$139 Billion is the total value of DEUTSCHE BANK AG\'s 17152 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 139.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IOC | Exit | INTEROIL CORPcall | $0 | – | -625 | -100.0% | 0.00% | – |
| SYK | Exit | STRYKER CORPcall | $0 | – | -1,049 | -100.0% | 0.00% | – |
| PNTR | Exit | POINTER TELOCATION LTD | $0 | – | -1,300 | -100.0% | 0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| KR | Exit | KROGER COput | $0 | – | -309 | -100.0% | 0.00% | – |
| CMBS | Exit | ISHAREScmbs etf | $0 | – | -7,723 | -100.0% | 0.00% | – |
| LPRIQ | Exit | LONE PINE RES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| USU | Exit | USEC INC | $0 | – | -12,346 | -100.0% | 0.00% | – |
| HSH | Exit | HILLSHIRE BRANDS COcall | $0 | – | -75 | -100.0% | 0.00% | – |
| MFRI | Exit | MFRI INC | $0 | – | -3,904 | -100.0% | 0.00% | – |
| SVBL | Exit | SILVER BULL RES INC | $0 | – | -40,700 | -100.0% | 0.00% | – |
| EOS | Exit | EATON VANCE ENH EQTY INC FD | $0 | – | -7,500 | -100.0% | 0.00% | – |
| LINEQ | Exit | LINN ENERGY LLCput | $0 | – | -5,864 | -100.0% | 0.00% | – |
| WY | Exit | WEYERHAEUSER COput | $0 | – | -3,021 | -100.0% | 0.00% | – |
| RBSPRQCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -1,644 | -100.0% | 0.00% | – |
| FXA | Exit | CURRENCYSHARES AUSTRALIAN DLaustralian dol | $0 | – | -600 | -100.0% | 0.00% | – |
| 7105SC | Exit | DOW 30SM ENHANCED PREM & INC | $0 | – | -10,200 | -100.0% | 0.00% | – |
| ALXA | Exit | ALEXZA PHARMACEUTICALS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| VCON | Exit | VICON INDS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| LOOK | Exit | LOOKSMART LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONALcall | $0 | – | -2,850 | -100.0% | 0.00% | – |
| SCHW | Exit | SCHWAB CHARLES CORP NEWcall | $0 | – | -3,050 | -100.0% | 0.00% | – |
| PPR | Exit | ING PRIME RATE TRsh ben int | $0 | – | -600 | -100.0% | 0.00% | – |
| RWC | Exit | RELM WIRELESS CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| CVLY | Exit | CODORUS VY BANCORP INC | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $0 | – | -450,000 | -100.0% | 0.00% | – | |
| ANF | Exit | ABERCROMBIE & FITCH COcall | $0 | – | -300 | -100.0% | 0.00% | – |
| PZZI | Exit | PIZZA INN HOLDINGS INC | $0 | – | -171 | -100.0% | 0.00% | – |
| QIHU | Exit | QIHOO 360 TECHNOLOGY CO LTDcall | $0 | – | -600 | -100.0% | 0.00% | – |
| MGF | Exit | MFS GOVT MKTS INCOME TRsh ben int | $0 | – | -500 | -100.0% | 0.00% | – |
| QLIK | Exit | QLIK TECHNOLOGIES INCput | $0 | – | -840 | -100.0% | 0.00% | – |
| RCS | Exit | PIMCO STRATEGIC GBL GOV FD I | $0 | – | -600 | -100.0% | 0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INCcall | $0 | – | -889 | -100.0% | 0.00% | – |
| IOR | Exit | INCOME OPPORTUNITY RLTY INVS | $0 | – | -1 | -100.0% | 0.00% | – |
| SRCTQ | Exit | STANDARD REGISTER CO | $0 | – | -175 | -100.0% | 0.00% | – |
| CDYCF | Exit | CARDERO RES CORP | $0 | – | -317,581 | -100.0% | 0.00% | – |
| BHWS | Exit | BIGLARI HLDGS INCright 09/16/2013 | $0 | – | -1,778 | -100.0% | 0.00% | – |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | -3,300 | -100.0% | 0.00% | – |
| DAC | Exit | DANAOS CORPORATION | $0 | – | -3,800 | -100.0% | 0.00% | – |
| IMMY | Exit | IMPRIMIS PHARMACEUTICALS INC | $0 | – | -294 | -100.0% | 0.00% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| TAL | Exit | TAL ED GROUP | $0 | – | -26,715 | -100.0% | 0.00% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INC | $0 | – | -2,764 | -100.0% | 0.00% | – |
| FTT | Exit | FEDERATED ENHANC TREAS INCM | $0 | – | -600 | -100.0% | 0.00% | – |
| LQD | Exit | ISHAREScall | $0 | – | -200 | -100.0% | 0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -148,551 | -100.0% | 0.00% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -500 | -100.0% | 0.00% | – |
| TGX | Exit | THERAGENICS CORP | $0 | – | -45,307 | -100.0% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| EGF | Exit | BLACKROCK ENHANCED GOVT FD I | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | BPZ RESOURCES INCmtnf 6.500% 3/0 | $0 | – | -175,000 | -100.0% | 0.00% | – | |
| CCIHY | Exit | CHINACACHE INTL HLDG LTDspon adr | $0 | – | -16,763 | -100.0% | 0.00% | – |
| JST | Exit | JINPAN INTL LTDord | $0 | – | -12,793 | -100.0% | 0.00% | – |
| MDVN | Exit | MEDIVATION INCput | $0 | – | -261 | -100.0% | 0.00% | – |
| OPTT | Exit | OCEAN PWR TECHNOLOGIES INC | $0 | – | -11 | -100.0% | 0.00% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR IN | $0 | – | -200 | -100.0% | 0.00% | – |
| VSCI | Exit | VISION-SCIENCES INC DEL | $0 | – | -18,082 | -100.0% | 0.00% | – |
| PBIB | Exit | PORTER BANCORP INC | $0 | – | -245 | -100.0% | 0.00% | – |
| RSHCQ | Exit | RADIOSHACK CORPput | $0 | – | -2,685 | -100.0% | 0.00% | – |
| PESI | Exit | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | -5,867 | -100.0% | 0.00% | – |
| WEC | Exit | WISCONSIN ENERGY CORPcall | $0 | – | -175 | -100.0% | 0.00% | – |
| NSSC | Exit | NAPCO SEC TECHNOLOGIES INC | $0 | – | -10,131 | -100.0% | 0.00% | – |
| PRCP | Exit | PERCEPTRON INC | $0 | – | -9,563 | -100.0% | 0.00% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -400 | -100.0% | 0.00% | – |
| LAMR | Exit | LAMAR ADVERTISING COput | $0 | – | -973 | -100.0% | 0.00% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -2,400 | -100.0% | 0.00% | – |
| MELA | Exit | MELA SCIENCES INC | $0 | – | -5 | -100.0% | 0.00% | – |
| DEG | Exit | DELHAIZE GROUPsponsored adr | $0 | – | -3,500 | -100.0% | 0.00% | – |
| EGAS | Exit | GAS NAT INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FHI | Exit | FEDERATED INVS INC PAput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CYCC | Exit | CYCLACEL PHARMACEUTICALS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| THD | Exit | ISHARESmsci thi cap etf | $0 | – | -825 | -100.0% | 0.00% | – |
| ADT | Exit | THE ADT CORPORATIONput | $0 | – | -2,292 | -100.0% | 0.00% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -2,100 | -100.0% | 0.00% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -700 | -100.0% | 0.00% | – |
| SIRI | Exit | SIRIUS XM RADIO INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| KZ | Exit | KONGZHONG CORPsponsored adr | $0 | – | -8,978 | -100.0% | 0.00% | – |
| SWY | Exit | SAFEWAY INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INCput | $0 | – | -359 | -100.0% | 0.00% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| UUU | Exit | UNIVERSAL SEC INSTRS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -3 | -100.0% | 0.00% | – |
