$161 Billion is the total value of DEUTSCHE BANK AG\'s 19119 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 14.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LAM RESEARCH CORPnote 0.500% 5/1 | $14,301,000 | -8.4% | 11,900,000 | 0.0% | 0.01% | -10.0% | ||
| PHH CORPnote 6.000% 6/1 | $13,109,000 | +0.4% | 6,625,000 | 0.0% | 0.01% | 0.0% | ||
| INVACARE CORPsdcv 4.125% 2/0 | $9,887,000 | +4.3% | 9,350,000 | 0.0% | 0.01% | 0.0% | ||
| EQUINIX INCnote 4.750% 6/1 | $8,170,000 | +2.8% | 2,828,000 | 0.0% | 0.01% | 0.0% | ||
| GRUPO AVAL ACCIONES Y VALOREsponsored ads | $4,999,000 | -13.7% | 557,400 | 0.0% | 0.00% | -25.0% | ||
| MICRON TECHNOLOGY INCnote 3.125% 5/0 | $5,278,000 | -22.1% | 1,900,000 | 0.0% | 0.00% | -25.0% | ||
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $5,277,000 | +7.9% | 155,268 | 0.0% | 0.00% | 0.0% | |
| WYY | WIDEPOINT CORP | $3,300,000 | -4.3% | 2,500,000 | 0.0% | 0.00% | 0.0% | |
| U104PS | PERFECT WORLD CO LTDspon adr rep b | $2,421,000 | +17.9% | 130,361 | 0.0% | 0.00% | +100.0% | |
| GDEF | GLOBAL DEFENSE & NATL SEC SY | $3,163,000 | +1.1% | 305,337 | 0.0% | 0.00% | 0.0% | |
| AK STL CORPnote 5.000%11/1 | $875,000 | -17.8% | 790,000 | 0.0% | 0.00% | 0.0% | ||
| AV HOMES INCnote 7.500% 2/1 | $836,000 | +0.7% | 840,000 | 0.0% | 0.00% | 0.0% | ||
| AMTRUST FINL SVCS INCnote 5.500%12/1 | $1,240,000 | +3.8% | 565,000 | 0.0% | 0.00% | 0.0% | ||
| BGC PARTNERS INCnote 4.500% 7/1 | $1,308,000 | +2.2% | 1,206,000 | 0.0% | 0.00% | 0.0% | ||
| BSBR | BANCO SANTANDER BRASIL S Aads rep 1 unit | $1,155,000 | -12.2% | 262,219 | 0.0% | 0.00% | 0.0% | |
| BIOAQ | BIOAMBER INC | $1,049,000 | +3.8% | 120,512 | 0.0% | 0.00% | 0.0% | |
| CAMB | CAMBRIDGE CAP ACQUISITION CO | $1,017,000 | +3.5% | 101,267 | 0.0% | 0.00% | 0.0% | |
| SID | COMPANHIA SIDERURGICA NACIONsponsored adr | $1,097,000 | -19.2% | 653,113 | 0.0% | 0.00% | 0.0% | |
| CONVERGYS CORPsdcv 5.750% 9/1 | $1,986,000 | +10.1% | 950,000 | 0.0% | 0.00% | 0.0% | ||
| ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $2,402,000 | +23.1% | 793,000 | 0.0% | 0.00% | 0.0% | ||
| FIFTH STR FIN CORPnote 5.375% 4/0 | $1,022,000 | -0.3% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| HEALTH CARE REIT INCnote 3.000%12/0 | $1,714,000 | -0.6% | 1,150,000 | 0.0% | 0.00% | 0.0% | ||
| ICONIX BRAND GROUP INCnote 2.500% 6/0 | $931,000 | -1.0% | 799,000 | 0.0% | 0.00% | 0.0% | ||
| OLD REP INTL CORPnote 3.750% 3/1 | $1,679,000 | +1.9% | 1,423,000 | 0.0% | 0.00% | 0.0% | ||
| OCRPRB | OMNICARE CAP TR IIpfd b tr 4.00% | $1,436,000 | +6.1% | 15,100 | 0.0% | 0.00% | 0.0% | |
| RAIT FINANCIAL TRUSTnote 4.000%10/0 | $818,000 | -5.0% | 960,000 | 0.0% | 0.00% | 0.0% | ||
| SHUTTERFLY INCnote 0.250% 5/1 | $888,000 | +4.2% | 900,000 | 0.0% | 0.00% | 0.0% | ||
| TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $1,554,000 | -7.1% | 1,107,000 | 0.0% | 0.00% | 0.0% | ||
