$139 Billion is the total value of DEUTSCHE BANK AG\'s 17152 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEBLQ | New | NOBLE CORP PLC | $97,689,000 | – | 2,607,226 | +100.0% | 0.07% | – |
| ABEV | New | AMBEV SAsponsored adr | $87,784,000 | – | 11,943,816 | +100.0% | 0.06% | – |
| SALT | New | SCORPIO BULKERS INC | $82,420,000 | – | 8,201,179 | +100.0% | 0.06% | – |
| New | WELLPOINT INCnote 2.750%10/1 | $71,031,000 | – | 52,499,008 | +100.0% | 0.05% | – | |
| SIRI | New | SIRIUS XM HLDGS INC | $68,465,000 | – | 19,618,640 | +100.0% | 0.05% | – |
| VLRS | New | CONTROLADORA VUELA CIA DE AVspon adr rp 10 | $64,633,000 | – | 4,770,059 | +100.0% | 0.05% | – |
| B108PS | New | ACTAVIS PLC | $58,585,000 | – | 348,740 | +100.0% | 0.04% | – |
| CNHI | New | CNH INDL N V | $48,294,000 | – | 4,255,258 | +100.0% | 0.04% | – |
| ICE | New | INTERCONTINENTALEXCHANGE GRO | $42,215,000 | – | 187,712 | +100.0% | 0.03% | – |
| AR | New | ANTERO RES CORP | $39,585,000 | – | 624,089 | +100.0% | 0.03% | – |
| VLP | New | VALERO ENERGY PARTNERS LP | $38,513,000 | – | 1,117,970 | +100.0% | 0.03% | – |
| LDOS | New | LEIDOS HLDGS INC | $30,827,000 | – | 663,143 | +100.0% | 0.02% | – |
| New | NAVISTAR INTL CORP NEW | $27,673,000 | – | 724,832 | +100.0% | 0.02% | – | |
| AAL | New | AMERICAN AIRLS GROUP INC | $26,147,000 | – | 1,035,590 | +100.0% | 0.02% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $25,601,000 | – | 1,352,499 | +100.0% | 0.02% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $24,255,000 | – | 570,051 | +100.0% | 0.02% | – |
| STL | New | STERLING BANCORP DEL | $22,502,000 | – | 1,683,118 | +100.0% | 0.02% | – |
| BCRHF | New | BLUE CAP REINS HLDGS LTD | $18,943,000 | – | 1,031,261 | +100.0% | 0.01% | – |
| SP | New | SP PLUS CORP | $17,329,000 | – | 665,543 | +100.0% | 0.01% | – |
| CCIPRA | New | CROWN CASTLE INTL CORPcnv pfd stk sr a | $16,681,000 | – | 166,191 | +100.0% | 0.01% | – |
| TWTR | New | TWITTER INC | $14,826,000 | – | 232,973 | +100.0% | 0.01% | – |
| FEYE | New | FIREEYE INC | $14,091,000 | – | 323,287 | +100.0% | 0.01% | – |
| New | ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $10,243,000 | – | 6,402,000 | +100.0% | 0.01% | – | |
| ALLE | New | ALLEGION PUB LTD CO | $9,313,000 | – | 210,816 | +100.0% | 0.01% | – |
| GHC | New | GRAHAM HLDGS CO | $7,798,000 | – | 11,761 | +100.0% | 0.01% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $8,157,000 | – | 327,741 | +100.0% | 0.01% | – |
| INDY | New | ISHARESindia 50 etf | $7,936,000 | – | 337,577 | +100.0% | 0.01% | – |
| CVRR | New | CVR REFNG LP | $8,679,000 | – | 383,728 | +100.0% | 0.01% | – |
| PAGP | New | PLAINS GP HLDGS L P | $8,093,000 | – | 302,331 | +100.0% | 0.01% | – |
| VOO | New | VANGUARD INDEX FDS | $6,761,000 | – | 39,990 | +100.0% | 0.01% | – |
| PINC | New | PREMIER INCcl a | $6,403,000 | – | 174,263 | +100.0% | 0.01% | – |
| ASHR | New | DBX ETF TRdbxtr har cs 300 | $7,456,000 | – | 302,390 | +100.0% | 0.01% | – |
| NFRA | New | FLEXSHARES TRstoxx globr inf | $7,535,000 | – | 177,645 | +100.0% | 0.01% | – |
| IQDE | New | FLEXSHARES TRintl qltdv def | $6,332,000 | – | 237,884 | +100.0% | 0.01% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $5,312,000 | – | 175,306 | +100.0% | 0.00% | – |
| SAIC | New | SCIENCE APPLICATNS INTL CP N | $6,179,000 | – | 186,915 | +100.0% | 0.00% | – |
| LEAF | New | SPRINGLEAF HLDGS INC | $5,963,000 | – | 235,915 | +100.0% | 0.00% | – |
| WGP | New | WESTERN GAS EQUITY PARTNERS | $3,689,000 | – | 93,399 | +100.0% | 0.00% | – |
| EJ | New | E HOUSE CHINA HLDGS LTDadr | $3,904,000 | – | 258,926 | +100.0% | 0.00% | – |
| GOL | New | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $4,147,000 | – | 908,042 | +100.0% | 0.00% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $4,270,000 | – | 249,580 | +100.0% | 0.00% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $4,825,000 | – | 348,955 | +100.0% | 0.00% | – |
| New | FORD MTR CO DELnote 4.250%11/1 | $3,794,000 | – | 2,057,000 | +100.0% | 0.00% | – | |
| OCRPRB | New | OMNICARE CAP TR IIpfd b tr 4.00% | $4,246,000 | – | 57,218 | +100.0% | 0.00% | – |
| New | MEDICINES COdbcv 1.375% 6/0 | $4,659,000 | – | 3,100,000 | +100.0% | 0.00% | – | |
| ESNT | New | ESSENT GROUP LTD | $4,090,000 | – | 170,089 | +100.0% | 0.00% | – |
| GLPI | New | GAMING & LEISURE PPTYS INC | $3,806,000 | – | 74,927 | +100.0% | 0.00% | – |
| OCIP | New | OCI PARTNERS LP | $3,811,000 | – | 138,080 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 99/99/9999 | $3,616,000 | – | 35,151 | +100.0% | 0.00% | – |
| IYM | New | ISHARESu.s. bas mtl etf | $3,770,000 | – | 46,301 | +100.0% | 0.00% | – |
| CQH | New | CHENIERE ENERGY PTNRS LP HLD | $2,388,000 | – | 127,423 | +100.0% | 0.00% | – |
| WBAI | New | 500 COM LTDspon adr rep a | $2,549,000 | – | 72,090 | +100.0% | 0.00% | – |
| FGL | New | FIDELITY & GTY LIFE | $2,144,000 | – | 113,236 | +100.0% | 0.00% | – |
| GMWSC | New | GENERAL MTRS CO*w exp 12/31/201 | $3,266,000 | – | 593,996 | +100.0% | 0.00% | – |
| QTS | New | QTS RLTY TR INC | $2,150,000 | – | 86,809 | +100.0% | 0.00% | – |
| MYCC | New | CLUBCORP HLDGS INC | $3,181,000 | – | 179,378 | +100.0% | 0.00% | – |
| ROIQU | New | ROI ACQUISITION CORP IIunit 99/99/9999 | $2,214,000 | – | 219,464 | +100.0% | 0.00% | – |
| GDEF | New | GLOBAL DEFENSE & NATL SEC SY | $2,155,000 | – | 214,489 | +100.0% | 0.00% | – |
| CUK | New | CARNIVAL PLCadr | $2,825,000 | – | 68,196 | +100.0% | 0.00% | – |
| New | SEQUENOM INCnote 5.000%10/0 | $2,724,000 | – | 3,150,000 | +100.0% | 0.00% | – | |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $3,118,000 | – | 140,252 | +100.0% | 0.00% | – |
| ARMK | New | ARAMARK HLDGS CORP | $2,223,000 | – | 84,805 | +100.0% | 0.00% | – |
| MEP | New | MIDCOAST ENERGY PARTNERS L P | $3,363,000 | – | 171,600 | +100.0% | 0.00% | – |
| AVHOQ | New | AVIANCA HLDGS SAspon adr rep pfd | $2,299,000 | – | 149,000 | +100.0% | 0.00% | – |
| EIM | New | EATON VANCE MUN BD FD | $2,145,000 | – | 189,895 | +100.0% | 0.00% | – |
| KODK | New | EASTMAN KODAK CO | $3,026,000 | – | 87,224 | +100.0% | 0.00% | – |