| TMNG | Exit | MANAGEMENT NETWORK GROUP INC | $0 | – | -115 | -100.0% | 0.00% | – |
| LAWS | Exit | LAWSON PRODS INC | $0 | – | -4,314 | -100.0% | 0.00% | – |
| SBCF | Exit | SEACOAST BKG CORP FLA | $0 | – | -168,519 | -100.0% | 0.00% | – |
| CXDC | Exit | CHINA XD PLASTICS CO LTD | $0 | – | -33,040 | -100.0% | 0.00% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -2,010 | -100.0% | 0.00% | – |
| CVA | Exit | COVANTA HLDG CORPcall | $0 | – | -270 | -100.0% | 0.00% | – |
| TYO | Exit | DIREXION SHS ETF TR7 10yr tres bear | $0 | – | -5 | -100.0% | 0.00% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| DELL | Exit | DELL INCcall | $0 | – | -9,996 | -100.0% | 0.00% | – |
| TAYD | Exit | TAYLOR DEVICES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| ARCI | Exit | APPLIANCE RECYCLING CTRS AME | $0 | – | -3,700 | -100.0% | 0.00% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -700 | -100.0% | 0.00% | – |
| XLP | Exit | SELECT SECTOR SPDR TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TPGI | Exit | THOMAS PPTYS GROUP INC | $0 | – | -83,886 | -100.0% | 0.00% | – |
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -24,372 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCput | $0 | – | -136 | -100.0% | 0.00% | – |
| HDYNQ | Exit | HYPERDYNAMICS CORP | $0 | – | -134,878 | -100.0% | 0.00% | – |
| EQT | Exit | EQT CORPcall | $0 | – | -460 | -100.0% | 0.00% | – |
| CPHD | Exit | CEPHEIDcall | $0 | – | -250 | -100.0% | 0.00% | – |
| RLJE | Exit | RLJ ENTMT INC | $0 | – | -346 | -100.0% | 0.00% | – |
| SU | Exit | SUNCOR ENERGY INC NEWcall | $0 | – | -1,218 | -100.0% | 0.00% | – |
| BIG | Exit | BIG LOTS INCcall | $0 | – | -1,150 | -100.0% | 0.00% | – |
| FM | Exit | ISHARESmsci frntr100etf | $0 | – | -96 | -100.0% | 0.00% | – |
| OIS | Exit | OIL STS INTL INCcall | $0 | – | -2,400 | -100.0% | 0.00% | – |
| WWAVB | Exit | WHITEWAVE FOODS CO | $0 | – | -1,798 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO INC | $0 | – | -11,684 | -100.0% | 0.00% | – |
| XLV | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -1,350 | -100.0% | 0.00% | – |
| ASH | Exit | ASHLAND INC NEWput | $0 | – | -936 | -100.0% | 0.00% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -8,000 | -100.0% | 0.00% | – |
| TISA | Exit | TOP IMAGE SYSTEMS LTDord | $0 | – | -30,000 | -100.0% | 0.00% | – |
| ACTS | Exit | ACTIONS SEMICONDUCTOR CO LTDadr | $0 | – | -25,635 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INC | $0 | – | -7 | -100.0% | 0.00% | – |
| EDG | Exit | EDGEN GROUP INCcl a | $0 | – | -33,043 | -100.0% | 0.00% | – |
| SVU | Exit | SUPERVALU INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| BRID | Exit | BRIDGFORD FOODS CORP | $0 | – | -428 | -100.0% | 0.00% | – |
| RBPAA | Exit | ROYAL BANCSHARES PA INCcl a | $0 | – | -1 | -100.0% | 0.00% | – |
| TRMB | Exit | TRIMBLE NAVIGATION LTDcall | $0 | – | -184 | -100.0% | 0.00% | – |
| TGA | Exit | TRANSGLOBE ENERGY CORP | $0 | – | -29 | -100.0% | 0.00% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -6,704 | -100.0% | 0.00% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING INcall | $0 | – | -14 | -100.0% | 0.00% | – |
| ERBA | Exit | ERBA DIAGNOSTICS | $0 | – | -420 | -100.0% | 0.00% | – |
| GHI | Exit | GLOBAL HIGH INCOME FUND INC | $0 | – | -200 | -100.0% | 0.00% | – |
| EMMS | Exit | EMMIS COMMUNICATIONS CORPcl a | $0 | – | -19 | -100.0% | 0.00% | – |
| UAA | Exit | UNDER ARMOUR INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SENEB | Exit | SENECA FOODS CORP NEWcl b | $0 | – | -22 | -100.0% | 0.00% | – |
| IX | Exit | ORIX CORPsponsored adr | $0 | – | -400 | -100.0% | 0.00% | – |
| JOBS | Exit | 51JOB INCcall | $0 | – | -29 | -100.0% | 0.00% | – |
| BME | Exit | BLACKROCK HEALTH SCIENCES TR | $0 | – | -1,400 | -100.0% | 0.00% | – |
| NE | Exit | NOBLE CORPORATION BAARcall | $0 | – | -4,450 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| LQD | Exit | ISHARESput | $0 | – | -204 | -100.0% | 0.00% | – |
| IIJIY | Exit | INTERNET INITIATIVE JAPAN INsponsored adr | $0 | – | -400 | -100.0% | 0.00% | – |
| DTF | Exit | DTF TAX-FREE INCOME INC | $0 | – | -4,500 | -100.0% | 0.00% | – |
| CCURT | Exit | COMPANIA CERVECERIAS UNIDASright 10/04/2013 | $0 | – | -15,249 | -100.0% | 0.00% | – |
| LPDX | Exit | LIPOSCIENCE INC | $0 | – | -431 | -100.0% | 0.00% | – |
| KSS | Exit | KOHLS CORPput | $0 | – | -3,950 | -100.0% | 0.00% | – |
| ZTS | Exit | ZOETIS INCcall | $0 | – | -708 | -100.0% | 0.00% | – |
| MFLR | Exit | MAYFLOWER BANCORP INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ADSK | Exit | AUTODESK INCput | $0 | – | -91 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdaily gold miner | $0 | – | -1,050 | -100.0% | 0.00% | – |
| NEWT | Exit | NEWTEK BUSINESS SVCS INC | $0 | – | -9,003 | -100.0% | 0.00% | – |
| INOC | Exit | INNOTRAC CORP | $0 | – | -23 | -100.0% | 0.00% | – |
| IGA | Exit | ING GLBL ADV & PREM OPP FUND | $0 | – | -100 | -100.0% | 0.00% | – |
| NOAH | Exit | NOAH HLDGS LTDsponsored ads | $0 | – | -15,465 | -100.0% | 0.00% | – |
| WETF | Exit | WISDOMTREE INVTS INCcall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTDcall | $0 | – | -300 | -100.0% | 0.00% | – |
| SYPR | Exit | SYPRIS SOLUTIONS INC | $0 | – | -26,983 | -100.0% | 0.00% | – |
| STPZ | Exit | PIMCO ETF TR1-5 us tip idx | $0 | – | -6,954 | -100.0% | 0.00% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PRTNERS | $0 | – | -7,600 | -100.0% | 0.00% | – |
| DAIO | Exit | DATA I O CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| LPTN | Exit | LPATH INC | $0 | – | -56,000 | -100.0% | 0.00% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIput | $0 | – | -1,250 | -100.0% | 0.00% | – |
| SNDK | Exit | SANDISK CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COput | $0 | – | -750 | -100.0% | 0.00% | – |
| ASEA | Exit | GLOBAL X FDSglb x asean 40 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| KMB | Exit | KIMBERLY CLARK CORPcall | $0 | – | -822 | -100.0% | 0.00% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| CYTR | Exit | CYTRX CORP | $0 | – | -190,001 | -100.0% | 0.00% | – |
| IG | Exit | IGI LABS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| AEY | Exit | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | -158 | -100.0% | 0.00% | – |
| VTNR | Exit | VERTEX ENERGY INC | $0 | – | -6 | -100.0% | 0.00% | – |
| PSCE | Exit | POWERSHARES ETF TR IIs&p smcp ene p | $0 | – | -1,300 | -100.0% | 0.00% | – |
| ASTC | Exit | ASTROTECH CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| ZNH | Exit | CHINA SOUTHN AIRLS LTDspon adr cl h | $0 | – | -24,755 | -100.0% | 0.00% | – |
