Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
RAYMOND JAMES & ASSOCIATES | 42 | 42 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 38 |
WELLS FARGO & COMPANY/MN | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
JANE STREET GROUP, LLC | 23 | 1 | 0.00% | 0.00% | 0.04% | Q1 2014 | Q3 2023 | 34 |
UBS Group AG | 23 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2022 | 31 |
BANK OF AMERICA CORP /DE/ | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
FIRST TRUST ADVISORS LP | 30 | 30 | 0.02% | 0.22% | 0.46% | Q3 2014 | Q4 2021 | 30 |
Winslow, Evans & Crocker, Inc. | 29 | 29 | 0.00% | 0.05% | 0.21% | Q4 2013 | Q4 2020 | 29 |
CITIGROUP INC | 28 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2021 | 29 |
LPL Financial LLC | 8 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2021 | 27 |
Citadel Advisors | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 24 |
IFP Advisors, Inc | 11 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2022 | 24 |
Transamerica Financial Advisors, Inc. | 16 | 1 | 0.00% | 0.08% | 0.17% | Q2 2015 | Q3 2023 | 23 |
AlphaMark Advisors, LLC | 12 | 11 | 0.00% | 0.01% | 0.03% | Q1 2017 | Q2 2023 | 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 19 | 4 | 0.00% | 0.13% | 0.28% | Q2 2015 | Q3 2022 | 23 |
OLD MISSION CAPITAL LLC | 10 | 2 | 0.01% | 0.05% | 0.18% | Q4 2014 | Q3 2023 | 23 |
StrategIQ Financial Group, LLC | 21 | 21 | 0.03% | 0.17% | 0.54% | Q3 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
JPMORGAN CHASE & CO | 14 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2019 | 20 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
Janney Montgomery Scott LLC | 12 | 6 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q2 2019 | 18 |
Virtu KCG Holdings LLC | 15 | 15 | 0.00% | 0.02% | 0.05% | Q4 2013 | Q2 2017 | 15 |
PNC FINANCIAL SERVICES GROUP, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Raymond James Financial Services Advisors, Inc. | 12 | 2 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2021 | 14 |
StoneX Group Inc. | 7 | 1 | 0.03% | 0.13% | 0.24% | Q4 2017 | Q4 2021 | 14 |
Advisor Group, Inc. | 10 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 14 |
AMERIPRISE FINANCIAL INC | 7 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 13 |
Tower Research Capital LLC (TRC) | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 13 |
Migdal Insurance & Financial Holdings Ltd. | 13 | 13 | 0.00% | 0.03% | 0.06% | Q3 2018 | Q3 2021 | 13 |
MSI Financial Services Inc | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 12 |
MTM Investment Management, LLC | 12 | 12 | 0.02% | 0.04% | 0.08% | Q4 2020 | Q3 2023 | 12 |
ATWOOD & PALMER INC | 11 | 11 | 0.00% | 1.13% | 2.46% | Q2 2014 | Q4 2016 | 11 |
STIFEL FINANCIAL CORP | 4 | 3 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q1 2022 | 11 |
LifePlan Financial Group, Inc | 10 | 1 | 0.01% | 0.14% | 1.29% | Q2 2015 | Q2 2020 | 11 |
WFG Advisors, LP | 10 | 10 | 0.00% | 0.00% | 0.02% | Q1 2015 | Q2 2017 | 10 |
AMERICAN INTERNATIONAL GROUP, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
FOUNDERS FINANCIAL SECURITIES LLC | 5 | 1 | 0.06% | 0.11% | 0.14% | Q1 2017 | Q1 2021 | 10 |
HL FINANCIAL SERVICES LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2019 | 9 |
Baird Financial Group, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2021 | 9 |
WealthTrust Fairport, LLC | 9 | 9 | 0.02% | 0.04% | 0.08% | Q1 2017 | Q1 2019 | 9 |
Horizon Investments, LLC | 5 | 1 | 0.01% | 0.02% | 0.02% | Q1 2017 | Q1 2021 | 9 |
COTTONWOOD CAPITAL ADVISORS, LLC | 8 | 8 | 0.63% | 0.84% | 1.25% | Q4 2021 | Q3 2023 | 8 |
Advisory Services Network, LLC | 8 | 8 | 0.00% | 0.03% | 0.12% | Q4 2017 | Q3 2019 | 8 |
MEITAV INVESTMENT HOUSE LTD | 8 | 8 | 0.04% | 0.06% | 0.08% | Q4 2021 | Q3 2023 | 8 |
Wealthspire Advisors, L.P. | 8 | 8 | 0.01% | 0.03% | 0.07% | Q1 2017 | Q4 2018 | 8 |
Cribstone Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2017 | 7 |
