Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Inspire Investing, LLC | 24 | 24 | 0.67% | 2.58% | 6.62% | Q4 2017 | Q3 2023 | 24 |
Cambridge Investment Research Advisors, Inc. | 24 | 24 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2023 | 24 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 23 | 23 | 0.74% | 1.84% | 3.08% | Q1 2018 | Q3 2023 | 23 |
LPL Financial LLC | 22 | 22 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2023 | 22 |
CreativeOne Wealth, LLC | 21 | 21 | 0.52% | 0.89% | 1.40% | Q3 2018 | Q3 2023 | 21 |
AE Wealth Management LLC | 18 | 3 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2023 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 20 | 20 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 20 |
LVZ, Inc. | 19 | 19 | 0.28% | 0.62% | 0.86% | Q1 2019 | Q3 2023 | 19 |
Financial Advocates Investment Management | 19 | 19 | 0.03% | 0.27% | 0.37% | Q1 2019 | Q3 2023 | 19 |
American Portfolios Advisors | 19 | 19 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q3 2022 | 19 |
MORGAN STANLEY | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
WELLS FARGO & COMPANY/MN | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
CWM, LLC | 10 | 8 | 0.00% | 0.01% | 0.03% | Q1 2019 | Q3 2023 | 18 |
AlphaStar Capital Management, LLC | 18 | 18 | 0.14% | 0.19% | 0.26% | Q2 2019 | Q3 2023 | 18 |
Sigma Planning Corp | 17 | 17 | 0.02% | 0.03% | 0.04% | Q2 2019 | Q2 2023 | 17 |
Faithward Advisors, LLC | 17 | 17 | 0.08% | 1.90% | 5.71% | Q3 2019 | Q3 2023 | 17 |
Atria Investments, Inc | 13 | 4 | 0.02% | 0.05% | 0.09% | Q2 2019 | Q3 2023 | 17 |
Well Done, LLC | 17 | 17 | 0.07% | 0.12% | 0.18% | Q3 2019 | Q3 2023 | 17 |
First Heartland Consultants, Inc. | 11 | 1 | 0.01% | 0.06% | 0.11% | Q3 2018 | Q4 2022 | 16 |
Values First Advisors, Inc. | 16 | 16 | 0.06% | 0.82% | 1.57% | Q4 2019 | Q3 2023 | 16 |
Strategic Blueprint, LLC | 16 | 16 | 0.04% | 0.15% | 0.50% | Q4 2019 | Q3 2023 | 16 |
OneAscent Financial Services LLC | 7 | 1 | 0.54% | 1.27% | 3.05% | Q2 2019 | Q3 2023 | 15 |
Sowell Financial Services LLC | 4 | 2 | 0.00% | 0.08% | 0.25% | Q3 2018 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.02% | 0.03% | Q1 2020 | Q3 2023 | 15 |
Ameritas Investment Partners, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
GOLDMAN SACHS GROUP INC | 11 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 15 |
Raymond James Financial Services Advisors, Inc. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
Delta Investment Management, LLC | 14 | 14 | 0.09% | 0.16% | 0.25% | Q2 2020 | Q3 2023 | 14 |
AVANTAX ADVISORY SERVICES, INC. | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2020 | Q3 2023 | 14 |
Keel Point, LLC | 14 | 14 | 0.06% | 0.25% | 0.39% | Q2 2020 | Q3 2023 | 14 |
Geneos Wealth Management Inc. | 12 | 12 | 0.00% | 0.02% | 0.06% | Q4 2020 | Q3 2023 | 12 |
Firestone Capital Management | 12 | 12 | 0.05% | 0.09% | 0.12% | Q4 2019 | Q3 2022 | 12 |
Paradiem, LLC | 12 | 12 | 0.10% | 1.62% | 3.21% | Q4 2020 | Q3 2023 | 12 |
Inspire Advisors, LLC | 12 | 12 | 5.00% | 6.20% | 7.38% | Q4 2020 | Q3 2023 | 12 |
Asset Dedication, LLC | 10 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 12 |
Grandview Asset Management LLC | 11 | 1 | 0.14% | 0.21% | 0.47% | Q3 2019 | Q3 2023 | 12 |
UBS Group AG | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2023 | 12 |
Kestra Advisory Services, LLC | 12 | 12 | 0.00% | 0.02% | 0.05% | Q3 2020 | Q2 2023 | 12 |
Wealthcare Advisory Partners LLC | 11 | 11 | 0.02% | 0.06% | 0.11% | Q1 2021 | Q3 2023 | 11 |
Simplicity Solutions, LLC | 8 | 3 | 0.01% | 0.02% | 0.02% | Q1 2018 | Q4 2020 | 11 |
Cetera Advisor Networks LLC | 10 | 1 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 11 |
Spire Wealth Management | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
Cetera Investment Advisers | 11 | 11 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q3 2023 | 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7 | 4 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 11 |
BUCKINGHAM STRATEGIC WEALTH, LLC | 11 | 11 | 0.05% | 0.08% | 0.09% | Q1 2021 | Q3 2023 | 11 |