| WEBMD HEALTH CORPnote 2.250% 3/3 | $926,000 | -0.1% | 925,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COmtnf 6/1 | $1,060,000 | +1.0% | 1,038,000 | 0.0% | 0.00% | 0.0% | ||
| VANTAGE DRILLING COMPANYnote 7.875% 9/0 | $901,000 | -0.8% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| LB | L BRANDS INCcall | $339,000 | +9.0% | 3,600 | 0.0% | 0.00% | – | |
| KOHLBERG CAPITAL CORPnote 8.750% 3/1 | $431,000 | -0.2% | 392,000 | 0.0% | 0.00% | – | ||
| LITB | LIGHTINTHEBOX HLDG CO LTDsponsored adr | $5,000 | -16.7% | 1,000 | 0.0% | 0.00% | – | |
| KCAP | KCAP FINL INC | $168,000 | -1.8% | 25,093 | 0.0% | 0.00% | – | |
| KIO | KKR INCOME OPPORTUNITIES FD | $49,000 | +2.1% | 3,000 | 0.0% | 0.00% | – | |
| M/I HOMES INCnote 3.250% 9/1 | $325,000 | -0.3% | 275,000 | 0.0% | 0.00% | – | ||
| JHX | JAMES HARDIE INDS PLCsponsored adr | $0 | – | 12 | 0.0% | 0.00% | – | |
| MVC | MVC CAPITAL INC | $7,000 | 0.0% | 780 | 0.0% | 0.00% | – | |
| INVENSENSE INCnote 1.750%11/0 | $88,000 | -2.2% | 91,000 | 0.0% | 0.00% | – | ||
| INFINERA CORPORATIONdbcv 1.750% 6/0 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| MTL | MECHEL OAOsponsored adr | $2,000 | +100.0% | 1,721 | 0.0% | 0.00% | – | |
| MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $556,000 | +4.1% | 446,000 | 0.0% | 0.00% | – | ||
| MERITAGE HOMES CORPnote 1.875% 9/1 | $699,000 | +8.5% | 655,000 | 0.0% | 0.00% | – | ||
| CMU | MFS HIGH YIELD MUN TRsh ben int | $5,000 | 0.0% | 1,275 | 0.0% | 0.00% | – | |
| ISTAR FINL INCnote 3.000%11/1 | $299,000 | -6.3% | 253,000 | 0.0% | 0.00% | – | ||
| MICRON TECHNOLOGY INCnote 1.625% 2/1 | $312,000 | -21.8% | 125,000 | 0.0% | 0.00% | – | ||
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $558,000 | -22.7% | 225,000 | 0.0% | 0.00% | – | ||
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $28,000 | +3.7% | 21 | 0.0% | 0.00% | – | |
| MNTA | MOMENTA PHARMACEUTICALS INCcall | $11,000 | +22.2% | 750 | 0.0% | 0.00% | – | |
| HGTXU | HUGOTON RTY TR TEXunit ben int | $29,000 | -31.0% | 5,000 | 0.0% | 0.00% | – | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $7,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| MUR | MURPHY OIL CORPput | $137,000 | -8.1% | 2,950 | 0.0% | 0.00% | – | |
| HOLOGIC INCdebt 2.000% 3/0 | $385,000 | +11.3% | 311,000 | 0.0% | 0.00% | – | ||
| NSPH | NANOSPHERE INC | $270,000 | -40.8% | 1,165,087 | 0.0% | 0.00% | – | |
| HIMX | HIMAX TECHNOLOGIES INCsponsored adr | $7,000 | -30.0% | 1,242 | 0.0% | 0.00% | – | |
| HPQ | HEWLETT PACKARD COput | $109,000 | -22.1% | 3,500 | 0.0% | 0.00% | – | |
| NETE | NET ELEMENT INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| HEARTWARE INTL INCnote 3.500%12/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| NHTB | NEW HAMPSHIRE THRIFT BANCSHS | $10,000 | 0.0% | 691 | 0.0% | 0.00% | – | |
| TINY | HARRIS & HARRIS GROUP INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| HPF | HANCOCK JOHN PFD INCOME FD I | $12,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $194,000 | 0.0% | 7,587 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $4,000 | 0.0% | 212 | 0.0% | 0.00% | – | |
