This page lists the SEC filings reported by KAYNE FRED.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2006-04-07 | KAYNE FRED | QSOUND LABS INC | 665,346 | 7.5% | EDGAR |
| SC 13D/A | 2005-08-25 | KAYNE FRED | BIG DOG HOLDINGS INC | 5,348,332 | 58.8% | EDGAR |
| SC 13D | 2005-06-15 | KAYNE FRED | QSOUND LABS INC | 511,500 | 6.1% | EDGAR |
| SC 13D | 2005-04-06 | KAYNE FRED | BIG DOG HOLDINGS INC | 4,603,297 | 50.1% | EDGAR |
| SC 13D/A | 2004-01-22 | KAYNE FRED | FAO INC | 177,858 | 3.1% | EDGAR |
| SC 13D/A | 2003-12-12 | KAYNE FRED | FAO INC | 3,861,388 | 41.9% | EDGAR |
| SC 13D/A | 2003-07-16 | KAYNE FRED | FAO INC | 4,009,115 | 45.1% | EDGAR |
| SC 13D/A | 2003-05-27 | KAYNE FRED | FAO INC | 3,877,178 | 43.7% | EDGAR |
| SC 13D/A | 2003-05-05 | KAYNE FRED | FAO INC | 3,867,110 | 50.8% | EDGAR |
| SC 13D | 2003-02-11 | KAYNE FRED | GLACIER WATER SERVICES INC | 0 | 0.0% | EDGAR |
| SC 13G | 2003-02-11 | KAYNE FRED | PLC SYSTEMS INC | 3,074,800 | 10.3% | EDGAR |
| SC 13G | 2002-03-22 | KAYNE FRED | PLC SYSTEMS INC | 1,862,000 | 6.3% | EDGAR |
| SC 13D | 2001-12-06 | KAYNE FRED | GLACIER WATER SERVICES INC | 256,200 | 9.0% | EDGAR |
| SC 13D/A | 2001-09-21 | KAYNE FRED | RIGHT START INC /CA | 2,162,771 | 26.1% | EDGAR |
| SC 13D/A | 2000-12-18 | KAYNE FRED | RIGHT START INC /CA | 1,330,959 | 20.9% | EDGAR |
| SC 13D/A | 2000-11-13 | - | - | - | - | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.