$139 Billion is the total value of DEUTSCHE BANK AG\'s 17152 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 34.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SSO | PROSHARES TR | $1,023,548,000 | +21.2% | 9,980,000 | 0.0% | 0.74% | +17.9% | |
| BNDX | VANGUARD CHARLOTTE FDSintl bd idx etf | $38,060,000 | -0.1% | 767,040 | 0.0% | 0.03% | -3.6% | |
| HIGWS | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $28,156,000 | +23.2% | 1,022,742 | 0.0% | 0.02% | +17.6% | |
| LBND | DEUTSCHE BK AG LONDON BRHdb 3x long ust | $17,609,000 | -13.1% | 613,768 | 0.0% | 0.01% | -13.3% | |
| DGP | DEUTSCHE BK AG LDN BRHps gold dl etn | $18,069,000 | -18.6% | 719,900 | 0.0% | 0.01% | -18.8% | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $17,385,000 | -3.2% | 5,000,000 | 0.0% | 0.01% | -7.7% | ||
| PHH CORPnote 6.000% 6/1 | $13,693,000 | +2.1% | 6,625,000 | 0.0% | 0.01% | 0.0% | ||
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $11,916,000 | +6.9% | 200,616 | 0.0% | 0.01% | +12.5% | |
| DRV | DIREXION SHS ETF TRdly r/e bear3x | $12,260,000 | -1.8% | 190,500 | 0.0% | 0.01% | 0.0% | |
| ITLT | DEUTSCHE BK AG LONDON BRHpwsh 3x itl tr | $12,131,000 | +16.5% | 323,759 | 0.0% | 0.01% | +12.5% | |
| INVACARE CORPsdcv 4.125% 2/0 | $10,995,000 | +15.1% | 9,350,000 | 0.0% | 0.01% | +14.3% | ||
| ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $11,599,000 | +6.3% | 4,666,000 | 0.0% | 0.01% | 0.0% | ||
| HEADWATERS INCnote 8.750% 2/0 | $9,211,000 | -0.9% | 8,490,000 | 0.0% | 0.01% | 0.0% | ||
| BOND | PIMCO ETF TRtotl retn etf | $9,232,000 | -1.1% | 88,155 | 0.0% | 0.01% | 0.0% | |
| BUNT | DEUTSCHE BK AG LONDON BRHpwrshr 3x germ | $9,858,000 | -3.7% | 304,933 | 0.0% | 0.01% | -12.5% | |
| ITLY | DEUTSCHE BK AG LONDON BRHpwsh ital tres | $8,280,000 | +4.4% | 325,883 | 0.0% | 0.01% | 0.0% | |
| RPTPRD | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $7,653,000 | -0.5% | 130,680 | 0.0% | 0.01% | 0.0% | |
| RAMBUS INC DELnote 5.000% 6/1 | $7,264,000 | -1.0% | 7,150,000 | 0.0% | 0.01% | 0.0% | ||
| UYG | PROSHARES TRultra fncls new | $6,761,000 | +19.9% | 57,421 | 0.0% | 0.01% | +25.0% | |
| GENERAL CABLE CORP DEL NEWfrnt 5.000%11/1 | $7,189,000 | -5.3% | 6,725,000 | 0.0% | 0.01% | -16.7% | ||
| VCIT | VANGUARD SCOTTSDALE FDSint-term corp | $6,889,000 | -0.9% | 83,305 | 0.0% | 0.01% | 0.0% | |
| BUNL | DEUTSCHE BK AG LONDON BRHpwrshr db germ | $7,251,000 | -0.4% | 306,631 | 0.0% | 0.01% | 0.0% | |
| UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $7,116,000 | +39.8% | 3,000,000 | 0.0% | 0.01% | +25.0% | ||
| EPRPRC | EPR PPTYSpfd c cnv 5.75% | $7,076,000 | -4.0% | 346,045 | 0.0% | 0.01% | 0.0% | |
| WESTERN REFNG INCnote 5.750% 6/1 | $4,378,000 | +41.7% | 987,000 | 0.0% | 0.00% | +50.0% | ||
| KCE | SPDR SERIES TRUSTs&p cap mkts | $4,058,000 | +17.4% | 81,000 | 0.0% | 0.00% | 0.0% | |
| ENGN | ISHARESinds bd etf | $3,643,000 | +2.5% | 75,283 | 0.0% | 0.00% | 0.0% | |
| DEFL | DEUTSCHE BK AG LONDON BRHus deflation | $3,873,000 | +1.4% | 76,292 | 0.0% | 0.00% | 0.0% | |
| USMV | ISHARESusa min vol etf | $4,468,000 | +6.8% | 125,875 | 0.0% | 0.00% | 0.0% | |
| LEUCADIA NATL CORPnote 3.750% 4/1 | $4,796,000 | +2.5% | 3,612,000 | 0.0% | 0.00% | 0.0% | ||
| RADIAN GROUP INCnote 3.000%11/1 | $4,537,000 | 0.0% | 3,200,000 | 0.0% | 0.00% | 0.0% | ||
| FXY | CURRENCYSHS JAPANESE YEN TRjapanese yen | $4,638,000 | -6.7% | 50,000 | 0.0% | 0.00% | -25.0% | |
| CHART INDS INCnote 2.000% 8/0 | $4,863,000 | -17.0% | 3,150,000 | 0.0% | 0.00% | -25.0% | ||
| SOXS | DIREXION SHS ETF TRdly semiconduct | $4,502,000 | -26.6% | 120,000 | 0.0% | 0.00% | -40.0% | |
| BRISTOW GROUP INCnote 3.000% 6/1 | $4,352,000 | 0.0% | 3,550,000 | 0.0% | 0.00% | 0.0% | ||
| GGOV | PROSHARES TRgerman sov/sub | $3,758,000 | +1.7% | 88,100 | 0.0% | 0.00% | 0.0% | |