| WBK | New | WESTPAC BKG CORPsponsored adr | $3,291,000 | – | 113,301 | +100.0% | 0.00% | – |
| FIEGF | New | DEUTSCHE BK AG LONDON BRHfi enh gl0bal hy | $3,426,000 | – | 30,000 | +100.0% | 0.00% | – |
| OXFD | New | OXFORD IMMUNOTEC GLOBAL PLC | $2,209,000 | – | 114,071 | +100.0% | 0.00% | – |
| New | QIHOO 360 TECHNOLOGY CO LTDdebt 2.500% 9/1 | $2,665,000 | – | 2,500,000 | +100.0% | 0.00% | – | |
| MWRX | New | MERGEWORTHRX CORP | $1,644,000 | – | 202,288 | +100.0% | 0.00% | – |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $1,401,000 | – | 77,034 | +100.0% | 0.00% | – |
| CRTO | New | CRITEO S Aspons ads | $847,000 | – | 24,800 | +100.0% | 0.00% | – |
| ESRT | New | EMPIRE ST RLTY TR INCcl a | $997,000 | – | 65,255 | +100.0% | 0.00% | – |
| TEP | New | TALLGRASS ENERGY PARTNERS LP | $763,000 | – | 29,348 | +100.0% | 0.00% | – |
| COVS | New | COVISINT CORP | $775,000 | – | 61,817 | +100.0% | 0.00% | – |
| VCYT | New | VERACYTE INC | $1,458,000 | – | 100,611 | +100.0% | 0.00% | – |
| CACQ | New | CAESARS ACQUISITION COcl a | $1,340,000 | – | 111,180 | +100.0% | 0.00% | – |
| MMI | New | MARCUS & MILLICHAP INC | $845,000 | – | 56,809 | +100.0% | 0.00% | – |
| SMLP | New | SUMMIT MIDSTREAM PARTNERS LP | $839,000 | – | 22,907 | +100.0% | 0.00% | – |
| VNCE | New | VINCE HLDG CORP | $1,309,000 | – | 42,724 | +100.0% | 0.00% | – |
| ATHM | New | AUTOHOME INCsp adr rp cl a | $1,178,000 | – | 32,236 | +100.0% | 0.00% | – |
| SRLP | New | SPRAGUE RES LP | $1,307,000 | – | 71,688 | +100.0% | 0.00% | – |
| MUB | New | ISHARESnat amt free bd | $1,450,000 | – | 13,990 | +100.0% | 0.00% | – |
| ONVO | New | ORGANOVO HLDGS INC | $1,877,000 | – | 169,620 | +100.0% | 0.00% | – |
| New | SEACOR HOLDINGS INCnote 2.500%12/1 | $1,347,000 | – | 1,100,000 | +100.0% | 0.00% | – | |
| SBCF | New | SEACOAST BKG CORP FLA | $1,012,000 | – | 83,068 | +100.0% | 0.00% | – |
| EWZS | New | ISHARESbrazil sm-cp etf | $1,189,000 | – | 60,000 | +100.0% | 0.00% | – |
| JGW | New | JGWPT HLDGS INCcl a | $1,344,000 | – | 77,311 | +100.0% | 0.00% | – |
| STAY | New | EXTENDED STAY AMER INCunit 99/99/9999b | $1,919,000 | – | 73,088 | +100.0% | 0.00% | – |
| SGF | New | ABERDEEN SINGAPORE FD INC | $782,000 | – | 61,331 | +100.0% | 0.00% | – |
| RLYP | New | RELYPSA INC | $1,158,000 | – | 46,343 | +100.0% | 0.00% | – |
| New | COGENT COMM GROUP INCnote 1.000% 6/1 | $860,000 | – | 830,000 | +100.0% | 0.00% | – | |
| BURL | New | BURLINGTON STORES INC | $1,699,000 | – | 53,105 | +100.0% | 0.00% | – |
| EMFM | New | GLOBAL X FDSglb x nxt emrg | $1,998,000 | – | 81,792 | +100.0% | 0.00% | – |
| ROIQ | New | ROI ACQUISITION CORP II | $1,992,000 | – | 210,800 | +100.0% | 0.00% | – |
| QUNR | New | QUNAR CAYMAN IS LTDspns adr cl b | $747,000 | – | 28,180 | +100.0% | 0.00% | – |
| ESGC | New | EROS INTL PLC | $836,000 | – | 75,313 | +100.0% | 0.00% | – |
| New | FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $839,000 | – | 514,000 | +100.0% | 0.00% | – | |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $756,000 | – | 33,030 | +100.0% | 0.00% | – |
| MANU | New | MANCHESTER UTD PLC NEWord cl a | $1,591,000 | – | 102,490 | +100.0% | 0.00% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $2,052,000 | – | 115,294 | +100.0% | 0.00% | – |
| PBPB | New | POTBELLY CORP | $1,126,000 | – | 46,401 | +100.0% | 0.00% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTI | $1,402,000 | – | 83,525 | +100.0% | 0.00% | – |
| QDF | New | FLEXSHARES TRqualt divd idx | $1,502,000 | – | 45,128 | +100.0% | 0.00% | – |
| TACOU | New | LEVY ACQUISITION CORPunit 99/99/9999 | $736,000 | – | 73,609 | +100.0% | 0.00% | – |
| DBEU | New | DBX ETF TRdb xtr msci eur | $1,327,000 | – | 50,000 | +100.0% | 0.00% | – |
| FPRX | New | FIVE PRIME THERAPEUTICS INC | $880,000 | – | 52,498 | +100.0% | 0.00% | – |
| New | DFC GLOBAL CORPnote 3.250% 4/1 | $1,931,000 | – | 2,166,000 | +100.0% | 0.00% | – | |
| FISH | New | MARLIN MIDSTREAM PARTNERS LP | $824,000 | – | 49,075 | +100.0% | 0.00% | – |
| LGP | New | LEHIGH GAS PARTNERS LPut ltd ptn int | $1,539,000 | – | 53,818 | +100.0% | 0.00% | – |
| AON | New | AON PLCcall | $2,000 | – | 461 | +100.0% | 0.00% | – |
| ACN | New | ACCENTURE PLC IRELANDcall | $24,000 | – | 1,168 | +100.0% | 0.00% | – |
| CHOP | New | CHINA GERUI ADV MAT GR LTD | $0 | – | 88 | +100.0% | 0.00% | – |
| CCCL | New | CHINA CERAMICS CO LTD | $0 | – | 88 | +100.0% | 0.00% | – |
| ETN | New | EATON CORP PLCput | $2,000 | – | 564 | +100.0% | 0.00% | – |
| IKGH | New | IAO KUN GROUP HLDG CO LTD | $67,000 | – | 22,083 | +100.0% | 0.00% | – |
| KFX | New | KOFAX LTD | $60,000 | – | 8,079 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE CORP PLCcall | $4,000 | – | 25,866 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE CORP PLCput | $1,000 | – | 744 | +100.0% | 0.00% | – |
| RCON | New | RECON TECHNOLOGY LTD | $71,000 | – | 23,139 | +100.0% | 0.00% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL Lcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL Lput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| VIEWF | New | VIEWTRAN GROUP INC | $55,000 | – | 23,800 | +100.0% | 0.00% | – |
| RIG | New | TRANSOCEAN LTDput | $0 | – | 139 | +100.0% | 0.00% | – |
| ADHD | New | ALCOBRA LTD | $36,000 | – | 2,000 | +100.0% | 0.00% | – |
| KMDA | New | KAMADA LTD | $132,000 | – | 8,906 | +100.0% | 0.00% | – |
| SODA | New | SODASTREAM INTERNATIONAL LTDput | $10,000 | – | 1,693 | +100.0% | 0.00% | – |
| WIX | New | WIX COM LTD | $44,000 | – | 1,674 | +100.0% | 0.00% | – |
| CLB | New | CORE LABORATORIES N Vput | $2,000 | – | 200 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vput | $1,000 | – | 301 | +100.0% | 0.00% | – |
| New | AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $178,000 | – | 170,000 | +100.0% | 0.00% | – | |
| TEUFF | New | BOX SHIPS INCORPORATED | $223,000 | – | 67,917 | +100.0% | 0.00% | – |
| GNKOQ | New | GENCO SHIPPING & TRADING LTDcall | $0 | – | 325 | +100.0% | 0.00% | – |
| KNOP | New | KNOT OFFSHORE PARTNERS LP | $151,000 | – | 5,394 | +100.0% | 0.00% | – |
