This page lists the SEC filings reported by SMITH PHILLIPS W.
| Type | Filed | |
|---|---|---|
| 3 | 2013-05-02 | EDGAR |
| 3 | 2010-01-22 | EDGAR |
| 4 | 2007-01-29 | EDGAR |
| 4 | 2006-06-13 | EDGAR |
| 4 | 2006-05-26 | EDGAR |
| 4 | 2005-12-30 | EDGAR |
| SC 13G | 2005-06-27 | EDGAR |
| 4/A | 2005-06-09 | EDGAR |
| 4 | 2005-06-08 | EDGAR |
| 4 | 2005-06-07 | EDGAR |
| 4 | 2005-04-26 | EDGAR |
| 5 | 2005-02-15 | EDGAR |
| 4 | 2004-11-16 | EDGAR |
| 4 | 2004-11-12 | EDGAR |
| 4 | 2004-10-29 | EDGAR |
| 4 | 2004-09-30 | EDGAR |
| SC 13G | 2004-02-17 | EDGAR |
| 4 | 2004-02-13 | EDGAR |
| 4 | 2004-02-06 | EDGAR |
| 4 | 2003-12-03 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.