$135 Million is the total value of NEWGATE CAPITAL MANAGEMENT LLC's 97 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 39.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUND | $10,882,000 | -7.5% | 1,271,326 | -2.2% | 8.06% | -2.0% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $9,446,000 | +1.3% | 2,626,932 | +5.1% | 6.99% | +7.4% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND | $7,632,000 | +2.9% | 639,262 | +8.3% | 5.65% | +9.0% |
| TEI | Buy | TEMPLETON EMERGING MARKETS INCOME FUND | $5,158,000 | +12.7% | 481,643 | +13.4% | 3.82% | +19.5% |
| VTA | Sell | INVESCO DYNAMIC CREDIT OPPORT FUND | $5,073,000 | -4.9% | 439,806 | -1.3% | 3.76% | +0.8% |
| PPR | Sell | VOYA PRIME RATE TRUSTsh ben int | $5,020,000 | -16.6% | 961,193 | -11.6% | 3.72% | -11.7% |
| PCI | Buy | PIMCO DYNAMIC CREDIT INCOME FUND | $4,318,000 | +7.8% | 215,655 | +9.9% | 3.20% | +14.2% |
| BGX | Sell | BLACKSTONE/GSO LONG SHORT CREDIT INC FUND | $4,069,000 | -5.2% | 264,370 | -0.6% | 3.01% | +0.5% |
| NSL | Buy | NUVEEN SENIOR INCOME FUND | $4,027,000 | +2.9% | 632,654 | +7.7% | 2.98% | +9.0% |
| JSD | Sell | NUVEEN SHORT DURATION CREDIT OPP FUND | $3,384,000 | -5.8% | 206,548 | -1.4% | 2.50% | -0.2% |
| CSQ | New | CALAMOS STRG TTL RETURN FD | $3,381,000 | – | 310,552 | +100.0% | 2.50% | – |
| JFR | Sell | NUVEEN FLOATING RATE INCOME FUND | $3,361,000 | -6.8% | 314,673 | -1.3% | 2.49% | -1.3% |
| FAX | New | ABERDEEN ASIA-PACIFIC INCOME FUND | $2,565,000 | – | 520,798 | +100.0% | 1.90% | – |
| BGB | Buy | BLACKSTONE/GSO STRATEGIC CREDIT FUND | $2,558,000 | +47.9% | 164,750 | +54.2% | 1.89% | +56.7% |
| NXZ | Buy | NUVEEN DIVIDEND ADV MUNI FUND 2 | $2,446,000 | +148.6% | 183,304 | +164.1% | 1.81% | +163.5% |
| FRA | Buy | BLACKROCK FLOATING RATE INCOME STRATEGIES | $2,444,000 | +5.0% | 181,660 | +8.5% | 1.81% | +11.3% |
| EVF | Sell | EATON VANCE SENIOR INCOME TRUSTsh ben | $2,128,000 | -21.1% | 344,598 | -16.8% | 1.58% | -16.4% |
| VVR | Sell | INVESCO SENIOR INCOME TRUST | $2,057,000 | -57.8% | 463,851 | -54.9% | 1.52% | -55.3% |
| DSM | Sell | DREYFUS STRATEGIC MUNI BOND FUND | $1,925,000 | -7.0% | 252,355 | -1.4% | 1.42% | -1.5% |
| BIDU | Sell | BAIDU INCsp adr rep a | $1,865,000 | -5.8% | 9,366 | -1.4% | 1.38% | -0.1% |
| NQU | Buy | NUVEEN QUALITY INCOME MUNI FUND | $1,839,000 | +2.1% | 138,560 | +8.0% | 1.36% | +8.1% |
| LEO | Sell | DREYFUS STRATEGIC MUNICIPALS | $1,714,000 | -13.0% | 218,161 | -7.1% | 1.27% | -7.8% |
| BCX | Sell | BLACKROCK RESOURCES & COMM STRATEGY TR | $1,644,000 | -57.1% | 181,622 | -54.7% | 1.22% | -54.6% |
| CX | Buy | CEMEX SAB DE CVsp adr new | $1,550,000 | -0.6% | 169,268 | +2.8% | 1.15% | +5.3% |
| CAF | Buy | MORGAN STANLEY CHINA A SHARE FUND | $1,513,000 | +11.3% | 44,592 | +8.0% | 1.12% | +18.0% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MANUFACTURINGsp adr | $1,438,000 | -39.2% | 63,302 | -37.2% | 1.06% | -35.6% |