| AGCO | Exit | AGCO CORPcall | $0 | – | -1,145 | -100.0% | 0.00% | – |
| MRO | Exit | MARATHON OIL CORPcall | $0 | – | -5,600 | -100.0% | 0.00% | – |
| WNS | Exit | WNS HOLDINGS LTDspon adr | $0 | – | -2,534 | -100.0% | 0.00% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -300 | -100.0% | 0.00% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -3,193 | -100.0% | 0.00% | – |
| JNY | Exit | JONES GROUP INCcall | $0 | – | -1,250 | -100.0% | 0.00% | – |
| CTPR | Exit | CTPARTNERS EXECUTIVE SEARCH | $0 | – | -399 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDsponsored ads | $0 | – | -15,580 | -100.0% | 0.00% | – |
| FHI | Exit | FEDERATED INVS INC PAcall | $0 | – | -1,275 | -100.0% | 0.00% | – |
| ETN | Exit | EATON CORP PLCcall | $0 | – | -71 | -100.0% | 0.00% | – |
| BSJF | Exit | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $0 | – | -4,000 | -100.0% | 0.00% | – |
| GRU | Exit | SWEDISH EXPT CR CORPmlcx grn etn23 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -17,300 | -100.0% | 0.00% | – |
| BBTPRG | Exit | BB&T CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LTONY | Exit | LINKTONE LTDadr | $0 | – | -98 | -100.0% | 0.00% | – |
| SE | Exit | SPECTRA ENERGY CORPcall | $0 | – | -12 | -100.0% | 0.00% | – |
| CYBX | Exit | CYBERONICS INCcall | $0 | – | -1,050 | -100.0% | 0.00% | – |
| IGLB | Exit | ISHARES10+ yr cr bd etf | $0 | – | -87 | -100.0% | 0.00% | – |
| RBSPRMCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref m | $0 | – | -7,618 | -100.0% | 0.00% | – |
| LAMR | Exit | LAMAR ADVERTISING COcall | $0 | – | -786 | -100.0% | 0.00% | – |
| USEG | Exit | U S ENERGY CORP WYO | $0 | – | -2 | -100.0% | 0.00% | – |
| FFCO | Exit | FEDFIRST FINL CORP NEW | $0 | – | -18 | -100.0% | 0.00% | – |
| WM | Exit | WASTE MGMT INC DELcall | $0 | – | -1,801 | -100.0% | 0.00% | – |
| PDT | Exit | HANCOCK JOHN PREMUIM DIV FD | $0 | – | -600 | -100.0% | 0.00% | – |
| TAO | Exit | CLAYMORE EXCHANGE TRD FD TRgugg chn rl est | $0 | – | -1,200 | -100.0% | 0.00% | – |
| ZROZ | Exit | PIMCO ETF TR25yr+ zero u s | $0 | – | -50 | -100.0% | 0.00% | – |
| STT | Exit | STATE STR CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| NRGM | Exit | INERGY MIDSTREAM LPu ltd partners | $0 | – | -690 | -100.0% | 0.00% | – |
| WFBI | Exit | WASHINGTONFIRST BANKSHARES I | $0 | – | -1,389 | -100.0% | 0.00% | – |
| CRNT | Exit | CERAGON NETWORKS LTDord | $0 | – | -13,188 | -100.0% | 0.00% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lcall | $0 | – | -330 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -650 | -100.0% | 0.00% | – |
| PLW | Exit | POWERSHARES GLOBAL ETF TRUSTi-30 lad treas | $0 | – | -40 | -100.0% | 0.00% | – |
| ACUR | Exit | ACURA PHARMACEUTICALS INC | $0 | – | -466 | -100.0% | 0.00% | – |
| HYG | Exit | ISHARESput | $0 | – | -3,500 | -100.0% | 0.00% | – |
| NKE | Exit | NIKE INCput | $0 | – | -373 | -100.0% | 0.00% | – |
| CMCSK | Exit | COMCAST CORP NEWcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SDRMU | Exit | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $0 | – | -9,200 | -100.0% | 0.00% | – |
| BKR | Exit | BAKER MICHAEL CORP | $0 | – | -13,618 | -100.0% | 0.00% | – |
| OCWSB | Exit | OWENS CORNING NEW*w exp 10/31/201 | $0 | – | -3,335 | -100.0% | 0.00% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -700 | -100.0% | 0.00% | – |
| 9207PS | Exit | ROCK-TENN COcall | $0 | – | -400 | -100.0% | 0.00% | – |
| RGEN | Exit | REPLIGEN CORPcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO Scall | $0 | – | -732 | -100.0% | 0.00% | – |
| JWN | Exit | NORDSTROM INCcall | $0 | – | -750 | -100.0% | 0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORPcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AXTI | Exit | AXT INC | $0 | – | -18,787 | -100.0% | 0.00% | – |
| SU | Exit | SUNCOR ENERGY INC NEWput | $0 | – | -349 | -100.0% | 0.00% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INCcall | $0 | – | -80 | -100.0% | 0.00% | – |
| BIIB | Exit | BIOGEN IDEC INCcall | $0 | – | -196 | -100.0% | 0.00% | – |
| GNSS | Exit | LRAD CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| GIG | Exit | GIGOPTIX INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FU | Exit | FAB UNVL CORP | $0 | – | -43,924 | -100.0% | 0.00% | – |
| CLGRF | Exit | CLAUDE RES INC | $0 | – | -96,022 | -100.0% | 0.00% | – |
| DELL | Exit | DELL INCput | $0 | – | -2 | -100.0% | 0.00% | – |
| CHEV | Exit | CHEVIOT FINL CORP NEW | $0 | – | -146 | -100.0% | 0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDput | $0 | – | -884 | -100.0% | 0.00% | – |
| GWAY | Exit | GREENWAY MED TECHNOLOGIES IN | $0 | – | -30,502 | -100.0% | 0.00% | – |
| ICAD | Exit | ICAD INC | $0 | – | -171 | -100.0% | 0.00% | – |
| CYD | Exit | CHINA YUCHAI INTL LTD | $0 | – | -10,973 | -100.0% | 0.00% | – |
| JHI | Exit | HANCOCK JOHN INVS TR | $0 | – | -100 | -100.0% | 0.00% | – |
| SFD | Exit | SMITHFIELD FOODS INCcall | $0 | – | -8,293 | -100.0% | 0.00% | – |
| CLSN | Exit | CELSION CORPORATIONcall | $0 | – | -187,500 | -100.0% | 0.00% | – |
| KBH | Exit | KB HOMEput | $0 | – | -1,258 | -100.0% | 0.00% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| GRPN | Exit | GROUPON INCcall | $0 | – | -4,500 | -100.0% | 0.00% | – |
| AGEN | Exit | AGENUS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCput | $0 | – | -34 | -100.0% | 0.00% | – |
| RGSE | Exit | REAL GOODS SOLAR INCcl a | $0 | – | -242,356 | -100.0% | 0.00% | – |
| WIA | Exit | WESTERN ASSET CLYM INFL SEC | $0 | – | -300 | -100.0% | 0.00% | – |
| IGOI | Exit | IGO INC | $0 | – | -100 | -100.0% | 0.00% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -1,900 | -100.0% | 0.00% | – |
| MDT | Exit | MEDTRONIC INCcall | $0 | – | -2,723 | -100.0% | 0.00% | – |
| JJETF | Exit | BARCLAYS BANK PLCetn djubs enrg37 | $0 | – | -4,770 | -100.0% | 0.00% | – |
| AOM | Exit | ISHARESmodert alloc etf | $0 | – | -2,207 | -100.0% | 0.00% | – |
| STND | Exit | STANDARD FINL CORP MD | $0 | – | -27 | -100.0% | 0.00% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TASR | Exit | TASER INTL INCput | $0 | – | -88 | -100.0% | 0.00% | – |
| IPI | Exit | INTREPID POTASH INCput | $0 | – | -810 | -100.0% | 0.00% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS INC | $0 | – | -216 | -100.0% | 0.00% | – |
| BLV | Exit | VANGUARD BD INDEX FD INClong term bond | $0 | – | -4 | -100.0% | 0.00% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -25,700 | -100.0% | 0.00% | – |
| DVYE | Exit | ISHARESem mkts div etf | $0 | – | -2,612 | -100.0% | 0.00% | – |
