$6.04 Billion is the total value of STIFEL NICOLAUS & CO INC \MO\'s 1475 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PALDF | Exit | NORTH AMERICAN PALLADIUM | $0 | – | -10,500 | -100.0% | 0.00% | – |
| VICL | Exit | VICAL INC | $0 | – | -19,600 | -100.0% | -0.00% | – |
| VRNG | Exit | VRINGO INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| AKS | Exit | AK STEEL HOLDING CORP | $0 | – | -13,787 | -100.0% | -0.00% | – |
| SYNC | Exit | SYNACOR INC | $0 | – | -12,000 | -100.0% | -0.00% | – |
| SUNEQ | Exit | SUNEDISON INC | $0 | – | -15,500 | -100.0% | -0.00% | – |
| IGR | Exit | CBRE CLARION GLBL REAL * | $0 | – | -10,609 | -100.0% | -0.00% | – |
| S | Exit | SPRINT NEXTEL CORP CHG | $0 | – | -13,708 | -100.0% | -0.00% | – |
| USA | Exit | LIBERTY ALL-STAR EQUITY | $0 | – | -16,288 | -100.0% | -0.00% | – |
| HCAP | Exit | HARVEST CAPITAL CREDIT | $0 | – | -12,000 | -100.0% | -0.00% | – |
| QSII | Exit | QUALITY SYSTEMS INC | $0 | – | -10,075 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASSET MUNICIPAL* | $0 | – | -11,633 | -100.0% | -0.00% | – |
| FF | Exit | FUTUREFUEL CORP | $0 | – | -11,000 | -100.0% | -0.00% | – |
| ASEA | Exit | GLOBAL X FTSE ASEAN | $0 | – | -10,984 | -100.0% | -0.00% | – |
| BLE | Exit | BLACKROCK MUNI INCOME | $0 | – | -10,859 | -100.0% | -0.00% | – |
| SIM | Exit | GRUPO SIMEC S A B DE C V | $0 | – | -12,531 | -100.0% | -0.00% | – |
| PTRY | Exit | PANTRY INC | $0 | – | -15,725 | -100.0% | -0.00% | – |
| MAKO | Exit | MAKO SURGICAL CORP | $0 | – | -12,400 | -100.0% | -0.00% | – |
| BOE | Exit | BLACKROCK GLOBAL | $0 | – | -10,266 | -100.0% | -0.00% | – |
| FCT | Exit | FIRST TRUST SENIOR | $0 | – | -11,085 | -100.0% | -0.00% | – |
| BBRY | Exit | RESEARCH IN MOTION LTXXX | $0 | – | -18,666 | -100.0% | -0.00% | – |
| EVER | Exit | EVERBANK FINANCIAL CORP | $0 | – | -14,470 | -100.0% | -0.00% | – |
| PHB | Exit | POWERSHARES FUNDAMENTAL | $0 | – | -11,121 | -100.0% | -0.00% | – |
| PVH | Exit | PVH CORP | $0 | – | -1,669 | -100.0% | -0.00% | – |
| BANR | Exit | BANNER CORP NEW | $0 | – | -6,383 | -100.0% | -0.00% | – |
| YXI | Exit | PROSHARES SHORT | $0 | – | -5,523 | -100.0% | -0.00% | – |
| TBT | Exit | PROSHARES ULTRASHORT | $0 | – | -2,774 | -100.0% | -0.00% | – |
| PHM | Exit | PULTEGROUP INC | $0 | – | -10,620 | -100.0% | -0.00% | – |
| MKTX | Exit | MARKETAXESS HOLDINGS INC | $0 | – | -5,126 | -100.0% | -0.00% | – |
| RWT | Exit | REDWOOD TRUST INC * | $0 | – | -14,168 | -100.0% | -0.00% | – |
| FSC | Exit | FIFTH STREET FIN CORP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MAC | Exit | MACERICH COMPANY * | $0 | – | -3,656 | -100.0% | -0.00% | – |
| TPX | Exit | TEMPUR SEALY INTL INC | $0 | – | -5,042 | -100.0% | -0.00% | – |
| TBAR | Exit | ROYAL BANK SCOTLAND PLCpfd | $0 | – | -7,296 | -100.0% | -0.00% | – |
| STAR | Exit | ISTAR FINANCIAL INC * | $0 | – | -19,292 | -100.0% | -0.00% | – |
| AOL | Exit | AOL INC | $0 | – | -5,587 | -100.0% | -0.00% | – |
| SBH | Exit | SALLY BEAUTY HOLDINGS | $0 | – | -6,620 | -100.0% | -0.00% | – |
| SJR | Exit | SHAW COMMUNICATIONS INC | $0 | – | -8,950 | -100.0% | -0.00% | – |
| GOOD | Exit | GLADSTONE COMMERCIAL | $0 | – | -12,733 | -100.0% | -0.00% | – |
| MITT | Exit | AG MORTGAGE INV TR INC | $0 | – | -12,831 | -100.0% | -0.00% | – |
| POR | Exit | PORTLAND GENERAL | $0 | – | -7,137 | -100.0% | -0.00% | – |