| FAZ | DIREXION SHS ETF TRdlyfinbear3x new | $3,818,000 | -27.6% | 177,605 | 0.0% | 0.00% | -25.0% | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $4,355,000 | -4.9% | 155,268 | 0.0% | 0.00% | 0.0% | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $2,375,000 | +15.3% | 133,811 | 0.0% | 0.00% | 0.0% | |
| CACG | CHART ACQUISITION CORP | $2,435,000 | -2.0% | 249,800 | 0.0% | 0.00% | 0.0% | |
| A798SC | PROSHARES TRsht 30yr tips | $3,180,000 | -1.0% | 85,000 | 0.0% | 0.00% | 0.0% | |
| RINF | PROSHARES TR30yr tips/tsy | $3,035,000 | -3.3% | 85,000 | 0.0% | 0.00% | 0.0% | |
| SPSB | SPDR SERIES TRUSTbarc sht tr cp | $2,428,000 | -0.1% | 79,134 | 0.0% | 0.00% | 0.0% | |
| SPHY | SPDR SER TRspdr bofa crss | $3,262,000 | -0.9% | 129,560 | 0.0% | 0.00% | 0.0% | |
| FXCH | CURRENCYSHARES CHINESE RENMIchin renminbi | $2,515,000 | +0.5% | 30,900 | 0.0% | 0.00% | 0.0% | |
| D R HORTON INCnote 2.000% 5/1 | $2,154,000 | 0.0% | 2,050,000 | 0.0% | 0.00% | 0.0% | ||
| DENDREON CORPnote 4.750% 6/1 | $2,519,000 | 0.0% | 2,550,000 | 0.0% | 0.00% | 0.0% | ||
| INFL | DEUTSCHE BK AG LONDON BRHus inflatn etn | $3,249,000 | -1.4% | 72,700 | 0.0% | 0.00% | 0.0% | |
| TNA | DIREXION SHS ETF TRdly smcap bull3x | $3,344,000 | +23.4% | 43,200 | 0.0% | 0.00% | 0.0% | |
| SPXL | DIREXION SHS ETF TRdrx s&p500bull | $3,190,000 | +32.8% | 50,000 | 0.0% | 0.00% | 0.0% | |
| EDC | DIREXION SHS ETF TRdly emrgmkt bull | $2,469,000 | +7.6% | 86,040 | 0.0% | 0.00% | 0.0% | |
| ANWWQ | AEGEAN MARINE PETROLEUM NETW | $2,233,000 | -5.4% | 199,044 | 0.0% | 0.00% | 0.0% | |
| AQU | AQUASITION CORP | $3,082,000 | +1.1% | 304,031 | 0.0% | 0.00% | 0.0% | |
| IDX | MARKET VECTORS ETF TRindonesia etf | $1,442,000 | -7.4% | 67,900 | 0.0% | 0.00% | 0.0% | |
| VECTOR GROUP LTDfrnt 11/1 | $1,684,000 | +0.3% | 1,310,000 | 0.0% | 0.00% | 0.0% | ||
| TRW AUTOMOTIVE INCnote 3.500%12/0 | $1,775,000 | +3.9% | 700,000 | 0.0% | 0.00% | 0.0% | ||
| SUNPOWER CORPdbcv 4.500% 3/1 | $1,442,000 | +6.7% | 1,030,000 | 0.0% | 0.00% | 0.0% | ||
| SUNPOWER CORPdbcv 4.750% 4/1 | $844,000 | +4.8% | 710,000 | 0.0% | 0.00% | 0.0% | ||
| STEWART INFORMATION SVCS CORnote 6.000%10/1 | $1,591,000 | +0.7% | 625,000 | 0.0% | 0.00% | 0.0% | ||
| STEWART ENTERPRISES INCnote 3.125% 7/1 | $825,000 | +1.2% | 660,000 | 0.0% | 0.00% | 0.0% | ||
| MIXT | MIX TELEMATICS LTDsponsored adr | $744,000 | -16.1% | 60,000 | 0.0% | 0.00% | 0.0% | |
| STANDARD PAC CORP NEWnote 1.250% 8/0 | $1,356,000 | +7.4% | 1,025,000 | 0.0% | 0.00% | 0.0% | ||
| CONVERGYS CORPsdcv 5.750% 9/1 | $1,866,000 | +10.0% | 950,000 | 0.0% | 0.00% | 0.0% | ||
| SPU | SKYPEOPLE FRUIT JUICE INC | $972,000 | -12.0% | 555,458 | 0.0% | 0.00% | 0.0% | |
| USIG | ISHAREScredit bd etf | $1,090,000 | -0.2% | 10,200 | 0.0% | 0.00% | 0.0% | |
| JXI | ISHARESglob utilits etf | $1,802,000 | +0.8% | 40,800 | 0.0% | 0.00% | 0.0% | |
| SPMD | SPDR SERIES TRUST | $1,329,000 | -1.0% | 16,100 | 0.0% | 0.00% | 0.0% | |
| AMPS | ISHARESutilities bd etf | $1,038,000 | +0.9% | 21,698 | 0.0% | 0.00% | 0.0% | |
| EXELIXIS INCnote 4.250% 8/1 | $985,000 | +4.7% | 805,000 | 0.0% | 0.00% | 0.0% | ||
| GREEN PLAINS RENEWABLE ENERGnote 5.750%11/0 | $1,545,000 | +13.6% | 1,055,000 | 0.0% | 0.00% | 0.0% | ||
| COINSTAR INCnote 4.000% 9/0 | $1,679,000 | +33.8% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| REGIS CORP MINNnote 5.000% 7/1 | $1,073,000 | -2.5% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $925,000 | +0.9% | 875,000 | 0.0% | 0.00% | 0.0% | ||
| BRCN | BURCON NUTRASCIENCE CORP | $1,022,000 | +3.1% | 340,900 | 0.0% | 0.00% | 0.0% | |
| BZT | BEAZER HOMES USA INCunit 99/99/9999 | $1,496,000 | +27.8% | 40,000 | 0.0% | 0.00% | 0.0% | |
| BEP | BROOKFIELD RENEWABLE ENRGY Ppartnership unit | $1,001,000 | -2.0% | 38,300 | 0.0% | 0.00% | 0.0% | |
| LIONS GATE ENTMT INCnote 3.625% 3/1 | $1,436,000 | -10.4% | 375,000 | 0.0% | 0.00% | 0.0% | ||
| DPK | DIREXION SHS ETF TRdly dev mkt bear | $1,729,000 | -18.1% | 52,300 | 0.0% | 0.00% | -50.0% | |
| BSCD | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2013 | $776,000 | 0.0% | 37,400 | 0.0% | 0.00% | 0.0% | |
