ALPS ETF TR shareholder history

Current and past ALPS ETF TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 23230.00%0.00%0.00%Q1 2018Q3 202323
UBS Group AG 23230.00%0.00%0.00%Q1 2018Q3 202323
BANK OF AMERICA CORP /DE/ 23230.00%0.00%0.00%Q1 2018Q3 202323
LPL Financial LLC 22220.00%0.00%0.00%Q2 2018Q3 202322
IFP Advisors, Inc 1710.00%0.00%0.00%Q1 2016Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
COMMONWEALTH EQUITY SERVICES, LLC 21210.00%0.01%0.01%Q3 2018Q3 202321
MORGAN STANLEY 21210.00%0.00%0.00%Q3 2018Q3 202321
STIFEL FINANCIAL CORP 19190.00%0.00%0.00%Q1 2019Q3 202319
JANE STREET GROUP, LLC 850.00%0.00%0.01%Q2 2018Q3 202319
BANK OF MONTREAL /CAN/ 1620.00%0.00%0.00%Q1 2019Q3 202318
CWM, LLC 1080.00%0.00%0.00%Q1 2019Q3 202318
American Portfolios Advisors 17170.00%0.00%0.01%Q3 2018Q3 202217
Cetera Advisor Networks LLC 410.00%0.01%0.03%Q3 2018Q3 202317
Private Advisor Group, LLC 1030.00%0.01%0.02%Q2 2019Q3 202316
Carroll Financial Associates, Inc. 16160.01%0.03%0.06%Q1 2018Q4 202116
RAYMOND JAMES & ASSOCIATES 15150.00%0.00%0.00%Q2 2018Q4 202115
WELLS FARGO & COMPANY/MN 15150.00%0.00%0.00%Q1 2020Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.01%Q1 2020Q3 202315
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 14140.00%0.00%0.00%Q2 2020Q3 202314
LINCOLN NATIONAL CORP 14140.01%0.02%0.03%Q2 2020Q3 202314
Kestra Advisory Services, LLC 13130.00%0.00%0.01%Q3 2020Q3 202313
JANICZEK WEALTH MANAGEMENT, LLC 12120.00%0.01%0.01%Q4 2020Q3 202312
Tradition Wealth Management, LLC 12120.02%0.08%0.18%Q4 2020Q3 202312
Rockefeller Capital Management L.P. 810.00%0.00%0.00%Q1 2019Q3 202312
CAPTRUST FINANCIAL ADVISORS 920.00%0.00%0.00%Q2 2019Q2 202211
Claybrook Capital, LLC 920.16%0.42%0.78%Q4 2020Q3 202311
Cetera Advisors LLC 810.01%0.03%0.07%Q2 2018Q1 202211
Citadel Advisors 830.00%0.00%0.00%Q1 2020Q3 202311
Rossmore Private Capital 10100.05%0.06%0.07%Q2 2021Q3 202310
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.01%Q1 2021Q3 202310
Cambridge Investment Research Advisors, Inc. 640.00%0.00%0.01%Q1 2021Q3 202310
Steward Partners Investment Advisory, LLC 10100.00%0.00%0.00%Q3 2019Q4 202110
CITIGROUP INC 10100.00%0.00%0.00%Q1 2019Q2 202110
Essex LLC 990.71%1.20%1.56%Q3 2021Q3 20239
AdvisorNet Financial, Inc 990.00%0.01%0.01%Q3 2021Q3 20239
SUSQUEHANNA INTERNATIONAL GROUP, LLP 710.00%0.00%0.00%Q1 2020Q3 20239
Braun-Bostich & Associates Inc. 630.00%0.00%0.00%Q1 2018Q2 20209
Koshinski Asset Management, Inc. 530.02%0.03%0.04%Q3 2020Q3 20228
ASSETMARK, INC 880.00%0.00%0.00%Q4 2021Q3 20238
TD Waterhouse Canada Inc. 880.00%0.00%0.00%Q4 2021Q3 20238
Stonebridge Financial Planning Group, LLC 880.00%0.00%0.01%Q1 2020Q4 20218
Lindbrook Capital, LLC 880.01%0.02%0.04%Q4 2021Q3 20238
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 710.00%0.00%0.00%Q4 2018Q3 20238
LADENBURG THALMANN FINANCIAL SERVICES INC. 880.00%0.00%0.00%Q1 2018Q4 20198
NATIONAL BANK OF CANADA /FI/ 880.00%0.00%0.00%Q4 2021Q3 20238
Advisor Group, Inc. 880.00%0.00%0.01%Q1 2018Q4 20198
Atria Wealth Solutions, Inc. 770.01%0.01%0.01%Q1 2022Q3 20237
Tyler-Stone Wealth Management 520.01%0.01%0.02%Q4 2021Q3 20237
Raleigh Capital Management Inc. 770.00%0.00%0.00%Q1 2022Q3 20237
PERSONAL CFO SOLUTIONS, LLC 660.04%0.05%0.06%Q4 2020Q1 20226
H&H Retirement Design & Management INC 510.18%4.52%6.61%Q3 2020Q1 20226