| SVNTQ | Exit | SAVIENT PHARMACEUTICALS INC | $0 | – | -50,001 | -100.0% | 0.00% | – |
| SXC | Exit | SUNCOKE ENERGY INCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| BONA | Exit | BONA FILM GROUP LTDsponsored ads | $0 | – | -21,211 | -100.0% | 0.00% | – |
| VIRC | Exit | VIRCO MFG CO | $0 | – | -1,055 | -100.0% | 0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FDsh ben int | $0 | – | -200 | -100.0% | 0.00% | – |
| AMRN | Exit | AMARIN CORP PLCput | $0 | – | -1,633 | -100.0% | 0.00% | – |
| ISIS | Exit | ISIS PHARMACEUTICALS INCput | $0 | – | -150 | -100.0% | 0.00% | – |
| FONR | Exit | FONAR CORP | $0 | – | -27,595 | -100.0% | 0.00% | – |
| LOJN | Exit | LO-JACK CORP | $0 | – | -16 | -100.0% | 0.00% | – |
| NTS | Exit | NTS INC NEV | $0 | – | -6 | -100.0% | 0.00% | – |
| MHY | Exit | WESTERN ASSET MGD HI INCM FD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -400 | -100.0% | 0.00% | – |
| VSRI | Exit | VERSAR INC | $0 | – | -4,204 | -100.0% | 0.00% | – |
| THRX | Exit | THERAVANCE INCcall | $0 | – | -305 | -100.0% | 0.00% | – |
| BASI | Exit | BIOANALYTICAL SYS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| ROC | Exit | ROCKWOOD HLDGS INCcall | $0 | – | -1,850 | -100.0% | 0.00% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -175 | -100.0% | 0.00% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -1,100 | -100.0% | 0.00% | – |
| CNTY | Exit | CENTURY CASINOS INC | $0 | – | -96,833 | -100.0% | 0.00% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS INCcall | $0 | – | -3 | -100.0% | 0.00% | – |
| AUSE | Exit | WISDOMTREE TRaustralia div fd | $0 | – | -1,600 | -100.0% | 0.00% | – |
| PWR | Exit | QUANTA SVCS INCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -500 | -100.0% | 0.00% | – |
| VRNM | Exit | VERENIUM CORP | $0 | – | -5,801 | -100.0% | 0.00% | – |
| OGE | Exit | OGE ENERGY CORPcall | $0 | – | -100 | -100.0% | 0.00% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -717 | -100.0% | 0.00% | – |
| ENZL | Exit | ISHARESnw zealnd cp etf | $0 | – | -2,144 | -100.0% | 0.00% | – |
| Exit | RAIT FINANCIAL TRUSTnote 7.000% 4/0 | $0 | – | -330,000 | -100.0% | 0.00% | – | |
| TARO | Exit | TARO PHARMACEUTICAL INDS LTD | $0 | – | -93 | -100.0% | 0.00% | – |
| BGSCW | Exit | BGS ACQUISITION CORP*w exp 03/21/201 | $0 | – | -246,069 | -100.0% | 0.00% | – |
| HYLD | Exit | ADVISORSHARES TRperitus hg yld | $0 | – | -2,000 | -100.0% | 0.00% | – |
| AGO | Exit | ASSURED GUARANTY LTDcall | $0 | – | -2,143 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETE INC NEWcall | $0 | – | -1,424 | -100.0% | 0.00% | – |
| SNTA | Exit | SYNTA PHARMACEUTICALS CORPcall | $0 | – | -652 | -100.0% | 0.00% | – |
| CITZ | Exit | CFS BANCORP INC | $0 | – | -11,803 | -100.0% | 0.00% | – |
| BONE | Exit | BACTERIN INTL HLDGS INC | $0 | – | -9,800 | -100.0% | 0.00% | – |
| EIS | Exit | ISHARESmsci isr cap etf | $0 | – | -415 | -100.0% | 0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -2,636 | -100.0% | 0.00% | – |
| Y538SC | Exit | DIREXION SHS ETF TRbrazil bear 3x | $0 | – | -2,400 | -100.0% | 0.00% | – |
| GBF | Exit | ISHARESgov/cred bd etf | $0 | – | -2,619 | -100.0% | 0.00% | – |
| ELN | Exit | ELAN PLCput | $0 | – | -40,585 | -100.0% | 0.00% | – |
| INUV | Exit | INUVO INC | $0 | – | -3,901 | -100.0% | 0.00% | – |
| ORBT | Exit | ORBIT INTL CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| NRCIB | Exit | NATIONAL RESH CORPcl b | $0 | – | -76 | -100.0% | 0.00% | – |
| CREE | Exit | CREE INCcall | $0 | – | -150 | -100.0% | 0.00% | – |
| GAI | Exit | GLOBAL TECH ADVANCED INNOVAT | $0 | – | -3,600 | -100.0% | 0.00% | – |
| PAM | Exit | PAMPA ENERGIA S Aspons adr lvl i | $0 | – | -3,196 | -100.0% | 0.00% | – |
| VGLT | Exit | VANGUARD SCOTTSDALE FDSlong-term gov | $0 | – | -3,735 | -100.0% | 0.00% | – |
| REXX | Exit | REX ENERGY CORPORATIONput | $0 | – | -1,250 | -100.0% | 0.00% | – |
| MDGN | Exit | MEDGENICS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AMCN | Exit | AIRMEDIA GROUP INCsponsored adr | $0 | – | -8,300 | -100.0% | 0.00% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| ASTM | Exit | AASTROM BIOSCIENCES INC | $0 | – | -199,716 | -100.0% | 0.00% | – |
| AFK | Exit | MARKET VECTORS ETF TRafrica etf | $0 | – | -400 | -100.0% | 0.00% | – |
| FSLR | Exit | FIRST SOLAR INCcall | $0 | – | -823 | -100.0% | 0.00% | – |
| PIP | Exit | PHARMATHENE INC | $0 | – | -133,600 | -100.0% | 0.00% | – |
| GASS | Exit | STEALTHGAS INC | $0 | – | -59 | -100.0% | 0.00% | – |
| TMS | Exit | TMS INTL CORPcl a | $0 | – | -29,417 | -100.0% | 0.00% | – |
| ORBK | Exit | ORBOTECH LTDord | $0 | – | -33 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -1,800 | -100.0% | 0.00% | – |
| XGTI | Exit | XG TECHNOLOGY INC | $0 | – | -14 | -100.0% | 0.00% | – |
| ENMD | Exit | ENTREMED INC | $0 | – | -244 | -100.0% | 0.00% | – |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -27,525 | -100.0% | 0.00% | – |
| CPRT | Exit | COPART INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| CNH | Exit | CNH GLOBAL N V | $0 | – | -14 | -100.0% | 0.00% | – |
| ONXX | Exit | ONYX PHARMACEUTICALS INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FDsh ben int | $0 | – | -42 | -100.0% | 0.00% | – |
| AETI | Exit | AMERICAN ELECTRIC TECH INC | $0 | – | -3,803 | -100.0% | 0.00% | – |
| HMA | Exit | HEALTH MGMT ASSOC INC NEWput | $0 | – | -2,494 | -100.0% | 0.00% | – |
| NDLS | Exit | NOODLES & COput | $0 | – | -448 | -100.0% | 0.00% | – |
| HEAR | Exit | PARAMETRIC SOUND CORP | $0 | – | -118 | -100.0% | 0.00% | – |
| IRV | Exit | SPDR INDEX SHS FDSintl mtrls sec | $0 | – | -800 | -100.0% | 0.00% | – |
| API | Exit | ADVANCED PHOTONIX INCcl a | $0 | – | -3 | -100.0% | 0.00% | – |
| INFU | Exit | INFUSYSTEM HLDGS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| NBS | Exit | NEOSTEM INC | $0 | – | -4,115 | -100.0% | 0.00% | – |
| KOOL | Exit | THERMOGENESIS CORP | $0 | – | -12,905 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP | $0 | – | -673 | -100.0% | 0.00% | – |
| TSPT | Exit | TRANSCEPT PHARMACEUTICALS IN | $0 | – | -50,665 | -100.0% | 0.00% | – |
| GLCH | Exit | GLEACHER & CO INC | $0 | – | -1 | -100.0% | 0.00% | – |
| UBOH | Exit | UNITED BANCSHARES INC OHIO | $0 | – | -934 | -100.0% | 0.00% | – |
| CVC | Exit | CABLEVISION SYS CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| CPRX | Exit | CATALYST PHARM PARTNERS INC | $0 | – | -47,529 | -100.0% | 0.00% | – |
| AMAP | Exit | AUTONAVI HLDGS LTDsponsored adr | $0 | – | -20,495 | -100.0% | 0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -2,130 | -100.0% | 0.00% | – |