| AES | New | AES CORPput | $0 | – | 700 | +100.0% | 0.00% | – |
| New | AK STL CORPnote 5.000%11/1 | $330,000 | – | 205,000 | +100.0% | 0.00% | – | |
| ASTM | New | AASTROM BIOSCIENCES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| XLRN | New | ACCELERON PHARMA INC | $1,000 | – | 45 | +100.0% | 0.00% | – |
| ADTN | New | ADTRAN INCcall | $2,000 | – | 548 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $556,000 | – | 31,046 | +100.0% | 0.00% | – |
| AGU | New | AGRIUM INCput | $0 | – | 200 | +100.0% | 0.00% | – |
| AIRT | New | AIR T INC | $0 | – | 10 | +100.0% | 0.00% | – |
| New | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $69,000 | – | 75,000 | +100.0% | 0.00% | – | |
| AGN | New | ALLERGAN INCput | $1,000 | – | 2,250 | +100.0% | 0.00% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $257,000 | – | 20,560 | +100.0% | 0.00% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INCcall | $12,000 | – | 900 | +100.0% | 0.00% | – |
| ANRZQ | New | ALPHA NATURAL RESOURCES INCcall | $0 | – | 1,450 | +100.0% | 0.00% | – |
| New | ALPHA NATURAL RESOURCES INCnote 3.750%12/1 | $590,000 | – | 570,000 | +100.0% | 0.00% | – | |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | 16 | +100.0% | 0.00% | – |
| ALTV | New | ALTEVA | $0 | – | 2 | +100.0% | 0.00% | – |
| AMBCWS | New | AMBAC FINL GROUP INC*w exp 04/30/202 | $619,000 | – | 41,473 | +100.0% | 0.00% | – |
| AMX | New | AMERICA MOVIL SAB DE CVcall | $0 | – | 150 | +100.0% | 0.00% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $33,000 | – | 13,495 | +100.0% | 0.00% | – |
| AAL | New | AMERICAN AIRLS GROUP INCput | $32,000 | – | 15,843 | +100.0% | 0.00% | – |
| GNOW | New | AMERICAN CARESOURCE HLDGS IN | $0 | – | 189 | +100.0% | 0.00% | – |
| AMIC | New | AMERICAN INDEPENDENCE CORP | $0 | – | 38 | +100.0% | 0.00% | – |
| AMRB | New | AMERICAN RIVER BANKSHARES | $4,000 | – | 500 | +100.0% | 0.00% | – |
| AFSI | New | AMTRUST FINL SVCS INCput | $6,000 | – | 1,250 | +100.0% | 0.00% | – |
| APOL | New | APOLLO ED GROUP INCcall | $1,000 | – | 285 | +100.0% | 0.00% | – |
| AAOI | New | APPLIED OPTOELECTRONICS INC | $12,000 | – | 876 | +100.0% | 0.00% | – |
| ADM | New | ARCHER DANIELS MIDLAND COput | $1,000 | – | 1,298 | +100.0% | 0.00% | – |
| ARMF | New | ARES MULTI STRATEGY CR FD IN | $179,000 | – | 8,480 | +100.0% | 0.00% | – |
| New | ASCENT CAP GROUP INCnote 4.000% 7/1 | $106,000 | – | 100,000 | +100.0% | 0.00% | – | |
| ATHN | New | ATHENAHEALTH INCcall | $25,000 | – | 900 | +100.0% | 0.00% | – |
| AAME | New | ATLANTIC AMERN CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| ACFC | New | ATLANTIC COAST FINL CORP | $2,000 | – | 650 | +100.0% | 0.00% | – |
| ATLRF | New | ATLATSA RES CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| AUQ | New | AURICO GOLD INCcall | $0 | – | 900 | +100.0% | 0.00% | – |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $18,000 | – | 17,000 | +100.0% | 0.00% | – | |
| AVLNF | New | AVALON RARE METALS INC | $62,000 | – | 112,800 | +100.0% | 0.00% | – |
| AVT | New | AVNET INCcall | $0 | – | 42 | +100.0% | 0.00% | – |
| AVVIY | New | AVIVA PLCadr | $5,000 | – | 386 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORPput | $3,000 | – | 2,300 | +100.0% | 0.00% | – |
| BCE | New | BCE INCput | $0 | – | 1,645 | +100.0% | 0.00% | – |
| BINDQ | New | BIND THERAPEUTICS INC | $385,000 | – | 25,602 | +100.0% | 0.00% | – |
| BLL | New | BALL CORPcall | $0 | – | 544 | +100.0% | 0.00% | – |
| BYI | New | BALLY TECHNOLOGIES INCcall | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| BMO | New | BANK MONTREAL QUEput | $0 | – | 645 | +100.0% | 0.00% | – |
| BNS | New | BANK N S HALIFAXput | $0 | – | 755 | +100.0% | 0.00% | – |
| BCSPRCL | New | BARCLAYS BK PLCadr 2 pref 2 | $2,000 | – | 87 | +100.0% | 0.00% | – |
| VXZ | New | BARCLAYS BK PLCipath s&p mt etn | $471,000 | – | 30,000 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCcall | $2,000 | – | 5,668 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCput | $3,000 | – | 1,792 | +100.0% | 0.00% | – |
| CUDA | New | BARRACUDA NETWORKS INC | $34,000 | – | 884 | +100.0% | 0.00% | – |
| BAX | New | BAXTER INTL INCput | $0 | – | 3,000 | +100.0% | 0.00% | – |
| BNFT | New | BENEFITFOCUS INC | $19,000 | – | 335 | +100.0% | 0.00% | – |
| BIG | New | BIG LOTS INCput | $0 | – | 54 | +100.0% | 0.00% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCput | $0 | – | 14 | +100.0% | 0.00% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $18,000 | – | 17,000 | +100.0% | 0.00% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $171,000 | – | 162,000 | +100.0% | 0.00% | – | |
| BSPM | New | BIOSTAR PHARMACEUTICALS INC | $0 | – | 59 | +100.0% | 0.00% | – |
| BB | New | BLACKBERRY LTDcall | $0 | – | 1,180 | +100.0% | 0.00% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $120,000 | – | 10,000 | +100.0% | 0.00% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $44,000 | – | 3,350 | +100.0% | 0.00% | – |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $38,000 | – | 2,805 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $43,000 | – | 3,578 | +100.0% | 0.00% | – |
| HRB | New | BLOCK H & R INCcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| BA | New | BOEING COput | $2,000 | – | 670 | +100.0% | 0.00% | – |
| BLIN | New | BRIDGELINE DIGITAL INC | $0 | – | 2 | +100.0% | 0.00% | – |
| BRX | New | BRIXMOR PPTY GROUP INC | $615,000 | – | 30,303 | +100.0% | 0.00% | – |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $27,000 | – | 23,000 | +100.0% | 0.00% | – | |
| CIT | New | CIT GROUP INCcall | $3,000 | – | 1,700 | +100.0% | 0.00% | – |
| CIT | New | CIT GROUP INCput | $0 | – | 2,092 | +100.0% | 0.00% | – |
| CVU | New | CPI AEROSTRUCTURES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| CTIB | New | CTI INDUSTRIES CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $18,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CAFI | New | CAMCO FINL CORP | $329,000 | – | 49,344 | +100.0% | 0.00% | – |
| CM | New | CDN IMPERIAL BK OF COMMERCEcall | $0 | – | 16 | +100.0% | 0.00% | – |
