$121 Million is the total value of NEWGATE CAPITAL MANAGEMENT LLC's 89 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 68.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JQC | Buy | NUVEEN CREDIT STRATEGIES INCOME FUND | $10,802,000 | +6.1% | 1,345,215 | +3.9% | 8.92% | -2.5% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $8,419,000 | +5.3% | 2,398,291 | +3.5% | 6.96% | -3.3% |
| VVR | Buy | INVESCO SENIOR INCOME TRUST | $8,122,000 | +71.6% | 1,954,365 | +65.8% | 6.71% | +57.7% |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FUND | $7,865,000 | +6.6% | 1,580,373 | +6.4% | 6.50% | -2.0% |
| PPR | Buy | VOYA PRIME RATE TRUSTsh ben int | $7,707,000 | +29.7% | 1,513,210 | +27.7% | 6.37% | +19.2% |
| VTA | Buy | INVESCO DYNAMIC CREDIT OPPS FUND | $5,339,000 | +3.8% | 487,797 | +1.2% | 4.41% | -4.6% |
| TEI | Buy | TEMPLETON EMERGING MARKETS INC FUND | $3,072,000 | +3.7% | 293,434 | +1.9% | 2.54% | -4.7% |
| NVG | New | NUVEEN ENHANCED AMT-FREE MUNI CR OPP | $3,054,000 | – | 188,667 | +100.0% | 2.52% | – |
| AWP | Buy | ALPINE GLOBAL PREMIER PROPERTIES FUND | $3,042,000 | +99.0% | 559,250 | +102.7% | 2.51% | +82.8% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES FUNDsh ben int | $2,379,000 | – | 257,692 | +100.0% | 1.97% | – |
| DRA | Buy | DIVERSIFIED REAL ASSET INCOME FUND | $1,950,000 | +563.3% | 118,627 | +532.9% | 1.61% | +510.2% |
| NEA | Buy | NUVEEN AMT-FREE MUNI INCOME FUND | $1,875,000 | +32.6% | 125,534 | +25.6% | 1.55% | +21.8% |
| HYD | New | VANECK VECTORS HIGH-YIELD MUNIhg yld mun etf | $1,872,000 | – | 58,284 | +100.0% | 1.55% | – |
| THW | New | TEKLA WORLD HEALTHCARE FUND | $1,560,000 | – | 111,558 | +100.0% | 1.29% | – |
| THQ | New | TEKLA HEALTHCARE OPPORTUNITIES | $1,559,000 | – | 94,379 | +100.0% | 1.29% | – |
| HQH | Buy | TEKLA HEALTHCARE INVESTORSsh ben int | $1,468,000 | +57.8% | 62,643 | +61.7% | 1.21% | +45.1% |
| SLB | Buy | SCHLUMBERGER LTD | $1,423,000 | +62.3% | 17,990 | +51.3% | 1.18% | +49.0% |
| BIDU | Buy | BAIDU INCspon adr rep a | $1,325,000 | -13.4% | 8,025 | +0.1% | 1.10% | -20.4% |
| HAL | Buy | HALLIBURTON CO | $1,225,000 | +52.9% | 27,042 | +20.5% | 1.01% | +40.6% |
| NPI | New | NUVEEN PREMIUM INC MUNI FUND | $1,142,000 | – | 74,330 | +100.0% | 0.94% | – |
| PXD | Buy | PIONEER NATURAL RESOURCES | $1,083,000 | +180.6% | 7,163 | +161.0% | 0.90% | +157.9% |
| BABA | Buy | ALIBABAsponsored ads | $814,000 | +22.8% | 10,236 | +22.0% | 0.67% | +12.9% |
| NPM | New | NUVEEN PREMIUM INC MUNI FUND 2 | $758,000 | – | 49,141 | +100.0% | 0.63% | – |
| NPF | Buy | NUVEEN PREMIER MUNI INCOME FUND | $756,000 | +124.3% | 50,341 | +110.1% | 0.62% | +106.3% |