| BSCE | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $790,000 | -0.3% | 37,200 | 0.0% | 0.00% | 0.0% | |
| MIDZ | DIREXION SHS ETF TRdly mc bear3xnew | $731,000 | -23.4% | 40,000 | 0.0% | 0.00% | 0.0% | |
| AV HOMES INCnote 7.500% 2/1 | $984,000 | +1.1% | 840,000 | 0.0% | 0.00% | 0.0% | ||
| VANTAGE DRILLING COMPANYnote 7.875% 9/0 | $1,175,000 | +2.5% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MTR CO DELnote 4.250%12/1 | $1,223,000 | -8.6% | 704,000 | 0.0% | 0.00% | 0.0% | ||
| PDL BIOPHARMA INCnote 2.875% 2/1 | $729,000 | +6.9% | 475,000 | 0.0% | 0.00% | 0.0% | ||
| AGO | ASSURED GUARANTY LTDput | $3,000 | -78.6% | 7,900 | 0.0% | 0.00% | – | |
| CISAW | CIS ACQUISITION LTD*w exp 99/99/999 | $22,000 | -29.0% | 89,749 | 0.0% | 0.00% | – | |
| CISAU | CIS ACQUISITION LTDunit 99/99/9999 | $26,000 | 0.0% | 2,600 | 0.0% | 0.00% | – | |
| JACQU | COLLABRIUM JAPAN ACQUISITN Cunit 99/99/9999 | $91,000 | +4.6% | 8,564 | 0.0% | 0.00% | – | |
| F113PS | COVIDIEN PLCcall | $8,000 | +100.0% | 775 | 0.0% | 0.00% | – | |
| INXB | INFINITY CROSS BORDER ACQUIS | $162,000 | +1.2% | 20,500 | 0.0% | 0.00% | – | |
| INXBU | INFINITY CROSS BORDER ACQUISunit 99/99/9999 | $475,000 | 0.0% | 56,500 | 0.0% | 0.00% | – | |
| LBTYA | LIBERTY GLOBAL PLCcall | $10,000 | +100.0% | 760 | 0.0% | 0.00% | – | |
| RDC | ROWAN COMPANIES PLCcall | $0 | – | 473 | 0.0% | 0.00% | – | |
| VELTF | VELTI PLC ST HELIER | $0 | -100.0% | 13,125 | 0.0% | 0.00% | – | |
| WFT | WEATHERFORD INTERNATIONAL LTcall | $4,000 | 0.0% | 1,250 | 0.0% | 0.00% | – | |
| WFT | WEATHERFORD INTERNATIONAL LTput | $0 | – | 2,650 | 0.0% | 0.00% | – | |
| EZCH | EZCHIP SEMICONDUCTOR LIMITEDcall | $0 | – | 360 | 0.0% | 0.00% | – | |
| SILC | SILICOM LTDord | $411,000 | +23.4% | 9,000 | 0.0% | 0.00% | – | |
| DCIX | DIANA CONTAINERSHIPS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| TOPS | TOP SHIPS INC | $4,000 | 0.0% | 2,730 | 0.0% | 0.00% | – | |
| AFL | AFLAC INCput | $0 | -100.0% | 4,250 | 0.0% | 0.00% | – | |
| AES | AES CORPcall | $3,000 | +50.0% | 2,550 | 0.0% | 0.00% | – | |
| AKS | AK STL HLDG CORPput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| T | AT&T INCput | $10,000 | -37.5% | 3,500 | 0.0% | 0.00% | – | |
| ABT | ABBOTT LABScall | $0 | – | 166 | 0.0% | 0.00% | – | |
| ACCURAY INCnote 3.500% 2/0 | $678,000 | +13.0% | 400,000 | 0.0% | 0.00% | – | ||
| ACHN | ACHILLION PHARMACEUTICALS INcall | $0 | – | 3,772 | 0.0% | 0.00% | – | |
| AET | AETNA INC NEWput | $0 | – | 467 | 0.0% | 0.00% | – | |
| AGU | AGRIUM INCcall | $1,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| AIRTRAN HLDGS INCnote 5.250%11/0 | $388,000 | +13.8% | 230,000 | 0.0% | 0.00% | – | ||
| 4305PS | ALCATEL-LUCENTcall | $14,000 | +55.6% | 7,450 | 0.0% | 0.00% | – | |
| AWF | ALLIANCEBERNSTEIN GBL HGH IN | $86,000 | -5.5% | 6,069 | 0.0% | 0.00% | – | |
| ALTI | ALTAIR NANOTECHNOLOGIES INC | $0 | – | 233 | 0.0% | 0.00% | – | |
| AMBOY | AMBOW ED HLDG LTDadr repstg cl a | $46,000 | -17.9% | 39,762 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CV | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AXP | AMERICAN EXPRESS COcall | $0 | – | 12 | 0.0% | 0.00% | – | |
| AMTG | APOLLO RESIDENTIAL MTG INCcall | $0 | – | 700 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATLS INCcall | $4,000 | 0.0% | 1,550 | 0.0% | 0.00% | – | |
| ARRY | ARRAY BIOPHARMA INCcall | $1,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $157,000 | +4.0% | 15,000 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $0 | – | 150 | 0.0% | 0.00% | – | |
| AVATAR HLDGS INCnote 7.500% 2/1 | $618,000 | -0.8% | 585,000 | 0.0% | 0.00% | – | ||
| CAR | AVIS BUDGET GROUPcall | $9,000 | +350.0% | 1,000 | 0.0% | 0.00% | – | |
| ASM | AVINO SILVER & GOLD MINES LT | $20,000 | 0.0% | 17,200 | 0.0% | 0.00% | – | |
| BTUI | BTU INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| BHI | BAKER HUGHES INCput | $1,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| SAN | BANCO SANTANDER SAcall | $0 | – | 1,200 | 0.0% | 0.00% | – | |