| CM | New | CDN IMPERIAL BK OF COMMERCEput | $0 | – | 800 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY COput | $0 | – | 1,590 | +100.0% | 0.00% | – |
| CPTA | New | CAPITALA FIN CORP | $188,000 | – | 9,492 | +100.0% | 0.00% | – |
| CAH | New | CARDINAL HEALTH INCput | $0 | – | 892 | +100.0% | 0.00% | – |
| CRZO | New | CARRIZO OIL & GAS INCput | $1,000 | – | 200 | +100.0% | 0.00% | – |
| ROX | New | CASTLE BRANDS INC | $2,000 | – | 3,700 | +100.0% | 0.00% | – |
| CTRX | New | CATAMARAN CORPcall | $1,000 | – | 550 | +100.0% | 0.00% | – |
| CERN | New | CERNER CORPcall | $0 | – | 14 | +100.0% | 0.00% | – |
| CHGG | New | CHEGG INC | $632,000 | – | 74,512 | +100.0% | 0.00% | – |
| LNG | New | CHENIERE ENERGY INCput | $10,000 | – | 5,321 | +100.0% | 0.00% | – |
| CBNK | New | CHICOPEE BANCORP INC | $6,000 | – | 372 | +100.0% | 0.00% | – |
| BORNY | New | CHINA NEW BORUN CORPadr | $0 | – | 32 | +100.0% | 0.00% | – |
| New | CIENA CORPnote 0.875% 6/1 | $626,000 | – | 613,000 | +100.0% | 0.00% | – | |
| XEC | New | CIMAREX ENERGY COcall | $3,000 | – | 2,336 | +100.0% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $4,000 | – | 2,200 | +100.0% | 0.00% | – |
| CTXS | New | CITRIX SYS INCcall | $1,000 | – | 678 | +100.0% | 0.00% | – |
| CLNT | New | CLEANTECH SOLUTIONS INTL INC | $273,000 | – | 50,165 | +100.0% | 0.00% | – |
| CLX | New | CLOROX CO DELput | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| JVA | New | COFFEE HLDGS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| COLE | New | COLE REAL ESTATE INVTS INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| New | COLONY FINL INCnote 5.000% 4/1 | $110,000 | – | 108,000 | +100.0% | 0.00% | – | |
| CXP | New | COLUMBIA PPTY TR INC | $391,000 | – | 15,674 | +100.0% | 0.00% | – |
| CMA | New | COMERICA INCput | $1,000 | – | 1,252 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA FOODS INCput | $0 | – | 688 | +100.0% | 0.00% | – |
| CXO | New | CONCHO RES INCput | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| CONN | New | CONNS INCput | $0 | – | 354 | +100.0% | 0.00% | – |
| CNX | New | CONSOL ENERGY INCcall | $1,000 | – | 500 | +100.0% | 0.00% | – |
| CNX | New | CONSOL ENERGY INCput | $0 | – | 500 | +100.0% | 0.00% | – |
| TCS | New | CONTAINER STORE GROUP INC | $64,000 | – | 1,402 | +100.0% | 0.00% | – |
| CUO | New | CONTINENTAL MATLS CORP | $0 | – | 12 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $2,000 | – | 161 | +100.0% | 0.00% | – |
| ATX | New | COSTA INCcl a | $124,000 | – | 5,729 | +100.0% | 0.00% | – |
| COVR | New | COVER-ALL TECHNOLOGIES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| CR | New | CRANE COcall | $3,000 | – | 470 | +100.0% | 0.00% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $110,000 | – | 81,758 | +100.0% | 0.00% | – |
| FXC | New | CURRENCYSHARES CDN DLR TR | $18,000 | – | 200 | +100.0% | 0.00% | – |
| DBGR | New | DBX ETF TRdx trackr germn | $33,000 | – | 1,300 | +100.0% | 0.00% | – |
| DLLR | New | DFC GLOBAL CORPput | $0 | – | 250 | +100.0% | 0.00% | – |
| DAEG | New | DAEGIS INC | $0 | – | 147 | +100.0% | 0.00% | – |
| DHR | New | DANAHER CORP DELput | $0 | – | 907 | +100.0% | 0.00% | – |
| DQ | New | DAQO NEW ENERGY CORPspnsrd adr new | $453,000 | – | 12,500 | +100.0% | 0.00% | – |
| DKL | New | DELEK LOGISTICS PARTNERS LP | $411,000 | – | 13,000 | +100.0% | 0.00% | – |
| DXMMQ | New | DEX MEDIA INC NEWcall | $1,000 | – | 750 | +100.0% | 0.00% | – |
| DUST | New | DIREXION SHS ETF TRput | $2,000 | – | 900 | +100.0% | 0.00% | – |
| FAZ | New | DIREXION SHS ETF TRput | $12,000 | – | 5,000 | +100.0% | 0.00% | – |
| ERY | New | DIREXION SHS ETF TRput | $13,000 | – | 3,000 | +100.0% | 0.00% | – |
| YANG | New | DIREXION SHS ETF TRput | $8,000 | – | 3,000 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRput | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| TMV | New | DIREXION SHS ETF TRput | $2,000 | – | 1,800 | +100.0% | 0.00% | – |
| DISH | New | DISH NETWORK CORPput | $0 | – | 360 | +100.0% | 0.00% | – |
| DRQ | New | DRIL-QUIP INCput | $1,000 | – | 176 | +100.0% | 0.00% | – |
| EOG | New | EOG RES INCcall | $7,000 | – | 583 | +100.0% | 0.00% | – |
| KODKWS | New | EASTMAN KODAK CO*w exp 09/03/201 | $286,000 | – | 14,579 | +100.0% | 0.00% | – |
| KODKWSA | New | EASTMAN KODAK CO*w exp 09/03/201 | $268,000 | – | 14,579 | +100.0% | 0.00% | – |
| EDGW | New | EDGEWATER TECHNOLOGY INC | $24,000 | – | 3,475 | +100.0% | 0.00% | – |
| EDUC | New | EDUCATIONAL DEV CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| EW | New | EDWARDS LIFESCIENCES CORPcall | $12,000 | – | 1,616 | +100.0% | 0.00% | – |
| ESBK | New | ELMIRA SVGS BK ELMIRA N Y | $0 | – | 4 | +100.0% | 0.00% | – |
| EMR | New | EMERSON ELEC COcall | $6,000 | – | 1,200 | +100.0% | 0.00% | – |
| ENB | New | ENBRIDGE INCput | $0 | – | 232 | +100.0% | 0.00% | – |
| EGN | New | ENERGEN CORPput | $2,000 | – | 360 | +100.0% | 0.00% | – |
| UUUU | New | ENERGY FUELS INC | $67,000 | – | 11,800 | +100.0% | 0.00% | – |
| EIGI | New | ENDURANCE INTL GROUP HLDGS I | $62,000 | – | 4,385 | +100.0% | 0.00% | – |
| ET | New | ENERGY TRANSFER EQUITY L Pput | $0 | – | 628 | +100.0% | 0.00% | – |
| ERF | New | ENERPLUS CORPput | $0 | – | 300 | +100.0% | 0.00% | – |
| ESMC | New | ESCALON MED CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| ESP | New | ESPEY MFG & ELECTRS CORP | $6,000 | – | 200 | +100.0% | 0.00% | – |
| EXA | New | EXA CORP | $0 | – | 43 | +100.0% | 0.00% | – |
| EXPE | New | EXPEDIA INC DELput | $0 | – | 1,582 | +100.0% | 0.00% | – |
| EXPD | New | EXPEDITORS INTL WASH INCcall | $12,000 | – | 1,632 | +100.0% | 0.00% | – |
| FTDCQ | New | FTD COS INC | $307,000 | – | 9,453 | +100.0% | 0.00% | – |
| FATE | New | FATE THERAPEUTICS INC | $115,000 | – | 18,500 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL COcall | $4,000 | – | 828 | +100.0% | 0.00% | – |
| FDX | New | FEDEX CORPcall | $6,000 | – | 1,202 | +100.0% | 0.00% | – |
| ONEQ | New | FIDELITY COMWLTH TRndq cp idx trk | $233,000 | – | 1,424 | +100.0% | 0.00% | – |
| FITB | New | FIFTH THIRD BANCORPput | $10,000 | – | 49,769 | +100.0% | 0.00% | – |