| SLW | Buy | SILVER WHEATON CORP | $743,000 | +52.3% | 31,571 | +7.2% | 0.61% | +39.9% |
| EOG | Buy | EOG RESOURCES INC | $699,000 | +74.3% | 8,395 | +51.8% | 0.58% | +60.1% |
| NFX | New | NEWFIELD EXPLORATION CO | $657,000 | – | 14,874 | +100.0% | 0.54% | – |
| CE | Buy | CELANESE CORPORATION | $651,000 | +36.2% | 9,996 | +36.3% | 0.54% | +25.1% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES NV | $648,000 | +27.3% | 8,711 | +46.6% | 0.54% | +16.8% |
| DVN | Buy | DEVON ENERGY CORP | $636,000 | +51.4% | 17,533 | +14.4% | 0.53% | +39.2% |
| TSO | Buy | TESORO CORPORATION | $634,000 | +24.8% | 8,463 | +43.3% | 0.52% | +14.7% |
| TSE | Buy | TRINSEO SA | $612,000 | +20.2% | 14,356 | +3.7% | 0.51% | +10.5% |
| RDSA | New | ROYAL DUTCH SHELL | $586,000 | – | 10,619 | +100.0% | 0.48% | – |
| APA | New | APACHE CORP | $567,000 | – | 10,239 | +100.0% | 0.47% | – |
| VLO | Buy | VALERO ENERGY CORP | $541,000 | +2.3% | 10,602 | +28.5% | 0.45% | -6.1% |
| KB | New | KB FINANCIAL GROUP INCsp adr | $533,000 | – | 18,739 | +100.0% | 0.44% | – |
| SHG | Buy | SHINHAN FINANCIAL GROUPspn adr restrd | $518,000 | +34.5% | 15,834 | +44.9% | 0.43% | +23.7% |
| PSX | Buy | PHILLIPS 66 | $499,000 | +35.2% | 6,292 | +47.7% | 0.41% | +24.1% |
| MPC | Buy | MARATHON PETROLEUM CORP | $476,000 | +17.8% | 12,536 | +15.4% | 0.39% | +8.3% |
| EMN | Buy | EASTMAN CHEMICAL COMPANY | $472,000 | +29.3% | 6,950 | +37.6% | 0.39% | +18.9% |
| WMB | Buy | WILLIAMS COS INC | $435,000 | +41.7% | 20,089 | +5.2% | 0.36% | +30.1% |
| IBB | New | ISHARES NASDAQ BIOTECHNOLOGY ETFnasdq biotec etf | $425,000 | – | 1,653 | +100.0% | 0.35% | – |
| CNQ | Buy | CANADIAN NATURAL RESOURCES LTD | $416,000 | +26.8% | 13,497 | +11.0% | 0.34% | +16.6% |
| PBF | Buy | PBF ENERGY INCcl a | $413,000 | -24.9% | 17,379 | +4.9% | 0.34% | -31.1% |
| RIO | New | RIO TINTO PLCsp adr | $406,000 | – | 12,966 | +100.0% | 0.34% | – |
| GPORQ | New | GULFPORT ENERGY CORP | $399,000 | – | 12,774 | +100.0% | 0.33% | – |
| RIG | Buy | TRANSOCEAN LTD | $395,000 | +58.6% | 33,226 | +21.9% | 0.33% | +45.5% |
| VIPS | Buy | VIPSHOP HOLDINGS LTDsponsored adr | $383,000 | -9.0% | 34,304 | +5.0% | 0.32% | -16.6% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO NV | $356,000 | +8.5% | 10,274 | +14.6% | 0.29% | -0.3% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING | $353,000 | +18.1% | 14,501 | +5.3% | 0.29% | +8.6% |
| FCX | New | FREEPORT-MCMORAN COPPER & GOLD | $344,000 | – | 30,906 | +100.0% | 0.28% | – |
| WLK | Buy | WESTLAKE CHEMICAL CORP | $326,000 | +12.8% | 7,606 | +21.9% | 0.27% | +3.5% |
| CPE | New | CALLON PETROLEUM CO | $326,000 | – | 29,038 | +100.0% | 0.27% | – |