| LNCOQ | Exit | LINNCO LLCcall | $0 | – | -269 | -100.0% | 0.00% | – |
| ITB | Exit | ISHAREScall | $0 | – | -200 | -100.0% | 0.00% | – |
| SHI | Exit | SINOPEC SHANGHAI PETROCHEMICspon adr h | $0 | – | -12,893 | -100.0% | 0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -98 | -100.0% | 0.00% | – |
| SYMM | Exit | SYMMETRICOM INC | $0 | – | -70,744 | -100.0% | 0.00% | – |
| PSAU | Exit | POWERSHARES ETF TRUST IIglob gld&p etf | $0 | – | -31,006 | -100.0% | 0.00% | – |
| SLP | Exit | SIMULATIONS PLUS INC | $0 | – | -3,500 | -100.0% | 0.00% | – |
| CRXM | Exit | CARDIUM THERAPEUTICS INC | $0 | – | -2,262 | -100.0% | 0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| WBBW | Exit | WESTBURY BANCORP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| OPAY | Exit | OFFICIAL PMTS HLDGS INC | $0 | – | -15,876 | -100.0% | 0.00% | – |
| INFA | Exit | INFORMATICA CORPcall | $0 | – | -1,220 | -100.0% | 0.00% | – |
| FRX | Exit | FOREST LABS INCcall | $0 | – | -750 | -100.0% | 0.00% | – |
| TRN | Exit | TRINITY INDS INCput | $0 | – | -675 | -100.0% | 0.00% | – |
| MAKO | Exit | MAKO SURGICAL CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| AERL | Exit | ASIA ENTN & RESOURCES LTD | $0 | – | -65,300 | -100.0% | 0.00% | – |
| EIX | Exit | EDISON INTLcall | $0 | – | -360 | -100.0% | 0.00% | – |
| WDAY | Exit | WORKDAY INCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| ADI | Exit | ANALOG DEVICES INCcall | $0 | – | -174 | -100.0% | 0.00% | – |
| DXR | Exit | DAXOR CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| JGV | Exit | NUVEEN GBL VL OPPORTUNITIES | $0 | – | -300 | -100.0% | 0.00% | – |
| KIDBQ | Exit | KID BRANDS INC | $0 | – | -858 | -100.0% | 0.00% | – |
| Exit | IXIAnote 3.000%12/1 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| PCP | Exit | PRECISION CASTPARTS CORPcall | $0 | – | -101 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INC | $0 | – | -1 | -100.0% | 0.00% | – |
| VALU | Exit | VALUE LINE INC | $0 | – | -147 | -100.0% | 0.00% | – |
| PTGI | Exit | PRIMUS TELECOMMUNICATIONS GR | $0 | – | -29,391 | -100.0% | 0.00% | – |
| BCBP | Exit | BCB BANCORP INC | $0 | – | -4 | -100.0% | 0.00% | – |
| NCTY | Exit | THE9 LTDadr | $0 | – | -700 | -100.0% | 0.00% | – |
| SRT | Exit | STARTEK INC | $0 | – | -1 | -100.0% | 0.00% | – |
| NYNY | Exit | EMPIRE RESORTS INC | $0 | – | -325 | -100.0% | 0.00% | – |
| GRHHQ | Exit | GREENHUNTER RES INC | $0 | – | -3 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| MCPIQ | Exit | MOLYCORP INC DELput | $0 | – | -4,654 | -100.0% | 0.00% | – |
| MSB | Exit | MESABI TRctf ben int | $0 | – | -46 | -100.0% | 0.00% | – |
| LCC | Exit | U S AIRWAYS GROUP INCput | $0 | – | -7,714 | -100.0% | 0.00% | – |
| BZC | Exit | BREEZE EASTERN CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| COGO | Exit | COGO GROUP INC | $0 | – | -22,382 | -100.0% | 0.00% | – |
| ETAK | Exit | ELEPHANT TALK COMM CORP | $0 | – | -1,110 | -100.0% | 0.00% | – |
| NRG | Exit | NRG ENERGY INCcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -4,600 | -100.0% | 0.00% | – |
| IAE | Exit | ING ASIA PAC HGH DIVID EQ IN | $0 | – | -4,200 | -100.0% | 0.00% | – |
| TX | Exit | TERNIUM SAspon adr | $0 | – | -2,885 | -100.0% | 0.00% | – |
| SPTI | Exit | SPDR SERIES TRUSTbrclys inter etf | $0 | – | -18 | -100.0% | 0.00% | – |
| OCC | Exit | OPTICAL CABLE CORP | $0 | – | -263 | -100.0% | 0.00% | – |
| DSGX | Exit | DESCARTES SYS GROUP INC | $0 | – | -200 | -100.0% | 0.00% | – |
| LVB | Exit | STEINWAY MUSICAL INSTRS INC | $0 | – | -13,794 | -100.0% | 0.00% | – |
| SCR | Exit | SIMCERE PHARMACEUTICAL GROUPspon adr | $0 | – | -15,900 | -100.0% | 0.00% | – |
| ZA | Exit | ZUOAN FASHION LTDsponsored adr | $0 | – | -9,300 | -100.0% | 0.00% | – |
| SM | Exit | SM ENERGY COcall | $0 | – | -2,742 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDcall | $0 | – | -600 | -100.0% | 0.00% | – |
| ROK | Exit | ROCKWELL AUTOMATION INCcall | $0 | – | -310 | -100.0% | 0.00% | – |
| HSKA | Exit | HESKA CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| PXLW | Exit | PIXELWORKS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| CLCT | Exit | COLLECTORS UNIVERSE INC | $0 | – | -5,044 | -100.0% | 0.00% | – |
| ABFS | Exit | ARKANSAS BEST CORP DELcall | $0 | – | -50 | -100.0% | 0.00% | – |
| CRDC | Exit | CARDICA INC | $0 | – | -25,092 | -100.0% | 0.00% | – |
| PKI | Exit | PERKINELMER INCcall | $0 | – | -2,450 | -100.0% | 0.00% | – |
| EWO | Exit | ISHARESaustria capd etf | $0 | – | -298 | -100.0% | 0.00% | – |
| SCON | Exit | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | -357 | -100.0% | 0.00% | – |
| COH | Exit | COACH INCcall | $0 | – | -240 | -100.0% | 0.00% | – |
| GSB | Exit | GLOBALSCAPE INC | $0 | – | -318 | -100.0% | 0.00% | – |
| OXGN | Exit | OXIGENE INC | $0 | – | -14,875 | -100.0% | 0.00% | – |
| PW | Exit | POWER REIT | $0 | – | -27 | -100.0% | 0.00% | – |
| ADBE | Exit | ADOBE SYS INCput | $0 | – | -861 | -100.0% | 0.00% | – |
| UBP | Exit | URSTADT BIDDLE PPTYS INC | $0 | – | -726 | -100.0% | 0.00% | – |
| VPHM | Exit | VIROPHARMA INCcall | $0 | – | -50 | -100.0% | 0.00% | – |
| JPMWS | Exit | JPMORGAN CHASE & CO*w exp 10/28/201 | $0 | – | -6,400 | -100.0% | 0.00% | – |
| BVX | Exit | BOVIE MEDICAL CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| YONG | Exit | YONGYE INTL INC | $0 | – | -44,135 | -100.0% | 0.00% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGcall | $0 | – | -257 | -100.0% | 0.00% | – |
| RBSPRRCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -1,781 | -100.0% | 0.00% | – |
| NAI | Exit | ALLIANZGI INTL & PREM STRATE | $0 | – | -6,200 | -100.0% | 0.00% | – |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -300 | -100.0% | 0.00% | – |
| GNMA | Exit | ISHARESgnma bond etf | $0 | – | -204 | -100.0% | 0.00% | – |
| IBN | Exit | ICICI BK LTDput | $0 | – | -308 | -100.0% | 0.00% | – |
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| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -14,400 | -100.0% | 0.00% | – |
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| Exit | TERADYNE INCnote 4.500% 3/1 | $0 | – | -45,000 | -100.0% | 0.00% | – | |
| HILO | Exit | EGA EMERGING GLOBAL SHS TRlow vol em div | $0 | – | -2,460 | -100.0% | 0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -4,879 | -100.0% | 0.00% | – |
| CERE | Exit | CERES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| PBMD | Exit | PRIMA BIOMED LTDspon adr lvl ii | $0 | – | -9,647 | -100.0% | 0.00% | – |
| JRCCQ | Exit | JAMES RIVER COAL CO | $0 | – | -10 | -100.0% | 0.00% | – |
