| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2020-11-04 | Venrock Healthcare Capital Partners III, L.P. | Cardiff Oncology, Inc. | 1,714,286 | 5.7% | EDGAR |
| SC 13G | 2020-10-09 | RA CAPITAL MANAGEMENT, L.P. | Cardiff Oncology, Inc. | 3,290,000 | 10.9% | EDGAR |
| SC 13G | 2020-08-28 | Opaleye Management Inc. | Cardiff Oncology, Inc. | 9 | 11.0% | EDGAR |
| SC 13D | 2020-07-02 | ACORN BIOVENTURES, L.P. | Cardiff Oncology, Inc. | 5,990,839 | 10.0% | EDGAR |
| SC 13G | 2020-06-22 | CAXTON CORP | Cardiff Oncology, Inc. | 1,958,243 | 9.9% | EDGAR |
| SC 13G | 2020-06-04 | ACORN BIOVENTURES, L.P. | Cardiff Oncology, Inc. | 1,687,560 | 10.0% | EDGAR |
| SC 13G/A | 2020-02-14 | ARMISTICE CAPITAL, LLC | Trovagene, Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2020-02-06 | BIGGER CAPITAL FUND L P | Trovagene, Inc. | 180,000 | 2.3% | EDGAR |
| SC 13G | 2019-11-04 | Lincoln Park Capital Fund, LLC | Trovagene, Inc. | 798,121 | 10.0% | EDGAR |
| SC 13G | 2019-11-01 | ARMISTICE CAPITAL, LLC | Trovagene, Inc. | 776,064 | 10.0% | EDGAR |
| SC 13G/A | 2019-02-12 | BIGGER CAPITAL FUND L P | Trovagene, Inc. | 1,227,833 | 5.1% | EDGAR |
| SC 13G/A | 2018-09-04 | BIGGER CAPITAL FUND L P | Trovagene, Inc. | 1,046,800 | 5.9% | EDGAR |
| SC 13G | 2018-06-18 | BIGGER CAPITAL FUND L P | Trovagene, Inc. | 1,227,833 | 8.7% | EDGAR |
| SC 13G | 2018-06-15 | Ayrton Capital LLC | Trovagene, Inc. | 739,922 | 5.0% | EDGAR |
| SC 13G/A | 2018-02-09 | CVI Investments, Inc. | Trovagene, Inc. | 2,593,218 | 4.7% | EDGAR |
| SC 13G/A | 2018-01-09 | SABBY MANAGEMENT, LLC | Trovagene, Inc. | 2,634,150 | 5.0% | EDGAR |
| SC 13G | 2017-12-26 | INTRACOASTAL CAPITAL, LLC | Trovagene, Inc. | 2,666,666 | 4.8% | EDGAR |
| SC 13G | 2017-07-24 | CVI Investments, Inc. | Trovagene, Inc. | 2,124,250 | 5.7% | EDGAR |
| SC 13G | 2017-07-17 | SABBY MANAGEMENT, LLC | Trovagene, Inc. | 2,124,250 | 5.7% | EDGAR |
| SC 13G/A | 2017-07-10 | BlackRock Inc. | Trovagene, Inc. | 401,808 | 1.3% | EDGAR |