| FBIZ | New | FIRST BUS FINL SVCS INC WIS | $123,000 | – | 3,278 | +100.0% | 0.00% | – |
| FMD | New | FIRST MARBLEHEAD CORP | $0 | – | 14 | +100.0% | 0.00% | – |
| FE | New | FIRSTENERGY CORPcall | $0 | – | 300 | +100.0% | 0.00% | – |
| OAKS | New | FIVE OAKS INVT CORP | $7,000 | – | 688 | +100.0% | 0.00% | – |
| New | FLAHERTY & CRUMRINE DYN PFD | $123,000 | – | 6,000 | +100.0% | 0.00% | – | |
| TLTD | New | FLEXSHARES TRm star dev mkt | $35,000 | – | 555 | +100.0% | 0.00% | – |
| IQDF | New | FLEXSHARES TRintl qltdv idx | $55,000 | – | 2,050 | +100.0% | 0.00% | – |
| RAVI | New | FLEXSHARES TRready acc vari | $13,000 | – | 183 | +100.0% | 0.00% | – |
| FNRG | New | FORCEFIELD ENERGY | $2,000 | – | 500 | +100.0% | 0.00% | – |
| FOSL | New | FOSSIL GROUP INCcall | $11,000 | – | 1,714 | +100.0% | 0.00% | – |
| FOSL | New | FOSSIL GROUP INCput | $17,000 | – | 1,400 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC | $106,000 | – | 4,494 | +100.0% | 0.00% | – |
| GFN | New | GENERAL FIN CORP DEL | $3,000 | – | 600 | +100.0% | 0.00% | – |
| GIS | New | GENERAL MLS INCput | $0 | – | 600 | +100.0% | 0.00% | – |
| GM | New | GENERAL MTRS COput | $59,000 | – | 33,228 | +100.0% | 0.00% | – |
| GEVO | New | GEVO INC | $147,000 | – | 102,942 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDSsocial med etf | $207,000 | – | 9,800 | +100.0% | 0.00% | – |
| GG | New | GOLDCORP INC NEWput | $0 | – | 410 | +100.0% | 0.00% | – |
| GDPMQ | New | GOODRICH PETE CORPcall | $0 | – | 200 | +100.0% | 0.00% | – |
| GDPMQ | New | GOODRICH PETE CORPput | $3,000 | – | 1,700 | +100.0% | 0.00% | – |
| GOOGL | New | GOOGLE INCput | $122,000 | – | 2,197 | +100.0% | 0.00% | – |
| GEFB | New | GREIF INCcl b | $9,000 | – | 168 | +100.0% | 0.00% | – |
| TV | New | GRUPO TELEVISA SAput | $1,000 | – | 3,500 | +100.0% | 0.00% | – |
| HCA | New | HCA HOLDINGS INCput | $0 | – | 1,500 | +100.0% | 0.00% | – |
| HFFC | New | HF FINL CORP | $3,000 | – | 296 | +100.0% | 0.00% | – |
| HOG | New | HARLEY DAVIDSON INCcall | $6,000 | – | 2,226 | +100.0% | 0.00% | – |
| HART | New | HARVARD APPARATUS REGENER TE | $5,000 | – | 1,213 | +100.0% | 0.00% | – |
| New | HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| HOLL | New | HOLLYWOOD MEDIA CORP | $0 | – | 53 | +100.0% | 0.00% | – |
| HOLX | New | HOLOGIC INCcall | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| HD | New | HOME DEPOT INCcall | $4,000 | – | 781 | +100.0% | 0.00% | – |
| HSP | New | HOSPIRA INCcall | $1,000 | – | 724 | +100.0% | 0.00% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $250,000 | – | 14,866 | +100.0% | 0.00% | – |
| IROQ | New | IF BANCORP INC | $0 | – | 3 | +100.0% | 0.00% | – |
| ISNS | New | IMAGE SENSING SYS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| IMGN | New | IMMUNOGEN INCcall | $0 | – | 400 | +100.0% | 0.00% | – |
| IRT | New | INDEPENDENCE RLTY TR INC | $0 | – | 100 | +100.0% | 0.00% | – |
| INFI | New | INFINITY PHARMACEUTICALS INCcall | $0 | – | 1,350 | +100.0% | 0.00% | – |
| BLOX | New | INFOBLOX INCcall | $0 | – | 2,250 | +100.0% | 0.00% | – |
| INGR | New | INGREDION INCcall | $0 | – | 380 | +100.0% | 0.00% | – |
| INSM | New | INSMED INCcall | $7,000 | – | 1,723 | +100.0% | 0.00% | – |
| INO | New | INOVIO PHARMACEUTICALS INC | $1,000 | – | 566 | +100.0% | 0.00% | – |
| IDN | New | INTELLICHECK MOBILISA INC | $0 | – | 1 | +100.0% | 0.00% | – |
| New | INTERMUNE INCnote 2.500%12/1 | $199,000 | – | 145,000 | +100.0% | 0.00% | – | |
| PTNT | New | INTERNET PATENTS CORP | $0 | – | 32 | +100.0% | 0.00% | – |
| ICH | New | INVESTORS CAP HLDGS LTD | $4,000 | – | 600 | +100.0% | 0.00% | – |
| IRIX | New | IRIDEX CORP | $0 | – | 15 | +100.0% | 0.00% | – |
| EEMV | New | ISHARESem mk minvol etf | $0 | – | 1 | +100.0% | 0.00% | – |
| SCJ | New | ISHARESmsci japn smcetf | $5,000 | – | 100 | +100.0% | 0.00% | – |
| IOO | New | ISHARESglobal 100 etf | $0 | – | 2 | +100.0% | 0.00% | – |
| ISHG | New | ISHARES3yrtb etf | $26,000 | – | 286 | +100.0% | 0.00% | – |
| IMCG | New | ISHARESmrgstr md cp grw | $13,000 | – | 92 | +100.0% | 0.00% | – |
| IFAS | New | ISHARESasia dev re etf | $3,000 | – | 100 | +100.0% | 0.00% | – |
| IFGL | New | ISHARESintl dev re etf | $203,000 | – | 6,632 | +100.0% | 0.00% | – |
| REZ | New | ISHARESresid rl est cap | $4,000 | – | 100 | +100.0% | 0.00% | – |
| IHI | New | ISHARESu.s. med dvc etf | $9,000 | – | 100 | +100.0% | 0.00% | – |
| IHE | New | ISHARESu.s. pharma etf | $254,000 | – | 2,161 | +100.0% | 0.00% | – |
| IEO | New | ISHARESus oil&gs ex etf | $1,000 | – | 14 | +100.0% | 0.00% | – |
| FEFN | New | ISHARESmsci fareast etf | $21,000 | – | 706 | +100.0% | 0.00% | – |
| EPU | New | ISHARESall peru cap etf | $504,000 | – | 15,000 | +100.0% | 0.00% | – |
| ISR | New | ISORAY INC | $0 | – | 2 | +100.0% | 0.00% | – |
| JDSU | New | JDS UNIPHASE CORPcall | $4,000 | – | 2,534 | +100.0% | 0.00% | – |
| JDSU | New | JDS UNIPHASE CORPput | $1,000 | – | 3,250 | +100.0% | 0.00% | – |
| New | JAMES RIVER COAL COnote 10.000% 6/0 | $139,000 | – | 440,000 | +100.0% | 0.00% | – | |
| New | JARDEN CORPnote 1.875% 9/1 | $145,000 | – | 103,000 | +100.0% | 0.00% | – | |
| JFBI | New | JEFFERSON BANCSHARES INC TEN | $0 | – | 1 | +100.0% | 0.00% | – |
| JOSB | New | JOS A BANK CLOTHIERS INCput | $0 | – | 211 | +100.0% | 0.00% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $105,000 | – | 5,885 | +100.0% | 0.00% | – |
| New | KB HOMEnote 1.375% 2/0 | $99,000 | – | 100,000 | +100.0% | 0.00% | – | |
| KGC | New | KINROSS GOLD CORPput | $1,000 | – | 914 | +100.0% | 0.00% | – |
| KSS | New | KOHLS CORPcall | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
| LDRH | New | LDR HLDG CORP | $33,000 | – | 1,470 | +100.0% | 0.00% | – |
| LGIH | New | LGI HOMES INC | $31,000 | – | 1,774 | +100.0% | 0.00% | – |
| 5021PS | New | LNB BANCORP INC | $46,000 | – | 4,658 | +100.0% | 0.00% | – |
| LTRX | New | LANTRONIX INC | $0 | – | 1 | +100.0% | 0.00% | – |
| EL | New | LAUDER ESTEE COS INCcall | $30,000 | – | 1,892 | +100.0% | 0.00% | – |
| LOCK | New | LIFELOCK INCput | $0 | – | 200 | +100.0% | 0.00% | – |