| 2101SC | Exit | DOW 30 PREMIUM & DIV INC FD | $0 | – | -3,400 | -100.0% | 0.00% | – |
| PMCT | Exit | PMC COML TRsh ben int | $0 | – | -127 | -100.0% | 0.00% | – |
| ELN | Exit | ELAN PLCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| LEMB | Exit | ISHARESem mkts curr etf | $0 | – | -2,087 | -100.0% | 0.00% | – |
| LEA | Exit | LEAR CORPcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PAR | Exit | PAR TECHNOLOGY CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| SKY | Exit | SKYLINE CORP | $0 | – | -1,410 | -100.0% | 0.00% | – |
| ESV | Exit | ENSCO PLCcall | $0 | – | -57 | -100.0% | 0.00% | – |
| DWCH | Exit | DATAWATCH CORP | $0 | – | -1,160 | -100.0% | 0.00% | – |
| MBLX | Exit | METABOLIX INC | $0 | – | -11,318 | -100.0% | 0.00% | – |
| ERUS | Exit | ISHARESmsci russia cap | $0 | – | -12,711 | -100.0% | 0.00% | – |
| CMCSA | Exit | COMCAST CORP NEWcall | $0 | – | -4,208 | -100.0% | 0.00% | – |
| CEA | Exit | CHINA EASTN AIRLS LTDspon adr cl h | $0 | – | -24,112 | -100.0% | 0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPput | $0 | – | -570 | -100.0% | 0.00% | – |
| KINS | Exit | KINGSTONE COS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -400 | -100.0% | 0.00% | – |
| ARIA | Exit | ARIAD PHARMACEUTICALS INCput | $0 | – | -600 | -100.0% | 0.00% | – |
| NCQ | Exit | NOVACOPPER INC | $0 | – | -4,998 | -100.0% | 0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| AHPI | Exit | ALLIED HEALTHCARE PRODS INC | $0 | – | -457 | -100.0% | 0.00% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -2,830 | -100.0% | 0.00% | – |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -62,905 | -100.0% | 0.00% | – |
| NHTB | Exit | NEW HAMPSHIRE THRIFT BANCSHS | $0 | – | -100 | -100.0% | 0.00% | – |
| BERK | Exit | BERKSHIRE BANCORP INC DEL | $0 | – | -17 | -100.0% | 0.00% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -5,800 | -100.0% | 0.00% | – |
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| DGX | Exit | QUEST DIAGNOSTICS INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| MDCO | Exit | MEDICINES COcall | $0 | – | -173 | -100.0% | 0.00% | – |
| HAIN | Exit | HAIN CELESTIAL GROUP INCcall | $0 | – | -350 | -100.0% | 0.00% | – |
| DXYN | Exit | DIXIE GROUP INCcl a | $0 | – | -20,024 | -100.0% | 0.00% | – |
| BZM | Exit | BLACKROCK MD MUNICIPAL BOND | $0 | – | -2,766 | -100.0% | 0.00% | – |
| TOFC | Exit | TOWER FINANCIAL CORP | $0 | – | -49 | -100.0% | 0.00% | – |
| D | Exit | DOMINION RES INC VA NEWcall | $0 | – | -200 | -100.0% | 0.00% | – |
| NEE | Exit | NEXTERA ENERGY INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -2,950 | -100.0% | 0.00% | – |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -14 | -100.0% | 0.00% | – |
| HH | Exit | HOOPER HOLMES INC | $0 | – | -6 | -100.0% | 0.00% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -300 | -100.0% | 0.00% | – |
| RJA | Exit | SWEDISH EXPT CR CORProg agri etn22 | $0 | – | -18,340 | -100.0% | 0.00% | – |
| TSEM | Exit | TOWER SEMICONDUCTOR LTD | $0 | – | -1,052 | -100.0% | 0.00% | – |
| IRM | Exit | IRON MTN INCcall | $0 | – | -895 | -100.0% | 0.00% | – |
| Y397SC | Exit | DIREXION SHS ETF TRdly jpn bear 3x | $0 | – | -8,000 | -100.0% | 0.00% | – |
| SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -4,600 | -100.0% | 0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INC | $0 | – | -14 | -100.0% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| HMG | Exit | HMG COURTLAND PPTYS INC | $0 | – | -20 | -100.0% | 0.00% | – |
| ATHX | Exit | ATHERSYS INC | $0 | – | -759 | -100.0% | 0.00% | – |
| ITI | Exit | ITERIS INC | $0 | – | -36 | -100.0% | 0.00% | – |
| RDOG | Exit | ALPS ETF TRc&s globl etf | $0 | – | -1,200 | -100.0% | 0.00% | – |
| RFIL | Exit | RF INDS LTD | $0 | – | -5,911 | -100.0% | 0.00% | – |
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| URRE | Exit | URANIUM RES INC | $0 | – | -140 | -100.0% | 0.00% | – |
| IDE | Exit | ING INFRASTRUCTURE INDLS & M | $0 | – | -3,800 | -100.0% | 0.00% | – |
| NTSC | Exit | NATIONAL TECHNICAL SYS INC | $0 | – | -24,835 | -100.0% | 0.00% | – |
| HOT | Exit | STARWOOD HOTELS&RESORTS WRLDput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ZLCS | Exit | ZALICUS INC | $0 | – | -6,300 | -100.0% | 0.00% | – |
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| ROCM | Exit | ROCHESTER MED CORP | $0 | – | -19,962 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| GSI | Exit | GENERAL STEEL HOLDINGS INC | $0 | – | -39,200 | -100.0% | 0.00% | – |
| ONXX | Exit | ONYX PHARMACEUTICALS INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| MCHI | Exit | ISHARESchina etf | $0 | – | -13,239 | -100.0% | 0.00% | – |
| EPHE | Exit | ISHARESmsci philips etf | $0 | – | -1,400 | -100.0% | 0.00% | – |
| HMA | Exit | HEALTH MGMT ASSOC INC NEWcall | $0 | – | -2,494 | -100.0% | 0.00% | – |
| ARCW | Exit | ARC GROUP WORLDWIDE INC | $0 | – | -123 | -100.0% | 0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| 9362SC | Exit | ISHARES14 amt-free etf | $0 | – | -6,509 | -100.0% | 0.00% | – |
| QQQX | Exit | NASDAQ PREM INCM & GRW FD IN | $0 | – | -4,442 | -100.0% | 0.00% | – |
| Exit | TTM TECHNOLOGIES INCnote 3.250% 5/1 | $0 | – | -280,000 | -100.0% | 0.00% | – | |
| XPLR | Exit | XPLORE TECHNOLOGIES CORP | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PLNR | Exit | PLANAR SYS INC | $0 | – | -3 | -100.0% | 0.00% | – |
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| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| ROMA | Exit | ROMA FINANCIAL CORP | $0 | – | -22,609 | -100.0% | 0.00% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -1,700 | -100.0% | 0.00% | – |
| DLIAQ | Exit | DELIA'S INC NEW | $0 | – | -64 | -100.0% | 0.00% | – |
| OIIM | Exit | O2MICRO INTERNATIONAL LTDspons adr | $0 | – | -1,612 | -100.0% | 0.00% | – |
| PGRX | Exit | PROSPECT GLOBAL RES INC | $0 | – | -565 | -100.0% | 0.00% | – |
| CNDO | Exit | CORONADO BIOSCIENCES INCcall | $0 | – | -71 | -100.0% | 0.00% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -200 | -100.0% | 0.00% | – |
| HAS | Exit | HASBRO INCcall | $0 | – | -13,087 | -100.0% | 0.00% | – |
| INVE | Exit | IDENTIVE GROUP INC | $0 | – | -33,800 | -100.0% | 0.00% | – |
| CXPO | Exit | CRIMSON EXPLORATION INC | $0 | – | -47,442 | -100.0% | 0.00% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INCcall | $0 | – | -1,862 | -100.0% | 0.00% | – |
| SOCB | Exit | SOUTHCOAST FINANCIAL CORP | $0 | – | -225 | -100.0% | 0.00% | – |
| EPOL | Exit | ISHARESmsci pol cap etf | $0 | – | -4,781 | -100.0% | 0.00% | – |
| THOR | Exit | THORATEC CORPcall | $0 | – | -696 | -100.0% | 0.00% | – |