| JJMTF | BARCLAYS BK PLCetn djubs ind mt | $20,000 | 0.0% | 675 | 0.0% | 0.00% | – | |
| BARNES GROUP INCnote 3.375% 3/1 | $514,000 | +9.1% | 380,000 | 0.0% | 0.00% | – | ||
| BBBY | BED BATH & BEYOND INCput | $0 | – | 34 | 0.0% | 0.00% | – | |
| BRKB | BERKSHIRE HATHAWAY INC DELput | $0 | -100.0% | 3,100 | 0.0% | 0.00% | – | |
| BBY | BEST BUY INCput | $0 | -100.0% | 5,250 | 0.0% | 0.00% | – | |
| BHP | BHP BILLITON LTDcall | $0 | – | 22 | 0.0% | 0.00% | – | |
| BHP | BHP BILLITON LTDput | $0 | – | 295 | 0.0% | 0.00% | – | |
| BIOAWS | BIOAMBER INC*w exp 05/09/201 | $32,000 | +3.2% | 45,000 | 0.0% | 0.00% | – | |
| MYD | BLACKROCK MUNIYIELD FD INC | $38,000 | -5.0% | 3,000 | 0.0% | 0.00% | – | |
| HRB | BLOCK H & R INCput | $0 | – | 3,802 | 0.0% | 0.00% | – | |
| BYD | BOYD GAMING CORPcall | $2,000 | -33.3% | 469 | 0.0% | 0.00% | – | |
| BYD | BOYD GAMING CORPput | $0 | – | 15 | 0.0% | 0.00% | – | |
| CI | CIGNA CORPORATIONput | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| CVS | CVS CAREMARK CORPORATIONcall | $16,000 | +433.3% | 1,351 | 0.0% | 0.00% | – | |
| CNQ | CANADIAN NAT RES LTDcall | $0 | – | 1,500 | 0.0% | 0.00% | – | |
| COF | CAPITAL ONE FINL CORPput | $0 | -100.0% | 1,850 | 0.0% | 0.00% | – | |
| EBRB | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $226,000 | -5.8% | 51,500 | 0.0% | 0.00% | – | |
| CENTRAL EUROPEAN MEDIAnote 5.000%11/1 | $176,000 | -5.9% | 196,000 | 0.0% | 0.00% | – | ||
| CENVEO CORPnote 7.000% 5/1 | $306,000 | +10.1% | 275,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $450,000 | 0.0% | 600,000 | 0.0% | 0.00% | – | ||
| CSUNY | CHINA SUNERGY CO LTDsponsored adr ne | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLF | CLIFFS NAT RES INCput | $0 | -100.0% | 439 | 0.0% | 0.00% | – | |
| CCE | COCA COLA ENTERPRISES INC NEcall | $9,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| CDE | COEUR MNG INCcall | $0 | – | 4,146 | 0.0% | 0.00% | – | |
| CDE | COEUR MNG INCput | $2,000 | +100.0% | 430 | 0.0% | 0.00% | – | |
| CBAN | COLONY BANKCORP INC | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $273,000 | -1.1% | 690,000 | 0.0% | 0.00% | – | ||
| COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $136,000 | +3.0% | 130,000 | 0.0% | 0.00% | – | ||
| STZ | CONSTELLATION BRANDS INCput | $0 | – | 557 | 0.0% | 0.00% | – | |
| BVA | CORDIA BANCORP INC | $55,000 | -5.2% | 13,280 | 0.0% | 0.00% | – | |
| CS | CREDIT SUISSE GROUPput | $0 | -100.0% | 800 | 0.0% | 0.00% | – | |
| CRVP | CRYSTAL ROCK HLDGS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CMI | CUMMINS INCput | $0 | – | 100 | 0.0% | 0.00% | – | |
| FXE | CURRENCYSHARES EURO TRcall | $3,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| FXE | CURRENCYSHARES EURO TRput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| CY | CYPRESS SEMICONDUCTOR CORPcall | $0 | – | 400 | 0.0% | 0.00% | – | |
| KHI | DWS HIGH INCOME TR | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| KMM | DWS MULTI MKT INCOME TR | $9,000 | -10.0% | 1,000 | 0.0% | 0.00% | – | |
| DECK | DECKERS OUTDOOR CORPput | $0 | – | 234 | 0.0% | 0.00% | – | |
| DAL | DELTA AIR LINES INC DELput | $0 | – | 2,800 | 0.0% | 0.00% | – | |
| DZZ | DEUTSCHE BK AG LDN BRHps gold ds etn | $0 | – | 100 | 0.0% | 0.00% | – | |
| DVN | DEVON ENERGY CORP NEWcall | $0 | – | 1,110 | 0.0% | 0.00% | – | |
| DOLLAR FINL CORPnote 2.875% 6/3 | $82,000 | 0.0% | 85,000 | 0.0% | 0.00% | – | ||
| DLTR | DOLLAR TREE INCput | $1,000 | -80.0% | 4,811 | 0.0% | 0.00% | – | |
| RRD | DONNELLEY R R & SONS COput | $0 | – | 1,602 | 0.0% | 0.00% | – | |
| DNB | DUN & BRADSTREET CORP DEL NEput | $5,000 | -58.3% | 3,075 | 0.0% | 0.00% | – | |
| EMC | E M C CORP MASSput | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| ETFC | E TRADE FINANCIAL CORPcall | $9,000 | +28.6% | 935 | 0.0% | 0.00% | – | |