| LNKD | New | LINKEDIN CORPcall | $0 | – | 50 | +100.0% | 0.00% | – |
| LIQDQ | New | LIQUID HLDGS GROUP INC | $1,000 | – | 191 | +100.0% | 0.00% | – |
| LYG | New | LLOYDS BANKING GROUP PLCsponsored adr | $7,000 | – | 1,377 | +100.0% | 0.00% | – |
| LOOK | New | LOOKSMART LTD | $0 | – | 15 | +100.0% | 0.00% | – |
| MGCD | New | MGC DIAGNOSTICS CORP | $46,000 | – | 3,687 | +100.0% | 0.00% | – |
| MVO | New | MV OIL TRtr units | $19,000 | – | 800 | +100.0% | 0.00% | – |
| MGNX | New | MACROGENICS INC | $596,000 | – | 21,747 | +100.0% | 0.00% | – |
| M | New | MACYS INCcall | $3,000 | – | 750 | +100.0% | 0.00% | – |
| MCBK | New | MADISON CNTY FINL INC | $0 | – | 10 | +100.0% | 0.00% | – |
| MGA | New | MAGNA INTL INCput | $0 | – | 370 | +100.0% | 0.00% | – |
| MNDL | New | MANDALAY DIGITAL GROUP INC | $51,000 | – | 19,800 | +100.0% | 0.00% | – |
| MFC | New | MANULIFE FINL CORPput | $0 | – | 200 | +100.0% | 0.00% | – |
| GDX | New | MARKET VECTORS ETF TRput | $57,000 | – | 3,031 | +100.0% | 0.00% | – |
| RSX | New | MARKET VECTORS ETF TRcall | $8,000 | – | 6,000 | +100.0% | 0.00% | – |
| MLP | New | MAUI LD & PINEAPPLE INC | $0 | – | 1 | +100.0% | 0.00% | – |
| MVNR | New | MAVENIR SYS INC | $540,000 | – | 48,511 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON CORPcall | $1,000 | – | 824 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON CORPput | $2,000 | – | 1,726 | +100.0% | 0.00% | – |
| New | MEDIVATION INCnote 2.625% 4/0 | $683,000 | – | 468,000 | +100.0% | 0.00% | – | |
| MEET | New | MEETME INC | $0 | – | 100 | +100.0% | 0.00% | – |
| MLCO | New | MELCO CROWN ENTMT LTDcall | $5,000 | – | 426 | +100.0% | 0.00% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS LPput | $0 | – | 900 | +100.0% | 0.00% | – |
| MW | New | MENS WEARHOUSE INCcall | $2,000 | – | 900 | +100.0% | 0.00% | – |
| MW | New | MENS WEARHOUSE INCput | $0 | – | 500 | +100.0% | 0.00% | – |
| MTOR | New | MERITOR INCcall | $21,000 | – | 9,700 | +100.0% | 0.00% | – |
| MTOR | New | MERITOR INCput | $0 | – | 583 | +100.0% | 0.00% | – |
| New | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $125,000 | – | 122,000 | +100.0% | 0.00% | – | |
| MXF | New | MEXICO FD INC | $5,000 | – | 200 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INCcall | $1,000 | – | 500 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INCput | $1,000 | – | 500 | +100.0% | 0.00% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored adr | $3,000 | – | 539 | +100.0% | 0.00% | – |
| MOCO | New | MOCON INC | $12,000 | – | 809 | +100.0% | 0.00% | – |
| MRCC | New | MONROE CAP CORP | $359,000 | – | 29,500 | +100.0% | 0.00% | – |
| MCO | New | MOODYS CORPput | $0 | – | 125 | +100.0% | 0.00% | – |
| MYGN | New | MYRIAD GENETICS INCput | $0 | – | 3 | +100.0% | 0.00% | – |
| P103PS | New | NPS PHARMACEUTICALS INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| NNVC | New | NANOVIRICIDES INC | $248,000 | – | 51,700 | +100.0% | 0.00% | – |
| NSTG | New | NANOSTRING TECHNOLOGIES INC | $1,000 | – | 79 | +100.0% | 0.00% | – |
| NBG | New | NATIONAL BK GREECE S Acall | $0 | – | 2,000 | +100.0% | 0.00% | – |
| New | NAVISTAR INTL CORP NEWput | $1,000 | – | 400 | +100.0% | 0.00% | – | |
| NLST | New | NETLIST INC | $0 | – | 2 | +100.0% | 0.00% | – |
| NURO | New | NEUROMETRIX INC | $117,000 | – | 40,406 | +100.0% | 0.00% | – |
| UWN | New | NEVADA GOLD & CASINOS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| NSU | New | NEVSUN RES LTD | $597,000 | – | 180,196 | +100.0% | 0.00% | – |
| NMBL | New | NIMBLE STORAGE INC | $271,000 | – | 6,000 | +100.0% | 0.00% | – |
| NCFT | New | NORCRAFT COS INC | $28,000 | – | 1,469 | +100.0% | 0.00% | – |
| NBN | New | NORTHEAST BANCORP | $0 | – | 27 | +100.0% | 0.00% | – |
| NOC | New | NORTHROP GRUMMAN CORPcall | $1,000 | – | 548 | +100.0% | 0.00% | – |
| NOC | New | NORTHROP GRUMMAN CORPput | $6,000 | – | 12,927 | +100.0% | 0.00% | – |
| NRF | New | NORTHSTAR RLTY FIN CORPcall | $1,000 | – | 1,721 | +100.0% | 0.00% | – |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS IN | $1,000 | – | 266 | +100.0% | 0.00% | – |
| New | NOVAGOLD RES INC | $499,000 | – | 197,094 | +100.0% | 0.00% | – | |
| NUAN | New | NUANCE COMMUNICATIONS INCput | $1,000 | – | 318 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1 | $24,000 | – | 23,000 | +100.0% | 0.00% | – | |
| NS | New | NUSTAR ENERGY LPcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| NSH | New | NUSTAR GP HOLDINGS LLCcall | $0 | – | 125 | +100.0% | 0.00% | – |
| NMY | New | NUVEEN MD PREM INCOME MUN FD | $153,000 | – | 12,900 | +100.0% | 0.00% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $48,000 | – | 4,000 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $99,000 | – | 10,500 | +100.0% | 0.00% | – |
| OSHC | New | OCEAN SHORE HLDG CO NEW | $7,000 | – | 580 | +100.0% | 0.00% | – |
| ODP | New | OFFICE DEPOT INCcall | $0 | – | 26 | +100.0% | 0.00% | – |
| OPHT | New | OPHTHOTECH CORP | $2,000 | – | 62 | +100.0% | 0.00% | – |
| OPHC | New | OPTIMUMBANK HOLDINGS INC | $0 | – | 26 | +100.0% | 0.00% | – |
| OGEN | New | ORAGENICS INC | $0 | – | 30 | +100.0% | 0.00% | – |
| ORM | New | OWENS RLTY MTG INC | $0 | – | 11 | +100.0% | 0.00% | – |
| OXF | New | OXFORD RESOURCE PARTNERS LP | $63,000 | – | 51,587 | +100.0% | 0.00% | – |
| PDCE | New | PDC ENERGY INCcall | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| EAPS | New | PAX WORLD FDS TR IImsci esg idx | $299,000 | – | 10,000 | +100.0% | 0.00% | – |
| PED | New | PEDEVCO CORP | $3,000 | – | 1,427 | +100.0% | 0.00% | – |
| 6100PS | New | PEERLESS SYS CORP | $0 | – | 7 | +100.0% | 0.00% | – |
| PTIX | New | PERFORMANCE TECHNOLOGIES INC | $0 | – | 68 | +100.0% | 0.00% | – |
| PESI | New | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | 140 | +100.0% | 0.00% | – |
| PETM | New | PETSMART INCput | $0 | – | 2,700 | +100.0% | 0.00% | – |
| PTEK | New | POKERTEK INC | $0 | – | 100 | +100.0% | 0.00% | – |
| PSTR | New | POSTROCK ENERGY CORP | $0 | – | 700 | +100.0% | 0.00% | – |
| PRF | New | POWERSHARES ETF TRUSTftse rafi 1000 | $550,000 | – | 6,640 | +100.0% | 0.00% | – |