| TA | Exit | TRAVELCENTERS OF AMERICA | $0 | – | -22,439 | -100.0% | -0.00% | – |
| TWI | Exit | TITAN INTERNATIONAL INC | $0 | – | -14,679 | -100.0% | -0.00% | – |
| PCG | Exit | PG&E CORP | $0 | – | -5,919 | -100.0% | -0.01% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -3,049 | -100.0% | -0.01% | – |
| RIO | Exit | RIO TINTO PLC | $0 | – | -6,102 | -100.0% | -0.01% | – |
| Exit | ROCKWOOD HOLDINGS INC | $0 | – | -4,300 | -100.0% | -0.01% | – | |
| DVYE | Exit | ISHARES EMERGING MARKETS | $0 | – | -5,372 | -100.0% | -0.01% | – |
| INKM | Exit | SSGA ACTIVE ETF TR | $0 | – | -8,360 | -100.0% | -0.01% | – |
| EHI | Exit | WESTERN ASSET GLOBAL * | $0 | – | -21,354 | -100.0% | -0.01% | – |
| PPLPRU | Exit | PPL CORP CHGpfd | $0 | – | -5,425 | -100.0% | -0.01% | – |
| TAN | Exit | CLAYMORE GUGGENHEIM | $0 | – | -12,407 | -100.0% | -0.01% | – |
| SSINQ | Exit | STAGE STORES INC NEW | $0 | – | -12,441 | -100.0% | -0.01% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -10,727 | -100.0% | -0.01% | – |
| ELD | Exit | WISDOMTREE TRUST | $0 | – | -6,342 | -100.0% | -0.01% | – |
| PKI | Exit | PERKINELMER INC | $0 | – | -10,273 | -100.0% | -0.01% | – |
| VDC | Exit | VANGUARD CONSUMER | $0 | – | -3,152 | -100.0% | -0.01% | – |
| CALM | Exit | CAL-MAINE FOODS INC NEW | $0 | – | -7,145 | -100.0% | -0.01% | – |
| CF | Exit | CF INDUSTRIES HOLDINGS | $0 | – | -1,990 | -100.0% | -0.01% | – |
| EPHE | Exit | ISHARES MSCI PHILIPPINES | $0 | – | -8,721 | -100.0% | -0.01% | – |
| EWX | Exit | SPDR S&P EMRG MKTS SMALL | $0 | – | -8,319 | -100.0% | -0.01% | – |
| FAF | Exit | FIRST AMERICAN FINANCIAL | $0 | – | -18,720 | -100.0% | -0.01% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -8,226 | -100.0% | -0.01% | – |
| IYH | Exit | ISHARES | $0 | – | -3,669 | -100.0% | -0.01% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES | $0 | – | -11,413 | -100.0% | -0.01% | – |
| HYLD | Exit | ADVISORSHARES PERITUS | $0 | – | -8,571 | -100.0% | -0.01% | – |
| ILCV | Exit | ISHARES MORNINGSTAR | $0 | – | -5,863 | -100.0% | -0.01% | – |
| TVL | Exit | LIN TV CORP CL A | $0 | – | -28,276 | -100.0% | -0.01% | – |
| ACAS | Exit | AMERICAN CAPITAL LTD | $0 | – | -33,582 | -100.0% | -0.01% | – |
| UMPQ | Exit | UMPQUA HOLDINGS CORP | $0 | – | -32,500 | -100.0% | -0.01% | – |
| THD | Exit | ISHARES MSCI THAILAND | $0 | – | -6,553 | -100.0% | -0.01% | – |
| BRCM | Exit | BROADCOM CORP CLASS A | $0 | – | -14,682 | -100.0% | -0.01% | – |
| WBSN | Exit | WEBSENSE INC CHG | $0 | – | -21,805 | -100.0% | -0.01% | – |
| FFCH | Exit | FIRST FINANCIAL CHG | $0 | – | -27,095 | -100.0% | -0.01% | – |
| WPRT | Exit | WESTPORT INNOVATIONS INC | $0 | – | -18,304 | -100.0% | -0.01% | – |
| SSO | Exit | PROSHARES ULTRA | $0 | – | -8,161 | -100.0% | -0.01% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -31,325 | -100.0% | -0.01% | – |
| FTC | Exit | FIRST TRUST LARGE CAP | $0 | – | -17,400 | -100.0% | -0.01% | – |
| PDT | Exit | HANCOCK JOHN PREM DIV | $0 | – | -46,834 | -100.0% | -0.01% | – |
| ODFL | Exit | OLD DOMINION FREIGHT | $0 | – | -15,342 | -100.0% | -0.01% | – |
| FTE | Exit | FRANCE TELECOM XXX | $0 | – | -69,028 | -100.0% | -0.01% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC | $0 | – | -13,748 | -100.0% | -0.01% | – |
| SPHB | Exit | POWERSHARES S&P 500 | $0 | – | -29,240 | -100.0% | -0.01% | – |
| ETH | Exit | ETHAN ALLEN INTERIORS | $0 | – | -25,491 | -100.0% | -0.01% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -20,184 | -100.0% | -0.02% | – |