| E TRADE FINANCIAL CORPnote 8/3 | $293,000 | +18.6% | 155,000 | 0.0% | 0.00% | – | ||
| EVAC | EDWARDS GROUP LTDsponsored adr | $254,000 | +3.3% | 25,000 | 0.0% | 0.00% | – | |
| MSN | EMERSON RADIO CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| EXK | ENDEAVOUR SILVER CORPcall | $0 | – | 200 | 0.0% | 0.00% | – | |
| ENG | ENGLOBAL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ENPRO INDS INCdbcv 3.938%10/1 | $545,000 | -4.2% | 310,000 | 0.0% | 0.00% | – | ||
| EQS | EQUUS TOTAL RETURN INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $0 | – | 2 | 0.0% | 0.00% | – | |
| EXC | EXELON CORPput | $0 | – | 7 | 0.0% | 0.00% | – | |
| FACO | FIRST ACCEPTANCE CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| FFNM | FIRST FED NORTHN MICH BANCOR | $55,000 | +22.2% | 10,300 | 0.0% | 0.00% | – | |
| FFR | FIRST TR FTSE EPRA/NAREIT DE | $5,000 | 0.0% | 148 | 0.0% | 0.00% | – | |
| GUNR | FLEXSHARES TRmornstar upstr | $56,000 | +1.8% | 1,660 | 0.0% | 0.00% | – | |
| BTAL | FQF TRquant neut ant | $4,000 | 0.0% | 243 | 0.0% | 0.00% | – | |
| BEN | FRANKLIN RES INCput | $1,000 | -75.0% | 2,115 | 0.0% | 0.00% | – | |
| FRS | FRISCHS RESTAURANTS INC | $0 | – | 39 | 0.0% | 0.00% | – | |
| GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $513,000 | +5.1% | 375,000 | 0.0% | 0.00% | – | ||
| GGT | GABELLI MULTIMEDIA TR INC | $11,000 | +37.5% | 898 | 0.0% | 0.00% | – | |
| GUT | GABELLI UTIL TR | $5,000 | 0.0% | 866 | 0.0% | 0.00% | – | |
| GD | GENERAL DYNAMICS CORPput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| GNW | GENWORTH FINL INCput | $0 | – | 715 | 0.0% | 0.00% | – | |
| GFI | GOLD FIELDS LTD NEWcall | $0 | – | 3,583 | 0.0% | 0.00% | – | |
| GOLDEN STAR RES LTD CDAdebt 5.000% 6/0 | $153,000 | +3.4% | 240,000 | 0.0% | 0.00% | – | ||
| GT | GOODYEAR TIRE & RUBR COput | $0 | -100.0% | 3,059 | 0.0% | 0.00% | – | |
| GMKYY | GRUMA SAB DE CVspon adr cl b | $21,000 | +40.0% | 700 | 0.0% | 0.00% | – | |
| GES | GUESS INCcall | $0 | -100.0% | 400 | 0.0% | 0.00% | – | |
| GES | GUESS INCput | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| HQH | H & Q HEALTHCARE INVESTORSsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| HQL | H & Q LIFE SCIENCES INVSsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| HTY | HANCOCK JOHN INV TRUSTtax adv glb sh | $91,000 | +8.3% | 7,368 | 0.0% | 0.00% | – | |
| HRS | HARRIS CORP DELcall | $0 | – | 28 | 0.0% | 0.00% | – | |
| HIG | HARTFORD FINL SVCS GROUP INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $648,000 | +15.9% | 480,000 | 0.0% | 0.00% | – | ||
| HNT | HEALTH NET INCcall | $0 | -100.0% | 460 | 0.0% | 0.00% | – | |
| HL | HECLA MNG COcall | $0 | – | 2,050 | 0.0% | 0.00% | – | |
| HTZ | HERTZ GLOBAL HOLDINGS INCcall | $23,000 | +130.0% | 2,543 | 0.0% | 0.00% | – | |
| HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $6,000 | +20.0% | 2,000 | 0.0% | 0.00% | – | ||
| HIMX | HIMAX TECHNOLOGIES INCsponsored adr | $443,000 | +47.2% | 30,170 | 0.0% | 0.00% | – | |
| HOLOGIC INCdebt 2.000% 3/0 | $51,000 | +2.0% | 50,000 | 0.0% | 0.00% | – | ||
| HOLOGIC INCfrnt 4.000%12/1 | $115,000 | +0.9% | 110,000 | 0.0% | 0.00% | – | ||
| HORSEHEAD HLDG CORPnote 3.800% 7/0 | $215,000 | +17.5% | 170,000 | 0.0% | 0.00% | – | ||
| HUSA | HOUSTON AMERN ENERGY CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| HOV | HOVNANIAN ENTERPRISES INCput | $0 | – | 363 | 0.0% | 0.00% | – | |
| HGTXU | HUGOTON RTY TR TEXunit ben int | $37,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| STAR | ISTAR FINL INCcall | $19,000 | +58.3% | 4,000 | 0.0% | 0.00% | – | |
| STAR | ISTAR FINL INCput | $1,000 | 0.0% | 20,743 | 0.0% | 0.00% | – | |
| ISTAR FINL INCnote 3.000%11/1 | $477,000 | +9.4% | 350,000 | 0.0% | 0.00% | – | ||
| IAG | IAMGOLD CORPcall | $4,000 | 0.0% | 70,471 | 0.0% | 0.00% | – | |
| ICONIX BRAND GROUP INCnote 2.500% 6/0 | $586,000 | +11.6% | 427,000 | 0.0% | 0.00% | – | ||