| PBE | New | POWERSHARES ETF TRUSTdyn biot & gen | $375,000 | – | 10,126 | +100.0% | 0.00% | – |
| PBP | New | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $0 | – | 1 | +100.0% | 0.00% | – |
| PXF | New | POWERSHARES GLOBAL ETF TRUSTdev mkts ex-us | $0 | – | 2 | +100.0% | 0.00% | – |
| TROW | New | PRICE T ROWE GROUP INCcall | $0 | – | 130 | +100.0% | 0.00% | – |
| PCLN | New | PRICELINE COM INCcall | $231,000 | – | 1,150 | +100.0% | 0.00% | – |
| PCLN | New | PRICELINE COM INCput | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| SEF | New | PROSHARES TR | $0 | – | 1 | +100.0% | 0.00% | – |
| EEV | New | PROSHARES TRsht msci new | $0 | – | 1 | +100.0% | 0.00% | – |
| SRTY | New | PROSHARES TRput | $7,000 | – | 9,800 | +100.0% | 0.00% | – |
| BZQ | New | PROSHARES TRput | $4,000 | – | 2,700 | +100.0% | 0.00% | – |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $82,000 | – | 7,600 | +100.0% | 0.00% | – |
| PHM | New | PULTE GROUP INCput | $0 | – | 331 | +100.0% | 0.00% | – |
| QCRH | New | QCR HOLDINGS INC | $8,000 | – | 524 | +100.0% | 0.00% | – |
| QEP | New | QEP RES INCcall | $2,000 | – | 2,668 | +100.0% | 0.00% | – |
| QIHU | New | QIHOO 360 TECHNOLOGY CO LTDput | $1,000 | – | 175 | +100.0% | 0.00% | – |
| QBAK | New | QUALSTAR CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| New | QUANTUM CORPnote 4.500%11/1 | $152,000 | – | 150,000 | +100.0% | 0.00% | – | |
| QCOR | New | QUESTCOR PHARMACEUTICALS INCput | $0 | – | 3 | +100.0% | 0.00% | – |
| ZQKSQ | New | QUIKSILVER INCcall | $0 | – | 450 | +100.0% | 0.00% | – |
| QDEL | New | QUIDEL CORPcall | $0 | – | 83 | +100.0% | 0.00% | – |
| QPAC | New | QUINPARIO ACQUISITION CORP | $2,000 | – | 200 | +100.0% | 0.00% | – |
| QUMU | New | QUMU CORP | $2,000 | – | 159 | +100.0% | 0.00% | – |
| ROIQW | New | ROI ACQUISITION CORP II*w exp 99/99/999 | $73,000 | – | 210,600 | +100.0% | 0.00% | – |
| New | RPM INTL INCnote 2.250%12/1 | $331,000 | – | 300,000 | +100.0% | 0.00% | – | |
| RAX | New | RACKSPACE HOSTING INCcall | $2,000 | – | 915 | +100.0% | 0.00% | – |
| RAX | New | RACKSPACE HOSTING INCput | $0 | – | 719 | +100.0% | 0.00% | – |
| RMAX | New | RE MAX HLDGS INCcl a | $2,000 | – | 81 | +100.0% | 0.00% | – |
| O | New | REALTY INCOME CORPcall | $0 | – | 395 | +100.0% | 0.00% | – |
| New | REDWOOD TR INCnote 4.625% 4/1 | $103,000 | – | 100,000 | +100.0% | 0.00% | – | |
| RF | New | REGIONS FINL CORP NEWcall | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| RELV | New | RELIV INTL INC | $0 | – | 1 | +100.0% | 0.00% | – |
| RSG | New | REPUBLIC SVCS INCcall | $0 | – | 134 | +100.0% | 0.00% | – |
| RMD | New | RESMED INCcall | $1,000 | – | 264 | +100.0% | 0.00% | – |
| RENWS | New | RESOLUTE ENERGY CORP*w exp 09/25/201 | $0 | – | 1,741 | +100.0% | 0.00% | – |
| New | RESOURCE CAP CORPnote 6.000%12/0 | $169,000 | – | 170,000 | +100.0% | 0.00% | – | |
| RGDXQ | New | RESPONSE GENETICS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $0 | – | 750 | +100.0% | 0.00% | – |
| RNG | New | RINGCENTRAL INCcl a | $1,000 | – | 60 | +100.0% | 0.00% | – |
| REI | New | RING ENERGY INC | $502,000 | – | 41,176 | +100.0% | 0.00% | – |
| RIO | New | RIO TINTO PLCcall | $2,000 | – | 500 | +100.0% | 0.00% | – |
| RVSB | New | RIVERVIEW BANCORP INC | $0 | – | 2 | +100.0% | 0.00% | – |
| FUEL | New | ROCKET FUEL INC | $2,000 | – | 35 | +100.0% | 0.00% | – |
| RCI | New | ROGERS COMMUNICATIONS INCput | $0 | – | 646 | +100.0% | 0.00% | – |
| ROST | New | ROSS STORES INCcall | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| ROST | New | ROSS STORES INCput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| RPV | New | RYDEX ETF TRUSTgug s&p500 pu va | $82,000 | – | 1,650 | +100.0% | 0.00% | – |
| New | RYLAND GROUP INCnote 1.625% 5/1 | $57,000 | – | 38,000 | +100.0% | 0.00% | – | |
| SFXEQ | New | SFX ENTMT INC | $640,000 | – | 53,456 | +100.0% | 0.00% | – |
| SM | New | SM ENERGY COput | $3,000 | – | 2,028 | +100.0% | 0.00% | – |
| GMF | New | SPDR INDEX SHS FDSasia pacif etf | $1,000 | – | 15 | +100.0% | 0.00% | – |
| JSC | New | SPDR INDEX SHS FDSruss nom sc jp | $25,000 | – | 500 | +100.0% | 0.00% | – |
| XHB | New | SPDR SERIES TRUSTcall | $3,000 | – | 3,340 | +100.0% | 0.00% | – |
| SPBC | New | SP BANCORP INC | $0 | – | 5 | +100.0% | 0.00% | – |
| SGRP | New | SPAR GROUP INC | $0 | – | 64 | +100.0% | 0.00% | – |
| SAEX | New | SAEXPLORATION HLDGS INC | $0 | – | 28 | +100.0% | 0.00% | – |
| STJ | New | ST JUDE MED INCput | $0 | – | 600 | +100.0% | 0.00% | – |
| SDOCQ | New | SANDRIDGE ENERGY INCput | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| SSL | New | SASOL LTDsponsored adr | $584,000 | – | 11,827 | +100.0% | 0.00% | – |
| SHLDQ | New | SEARS HLDGS CORPput | $6,000 | – | 1,317 | +100.0% | 0.00% | – |
| XLI | New | SELECT SECTOR SPDR TRcall | $6,000 | – | 3,907 | +100.0% | 0.00% | – |
| XLU | New | SELECT SECTOR SPDR TRput | $0 | – | 1,250 | +100.0% | 0.00% | – |
| SNFCA | New | SECURITY NATL FINL CORPcl a new | $0 | – | 27 | +100.0% | 0.00% | – |
| SVBI | New | SEVERN BANCORP ANNAPOLIS MD | $0 | – | 45 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCput | $0 | – | 50 | +100.0% | 0.00% | – |
| SIEGY | New | SIEMENS A Gcall | $0 | – | 5 | +100.0% | 0.00% | – |
| SIAL | New | SIGMA ALDRICH CORPcall | $7,000 | – | 1,800 | +100.0% | 0.00% | – |
| 4100PS | New | SILVER EAGLE ACQUISITION COR | $474,000 | – | 49,000 | +100.0% | 0.00% | – |
| EAGLW | New | SILVER EAGLE ACQUISITION COR*w exp 07/26/202 | $15,000 | – | 25,240 | +100.0% | 0.00% | – |
| SVLC | New | SILVERCREST MINES INC | $504,000 | – | 300,000 | +100.0% | 0.00% | – |
| SIRI | New | SIRIUS XM HLDGS INCput | $2,000 | – | 6,809 | +100.0% | 0.00% | – |
| SRNE | New | SORRENTO THERAPEUTICS INC | $4,000 | – | 557 | +100.0% | 0.00% | – |
| SFBC | New | SOUND FINL BANCORP INC | $0 | – | 3 | +100.0% | 0.00% | – |
| SXEEQ | New | SOUTHCROSS ENERGY PARTNERS L | $248,000 | – | 13,796 | +100.0% | 0.00% | – |
| SCCO | New | SOUTHERN COPPER CORPcall | $0 | – | 350 | +100.0% | 0.00% | – |
| SPAN | New | SPAN AMER MED SYS INC | $0 | – | 3 | +100.0% | 0.00% | – |