| XSD | Exit | SPDR SERIES TRUST | $0 | – | -20,598 | -100.0% | -0.02% | – |
| APAPRD | Exit | APACHE CORPpfd | $0 | – | -23,700 | -100.0% | -0.02% | – |
| EE | Exit | EL PASO ELECTRIC | $0 | – | -31,357 | -100.0% | -0.02% | – |
| NWSA | Exit | NEWS CORP CL A XXX | $0 | – | -36,115 | -100.0% | -0.02% | – |
| HAR | Exit | HARMAN INTL INDS INC NEW | $0 | – | -22,695 | -100.0% | -0.02% | – |
| WIP | Exit | SPDR DB INTL GOVERNMENT | $0 | – | -25,961 | -100.0% | -0.03% | – |
| EWY | Exit | ISHARES MSCI | $0 | – | -29,448 | -100.0% | -0.03% | – |
| KR | Exit | KROGER COMPANY | $0 | – | -57,861 | -100.0% | -0.04% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -254,799 | -100.0% | -0.04% | – |
| EXXIQ | Exit | ENERGY XXI BERMUDA LTD | $0 | – | -88,801 | -100.0% | -0.04% | – |
| IPHS | Exit | INNOPHOS HOLDINGS INC | $0 | – | -57,996 | -100.0% | -0.05% | – |
| HTLD | Exit | HEARTLAND EXPRESS INC | $0 | – | -199,225 | -100.0% | -0.05% | – |
| MD | Exit | MEDNAX INC | $0 | – | -31,502 | -100.0% | -0.05% | – |
| CVBF | Exit | C V B FINANCIAL CORP | $0 | – | -257,487 | -100.0% | -0.06% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -7,299 | -100.0% | -0.06% | – |
| CLH | Exit | CLEAN HARBORS INC | $0 | – | -63,524 | -100.0% | -0.06% | – |
| FINL | Exit | FINISH LINE INC CLASS A | $0 | – | -150,597 | -100.0% | -0.06% | – |
| SOXX | Exit | ISHARES PHLX | $0 | – | -55,399 | -100.0% | -0.06% | – |
| CDNS | Exit | CADENCE DESIGN | $0 | – | -253,496 | -100.0% | -0.07% | – |
| DF | Exit | DEAN FOODS COMPANY NEW | $0 | – | -370,433 | -100.0% | -0.07% | – |
| SCSS | Exit | SELECT COMFORT CORP | $0 | – | -181,311 | -100.0% | -0.08% | – |
| GDXJ | Exit | MARKET VECTORS OLDCHG | $0 | – | -564,516 | -100.0% | -0.09% | – |
| HEDJ | Exit | WISDOMTREE TRUST | $0 | – | -240,000 | -100.0% | -0.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF | 2 | Q3 2013 | 4.1% |
| ISHARES IBOXX | 2 | Q3 2013 | 2.2% |
| MICROSOFT CORP | 2 | Q3 2013 | 1.8% |
| APPLE INC | 2 | Q3 2013 | 1.6% |
| INTEL CORP | 2 | Q3 2013 | 1.4% |
| TESORO CORP | 2 | Q3 2013 | 1.7% |
| ISHARES | 2 | Q3 2013 | 1.1% |
| MERCK & COMPANY INC NEW | 2 | Q3 2013 | 1.1% |
| JOHNSON & JOHNSON | 2 | Q3 2013 | 1.2% |
| ISHARES CORE MSCI | 2 | Q3 2013 | 1.3% |
View STIFEL NICOLAUS & CO INC \MO\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| United States 12 Month Natural Gas Fund, LP | April 08, 2022 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VIII | March 05, 2019 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VIII | March 05, 2019 | 10 | 12.0% |
| Franklin ETF Trust | March 05, 2019 | 10 | 12.0% |
| Invesco Exchange-Traded Fund Trust II | March 05, 2019 | 10 | 12.0% |
| iSHARES TRUST | March 05, 2019 | 10 | 12.0% |
| iSHARES TRUST | March 05, 2019 | 10 | 12.0% |
| PROSHARES TRUST | March 05, 2019 | 10 | 12.0% |
| PROSHARES TRUST | March 05, 2019 | 10 | 12.0% |
| iSHARES TRUST | February 05, 2019 | 10 | 12.0% |
View STIFEL NICOLAUS & CO INC \MO\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-NT | 2024-02-13 |
| 13F-NT | 2023-11-14 |
| 13F-NT | 2023-08-14 |
| 13F-NT | 2023-05-15 |
| 13F-NT | 2023-02-14 |
| 13F-NT | 2022-11-14 |
| 13F-NT | 2022-08-15 |
| 13F-NT | 2022-05-13 |
| SC 13G/A | 2022-04-08 |
| 13F-NT | 2022-02-14 |
View STIFEL NICOLAUS & CO INC \MO\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.