NEWGATE CAPITAL MANAGEMENT LLC

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$121 Million is the total value of NEWGATE CAPITAL MANAGEMENT LLC's 89 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 54.0% .

All

			Value		Shares		↓ Weighting
CSQ	Sell	CALAMOS STRATEGIC TOTAL RETURN FUND	$3,712,000	-23.6%	378,782	-26.5%	3.07%	-29.8%
AFB	Sell	ALLIANCE NATIONAL MUNI INCOME FUND	$2,646,000	+3.6%	175,968	-0.9%	2.19%	-4.8%
NFJ	Sell	ALLIANZGI NFJ DIVIDEND INT & PREM STRAT	$2,306,000	-16.9%	186,999	-17.4%	1.90%	-23.7%
PZA	Sell	POWERSHARES NATL AMT-FREE MUNI BONDinsur natl mun	$2,266,000	-8.9%	85,592	-11.7%	1.87%	-16.4%
NSL	Sell	NUVEEN SENIOR INCOME FUND	$2,161,000	-41.5%	359,880	-42.8%	1.79%	-46.2%
BOE	Sell	BLACKROCK GLOBAL OPPORTUNITIES EQ TRUST	$1,549,000	-9.6%	131,582	-9.6%	1.28%	-16.9%
FRA	Sell	BLACKROCK FLOATING RATE INCOME STRAT	$1,485,000	-23.2%	113,428	-23.7%	1.23%	-29.4%
KEP	Sell	KOREA ELECTRIC POWER CORPsponsored adr	$1,176,000	-11.6%	45,358	-12.2%	0.97%	-18.7%
TSM	Sell	TAIWAN SEMICONDUCTORsponsored adr	$938,000	-22.1%	35,745	-22.2%	0.78%	-28.4%
SHI	Sell	SINOPEC SHANGHAIspon adr h	$907,000	-13.1%	19,778	-4.5%	0.75%	-20.2%
KRA	Sell	KRATON PERFORMANCE POLYMERS	$570,000	+38.7%	20,392	-14.1%	0.47%	+27.3%
NTES	Sell	NETEASE INCsponsored adr	$537,000	-17.3%	2,780	-38.5%	0.44%	-24.0%
NEM	Sell	NEWMONT MINING CORP	$503,000	+3.5%	12,868	-29.6%	0.42%	-4.8%
CX	Sell	CEMEX SAB DE CVspon adr new	$462,000	-22.7%	74,887	-8.8%	0.38%	-29.0%
INFY	Sell	INFOSYS LTDsponsored adr	$457,000	-16.5%	25,584	-11.1%	0.38%	-23.2%
AAPL	Sell	APPLE INC	$436,000	-56.1%	4,558	-50.0%	0.36%	-59.7%
BAK	Sell	BRASKEM SAsp adr pfd a	$433,000	-15.4%	36,567	-13.0%	0.36%	-22.2%
MBT	Sell	MOBILE TELESYSTEMS OJSCsponsored adr	$424,000	-11.1%	51,187	-13.2%	0.35%	-18.4%
NRK	Sell	NUVEEN NY AMT-FREE MUNI INCOME FUND	$377,000	-68.3%	26,577	-70.1%	0.31%	-70.8%
JD	Sell	JD.COM INCspon adr cl a	$334,000	-27.7%	15,734	-9.8%	0.28%	-33.7%
TRP	Sell	TRANSCANADA CORPORATION	$299,000	-45.7%	6,620	-52.8%	0.25%	-50.2%
FRO	Sell	FRONTLINE LTD	$248,000	-13.9%	31,524	-8.3%	0.20%	-20.8%
BAC	Sell	BANK OF AMERICA CORP	$171,000	-51.0%	12,922	-50.0%	0.14%	-55.1%
WNR	Exit	WESTERN REFINING INC	$0	–	-8,063	-100.0%	-0.21%	–
INXX	Exit	EGSHARES INDIA INFRASTRUCTURE ETFegs indi inf etf	$0	–	-22,849	-100.0%	-0.21%	–
AGU	Exit	AGRIUM INC	$0	–	-2,814	-100.0%	-0.22%	–
CQH	Exit	CHENIERE ENERGY PARTNERS LP	$0	–	-14,270	-100.0%	-0.23%	–
HFC	Exit	HOLLYFRONTIER CORP	$0	–	-7,567	-100.0%	-0.24%	–
LPG	Exit	DORIAN LPG LTD	$0	–	-28,778	-100.0%	-0.24%	–
OXY	Exit	OCCIDENTAL PETROLEUM CORP	$0	–	-4,039	-100.0%	-0.25%	–
STNG	Exit	SCORPIO TANKERS INC	$0	–	-53,999	-100.0%	-0.28%	–
TNK	Exit	TEEKAY TANKERS LTDcl a	$0	–	-91,512	-100.0%	-0.30%	–
C	Exit	CITIGROUP INC	$0	–	-8,074	-100.0%	-0.30%	–
NFLX	Exit	NETFLIX INC	$0	–	-3,391	-100.0%	-0.31%	–
BKK	Exit	BLACKROCK MUNI 2020 TERM TRUST	$0	–	-22,170	-100.0%	-0.32%	–
ENB	Exit	ENBRIDGE INC	$0	–	-9,296	-100.0%	-0.33%	–
NUV	Exit	NUVEEN MUNICIPAL VALUE FUND	$0	–	-34,856	-100.0%	-0.33%	–
TNP	Exit	TSAKOS ENERGY NAVIGATION LTD	$0	–	-67,368	-100.0%	-0.37%	–
IBN	Exit	ICICI BANK LTDadr	$0	–	-58,465	-100.0%	-0.38%	–
NAT	Exit	NORDIC AMERICAN TANKERS LTD	$0	–	-30,739	-100.0%	-0.39%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-12,308	-100.0%	-0.40%	–
OGE	Exit	OGE ENERGY CORP	$0	–	-17,558	-100.0%	-0.45%	–
SFL	Exit	SHIP FINANCE INTERNATIONAL LTD	$0	–	-37,693	-100.0%	-0.47%	–
TFI	Exit	SPDR NUVEEN BARCLAYS MUNI BOND ETFetf	$0	–	-14,554	-100.0%	-0.64%	–
CIG	Exit	CO ENERGETICA DE MINAS GERAIS-CEMIGsp adr n-v pfd	$0	–	-341,426	-100.0%	-0.69%	–
NCV	Exit	ALLIANZGI CONVERTIBLE & INCOME FUND	$0	–	-268,507	-100.0%	-1.32%	–
BWX	Exit	SPDR BARCLAYS INTERNATIONAL TREASURYbrclys intl etf	$0	–	-26,365	-100.0%	-1.32%	–
HYD	Exit	MARKET VECTORS HIGH YIELD MUNIhg yld mun etf	$0	–	-56,890	-100.0%	-1.60%	–
NIO	Exit	NUVEEN MUNICIPAL OPPORTUNITY FUND	$0	–	-122,830	-100.0%	-1.62%	–
JSD	Exit	NUVEEN SHORT DURATION CREDIT OPP FUND	$0	–	-193,080	-100.0%	-2.61%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-08-03