| SPCHA | New | SPORT CHALET INCcl a | $0 | – | 18 | +100.0% | 0.00% | – |
| STN | New | STANTEC INCput | $0 | – | 140 | +100.0% | 0.00% | – |
| SGU | New | STAR GAS PARTNERS L Punit ltd partnr | $235,000 | – | 44,812 | +100.0% | 0.00% | – |
| SGY | New | STONE ENERGY CORPput | $0 | – | 270 | +100.0% | 0.00% | – |
| SGM | New | STONEGATE MTG CORP | $26,000 | – | 1,651 | +100.0% | 0.00% | – |
| SUNEQ | New | SUNEDISON INCcall | $5,000 | – | 2,580 | +100.0% | 0.00% | – |
| SPWR | New | SUNPOWER CORPcall | $1,000 | – | 3,500 | +100.0% | 0.00% | – |
| STI | New | SUNTRUST BKS INCput | $1,000 | – | 500 | +100.0% | 0.00% | – |
| SGC | New | SUPERIOR UNIFORM GP INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SCAI | New | SURGICAL CARE AFFILIATES INC | $84,000 | – | 2,469 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC CORPcall | $0 | – | 3,000 | +100.0% | 0.00% | – |
| DATA | New | TABLEAU SOFTWARE INCcall | $4,000 | – | 531 | +100.0% | 0.00% | – |
| TLM | New | TALISMAN ENERGY INCcall | $0 | – | 75 | +100.0% | 0.00% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $47,000 | – | 1,860 | +100.0% | 0.00% | – |
| TRGP | New | TARGA RES CORPcall | $3,000 | – | 883 | +100.0% | 0.00% | – |
| TGB | New | TASEKO MINES LTD | $122,000 | – | 57,708 | +100.0% | 0.00% | – |
| TTM | New | TATA MTRS LTDcall | $0 | – | 900 | +100.0% | 0.00% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $21,000 | – | 2,650 | +100.0% | 0.00% | – |
| TDC | New | TERADATA CORP DELcall | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| TSRO | New | TESARO INCcall | $0 | – | 90 | +100.0% | 0.00% | – |
| TSO | New | TESORO CORPcall | $72,000 | – | 11,776 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $9,000 | – | 9,655 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $3,000 | – | 1,851 | +100.0% | 0.00% | – |
| TLOG | New | TETRALOGIC PHARMACEUTICALS C | $499,000 | – | 52,500 | +100.0% | 0.00% | – |
| TXT | New | TEXTRON INCcall | $3,000 | – | 828 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORPput | $0 | – | 100 | +100.0% | 0.00% | – |
| MMM | New | 3M COcall | $5,000 | – | 495 | +100.0% | 0.00% | – |
| TIBX | New | TIBCO SOFTWARE INCput | $1,000 | – | 661 | +100.0% | 0.00% | – |
| TIF | New | TIFFANY & CO NEWcall | $2,000 | – | 682 | +100.0% | 0.00% | – |
| TD | New | TORONTO DOMINION BK ONTcall | $0 | – | 190 | +100.0% | 0.00% | – |
| TACT | New | TRANSACT TECHNOLOGIES INC | $0 | – | 22 | +100.0% | 0.00% | – |
| TRP | New | TRANSCANADA CORPput | $0 | – | 385 | +100.0% | 0.00% | – |
| TZOO | New | TRAVELZOO INC | $71,000 | – | 3,373 | +100.0% | 0.00% | – |
| TRN | New | TRINITY INDS INCcall | $1,000 | – | 1,006 | +100.0% | 0.00% | – |
| TRT | New | TRIO TECH INTL | $0 | – | 24 | +100.0% | 0.00% | – |
| THST | New | TRUETT-HURST INCcl a | $0 | – | 54 | +100.0% | 0.00% | – |
| TRQRT | New | TURQUOISE HILL RES LTDright 01/07/2014 | $11,000 | – | 11,910 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INCcall | $3,000 | – | 600 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INCput | $2,000 | – | 330 | +100.0% | 0.00% | – |
| USAC | New | USA COMPRESSION PARTNERS LP | $470,000 | – | 17,549 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI PIXEL INCcall | $0 | – | 300 | +100.0% | 0.00% | – |
| UNP | New | UNION PAC CORPput | $1,000 | – | 600 | +100.0% | 0.00% | – |
| UNTD | New | UNITED ONLINE INC | $129,000 | – | 9,438 | +100.0% | 0.00% | – |
| UNTY | New | UNITY BANCORP INC | $2,000 | – | 310 | +100.0% | 0.00% | – |
| VFC | New | V F CORPcall | $3,000 | – | 1,692 | +100.0% | 0.00% | – |
| VHI | New | VALHI INC NEW | $0 | – | 17 | +100.0% | 0.00% | – |
| VEEV | New | VEEVA SYS INC | $33,000 | – | 1,064 | +100.0% | 0.00% | – |
| VMEM | New | VIOLIN MEMORY INC | $8,000 | – | 2,286 | +100.0% | 0.00% | – |
| VJET | New | VOXELJET AGads | $473,000 | – | 12,014 | +100.0% | 0.00% | – |
| WPCS | New | WPCS INTL INC | $0 | – | 60 | +100.0% | 0.00% | – |
| WVFC | New | WVS FINL CORP | $0 | – | 9 | +100.0% | 0.00% | – |
| WPP | New | WPP PLC NEWadr | $84,000 | – | 744 | +100.0% | 0.00% | – |
| New | WABASH NATL CORPnote 3.375% 5/0 | $169,000 | – | 130,000 | +100.0% | 0.00% | – | |
| WAVX | New | WAVE SYSTEMS CORPcl a par $0.01 | $0 | – | 100 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEWput | $1,000 | – | 322 | +100.0% | 0.00% | – |
| WEBK | New | WELLESLEY BANCORP INC | $2,000 | – | 150 | +100.0% | 0.00% | – |
| WPRT | New | WESTPORT INNOVATIONS INCcall | $2,000 | – | 2,455 | +100.0% | 0.00% | – |
| DXGE | New | WISDOMTREE TRgermany hedeq fd | $100,000 | – | 3,718 | +100.0% | 0.00% | – |
| DFJ | New | WISDOMTREE TRjp smallcp div | $61,000 | – | 1,200 | +100.0% | 0.00% | – |
| DXJ | New | WISDOMTREE TRcall | $1,000 | – | 500 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTS LTDput | $2,000 | – | 754 | +100.0% | 0.00% | – |
| XNCR | New | XENCOR INC | $399,000 | – | 43,700 | +100.0% | 0.00% | – |
| XBKS | New | XENITH BANKSHARES INC | $0 | – | 103 | +100.0% | 0.00% | – |
| XOMA | New | XOMA CORP DELcall | $2,000 | – | 1,411 | +100.0% | 0.00% | – |
| New | YRC WORLDWIDE INCdebt 6.000% 2/1 | $395,000 | – | 416,000 | +100.0% | 0.00% | – | |
| YY | New | YY INCcall | $2,000 | – | 552 | +100.0% | 0.00% | – |
| YOD | New | YOU ON DEMAND HLDGS INC | $0 | – | 48 | +100.0% | 0.00% | – |
| ZBB | New | ZBB ENERGY CORPORATION | $0 | – | 299 | +100.0% | 0.00% | – |
| ZU | New | ZULILY INCcl a | $433,000 | – | 10,479 | +100.0% | 0.00% | – |
| ALKS | New | ALKERMES PLCcall | $3,000 | – | 400 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #4
- DEUTSCHE ASSET MANAGEMENT LTD #5
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Asset Management Schwiez #15
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Oppenheim Asset Management Services S.a.r.l #26
- Oppenheim Kapitalanagegessellschaft mbH #27
- Frankfurt-Trust Invest Luxembourg AG #29
- Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung #30
- Abbey Life Assurance Co Ltd. #31
- Pharma/Wealth Management Co S.A #32
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
| SC 13D/A | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.