Strategic Equity Management | 7 | 4 | 0.11% | 0.65% | 1.19% | Q4 2020 | Q3 2023 | 11 |
Harvest Investment Services, LLC | 9 | 2 | 0.15% | 0.25% | 0.36% | Q2 2020 | Q3 2023 | 11 |
ROYAL BANK OF CANADA | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
COMMONWEALTH EQUITY SERVICES, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
BlackRock Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2022 | 11 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
PAX Financial Group, LLC | 11 | 11 | 0.07% | 0.94% | 1.64% | Q1 2021 | Q3 2023 | 11 |
Belpointe Asset Management LLC | 6 | 4 | 0.02% | 0.07% | 0.24% | Q1 2021 | Q3 2023 | 10 |
Citadel Advisors | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 10 |
GPS Wealth Strategies Group, LLC | 7 | 3 | 0.02% | 0.02% | 0.03% | Q1 2021 | Q3 2023 | 10 |
JANE STREET GROUP, LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 9 |
NEXT Financial Group, Inc | 6 | 3 | 0.00% | 0.03% | 0.08% | Q3 2019 | Q4 2021 | 9 |
Cornerstone Management, Inc. | 9 | 9 | 0.08% | 0.10% | 0.11% | Q3 2021 | Q3 2023 | 9 |
North Star Investment Management Corp. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
TRUST CO OF VERMONT | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2022 | 9 |
HARBOUR INVESTMENTS, INC. | 6 | 3 | 0.00% | 0.01% | 0.04% | Q1 2021 | Q3 2023 | 9 |
Financial Partners Group, Inc | 4 | 4 | 0.04% | 0.05% | 0.06% | Q3 2021 | Q3 2023 | 8 |
StoneX Group Inc. | 5 | 3 | 0.06% | 0.19% | 0.38% | Q4 2020 | Q3 2023 | 8 |
BANK OF AMERICA CORP /DE/ | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2020 | 8 |
Frontier Asset Management, LLC | 8 | 8 | 0.61% | 1.16% | 2.11% | Q4 2021 | Q3 2023 | 8 |
SIGNATUREFD, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2022 | 8 |
Vantage Financial Partners, LLC | 8 | 8 | 0.10% | 0.14% | 0.17% | Q4 2021 | Q3 2023 | 8 |
EverSource Wealth Advisors, LLC | 8 | 8 | 0.20% | 0.32% | 0.46% | Q4 2021 | Q3 2023 | 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q4 2019 | 8 |
CAPTRUST FINANCIAL ADVISORS | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q3 2023 | 7 |
SFMG, LLC | 7 | 7 | 0.02% | 0.03% | 0.03% | Q3 2020 | Q1 2022 | 7 |
Charter Oak Capital Management, LLC | 7 | 7 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q2 2022 | 7 |
SILVER OAK SECURITIES, INCORPORATED | 7 | 7 | 0.04% | 0.10% | 0.32% | Q1 2022 | Q3 2023 | 7 |
LifeGuide Financial Advisors, LLC | 7 | 7 | 0.18% | 0.29% | 0.46% | Q1 2022 | Q3 2023 | 7 |
Range Financial Group LLC | 6 | 6 | 0.15% | 0.49% | 0.69% | Q1 2022 | Q2 2023 | 6 |
Allworth Financial LP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Stonebridge Financial Planning Group, LLC | 6 | 6 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q1 2021 | 6 |
Advisor Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2019 | 6 |
Rockefeller Capital Management L.P. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2022 | 6 |
Merit Financial Group, LLC | 5 | 5 | 0.01% | 0.02% | 0.04% | Q4 2021 | Q4 2022 | 5 |
IFP Advisors, Inc | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2022 | 5 |
McElhenny Sheffield Capital Management, LLC | 2 | 1 | 0.07% | 0.13% | 0.18% | Q3 2021 | Q3 2023 | 5 |
Blueprint Investment Partners LLC | 5 | 5 | 0.04% | 0.12% | 0.27% | Q3 2022 | Q3 2023 | 5 |
HHM Wealth Advisors, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
FMR LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Whitaker-Myers Wealth Managers, LTD. | 4 | 4 | 0.40% | 0.48% | 0.58% | Q4 2022 | Q3 2023 | 4 |
Winch Advisory Services, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2022 | Q3 2023 | 4 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 4 |
THRIVENT FINANCIAL FOR LUTHERANS | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
Versant Capital Management, Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Sound Financial Strategies Group, LLC | 3 | 3 | 0.10% | 0.59% | 0.87% | Q2 2021 | Q4 2021 | 3 |
PRINCIPAL FINANCIAL GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
MFA WEALTH ADVISORS, LLC | 3 | 3 | 0.22% | 0.23% | 0.24% | Q3 2021 | Q1 2022 | 3 |