Signatures

The EDGAR filing(s) were signed by:

Sonia Rosenbaum — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
NUVEEN CREDIT STRATEGIES INCOME FUND	13	Q2 2016	10.0%
TAIWAN SEMICONDUCTOR-SP ADR	13	Q2 2016	4.4%
BAIDU INC - SPON ADR	13	Q2 2016	2.9%
CEMEX SAB-SPONS ADR PART CER	13	Q2 2016	2.6%
HALLIBURTON CO	13	Q2 2016	1.6%
LYONDELLBASELL INDUSTRIES NV	13	Q2 2016	1.3%
CELANESE CORP-SERIES A	13	Q2 2016	0.8%
APPLE INC	13	Q2 2016	0.9%
BANK OF AMERICA CORP	13	Q2 2016	0.3%
INVESCO VK DYNAMIC CREDIT OPP	12	Q2 2016	4.9%

View NEWGATE CAPITAL MANAGEMENT LLC's complete holdings history.

Latest significant ownerships (13-D/G)

NEWGATE CAPITAL MANAGEMENT LLC Q2 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Voya Natural Resources Equity Income Fund	July 28, 2014	620,480	2.7%
ING Risk Managed Natural Resources Fund	January 16, 2014	1,182,530	5.2%
EGA Emerging Global Shares Trust^{Sold out}	October 10, 2013	0	0.0%
MARKET VECTORS ETF TRUST	July 22, 2013	641,385	4.9%
AMERICAN STRATEGIC INCOME PORTFOLIO INC III	January 29, 2013	444,896	2.1%
AMERICAN SELECT PORTFOLIO INC	July 16, 2012	251,471	2.4%
Global X Funds^{Sold out}	July 16, 2012	0	0.0%
Global X Funds^{Sold out}	April 11, 2012	0	0.0%
BlackRock Enhanced Government Fund, Inc.	February 02, 2012	281,391	2.4%
Global X Funds	February 02, 2012	?	?

View NEWGATE CAPITAL MANAGEMENT LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2016-08-03
13F-HR	2016-04-29
13F-HR	2016-02-01
13F-HR	2015-10-22
13F-HR	2015-07-27
13F-HR	2015-05-14
13F-HR	2015-01-29
13F-HR	2014-10-09
13F-HR	2014-08-08
SC 13G/A	2014-07-28

View NEWGATE CAPITAL MANAGEMENT LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (121029000.0 != 121025000.0)

Export NEWGATE CAPITAL MANAGEMENT LLC's holdings