| JOBS | Exit | 51JOB INC | $0 | – | -6,096 | -100.0% | 0.00% | – |
| VONG | Exit | VANGUARD SCOTTSDALE FDSvng rus1000grw | $0 | – | -1,510 | -100.0% | 0.00% | – |
| Exit | GENCO SHIPPING & TRADING LTDnote 5.000% 8/1 | $0 | – | -70,000 | -100.0% | 0.00% | – | |
| MFCB | Exit | MFC INDL LTD | $0 | – | -20,859 | -100.0% | 0.00% | – |
| PVFC | Exit | PVF CAPITAL CORP | $0 | – | -31,800 | -100.0% | 0.00% | – |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -2,939 | -100.0% | 0.00% | – |
| RMD | Exit | RESMED INCput | $0 | – | -9,268 | -100.0% | 0.00% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CBS | Exit | CBS CORP NEWcall | $0 | – | -3,077 | -100.0% | 0.00% | – |
| LCC | Exit | U S AIRWAYS GROUP INCcall | $0 | – | -6,085 | -100.0% | 0.00% | – |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| NM | Exit | NAVIOS MARITIME HOLDINGS INC | $0 | – | -9,044 | -100.0% | 0.00% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -405 | -100.0% | 0.00% | – |
| P | Exit | PANDORA MEDIA INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| Exit | VECTOR GROUP LTDdbcv 6/1 | $0 | – | -580,000 | -100.0% | 0.00% | – | |
| SEDN | Exit | SED INTL HLDGS INC | $0 | – | -113 | -100.0% | 0.00% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG SAcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VNQI | Exit | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $0 | – | -818 | -100.0% | 0.00% | – |
| VNDA | Exit | VANDA PHARMACEUTICALS INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -400 | -100.0% | 0.00% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -3,461 | -100.0% | 0.00% | – |
| CMRE | Exit | COSTAMARE INC | $0 | – | -28,807 | -100.0% | 0.00% | – |
| VGIT | Exit | VANGUARD SCOTTSDALE FDSint-term gov | $0 | – | -1,694 | -100.0% | 0.00% | – |
| RNA | Exit | PROSENSA HLDG N V | $0 | – | -30,679 | -100.0% | 0.00% | – |
| UPI | Exit | UROPLASTY INC | $0 | – | -11 | -100.0% | 0.00% | – |
| BBY | Exit | BEST BUY INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| CBLI | Exit | CLEVELAND BIOLABS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| PATH | Exit | NUPATHE INC | $0 | – | -68,468 | -100.0% | 0.00% | – |
| WIW | Exit | WESTERN ASSET CLYM INFL OPP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IHG | Exit | INTERCONTINENTAL HTLS GRP PLspon adr new 12 | $0 | – | -1 | -100.0% | 0.00% | – |
| STVVY | Exit | CHINA DIGITAL TV HLDG CO LTDsponsored adr | $0 | – | -19,568 | -100.0% | 0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPcall | $0 | – | -405 | -100.0% | 0.00% | – |
| SMED | Exit | SHARPS COMPLIANCE CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -805 | -100.0% | 0.00% | – |
| TCX | Exit | TUCOWS INC | $0 | – | -37,100 | -100.0% | 0.00% | – |
| FMD | Exit | FIRST MARBLEHEAD CORP | $0 | – | -462,683 | -100.0% | 0.00% | – |
| NTRS | Exit | NORTHERN TR CORPput | $0 | – | -74 | -100.0% | 0.00% | – |
| IGD | Exit | ING GLOBAL EQTY DIV & PREM O | $0 | – | -16,100 | -100.0% | 0.00% | – |
| AXGN | Exit | AXOGEN INC | $0 | – | -3,501 | -100.0% | 0.00% | – |
| CRT | Exit | CROSS TIMBERS RTY TRtr unit | $0 | – | -2,318 | -100.0% | 0.00% | – |
| LOW | Exit | LOWES COS INCcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP*w exp 03/16/201 | $0 | – | -121,800 | -100.0% | 0.00% | – |
| Exit | BROADSOFT INCnote 1.500% 7/0 | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -400 | -100.0% | 0.00% | – |
| GHDX | Exit | GENOMIC HEALTH INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| CO | Exit | CHINA CORD BLOOD CORP | $0 | – | -17,435 | -100.0% | 0.00% | – |
| CVLG | Exit | COVENANT TRANSN GROUP INCcl a | $0 | – | -1 | -100.0% | 0.00% | – |
| STLY | Exit | STANLEY FURNITURE CO INC | $0 | – | -3,902 | -100.0% | 0.00% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| AZO | Exit | AUTOZONE INCcall | $0 | – | -256 | -100.0% | 0.00% | – |
| ZHNE | Exit | ZHONE TECHNOLOGIES INC NEW | $0 | – | -9 | -100.0% | 0.00% | – |
| ASH | Exit | ASHLAND INC NEWcall | $0 | – | -936 | -100.0% | 0.00% | – |
| WY | Exit | WEYERHAEUSER COcall | $0 | – | -3,021 | -100.0% | 0.00% | – |
| PNRG | Exit | PRIMEENERGY CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| ZBB | Exit | ZBB ENERGY CORPORATION | $0 | – | -7 | -100.0% | 0.00% | – |
| PSDV | Exit | PSIVIDA CORP | $0 | – | -72,850 | -100.0% | 0.00% | – |
| TRP | Exit | TRANSCANADA CORPcall | $0 | – | -400 | -100.0% | 0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -199 | -100.0% | 0.00% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SO | Exit | SOUTHERN COcall | $0 | – | -110 | -100.0% | 0.00% | – |
| IPAS | Exit | IPASS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| RGR | Exit | STURM RUGER & CO INCput | $0 | – | -311 | -100.0% | 0.00% | – |
| MPG | Exit | MPG OFFICE TR INC | $0 | – | -241,501 | -100.0% | -0.00% | – |
| TLAB | Exit | TELLABS INC | $0 | – | -535,633 | -100.0% | -0.00% | – |
| Exit | AFFORDABLE RESIDENTIAL CMNTYnote 7.500% 8/1 | $0 | – | -605,000 | -100.0% | -0.00% | – | |
| NES | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -416,051 | -100.0% | -0.00% | – |
| Exit | HOLOGIC INCfrnt 2.000%12/1 | $0 | – | -1,355,000 | -100.0% | -0.00% | – | |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -184,167 | -100.0% | -0.00% | – |
| UST | Exit | PROSHARES TRultr 7-10 trea | $0 | – | -14,398 | -100.0% | -0.00% | – |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -42,587 | -100.0% | -0.00% | – |
| DOLE | Exit | DOLE FOOD CO INC NEW | $0 | – | -76,721 | -100.0% | -0.00% | – |
| NG | Exit | NOVAGOLD RES INC | $0 | – | -486,179 | -100.0% | -0.00% | – |
| SB | Exit | SAFE BULKERS INC | $0 | – | -111,766 | -100.0% | -0.00% | – |
| CRH | Exit | CRH PLCadr | $0 | – | -81,972 | -100.0% | -0.00% | – |
| SGF | Exit | SINGAPORE FD INC | $0 | – | -61,331 | -100.0% | -0.00% | – |
| PICK | Exit | ISHARESgl met&minpr etf | $0 | – | -44,000 | -100.0% | -0.00% | – |
| PACT | Exit | PACTERA TECHNOLOGY INTL LTDsponsored adr | $0 | – | -311,969 | -100.0% | -0.00% | – |
| USCI | Exit | UNITED STS COMMODITY INDEX F | $0 | – | -19,784 | -100.0% | -0.00% | – |
| MFB | Exit | MAIDENFORM BRANDS INC | $0 | – | -55,203 | -100.0% | -0.00% | – |
| OPTR | Exit | OPTIMER PHARMACEUTICALS INC | $0 | – | -75,820 | -100.0% | -0.00% | – |
| DUST | Exit | DIREXION SHS ETF TRgld mnrs bear 3x | $0 | – | -50,000 | -100.0% | -0.00% | – |
| GCOM | Exit | GLOBECOMM SYSTEMS INC | $0 | – | -55,966 | -100.0% | -0.00% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP | $0 | – | -177,400 | -100.0% | -0.00% | – |
| IPFF | Exit | ISHARESintl pfd stk etf | $0 | – | -52,095 | -100.0% | -0.00% | – |