Plante Moran Financial Advisors, LLC 660.00%0.00%0.00%Q2 2021Q3 20226
FMR LLC 410.00%0.00%0.00%Q4 2020Q3 20236
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 550.00%0.00%0.00%Q4 2020Q4 20215
Horan Securities, Inc. 440.01%0.01%0.01%Q1 2020Q4 20204
PNC FINANCIAL SERVICES GROUP, INC. 440.00%0.00%0.00%Q4 2022Q3 20234
Freedom Investment Management, Inc. 440.26%0.27%0.29%Q1 2021Q4 20214
Farther Finance Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
FinTrust Capital Advisors, LLC 440.00%0.00%0.00%Q3 2020Q2 20214
SIMPLEX TRADING, LLC 110.00%0.00%0.00%Q1 2021Q2 20223
Levy Wealth Management Group, LLC 330.10%0.12%0.13%Q2 2021Q4 20213
ENVESTNET ASSET MANAGEMENT INC 330.00%0.00%0.00%Q2 2019Q4 20193
Financial Gravity Asset Management, Inc. 330.02%0.50%1.46%Q2 2021Q4 20213
SageView Advisory Group, LLC 330.02%0.02%0.02%Q1 2023Q3 20233
FLOW TRADERS U.S. LLC 330.01%0.02%0.02%Q1 2021Q3 20213
MONTAG A & ASSOCIATES INC 330.00%0.00%0.00%Q1 2021Q3 20213
B. Riley Wealth Advisors, Inc. 330.04%0.04%0.04%Q1 2020Q3 20203
Beaumont Financial Partners, LLC 210.02%0.05%0.12%Q4 2019Q3 20223
Flagship Private Wealth, LLC 330.03%0.03%0.04%Q4 2020Q2 20213
NATIXIS ADVISORS, L.P. 330.01%0.02%0.02%Q2 2021Q4 20213
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Creative Planning 220.00%0.00%0.00%Q4 2021Q1 20222
CAPITAL ONE FINANCIAL CORP 220.03%0.03%0.03%Q3 2021Q4 20212
CENTAURUS FINANCIAL, INC. 110.01%0.01%0.02%Q4 2020Q4 20212
FLAGSHIP HARBOR ADVISORS, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Anfield Capital Management, LLC 110.00%0.01%0.01%Q4 2019Q2 20212
Black Swift Group, LLC 220.01%0.01%0.01%Q4 2020Q1 20212
Peoples Bank/KS 220.01%0.01%0.01%Q3 2023Q4 20232
NEXT Financial Group, Inc 220.01%0.01%0.01%Q2 2019Q3 20192
Freestone Capital Holdings, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
Rise Advisors, LLC 220.00%0.00%0.00%Q4 2021Q1 20222
GTS SECURITIES LLC 220.00%0.01%0.02%Q2 2023Q3 20232
Stratos Wealth Partners, LTD. 220.00%0.00%0.01%Q4 2021Q1 20222
CVA Family Office, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
AlphaStar Capital Management, LLC 110.03%0.03%0.03%Q3 2021Q3 20211
PRUDENTIAL PLC 110.00%0.00%0.00%Q4 2020Q4 20201
AE Wealth Management LLC 110.01%0.01%0.01%Q2 2021Q2 20211
Advisory Services Network, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
WEDBUSH SECURITIES INC 110.02%0.02%0.02%Q3 2018Q3 20181
NBC SECURITIES, INC. 110.01%0.01%0.01%Q3 2023Q3 20231
Beaumont Financial Advisors, LLC 110.02%0.02%0.02%Q2 2023Q2 20231
SIGNATUREFD, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
MERCER GLOBAL ADVISORS INC /ADV 110.00%0.00%0.00%Q2 2023Q2 20231
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 110.00%0.00%0.00%Q2 2018Q2 20181
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q2 2018Q2 20181
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q1 2021Q1 20211
IHT Wealth Management, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Blue Trust, Inc. 110.00%0.00%0.00%Q3 2023Q3 20231
Kowal Investment Group, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q2 2021Q2 20211
Clearwater Capital Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Claraphi Advisory Network, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
External links

This page lists all the filers that currently own ALPS ETF TR or have owned ALPS ETF TR in the past.