| SC 13G | 2019-10-09 | Fusion Family Wealth LLC | Columbia ETF Trust II | 1,090,345 | 10.0% | EDGAR |
| SC 13G/A | 2018-02-14 | BANK OF MONTREAL /CAN/ | Columbia ETF Trust II | - | - | EDGAR |
| SC 13G/A | 2018-02-14 | BANK OF MONTREAL /CAN/ | Columbia ETF Trust II | - | - | EDGAR |
| SC 13G/A | 2018-02-02 | PRUDENTIAL FINANCIAL INC | Columbia ETF Trust II | 69,241 | 4.6% | EDGAR |
| SC 13G/A | 2017-02-14 | Miracle Mile Advisors, LLC | Columbia ETF Trust II | 299,336 | 13.0% | EDGAR |
| SC 13G/A | 2017-02-14 | Miracle Mile Advisors, LLC | Columbia ETF Trust II | 5,890 | 0.3% | EDGAR |
| SC 13G/A | 2017-02-14 | BANK OF MONTREAL /CAN/ | Columbia ETF Trust II | 1,866,085 | 6.3% | EDGAR |
| SC 13G | 2017-02-14 | Miracle Mile Advisors, LLC | Columbia ETF Trust II | 179,178 | 6.9% | EDGAR |
| SC 13G | 2017-02-14 | BANK OF MONTREAL /CAN/ | Columbia ETF Trust II | 1,866,085 | 6.3% | EDGAR |
| SC 13G | 2017-02-10 | PRUDENTIAL FINANCIAL INC | Columbia ETF Trust II | 62,608 | 5.0% | EDGAR |
| SC 13G/A | 2016-02-16 | UNITED SERVICES AUTOMOBILE ASSOCIATION | EGA Emerging Global Shares Trust | - | 0.0% | EDGAR |
| SC 13G | 2016-02-16 | BANK OF MONTREAL /CAN/ | EGA Emerging Global Shares Trust | 2,576,387 | 9.4% | EDGAR |
| SC 13G | 2015-02-17 | UNITED SERVICES AUTOMOBILE ASSOCIATION | EGA Emerging Global Shares Trust | 972,500 | 6.7% | EDGAR |
| SC 13G/A | 2013-10-10 | NEWGATE CAPITAL MANAGEMENT LLC | EGA Emerging Global Shares Trust | 0 | 0.0% | EDGAR |
| SC 13G/A | 2013-02-06 | PRUDENTIAL FINANCIAL INC | EGA Emerging Global Shares Trust | - | - | EDGAR |
| SC 13G | 2013-01-29 | NEWGATE CAPITAL MANAGEMENT LLC | EGA Emerging Global Shares Trust | 286,415 | 6.8% | EDGAR |
| SC 13G | 2012-02-14 | PRUDENTIAL FINANCIAL INC | EGA Emerging Global Shares Trust | 100,000 | 6.5% | EDGAR |
| SC 13G | 2010-08-05 | JOHN G ULLMAN & ASSOCIATES INC | EGA Emerging Global Shares Trust | 43,925 | 8.0% | EDGAR |
| SC 13G | 2010-04-07 | JOHN G ULLMAN & ASSOCIATES INC | EGA Emerging Global Shares Trust | 41,800 | 14.0% | EDGAR |