| GXG | Exit | GLOBAL X FDSftse colombia20 | $0 | – | -46,000 | -100.0% | -0.00% | – |
| ZTR | Exit | ZWEIG TOTAL RETURN FD INC | $0 | – | -106,330 | -100.0% | -0.00% | – |
| NAFC | Exit | NASH FINCH CO | $0 | – | -33,138 | -100.0% | -0.00% | – |
| SPRD | Exit | SPREADTRUM COMMUNICATIONS INadr | $0 | – | -50,928 | -100.0% | -0.00% | – |
| SSH | Exit | SUNSHINE HEART INC | $0 | – | -84,412 | -100.0% | -0.00% | – |
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| Exit | PRICELINE COM INCnote 1.250% 3/1 | $0 | – | -950,000 | -100.0% | -0.00% | – | |
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| DOOR | Exit | MASONITE INTL CORP NEW | $0 | – | -62,943 | -100.0% | -0.00% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -56,655 | -100.0% | -0.00% | – |
| STPFQ | Exit | SUNTECH PWR HLDGS CO LTDadr | $0 | – | -1,208,716 | -100.0% | -0.00% | – |
| ACTV | Exit | ACTIVE NETWORK INC | $0 | – | -249,590 | -100.0% | -0.00% | – |
| Exit | UNITED RENTALS INCnote 4.000%11/1 | $0 | – | -704,000 | -100.0% | -0.00% | – | |
| DUG | Exit | PROSHARES TRulshoil&gasnew13 | $0 | – | -75,000 | -100.0% | -0.00% | – |
| KDN | Exit | KAYDON CORP | $0 | – | -109,079 | -100.0% | -0.00% | – |
| Exit | LEAP WIRELESS INTL INCnote 4.500% 7/1 | $0 | – | -3,605,000 | -100.0% | -0.00% | – | |
| LSE | Exit | CAPLEASE INC | $0 | – | -538,903 | -100.0% | -0.00% | – |
| ASTX | Exit | ASTEX PHARMACEUTICALS INC | $0 | – | -522,874 | -100.0% | -0.00% | – |
| Exit | JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $0 | – | -2,479,000 | -100.0% | -0.00% | – | |
| STL | Exit | STERLING BANCORP | $0 | – | -414,494 | -100.0% | -0.00% | – |
| PBNY | Exit | PROVIDENT NEW YORK BANCORP | $0 | – | -459,160 | -100.0% | -0.00% | – |
| Exit | LEVEL 3 COMMUNICATIONS INCnote 6.500%10/0 | $0 | – | -3,429,000 | -100.0% | -0.00% | – | |
| STAN | Exit | STANDARD PARKING CORP | $0 | – | -208,818 | -100.0% | -0.00% | – |
| Exit | ENCORE CAP GROUP INCnote 3.000%11/2 | $0 | – | -3,479,000 | -100.0% | -0.00% | – | |
| NRGY | Exit | INERGY L Punit ltd ptnr | $0 | – | -360,967 | -100.0% | -0.00% | – |
| SHFL | Exit | SHFL ENTMT INC | $0 | – | -256,882 | -100.0% | -0.00% | – |
| CRDT | Exit | WISDOMTREE TRglobl cp bd fd | $0 | – | -100,000 | -100.0% | -0.01% | – |
| FIRE | Exit | SOURCEFIRE INC | $0 | – | -87,255 | -100.0% | -0.01% | – |
| VHS | Exit | VANGUARD HEALTH SYS INC | $0 | – | -335,340 | -100.0% | -0.01% | – |
| Exit | ARRIS GROUP INCnote 2.000%11/1 | $0 | – | -6,114,000 | -100.0% | -0.01% | – | |
| VOO | Exit | VANGUARD INDEX FDSs&p 500 etf sh | $0 | – | -96,735 | -100.0% | -0.01% | – |
| Exit | TOWER GROUP INCnote 5.000% 9/1 | $0 | – | -8,731,000 | -100.0% | -0.01% | – | |
| YINN | Exit | DIREXION SHS ETF TRchina bull 3x | $0 | – | -252,420 | -100.0% | -0.01% | – |
| Exit | HORNBECK OFFSHORE SVCS INC Nfrnt 1.625%11/1 | $0 | – | -8,061,000 | -100.0% | -0.01% | – | |
| Exit | MICRON TECHNOLOGY INCdebt 1.875% 6/0 | $0 | – | -5,550,000 | -100.0% | -0.01% | – | |
| SKS | Exit | SAKS INC | $0 | – | -575,187 | -100.0% | -0.01% | – |
| RUE | Exit | RUE21 INC | $0 | – | -251,446 | -100.0% | -0.01% | – |
| Exit | ALCOA INCnote 5.250% 3/1 | $0 | – | -7,391,000 | -100.0% | -0.01% | – | |
| Exit | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $0 | – | -10,359,000 | -100.0% | -0.01% | – | |
| WPO | Exit | WASHINGTON POST COcl b | $0 | – | -19,692 | -100.0% | -0.01% | – |
| WCRX | Exit | WARNER CHILCOTT PLC IRELAND | $0 | – | -539,904 | -100.0% | -0.01% | – |
| MOLXA | Exit | MOLEX INCcl a | $0 | – | -346,968 | -100.0% | -0.01% | – |
| STEI | Exit | STEWART ENTERPRISES INCcl a | $0 | – | -1,034,665 | -100.0% | -0.01% | – |
| BZ | Exit | BOISE INC | $0 | – | -1,219,220 | -100.0% | -0.01% | – |
| VTHR | Exit | VANGUARD SCOTTSDALE FDSvng rus3000idx | $0 | – | -200,000 | -100.0% | -0.01% | – |
| BRY | Exit | BERRY PETE COcl a | $0 | – | -404,901 | -100.0% | -0.01% | – |
| WMS | Exit | WMS INDS INC | $0 | – | -700,508 | -100.0% | -0.01% | – |
| ICE | Exit | INTERCONTINENTALEXCHANGE INC | $0 | – | -125,242 | -100.0% | -0.02% | – |
| Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -17,299,000 | -100.0% | -0.02% | – | |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -745,109 | -100.0% | -0.02% | – |
| Exit | TYSON FOODS INCnote 3.250%10/1 | $0 | – | -15,703,000 | -100.0% | -0.02% | – | |
| OMX | Exit | OFFICEMAX INC DEL | $0 | – | -2,185,474 | -100.0% | -0.02% | – |
| MOLX | Exit | MOLEX INC | $0 | – | -733,036 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -2,067,288 | -100.0% | -0.02% | – |
| LCC | Exit | U S AIRWAYS GROUP INC | $0 | – | -2,079,158 | -100.0% | -0.03% | – |
| Exit | E M C CORP MASSnote 1.750%12/0 | $0 | – | -25,458,500 | -100.0% | -0.03% | – | |
| ONXX | Exit | ONYX PHARMACEUTICALS INC | $0 | – | -330,341 | -100.0% | -0.03% | – |
| NVE | Exit | NV ENERGY INC | $0 | – | -1,805,910 | -100.0% | -0.03% | – |
| NE | Exit | NOBLE CORPORATION BAARnamen -akt | $0 | – | -1,168,698 | -100.0% | -0.03% | – |
| VALEP | Exit | VALE S Aadr repstg pfd | $0 | – | -3,467,135 | -100.0% | -0.04% | – |
| XIV | Exit | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $0 | – | -1,834,293 | -100.0% | -0.04% | – |
| CLP | Exit | COLONIAL PPTYS TR | $0 | – | -2,291,619 | -100.0% | -0.04% | – |
| ACT | Exit | ACTAVIS INC | $0 | – | -376,373 | -100.0% | -0.04% | – |
| PSE | Exit | PIONEER SOUTHWST ENRG PRTNRunit lp int | $0 | – | -1,909,681 | -100.0% | -0.06% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -22,438,944 | -100.0% | -0.06% | – |
| SAI | Exit | SAIC INC | $0 | – | -2,056,850 | -100.0% | -0.07% | – |
| ABV | Exit | COMPANHIA DE BEBIDAS DAS AMEspon adr pfd | $0 | – | -2,892,208 | -100.0% | -0.08% | – |
| GMPRB | Exit | GENERAL MTRS COjr pfd cnv srb | $0 | – | -2,464,093 | -100.0% | -0.09% | – |
| NYX | Exit | NYSE EURONEXT | $0 | – | -5,942,897 | -100.0% | -0.18% | – |
| DELL | Exit | DELL INC | $0 | – | -45,245,665 | -100.0% | -0.46% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #4
- DEUTSCHE ASSET MANAGEMENT LTD #5
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Asset Management Schwiez #15
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Oppenheim Asset Management Services S.a.r.l #26
- Oppenheim Kapitalanagegessellschaft mbH #27
- Frankfurt-Trust Invest Luxembourg AG #29
- Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung #30
- Abbey Life Assurance Co Ltd. #31
- Pharma/Wealth Management Co S.A #32
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
| SC 13D/A | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.