| GBAB | GUGGENHEIM BLD AMR BDS MANG | $56,000 | +1.8% | 2,500 | 0.0% | 0.00% | – | |
| NQM | NUVEEN INVT QUALITY MUN FD I | $44,000 | +2.3% | 2,850 | 0.0% | 0.00% | – | |
| NAC | NUVEEN CA DIVIDEND ADV MUN F | $26,000 | +4.0% | 1,715 | 0.0% | 0.00% | – | |
| SPXX | NUVEEN S&P 500 DYN OVERWRITE | $139,000 | -2.8% | 10,000 | 0.0% | 0.00% | – | |
| NZF | NUVEEN DIVID ADV MUN FD 3 | $48,000 | +4.3% | 3,390 | 0.0% | 0.00% | – | |
| JTP | NUVEEN QUALITY PFD INCOME FD | $60,000 | +5.3% | 7,140 | 0.0% | 0.00% | – | |
| JTA | NUVEEN TX ADV TOTAL RET STRG | $33,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| OHAI | OHA INVT CORP | $257,000 | +12.2% | 48,830 | 0.0% | 0.00% | – | |
| NIO | NUVEEN MUN OPPORTUNITY FD IN | $119,000 | +0.8% | 8,107 | 0.0% | 0.00% | – | |
| OFS | OFS CAP CORP | $46,000 | +4.5% | 3,758 | 0.0% | 0.00% | – | |
| OASPQ | OASIS PETE INC NEWput | $2,000 | -33.3% | 200 | 0.0% | 0.00% | – | |
| OCN | OCWEN FINL CORPput | $24,000 | -46.7% | 3,000 | 0.0% | 0.00% | – | |
| ODP | OFFICE DEPOT INCcall | $0 | – | 94 | 0.0% | 0.00% | – | |
| OMNICARE INCnote 3.750%12/1 | $657,000 | +5.0% | 227,000 | 0.0% | 0.00% | – | ||
| OMNICARE INCnote 3.500% 2/1 | $556,000 | +1.8% | 458,000 | 0.0% | 0.00% | – | ||
| GEVO | GEVO INC | $278,000 | -37.2% | 1,385,215 | 0.0% | 0.00% | – | |
| GAIN CAP HLDGS INCnote 4.125%12/0 | $295,000 | +2.8% | 275,000 | 0.0% | 0.00% | – | ||
| GGZ | GABELLI GLB SML & MD CP VAL | $0 | – | 30 | 0.0% | 0.00% | – | |
| GLU | GABELLI GLOBL UTIL & INCOME | $27,000 | -6.9% | 1,500 | 0.0% | 0.00% | – | |
| GDV | GABELLI DIVD & INCOME TR | $8,000 | 0.0% | 386 | 0.0% | 0.00% | – | |
| GUT | GABELLI UTIL TR | $6,000 | 0.0% | 866 | 0.0% | 0.00% | – | |
| GGT | GABELLI MULTIMEDIA TR INC | $8,000 | 0.0% | 898 | 0.0% | 0.00% | – | |
| FORESTAR GROUP INCnote 3.750% 3/0 | $407,000 | -1.2% | 433,000 | 0.0% | 0.00% | – | ||
| PSX | PHILLIPS 66put | $19,000 | +11.8% | 251 | 0.0% | 0.00% | – | |
| PML | PIMCO MUN INCOME FD II | $24,000 | +4.3% | 2,000 | 0.0% | 0.00% | – | |
| PMX | PIMCO MUN INCOME FD III | $123,000 | +4.2% | 10,648 | 0.0% | 0.00% | – | |
| PFN | PIMCO INCOME STRATEGY FUND I | $150,000 | +2.0% | 15,000 | 0.0% | 0.00% | – | |
| FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $12,000 | +9.1% | 6,000 | 0.0% | 0.00% | – | ||
| PRAN | PRANA BIOTECHNOLOGY LTDsponsored adr | $0 | – | 400 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $0 | – | 2 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PHM | PULTE GROUP INCput | $0 | – | 3 | 0.0% | 0.00% | – | |
| PMM | PUTNAM MANAGED MUN INCOM TR | $122,000 | +1.7% | 16,600 | 0.0% | 0.00% | – | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $65,000 | +1.6% | 12,343 | 0.0% | 0.00% | – | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $23,000 | 0.0% | 4,860 | 0.0% | 0.00% | – | |