| BHI | New | BAKER HUGHES INC | $314,000 | – | 6,966 | +100.0% | 0.26% | – |
| AGN | New | ALLERGAN PLC | $306,000 | – | 1,322 | +100.0% | 0.25% | – |
| PANW | New | PALO ALTO NETWORKS INC | $284,000 | – | 2,318 | +100.0% | 0.24% | – |
| MDR | New | MCDERMOTT INTL INC | $282,000 | – | 57,162 | +100.0% | 0.23% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $280,000 | – | 6,193 | +100.0% | 0.23% | – |
| LPI | New | LAREDO PETROLEUM INC | $270,000 | – | 25,767 | +100.0% | 0.22% | – |
| HUN | New | HUNTSMAN CORP | $258,000 | – | 19,198 | +100.0% | 0.21% | – |
| RDC | Buy | ROWAN COMPANIES PLC | $234,000 | +44.4% | 13,273 | +31.7% | 0.19% | +32.2% |
| RYAM | New | RAYONIER ADVANCED MATERIALS | $224,000 | – | 16,484 | +100.0% | 0.18% | – |
| TROX | New | TRONOX LTD-CL A | $142,000 | – | 32,145 | +100.0% | 0.12% | – |
| WLL | New | WHITING PETROLEUM CORP | $137,000 | – | 14,816 | +100.0% | 0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CREDIT STRATEGIES INCOME FUND | 13 | Q2 2016 | 10.0% |
| TAIWAN SEMICONDUCTOR-SP ADR | 13 | Q2 2016 | 4.4% |
| BAIDU INC - SPON ADR | 13 | Q2 2016 | 2.9% |
| CEMEX SAB-SPONS ADR PART CER | 13 | Q2 2016 | 2.6% |
| HALLIBURTON CO | 13 | Q2 2016 | 1.6% |
| LYONDELLBASELL INDUSTRIES NV | 13 | Q2 2016 | 1.3% |
| CELANESE CORP-SERIES A | 13 | Q2 2016 | 0.8% |
| APPLE INC | 13 | Q2 2016 | 0.9% |
| BANK OF AMERICA CORP | 13 | Q2 2016 | 0.3% |
| INVESCO VK DYNAMIC CREDIT OPP | 12 | Q2 2016 | 4.9% |
View NEWGATE CAPITAL MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Voya Natural Resources Equity Income Fund | July 28, 2014 | 620,480 | 2.7% |
| ING Risk Managed Natural Resources Fund | January 16, 2014 | 1,182,530 | 5.2% |
| EGA Emerging Global Shares TrustSold out | October 10, 2013 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | July 22, 2013 | 641,385 | 4.9% |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC III | January 29, 2013 | 444,896 | 2.1% |
| AMERICAN SELECT PORTFOLIO INC | July 16, 2012 | 251,471 | 2.4% |
| Global X FundsSold out | July 16, 2012 | 0 | 0.0% |
| Global X FundsSold out | April 11, 2012 | 0 | 0.0% |
| BlackRock Enhanced Government Fund, Inc. | February 02, 2012 | 281,391 | 2.4% |
| Global X Funds | February 02, 2012 | ? | ? |
View NEWGATE CAPITAL MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-03 |
| 13F-HR | 2016-04-29 |
| 13F-HR | 2016-02-01 |
| 13F-HR | 2015-10-22 |
| 13F-HR | 2015-07-27 |
| 13F-HR | 2015-05-14 |
| 13F-HR | 2015-01-29 |
| 13F-HR | 2014-10-09 |
| 13F-HR | 2014-08-08 |
| SC 13G/A | 2014-07-28 |
View NEWGATE CAPITAL MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.