | 12 |
PAX Financial Group, LLC | 12 | 12 | 0.11% | 1.63% | 2.89% | Q4 2020 | Q3 2023 | 12 |
Paradiem, LLC | 12 | 12 | 0.39% | 0.58% | 0.90% | Q4 2020 | Q3 2023 | 12 |
Inspire Advisors, LLC | 12 | 12 | 11.22% | 14.45% | 16.98% | Q4 2020 | Q3 2023 | 12 |
OneAscent Financial Services LLC | 6 | 1 | 0.09% | 6.76% | 13.83% | Q2 2019 | Q1 2023 | 11 |
Simplicity Solutions, LLC | 3 | 2 | 0.01% | 0.02% | 0.06% | Q2 2019 | Q3 2023 | 11 |
Cambridge Investment Research Advisors, Inc. | 6 | 5 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 11 |
Atria Investments, Inc | 10 | 1 | 0.34% | 0.61% | 1.28% | Q3 2018 | Q3 2022 | 11 |
Citadel Advisors | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 11 |
Cetera Investment Advisers | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Harvest Investment Services, LLC | 10 | 10 | 0.11% | 0.39% | 1.99% | Q1 2020 | Q2 2022 | 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q4 2019 | 10 |
UBS Group AG | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2023 | 10 |
M Holdings Securities, Inc. | 10 | 10 | 0.13% | 0.31% | 0.45% | Q4 2017 | Q1 2020 | 10 |
COMMONWEALTH EQUITY SERVICES, LLC | 7 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 10 |
Advisor Group, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 9 |
NEXT Financial Group, Inc | 6 | 3 | 0.00% | 0.02% | 0.03% | Q3 2019 | Q4 2021 | 9 |
McElhenny Sheffield Capital Management, LLC | 9 | 9 | 0.10% | 0.20% | 0.35% | Q3 2021 | Q3 2023 | 9 |
Range Financial Group LLC | 9 | 9 | 0.15% | 0.55% | 0.94% | Q3 2021 | Q3 2023 | 9 |
EverSource Wealth Advisors, LLC | 8 | 8 | 0.00% | 0.02% | 0.04% | Q4 2021 | Q3 2023 | 8 |
Asset Dedication, LLC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2022 | 8 |
Merit Financial Group, LLC | 8 | 8 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q3 2023 | 8 |
BANK OF AMERICA CORP /DE/ | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2020 | 7 |
MORGAN STANLEY | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.01% | 0.02% | 0.02% | Q1 2022 | Q3 2023 | 7 |
BAILARD, INC. | 6 | 1 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q3 2022 | 7 |
HARBOUR INVESTMENTS, INC. | 4 | 3 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 7 |
Belpointe Asset Management LLC | 4 | 3 | 0.03% | 0.08% | 0.20% | Q1 2021 | Q3 2023 | 7 |
SILVER OAK SECURITIES, INCORPORATED | 7 | 7 | 0.07% | 0.17% | 0.41% | Q1 2022 | Q3 2023 | 7 |
Allen Capital Group, LLC | 3 | 3 | 0.03% | 0.05% | 0.05% | Q2 2021 | Q3 2023 | 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2023 | 5 |
Astoria Portfolio Advisors LLC. | 5 | 5 | 0.42% | 0.48% | 0.60% | Q3 2022 | Q3 2023 | 5 |
STIFEL FINANCIAL CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2022 | 5 |
MML INVESTORS SERVICES, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
CWM, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Sowell Financial Services LLC | 2 | 1 | 0.08% | 0.11% | 0.16% | Q2 2018 | Q4 2019 | 5 |
Sigma Planning Corp | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q1 2020 | 4 |
IFP Advisors, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 4 |
TrueWealth Advisors, LLC | 4 | 4 | 0.10% | 0.12% | 0.13% | Q4 2022 | Q3 2023 | 4 |
Cyndeo Wealth Partners, LLC | 4 | 4 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q3 2023 | 4 |
Gradient Investments LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
LaSalle St. Investment Advisors, LLC | 4 | 4 | 0.10% | 0.15% | 0.26% | Q4 2022 | Q3 2023 | 4 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2019 | Q3 2020 | 4 |
OLD MISSION CAPITAL LLC | 2 | 1 | 0.01% | 0.02% | 0.04% | Q2 2021 | Q2 2023 | 4 |
OneAscent Wealth Management LLC | 2 | 1 | 0.25% | 5.28% | 11.55% | Q4 2020 | Q3 2022 | 3 |
Horizon Investments, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
VICUS CAPITAL | 3 | 3 | 0.08% | 0.11% | 0.13% | Q1 2023 | Q3 2023 | 3 |
55I, LLC | 3 | 3 | 0.03% | 0.07% | 0.10% | Q4 2019 | Q2 2020 | 3 |
SevenOneSeven Capital Management | 2 | 1 | 0.04% | 0.26% | 0.41% | Q4 2020 | Q2 2022 | 3 |
Virtu Financial LLC | 3 | 3 | 0.01% | 0.04% | 0.07% | Q3 2017 | Q1 2018 | 3 |
LINCOLN NATIONAL CORP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q4 2022 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 3 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 2 | 2 | 0.00% | 0.01% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Strategic Blueprint, LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q2 2021 | Q3 2023 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
AIFG Consultants Ltd. | 2 | 2 | 0.23% | 0.23% | 0.23% | Q4 2022 | Q1 2023 | 2 |
ABSOLUTE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.05% | 0.07% | 0.09% | Q4 2021 | Q3 2022 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
Geneos Wealth Management Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
First Heartland Consultants, Inc. | 2 | 2 | 0.03% | 0.04% | 0.05% | Q3 2022 | Q4 2022 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
PRINCIPAL FINANCIAL GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Concorde Asset Management, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q1 2021 | Q1 2021 | 1 |
FORTEM FINANCIAL GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
LifeGuide Financial Advisors, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q3 2023 | Q3 2023 | 1 |
Blue Trust, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
GeoWealth Management, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2019 | Q3 2019 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Wealth Quarterback LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
MCDONALD PARTNERS LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2021 | Q4 2021 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
WorthPointe, LLC | 1 | 1 | 0.55% | 0.55% | 0.55% | Q3 2023 | Q3 2023 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
FLOW TRADERS U.S. LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2019 | Q3 2019 | 1 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
External links
This page lists all the filers that currently own NORTHERN LTS FD TR IV or have owned NORTHERN LTS FD TR IV in the past.