| ITW | ILLINOIS TOOL WKS INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| INLAND REAL ESTATE CORPnote 5.000%11/1 | $310,000 | +2.3% | 282,000 | 0.0% | 0.00% | – | ||
| INSM | INSMED INCput | $0 | -100.0% | 773 | 0.0% | 0.00% | – | |
| IGT | INTERNATIONAL GAME TECHNOLOGcall | $0 | – | 1,150 | 0.0% | 0.00% | – | |
| INVN | INVENSENSE INCcall | $13,000 | +62.5% | 2,075 | 0.0% | 0.00% | – | |
| INVN | INVENSENSE INCput | $5,000 | -16.7% | 2,075 | 0.0% | 0.00% | – | |
| BKF | ISHARESmsci bric indx | $82,000 | +1.2% | 2,200 | 0.0% | 0.00% | – | |
| SOXX | ISHARESphlx semicnd etf | $298,000 | +9.2% | 4,100 | 0.0% | 0.00% | – | |
| DSI | ISHARESmsci kld400 soc | $548,000 | +9.8% | 7,934 | 0.0% | 0.00% | – | |
| ITB | ISHARESput | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| SLV | ISHARES SILVER TRUSTcall | $0 | – | 2,500 | 0.0% | 0.00% | – | |
| GOVT | ISHARESu.s. trs bd etf | $6,000 | 0.0% | 253 | 0.0% | 0.00% | – | |
| QLTA | ISHARESa rate cp bd etf | $252,000 | +0.4% | 5,062 | 0.0% | 0.00% | – | |
| ISIS | ISIS PHARMACEUTICALS INCcall | $21,000 | +10.5% | 1,500 | 0.0% | 0.00% | – | |
| ITC | ITC HLDGS CORPcall | $0 | – | 50 | 0.0% | 0.00% | – | |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $59,000 | +22.9% | 30,000 | 0.0% | 0.00% | – | ||
| JOY | JOY GLOBAL INCput | $0 | -100.0% | 704 | 0.0% | 0.00% | – | |
| KBH | KB HOMEcall | $0 | – | 1,500 | 0.0% | 0.00% | – | |
| KMB | KIMBERLY CLARK CORPput | $1,000 | -83.3% | 500 | 0.0% | 0.00% | – | |
| KOHLBERG CAPITAL CORPnote 8.750% 3/1 | $418,000 | -5.0% | 375,000 | 0.0% | 0.00% | – | ||
| KEP | KOREA ELECTRIC PWRsponsored adr | $538,000 | +18.5% | 32,400 | 0.0% | 0.00% | – | |
| LEA | LEAR CORPput | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $41,000 | +10.8% | 6,972 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $312,000 | +4.7% | 500,000 | 0.0% | 0.00% | – | ||
| LIVE NATION ENTERTAINMENT INnote 2.875% 7/1 | $694,000 | -0.6% | 685,000 | 0.0% | 0.00% | -100.0% | ||
| LMT | LOCKHEED MARTIN CORPput | $0 | – | 250 | 0.0% | 0.00% | – | |
| LO | LORILLARD INCput | $1,000 | -83.3% | 3,500 | 0.0% | 0.00% | – | |
| M/I HOMES INCnote 3.250% 9/1 | $357,000 | +13.3% | 275,000 | 0.0% | 0.00% | – | ||
| M | MACYS INCput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| MAG | MAGNETEK INC | $79,000 | +36.2% | 3,300 | 0.0% | 0.00% | – | |
| MANNKIND CORPnote 5.750% 8/1 | $398,000 | -1.0% | 380,000 | 0.0% | 0.00% | – | ||
| GEX | MARKET VECTORS ETF TRgbl alter enrg | $279,000 | +5.3% | 5,000 | 0.0% | 0.00% | – | |
| MASTEC INCnote 4.250%12/1 | $535,000 | +7.6% | 250,000 | 0.0% | 0.00% | – | ||
| MUX | MCEWEN MNG INCcall | $0 | – | 600 | 0.0% | 0.00% | – | |
| MERITAGE HOMES CORPnote 1.875% 9/1 | $336,000 | +4.3% | 300,000 | 0.0% | 0.00% | – | ||
| MTR | MESA RTY TRunit ben int | $57,000 | -8.1% | 2,700 | 0.0% | 0.00% | – | |
| MET | METLIFE INCcall | $25,000 | +177.8% | 6,406 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $10,000 | 0.0% | 2,550 | 0.0% | 0.00% | – | |
| MON | MONSANTO CO NEWcall | $34,000 | +88.9% | 1,650 | 0.0% | 0.00% | – | |
| MNST | MONSTER BEVERAGE CORPcall | $26,000 | +116.7% | 1,200 | 0.0% | 0.00% | – | |
| MS | MORGAN STANLEYput | $1,000 | -80.0% | 16,550 | 0.0% | 0.00% | – | |
| MUR | MURPHY OIL CORPput | $0 | – | 974 | 0.0% | 0.00% | – | |
| MYGN | MYRIAD GENETICS INCcall | $0 | – | 200 | 0.0% | 0.00% | – | |
| NVSL | NAUGATUCK VY FINL CORP MD | $261,000 | -5.4% | 36,137 | 0.0% | 0.00% | – | |
| NAVISTAR INTL CORP NEWnote 3.000%10/1 | $61,000 | +1.7% | 60,000 | 0.0% | 0.00% | – | ||
| NETC | NET SERVICOS DE COMUNICACAOsponsd adr new | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| NLNK | NEWLINK GENETICS CORPcall | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORPput | $0 | – | 6,907 | 0.0% | 0.00% | – | |
| NSC | NORFOLK SOUTHERN CORPput | $0 | – | 250 | 0.0% | 0.00% | – | |
| PALDF | NORTH AMERN PALLADIUM LTD | $0 | – | 300 | 0.0% | 0.00% | – | |
| NORTHGATE MINERALS CORPnote 3.500%10/0 | $382,000 | +0.3% | 400,000 | 0.0% | 0.00% | – | ||