| ENVESTNET INCnote 1.750%12/1 | $85,000 | +7.6% | 77,000 | 0.0% | 0.00% | – | ||
| ETRM | ENTEROMEDICS INC | $4,000 | -42.9% | 5,000 | 0.0% | 0.00% | – | |
| QUANTUM CORPnote 4.500%11/1 | $174,000 | -7.0% | 150,000 | 0.0% | 0.00% | – | ||
| RAIT FINANCIAL TRUSTnote 7.000% 4/0 | $278,000 | -7.0% | 235,000 | 0.0% | 0.00% | – | ||
| ENCORE CAP GROUP INCnote 3.000%11/2 | $138,000 | -6.1% | 100,000 | 0.0% | 0.00% | – | ||
| ROIQU | ROI ACQUISITION CORP IIunit 09/17/2018 | $493,000 | +0.6% | 49,063 | 0.0% | 0.00% | – | |
| RPM INTL INCnote 2.250%12/1 | $380,000 | +1.1% | 323,000 | 0.0% | 0.00% | – | ||
| RDN | RADIAN GROUP INCput | $0 | – | 10 | 0.0% | 0.00% | – | |
| ROIA | RADIO ONE INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| RAMBUS INC DELnote 1.125% 8/1 | $696,000 | +7.1% | 575,000 | 0.0% | 0.00% | – | ||
| EGO | ELDORADO GOLD CORP NEWcall | $9,000 | -25.0% | 1,990 | 0.0% | 0.00% | – | |
| RDIB | READING INTERNATIONAL INCcl b | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| UTG | REAVES UTIL INCOME FD | $183,000 | -7.6% | 6,050 | 0.0% | 0.00% | – | |
| EXG | EATON VANCE TAX MNGD GBL DV | $225,000 | +2.3% | 23,335 | 0.0% | 0.00% | – | |
| ETV | EATON VANCE TX MNG BY WRT OP | $37,000 | +5.7% | 2,500 | 0.0% | 0.00% | – | |
| DYNPRA | DYNEGY INC NEW DELpfd conv ser a | $2,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 10/02/201 | $17,000 | +13.3% | 3,988 | 0.0% | 0.00% | – | |
| LEO | DREYFUS STRATEGIC MUNS INC | $28,000 | +3.7% | 3,381 | 0.0% | 0.00% | – | |
| DDE | DOVER DOWNS GAMING & ENTMT I | $1,000 | 0.0% | 1,300 | 0.0% | 0.00% | – | |
| RBS | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $0 | – | 75 | 0.0% | 0.00% | – | |
| RBSPRPCL | ROYAL BK SCOTLAND GROUP PLCadr pfd ser p | $283,000 | +2.2% | 11,524 | 0.0% | 0.00% | – | |
| RGLD | ROYAL GOLD INCcall | $138,000 | +0.7% | 2,200 | 0.0% | 0.00% | – | |
| RYLAND GROUP INCnote 1.625% 5/1 | $14,000 | +16.7% | 9,000 | 0.0% | 0.00% | – | ||
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $8,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| KHI | DEUTSCHE HIGH INCOME TR | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| SORL | SORL AUTO PTS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $211,000 | +50.7% | 57,000 | 0.0% | 0.00% | – | ||
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $7,000 | +16.7% | 2,000 | 0.0% | 0.00% | – | |
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $6,000 | +20.0% | 1,500 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $5,000 | -16.7% | 8,000 | 0.0% | 0.00% | – | |
| DLHC | DLH HLDGS CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| DNP | DNP SELECT INCOME FD | $68,000 | 0.0% | 6,500 | 0.0% | 0.00% | – | |
| CMI | CUMMINS INCput | $34,000 | -5.6% | 250 | 0.0% | 0.00% | – | |
| CTRP | CTRIP COM INTL LTDput | $213,000 | +28.3% | 3,650 | 0.0% | 0.00% | – | |
| EYES | SECOND SIGHT MED PRODS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| SERVICENOW INCnote 11/0 | $200,000 | +8.1% | 163,000 | 0.0% | 0.00% | – | ||