Cetera Advisors LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2021 | 3 |
Global Retirement Partners, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
FNY Investment Advisers, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Cyndeo Wealth Partners, LLC | 3 | 3 | 0.02% | 0.02% | 0.03% | Q1 2023 | Q3 2023 | 3 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Strategic Financial Concepts, LLC | 3 | 3 | 0.24% | 0.37% | 0.46% | Q1 2023 | Q3 2023 | 3 |
VICUS CAPITAL | 3 | 3 | 0.06% | 0.08% | 0.09% | Q1 2023 | Q3 2023 | 3 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 3 | 3 | 0.03% | 0.04% | 0.04% | Q4 2018 | Q2 2019 | 3 |
Gateway Wealth Partners, LLC | 3 | 3 | 0.06% | 0.10% | 0.16% | Q1 2023 | Q3 2023 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 3 |
SevenOneSeven Capital Management | 2 | 1 | 0.13% | 0.19% | 0.29% | Q4 2020 | Q2 2022 | 3 |
Bullseye Investment Management, LLC | 3 | 3 | 0.21% | 0.26% | 0.35% | Q4 2021 | Q2 2022 | 3 |
Sound Stewardship, LLC | 3 | 3 | 0.23% | 0.31% | 0.39% | Q1 2023 | Q3 2023 | 3 |
LexAurum Advisors, LLC | 2 | 2 | 0.06% | 0.09% | 0.11% | Q2 2021 | Q3 2021 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
ABSOLUTE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.16% | 0.16% | 0.17% | Q4 2021 | Q3 2022 | 2 |
Gradient Investments LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
AIFG Consultants Ltd. | 2 | 2 | 0.33% | 0.34% | 0.35% | Q4 2022 | Q1 2023 | 2 |
Revisor Wealth Management LLC | 2 | 2 | 0.25% | 0.92% | 1.58% | Q2 2023 | Q3 2023 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
OneAscent Wealth Management LLC | 2 | 2 | 0.98% | 1.00% | 1.02% | Q4 2020 | Q1 2021 | 2 |
Institute for Wealth Management, LLC. | 1 | 1 | 0.35% | 0.53% | 0.71% | Q3 2018 | Q1 2019 | 2 |
Fiduciary Alliance LLC | 2 | 2 | 0.35% | 0.36% | 0.37% | Q2 2023 | Q3 2023 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
CAPITAL INSIGHT PARTNERS, LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q2 2021 | Q3 2021 | 2 |
Texas Capital Bank Wealth Management Services Inc | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q1 2022 | 2 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 2 | 2 | 0.06% | 0.07% | 0.08% | Q2 2023 | Q3 2023 | 2 |
WorthPointe, LLC | 2 | 2 | 0.24% | 0.33% | 0.42% | Q2 2023 | Q3 2023 | 2 |
STIFEL FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Kovack Advisors, Inc. | 2 | 2 | 0.06% | 0.06% | 0.06% | Q2 2018 | Q3 2018 | 2 |
Strategic Asset Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q2 2022 | 2 |
Blue Trust, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 2 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2018 | 2 |
MCDONALD PARTNERS LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2021 | Q4 2021 | 1 |
Advisor Resource Council | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
Wealth Quarterback LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Curran Financial Partners, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2021 | Q3 2021 | 1 |
PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2023 | Q2 2023 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.15% | 0.15% | 0.15% | Q3 2023 | Q3 2023 | 1 |
Waypoint Capital Advisors, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2021 | Q4 2021 | 1 |
First Horizon Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
LINCOLN NATIONAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
GeoWealth Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2019 | Q3 2019 | 1 |
LaSalle St. Investment Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2023 | Q2 2023 | 1 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
Envestnet Portfolio Solutions, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
GTS SECURITIES LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
BCGM Wealth Management, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2021 | Q3 2021 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
External links
This page lists all the filers that currently own NORTHERN LTS FD TR IV or have owned NORTHERN LTS FD TR IV in the past.