Keel Point, LLC | 6 | 6 | 0.09% | 0.71% | 1.80% | Q1 2015 | Q2 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Quad-Cities Investment Group, LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q2 2018 | Q2 2019 | 5 |
CREDIT SUISSE AG/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2022 | 5 |
HighTower Advisors, LLC | 3 | 2 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q4 2021 | 5 |
Darwin Wealth Management, LLC | 4 | 4 | 0.38% | 0.60% | 0.91% | Q1 2017 | Q4 2017 | 4 |
BB&T SECURITIES, LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q1 2016 | 4 |
CreativeOne Wealth, LLC | 3 | 1 | 0.01% | 0.08% | 0.23% | Q2 2021 | Q2 2023 | 4 |
Accuvest Global Advisors | 4 | 4 | 0.08% | 0.25% | 0.42% | Q2 2013 | Q1 2014 | 4 |
DEUTSCHE BANK AG\ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2019 | 4 |
Itau Unibanco Holding S.A. | 4 | 4 | 0.01% | 0.04% | 0.08% | Q3 2016 | Q2 2017 | 4 |
FLOW TRADERS U.S. LLC | 3 | 3 | 0.03% | 0.03% | 0.04% | Q3 2016 | Q1 2017 | 3 |
B. Riley Wealth Management, Inc. | 2 | 1 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q2 2015 | 3 |
Snowden Capital Advisors LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2021 | 3 |
Treasure Coast Financial Planning | 3 | 3 | 0.22% | 1.29% | 1.90% | Q4 2021 | Q2 2022 | 3 |
Arkadios Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Legacy Private Trust Co. | 3 | 3 | 0.09% | 0.12% | 0.18% | Q2 2013 | Q4 2013 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2017 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
Truepoint, Inc. | 3 | 3 | 0.01% | 0.02% | 0.02% | Q1 2022 | Q3 2022 | 3 |
GOLDMAN SACHS GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q2 2017 | 3 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.01% | 0.03% | Q1 2018 | Q1 2022 | 3 |
Ameliora Wealth Management Ltd. | 3 | 3 | 0.30% | 0.42% | 0.51% | Q4 2021 | Q2 2022 | 3 |
Virtu Financial LLC | 1 | 1 | 0.03% | 0.04% | 0.04% | Q3 2017 | Q2 2018 | 2 |
SIMPLEX TRADING, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q4 2022 | 2 |
HAYS ADVISORY LLC | 2 | 2 | 1.12% | 1.15% | 1.19% | Q4 2013 | Q1 2014 | 2 |
SECURITY NATIONAL TRUST CO | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q1 2020 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2022 | 2 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.01% | 0.04% | 0.06% | Q3 2019 | Q1 2020 | 2 |
First Allied Advisory Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 2 |
First Horizon Advisors, Inc. | 2 | 2 | 0.09% | 0.10% | 0.10% | Q4 2013 | Q1 2014 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q3 2014 | 2 |
Jane Street Holding, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2013 | Q4 2013 | 2 |
STEPHENS INC /AR/ | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2013 | Q1 2014 | 2 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Wealth Quarterback LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
NIEMANN CAPITAL MANAGEMENT INC | 1 | 1 | 2.09% | 2.09% | 2.09% | Q4 2017 | Q4 2017 | 1 |
Global Retirement Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2014 | Q2 2014 | 1 |
Alpine Group USVI, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2017 | Q2 2017 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2017 | Q4 2017 | 1 |
Foundations Investment Advisors, LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2023 | Q3 2023 | 1 |
Wagner Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
WBI INVESTMENTS, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2017 | Q2 2017 | 1 |
Harbour Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2017 | Q2 2017 | 1 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
MUFG Americas Holdings Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
US BANCORP \DE\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
External links
This page lists all the filers that currently own FIRST TR EXCH TRD ALPHA FD I or have owned FIRST TR EXCH TRD ALPHA FD I in the past.