| BVA | CORDIA BANCORP INC | $82,000 | +6.5% | 20,000 | 0.0% | 0.00% | – | |
| CCM | CONCORD MED SVCS HLDGS LTDsponsored adr | $1,000 | 0.0% | 282 | 0.0% | 0.00% | – | |
| 7102PS | SINOCOKING COAL & COKE CH IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| SPU | SKYPEOPLE FRUIT JUICE INC | $633,000 | +16.8% | 555,458 | 0.0% | 0.00% | – | |
| SUNS | SOLAR SR CAP LTD | $64,000 | +6.7% | 4,029 | 0.0% | 0.00% | – | |
| CBAN | COLONY BANKCORP INC | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| RFI | COHEN & STEERS TOTAL RETURN | $18,000 | +5.9% | 1,315 | 0.0% | 0.00% | – | |
| GLV | CLOUGH GLOBAL ALLOCATION FD | $180,000 | +1.7% | 12,000 | 0.0% | 0.00% | – | |
| SPECTRANETICS CORPmtnf 2.625% 6/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CDTI | CLEAN DIESEL TECHNOLOGIES IN | $1,000 | 0.0% | 972 | 0.0% | 0.00% | – | |
| S | SPRINT CORPcall | $10,000 | +11.1% | 2,200 | 0.0% | 0.00% | – | |
| SWH | STANLEY BLACK & DECKER INCunit 11/17/20166 | $7,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| CCIHY | CHINACACHE INTL HLDG LTDspon adr | $178,000 | +29.9% | 15,000 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $1,000 | 0.0% | 1,029 | 0.0% | 0.00% | – | |
| CSUNY | CHINA SUNERGY CO LTDsponsored adr ne | $0 | – | 1 | 0.0% | 0.00% | – | |
| CHN | CHINA FD INC | $6,000 | 0.0% | 341 | 0.0% | 0.00% | – | |
| GLG | CHINA COML CR INC | $0 | – | 2,300 | 0.0% | 0.00% | – | |
| CENVEO CORPnote 7.000% 5/1 | $653,000 | -4.0% | 698,000 | 0.0% | 0.00% | – | ||
| EBR | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $0 | – | 385 | 0.0% | 0.00% | – | |
| EBRB | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $108,000 | -26.5% | 51,500 | 0.0% | 0.00% | – | |
| SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $383,000 | +9.7% | 332,000 | 0.0% | 0.00% | – | ||
| CEN | CENTER COAST MLP & INFRSTR F | $17,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CPAC | CEMENTOS PACASMAYO S A Aspon adr rep 5 | $773,000 | -14.1% | 103,190 | 0.0% | 0.00% | -100.0% | |
| CELG | CELGENE CORPput | $63,000 | +3.3% | 550 | 0.0% | 0.00% | – | |
| TAIT | TAITRON COMPONENTS INCcl a | $0 | – | 26 | 0.0% | 0.00% | – | |
| TWN | TAIWAN FD INC | $200,000 | +2.6% | 11,928 | 0.0% | 0.00% | – | |
| CARDTRONICS INCnote 1.000%12/0 | $2,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| HQH | TEKLA HEALTHCARE INVSsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| HQL | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | 2 | 0.0% | 0.00% | – | |
| TIIAY | TELECOM ITALIA S P A NEWspon adr ord | $174,000 | +10.1% | 15,068 | 0.0% | 0.00% | – | |
| EMF | TEMPLETON EMERGING MKTS FD I | $183,000 | -1.1% | 12,000 | 0.0% | 0.00% | – | |
| TENX | TENAX THERAPEUTICS INC | $471,000 | -15.3% | 145,000 | 0.0% | 0.00% | – | |
| CHI | CALAMOS CONV OPP AND INC FDsh ben int | $27,000 | 0.0% | 2,150 | 0.0% | 0.00% | – | |
| CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $7,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| COG | CABOT OIL & GAS CORPput | $14,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| TXN | TEXAS INSTRS INCcall | $0 | – | 1 | 0.0% | 0.00% | – | |
| CSRE | CSR PLCsponsored adr | $0 | – | 4 | 0.0% | 0.00% | – | |
| CI | CIGNA CORPORATIONput | $16,000 | +33.3% | 125 | 0.0% | 0.00% | – | |
| TORM | TOR MINERALS INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NDP | TORTOISE ENERGY INDEPENDENC | $10,000 | +11.1% | 500 | 0.0% | 0.00% | – | |
| BRCN | BURCON NUTRASCIENCE CORP | $474,000 | +3.0% | 200,000 | 0.0% | 0.00% | – | |
| HHY | BROOKFIELD HIGH INCOME FD IN | $7,000 | -12.5% | 900 | 0.0% | 0.00% | – | |
| TROV | TROVAGENE INC | $13,000 | +62.5% | 2,000 | 0.0% | 0.00% | – | |
| TRUE | TRUECAR INCcall | $17,000 | -22.7% | 1,000 | 0.0% | 0.00% | – | |
| VNET | 21VIANET GROUP INCsponsored adr | $116,000 | +13.7% | 6,638 | 0.0% | 0.00% | – | |
| DSU | BLACKROCK DEBT STRAT FD INC | $117,000 | +0.9% | 31,373 | 0.0% | 0.00% | – | |
| PRTS | U.S. AUTO PARTS NETWORK INC | $12,000 | -7.7% | 5,800 | 0.0% | 0.00% | – | |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $93,000 | +2.2% | 7,000 | 0.0% | 0.00% | – | |
| MVF | BLACKROCK MUNIVEST FD INC | $73,000 | +2.8% | 7,236 | 0.0% | 0.00% | – | |
| BGR | BLACKROCK ENERGY & RES TR | $7,000 | 0.0% | 391 | 0.0% | 0.00% | – | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $27,000 | +3.8% | 1,900 | 0.0% | 0.00% | – | |
| UAL | UNITED CONTL HLDGS INCput | $33,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| BYM | BLACKROCK MUNICIPL INC QLTY | $36,000 | 0.0% | 2,542 | 0.0% | 0.00% | – | |
| BB | BLACKBERRY LTDput | $26,000 | -18.8% | 3,000 | 0.0% | 0.00% | – | |
| UEC | URANIUM ENERGY CORP | $0 | – | 550 | 0.0% | 0.00% | – | |
| URRE | URANIUM RES INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| BIIB | BIOGEN INCput | $38,000 | +26.7% | 90 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $136,000 | +23.6% | 90,000 | 0.0% | 0.00% | – | ||
| BRKB | BERKSHIRE HATHAWAY INC DELput | $72,000 | -4.0% | 500 | 0.0% | 0.00% | – | |
| BZT | BEAZER HOMES USA INCunit 07/15/2015 | $76,000 | -9.5% | 2,851 | 0.0% | 0.00% | – | |
| VZ | VERIZON COMMUNICATIONS INCput | $266,000 | +3.5% | 5,500 | 0.0% | 0.00% | – | |
| VCEL | VERICEL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| VIPS | VIPSHOP HLDGS LTDcall | $56,000 | +51.4% | 1,920 | 0.0% | 0.00% | – | |
| VIPS | VIPSHOP HLDGS LTDput | $84,000 | +52.7% | 2,860 | 0.0% | 0.00% | – | |
| VGI | VIRTUS GLOBAL MULTI-SEC INC | $8,000 | +14.3% | 500 | 0.0% | 0.00% | – | |
| WALTER INVT MGMT CORPnote 4.500%11/0 | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| ASM | AVINO SILVER & GOLD MINES LT | $23,000 | +9.5% | 17,200 | 0.0% | 0.00% | – | |
| AVATAR HLDGS INCnote 7.500% 2/1 | $577,000 | -0.3% | 585,000 | 0.0% | 0.00% | – | ||
| WESCO INTL INCdbcv 6.000% 9/1 | $106,000 | -7.8% | 43,000 | 0.0% | 0.00% | – | ||
