| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2018-02-14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CROSSROADS LIQUIDATING TRUST | 0 | 0.0% | EDGAR |
| SC 13G | 2018-02-13 | Yakira Capital Management, Inc. | CROSSROADS LIQUIDATING TRUST | 80,188 | 0.8% | EDGAR |
| SC 13G/A | 2017-02-14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CROSSROADS CAPITAL, INC. | 620,907 | 6.5% | EDGAR |
| SC 13G | 2016-02-16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CROSSROADS CAPITAL, INC. | 553,048 | 5.7% | EDGAR |
| SC 13D/A | 2015-07-24 | Bulldog Investors, LLC | BDCA VENTURE, INC. | - | 11.6% | EDGAR |
| SC 13D/A | 2015-06-11 | Bulldog Investors, LLC | BDCA VENTURE, INC. | - | 11.2% | EDGAR |
| SC 13D/A | 2015-05-04 | Bulldog Investors, LLC | BDCA VENTURE, INC. | - | 11.2% | EDGAR |
| SC 13D/A | 2015-04-13 | Bulldog Investors, LLC | BDCA VENTURE, INC. | - | 10.6% | EDGAR |
| SC 13D | 2015-03-23 | Bulldog Investors, LLC | BDCA VENTURE, INC. | - | 9.0% | EDGAR |
| SC 13G/A | 2015-02-10 | Bulldog Investors, LLC | BDCA VENTURE, INC. | 661,666 | 6.7% | EDGAR |
| SC 13G | 2014-12-29 | Bulldog Investors, LLC | BDCA VENTURE, INC. | 584,278 | 5.9% | EDGAR |
| SC 13D | 2009-01-27 | UNGAR JONATHAN | KEATING CAPITAL INC | 100,000 | 17.6% | EDGAR |
| SC 13D | 2009-01-23 | McGinnis Group International Defined Benefit Plan | KEATING CAPITAL INC | 50,000 | 8.9% | EDGAR |
| SC 13D | 2009-01-22 | KEATING TIMOTHY J | KEATING CAPITAL INC | 90,100 | 15.8% | EDGAR |
| SC 13D | 2009-01-22 | Katz Michael | KEATING CAPITAL INC | 40,000 | 7.1% | EDGAR |