| NVO | NOVO-NORDISK A Sput | $1,000 | -50.0% | 190 | 0.0% | 0.00% | – | |
| NUE | NUCOR CORPcall | $0 | – | 74 | 0.0% | 0.00% | – | |
| NNP | NUVEEN NY PERFORM PLUS MUN F | $44,000 | -2.2% | 3,350 | 0.0% | 0.00% | – | |
| NVDA | NVIDIA CORPput | $0 | – | 738 | 0.0% | 0.00% | – | |
| NZF | NUVEEN DIV ADV MUNI FD 3 | $41,000 | -4.7% | 3,390 | 0.0% | 0.00% | – | |
| OMNICARE INCnote 3.750%12/1 | $291,000 | +8.2% | 127,000 | 0.0% | 0.00% | – | ||
| PDL BIOPHARMA INCnote 3.750% 5/0 | $541,000 | +5.0% | 400,000 | 0.0% | 0.00% | – | ||
| PHH CORPnote 4.000% 9/0 | $346,000 | -1.7% | 325,000 | 0.0% | 0.00% | – | ||
| PNC | PNC FINL SVCS GROUP INCput | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| PCRX | PACIRA PHARMACEUTICALS INCcall | $2,000 | +100.0% | 130 | 0.0% | 0.00% | – | |
| PEP | PEPSICO INCput | $0 | – | 46 | 0.0% | 0.00% | – | |
| PERFQ | PERFUMANIA HLDGS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PM | PHILIP MORRIS INTL INCput | $2,000 | -33.3% | 1,115 | 0.0% | 0.00% | – | |
| PLUG | PLUG POWER INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PTSXQ | POINT 360 | $0 | – | 7 | 0.0% | 0.00% | – | |
| UUP | POWERSHS DB US DOLLAR INDEXcall | $0 | – | 500 | 0.0% | 0.00% | – | |
| UDN | POWERSHS DB US DOLLAR INDEXdoll indx bear | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PBD | POWERSHARES GLOBAL ETF TRUSTgbl clean ener | $482,000 | +5.2% | 40,000 | 0.0% | 0.00% | – | |
| DSUM | POWERSHARES ETF TR IIasia pac bd pr | $603,000 | +1.3% | 23,662 | 0.0% | 0.00% | – | |
| SH | PROSHARES TR | $12,000 | -14.3% | 500 | 0.0% | 0.00% | – | |
| GLL | PROSHARES TR IIput | $3,000 | -72.7% | 5,500 | 0.0% | 0.00% | – | |
| TBF | PROSHARES TRshrt 20+yr tre | $101,000 | +2.0% | 3,100 | 0.0% | 0.00% | – | |
| TBX | PROSHARES TRsht 7-10 yr tr | $37,000 | +2.8% | 1,096 | 0.0% | 0.00% | – | |
| PRU | PRUDENTIAL FINL INCput | $0 | -100.0% | 1,150 | 0.0% | 0.00% | – | |
| PULS | PULSE ELECTRONICS CORP | $0 | – | 11 | 0.0% | 0.00% | – | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $21,000 | -4.5% | 2,024 | 0.0% | 0.00% | – | |
| RF MICRODEVICES INCnote 1.000% 4/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| GOLD | RANDGOLD RES LTDcall | $0 | – | 2,194 | 0.0% | 0.00% | – | |
| RDIB | READING INTERNATIONAL INCcl b | $0 | – | 100 | 0.0% | 0.00% | – | |
| REGN | REGENERON PHARMACEUTICALScall | $31,000 | -24.4% | 350 | 0.0% | 0.00% | – | |
| RPRX | REPROS THERAPEUTICS INCput | $5,000 | – | 1,000 | 0.0% | 0.00% | – | |
| RCKY | ROCKY BRANDS INC | $91,000 | -16.5% | 6,300 | 0.0% | 0.00% | – | |
| RGLD | ROYAL GOLD INCcall | $1,000 | -50.0% | 16,123 | 0.0% | 0.00% | – | |
| RGLD | ROYAL GOLD INCput | $12,000 | +9.1% | 400 | 0.0% | 0.00% | – | |
| ROYAL GOLD INCnote 2.875% 6/1 | $480,000 | +0.2% | 500,000 | 0.0% | 0.00% | – | ||
| RYL | RYLAND GROUP INCcall | $37,000 | +8.8% | 2,450 | 0.0% | 0.00% | – | |
| SORL | SORL AUTO PTS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| IRY | SPDR INDEX SHS FDSintl hlth etf | $246,000 | +7.4% | 5,500 | 0.0% | 0.00% | – | |
| CRM | SALESFORCE COM INCput | $0 | -100.0% | 199 | 0.0% | 0.00% | – | |
| SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $108,000 | +28.6% | 55,000 | 0.0% | 0.00% | – | ||
| SNDK | SANDISK CORPput | $0 | -100.0% | 3,487 | 0.0% | 0.00% | – | |
| SCHA | SCHWAB STRATEGIC TRus sml cap etf | $190,000 | +9.2% | 3,625 | 0.0% | 0.00% | – | |
| XLV | SELECT SECTOR SPDR TRput | $0 | -100.0% | 2,200 | 0.0% | 0.00% | – | |
| XLP | SELECT SECTOR SPDR TRcall | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| XLK | SELECT SECTOR SPDR TRcall | $2,000 | +100.0% | 1,009 | 0.0% | 0.00% | – | |
| XLK | SELECT SECTOR SPDR TRput | $0 | – | 1,009 | 0.0% | 0.00% | – | |
| SLW | SILVER WHEATON CORPcall | $0 | – | 7,420 | 0.0% | 0.00% | – | |
| 7102PS | SINOCOKING COAL & COKE CH IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| SOLARFUN POWER HOLDINGS CO Lnote 3.500% 1/1 | $661,000 | -0.8% | 728,000 | 0.0% | 0.00% | – | ||