| AUPH | AURINIA PHARMACEUTICALS INC | $581,000 | +19.8% | 133,333 | 0.0% | 0.00% | – | |
| MHY | WESTERN ASSET MGD HI INCM FD | $17,000 | 0.0% | 3,400 | 0.0% | 0.00% | – | |
| MMU | WESTERN ASST MNGD MUN FD INC | $356,000 | +4.4% | 25,142 | 0.0% | 0.00% | – | |
| HYI | WESTERN ASSET HGH YLD DFNDFD | $49,000 | +4.3% | 3,022 | 0.0% | 0.00% | – | |
| ATLC | ATLANTICUS HLDGS CORP | $8,000 | -20.0% | 4,104 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $0 | – | 150 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $174,000 | +3.0% | 15,000 | 0.0% | 0.00% | – | |
| ARIA | ARIAD PHARMACEUTICALS INCcall | $8,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | |
| ARES COML REAL ESTATE CORPnote 7.000%12/1 | $217,000 | 0.0% | 212,000 | 0.0% | 0.00% | – | ||
| ARES CAP CORPnote 4.375% 1/1 | $518,000 | +3.4% | 500,000 | 0.0% | 0.00% | – | ||
| ARES CAP CORPnote 4.875% 3/1 | $32,000 | +3.2% | 31,000 | 0.0% | 0.00% | – | ||
| ARDMQ | ARADIGM CORP | $313,000 | -17.0% | 49,671 | 0.0% | 0.00% | – | |
| WMGIZ | WRIGHT MED GROUP INCright 03/01/2019 | $752,000 | -10.0% | 175,000 | 0.0% | 0.00% | -100.0% | |
| AIF | APOLLO TACTICAL INCOME FD IN | $183,000 | +2.2% | 11,256 | 0.0% | 0.00% | – | |
| APOLLO INVT CORPnote 5.750% 1/1 | $293,000 | -0.7% | 288,000 | 0.0% | 0.00% | – | ||
| YY | YY INCcall | $22,000 | -12.0% | 415 | 0.0% | 0.00% | – | |
| AMT | AMERICAN TOWER CORP NEWput | $14,000 | -6.7% | 158 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv 7/2 | $381,000 | -3.8% | 276,000 | 0.0% | 0.00% | – | ||
| AWP | ALPINE GLOBAL PREMIER PPTYS | $9,000 | 0.0% | 1,345 | 0.0% | 0.00% | – | |
| ALXA | ALEXZA PHARMACEUTICALS INC | $3,000 | +50.0% | 1,500 | 0.0% | 0.00% | – | |
| PANL | PANGAEA LOGISTICS SOLUTION L | $26,000 | -43.5% | 9,788 | 0.0% | 0.00% | – | |
| AIXNY | AIXTRON SEsponsored adr | $2,000 | -33.3% | 300 | 0.0% | 0.00% | – | |
| ADXS | ADVAXIS INC | $144,000 | +80.0% | 10,000 | 0.0% | 0.00% | – | |
| GRMN | GARMIN LTDcall | $57,000 | -10.9% | 1,220 | 0.0% | 0.00% | – | |
| IPRA | INTELSAT S Aman conv jr pfd | $2,000 | -33.3% | 78 | 0.0% | 0.00% | – | |
| CHKP | CHECK POINT SOFTWARE TECH LTcall | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| REWALK ROBOTICS LTD | $0 | – | 20 | 0.0% | 0.00% | – | ||
| ACCURAY INCdebt 3.500% 2/0 | $709,000 | +15.3% | 400,000 | 0.0% | 0.00% | – | ||
| ACCURAY INCnote 3.500% 2/0 | $691,000 | +15.4% | 390,000 | 0.0% | 0.00% | – | ||
| SGF | ABERDEEN SINGAPORE FD INC | $712,000 | -4.6% | 62,850 | 0.0% | 0.00% | – | |
| NVGS | NAVIGATOR HOLDINGS LTD | $19,000 | -9.5% | 1,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #4
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Bank (Suisse) SA #19
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Oppenheim Asset Management Services S.a.r.l #26
- Abbey Life Assurance Co Ltd. #31
- Deutsche Asset Management (UK) Ltd #33
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
| SC 13D/A | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.