| SPLK | SPLUNK INCcall | $57,000 | +39.0% | 2,000 | 0.0% | 0.00% | – | |
| S | SPRINT CORPcall | $1,000 | – | 485 | 0.0% | 0.00% | – | |
| SPF | STANDARD PAC CORP NEWcall | $3,000 | +50.0% | 1,700 | 0.0% | 0.00% | – | |
| SWK | STANLEY BLACK & DECKER INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| SPLS | STAPLES INCput | $0 | -100.0% | 10,000 | 0.0% | 0.00% | – | |
| SBUX | STARBUCKS CORPput | $0 | -100.0% | 962 | 0.0% | 0.00% | – | |
| STEM | STEMCELLS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| SVU | SUPERVALU INCput | $0 | – | 1,500 | 0.0% | 0.00% | – | |
| SNV | SYNOVUS FINL CORPcall | $4,000 | +33.3% | 9,500 | 0.0% | 0.00% | – | |
| TAIT | TAITRON COMPONENTS INCcl a | $0 | – | 26 | 0.0% | 0.00% | – | |
| TWN | TAIWAN FD INC | $230,000 | +8.0% | 11,928 | 0.0% | 0.00% | – | |
| TGT | TARGET CORPput | $0 | – | 253 | 0.0% | 0.00% | – | |
| TDF | TEMPLETON DRAGON FD INC | $439,000 | -0.7% | 17,000 | 0.0% | 0.00% | – | |
| EMF | TEMPLETON EMERGING MKTS FD I | $210,000 | -7.1% | 12,000 | 0.0% | 0.00% | – | |
| TXN | TEXAS INSTRS INCcall | $16,000 | +77.8% | 2,750 | 0.0% | 0.00% | – | |
| TTF | THAI FD INC | $36,000 | -7.7% | 2,000 | 0.0% | 0.00% | – | |
| THLD | THRESHOLD PHARMACEUTICAL INCcall | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| TIF | TIFFANY & CO NEWput | $0 | – | 500 | 0.0% | 0.00% | – | |
| TITAN MACHY INCnote 3.750% 5/0 | $148,000 | -4.5% | 175,000 | 0.0% | 0.00% | – | ||
| TORM | TOR MINERALS INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FOXA | TWENTY FIRST CENTY FOX INCcall | $253,000 | +39.0% | 51,000 | 0.0% | 0.00% | – | |
| FOXA | TWENTY FIRST CENTY FOX INCput | $0 | -100.0% | 6,850 | 0.0% | 0.00% | – | |
| UAL | UNITED CONTL HLDGS INCcall | $120,000 | +66.7% | 7,931 | 0.0% | 0.00% | – | |
| UPS | UNITED PARCEL SERVICE INCput | $0 | – | 550 | 0.0% | 0.00% | – | |
| UNG | UNITED STATES NATL GAS FUNDcall | $0 | – | 800 | 0.0% | 0.00% | – | |
| UTHR | UNITED THERAPEUTICS CORP DELcall | $10,000 | +400.0% | 300 | 0.0% | 0.00% | – | |
| UHS | UNIVERSAL HLTH SVCS INCcall | $3,000 | +200.0% | 400 | 0.0% | 0.00% | – | |
| VRX | VALEANT PHARMACEUTICALS INTLput | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| VPU | VANGUARD WORLD FDSutilities etf | $312,000 | +2.0% | 3,761 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCcall | $0 | – | 1,044 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCput | $0 | – | 100 | 0.0% | 0.00% | – | |
| VZ | VERIZON COMMUNICATIONS INCput | $66,000 | -15.4% | 4,224 | 0.0% | 0.00% | – | |
| VTSS | VITESSE SEMICONDUCTOR CORP | $0 | – | 5 | 0.0% | 0.00% | – | |
| VMW | VMWARE INCput | $0 | – | 700 | 0.0% | 0.00% | – | |
| WMT | WAL-MART STORES INCput | $0 | -100.0% | 961 | 0.0% | 0.00% | – | |
| WAFDW | WASHINGTON FED INC*w exp 11/14/201 | $520,000 | +17.1% | 76,562 | 0.0% | 0.00% | – | |
| HIX | WESTERN ASSET HIGH INCM FD I | $18,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| MMU | WESTERN ASST MNGD MUN FD INC | $26,000 | 0.0% | 2,157 | 0.0% | 0.00% | – | |
| GNAT | WISDOMTREE TRglb nat res fd | $322,000 | +1.3% | 15,000 | 0.0% | 0.00% | – | |
| WPX | WPX ENERGY INCcall | $0 | – | 466 | 0.0% | 0.00% | – | |
| XLNX | XILINX INCput | $40,000 | -7.0% | 10,000 | 0.0% | 0.00% | – | |
| ZIOP | ZIOPHARM ONCOLOGY INCcall | $0 | – | 96,500 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #4
- DEUTSCHE ASSET MANAGEMENT LTD #5
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Asset Management Schwiez #15
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Oppenheim Asset Management Services S.a.r.l #26
- Oppenheim Kapitalanagegessellschaft mbH #27
- Frankfurt-Trust Invest Luxembourg AG #29
- Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung #30
- Abbey Life Assurance Co Ltd. #31
- Pharma/Wealth Management Co S.A #32
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
| SC 13D/A | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.