| IBN | Sell | ICICI BANK LTDadr | $1,289,000 | +0.2% | 123,725 | -0.3% | 0.95% | +6.2% |
| CF | Buy | CF INDUSTRIES HOLDINGS INC | $1,259,000 | -19.4% | 19,583 | +255.7% | 0.93% | -14.6% |
| KEP | Buy | KOREA ELECTRIC POWERsp adr | $1,202,000 | +6.0% | 59,044 | +6.7% | 0.89% | +12.4% |
| AAPL | APPLE INC | $1,143,000 | +0.8% | 9,114 | 0.0% | 0.85% | +6.8% | |
| BBD | Buy | BANCO BRADESCO SAsp adr pfd new | $1,041,000 | +29.8% | 113,688 | +31.6% | 0.77% | +37.7% |
| ITUB | Buy | ITAU UNIBANCO HOLDING SAsp adr rep pfd | $948,000 | +1.0% | 95,215 | +12.2% | 0.70% | +7.0% |
| INXX | Buy | EGSHARES INDIA INFRASTRUCTURE ETFegs indi inf etf | $875,000 | +1.0% | 70,684 | +7.4% | 0.65% | +7.1% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FUND | $876,000 | -74.9% | 125,043 | -74.3% | 0.65% | -73.5% |
| HAL | Sell | HALLIBURTON CO | $854,000 | -9.0% | 19,822 | -7.3% | 0.63% | -3.5% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS FUND | $853,000 | – | 43,481 | +100.0% | 0.63% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES NV | $821,000 | +8.6% | 7,930 | -7.9% | 0.61% | +15.2% |
| LPL | Buy | LG DISPLAY CO LTDspons adr rep | $820,000 | -18.2% | 70,731 | +1.0% | 0.61% | -13.3% |
| SFL | Sell | SHIP FINANCE INTERNATIONAL LTD | $795,000 | -1.2% | 48,704 | -10.4% | 0.59% | +4.6% |
| PBR | Sell | PETROLEO BRASILEIRO SAsp adr | $794,000 | +25.8% | 87,787 | -16.3% | 0.59% | +33.3% |
| CE | Sell | CELANESE CORPORATION | $787,000 | -2.1% | 10,948 | -23.9% | 0.58% | +3.7% |
| VLO | Buy | VALERO ENERGY CP DELA NEW | $776,000 | +20.3% | 12,395 | +22.3% | 0.57% | +27.3% |
| TRN | Buy | TRINITY INDUSTRIES | $728,000 | -21.5% | 27,666 | +5.9% | 0.54% | -16.8% |
| TSO | Sell | TESORO CORPORATION | $727,000 | -14.3% | 8,610 | -7.3% | 0.54% | -9.1% |
| CIG | Sell | CO ENERGETICA DE MINAS GERAIS-CEMIGsp adr n-v pfd | $722,000 | -14.0% | 189,371 | -7.8% | 0.53% | -9.0% |
| BABA | Sell | ALIBABA | $721,000 | -8.8% | 8,768 | -7.8% | 0.53% | -3.4% |
| AUOTY | Buy | AU OPTRONICS CORPadr | $713,000 | -0.4% | 166,201 | +16.3% | 0.53% | +5.6% |
| ENB | Sell | ENBRIDGE INC | $682,000 | -9.9% | 14,574 | -6.7% | 0.50% | -4.5% |
| WLK | Buy | WESTLAKE CHEMICAL CORP | $664,000 | +21.6% | 9,678 | +27.6% | 0.49% | +28.9% |
| ASX | Sell | ADVANCED SEMICONDUCTOR ENGINEERINGsp adr | $635,000 | -44.2% | 96,162 | -39.1% | 0.47% | -40.8% |
| MLCO | Sell | MELCO CROWN ENTERTAINMENTadr | $628,000 | -15.9% | 32,008 | -8.2% | 0.46% | -10.9% |
| VKQ | New | INVESCO VAN KAMPEN MUNICIPAL | $616,000 | – | 51,535 | +100.0% | 0.46% | – |
| NMA | Buy | NUVEEN MUNICIPAL ADVANTAGE FUND | $610,000 | +70.9% | 47,127 | +81.4% | 0.45% | +81.5% |
| STLD | Buy | STEEL DYNAMICS INC | $607,000 | +33.1% | 29,312 | +29.2% | 0.45% | +40.8% |
| NEA | New | NUVEEN AMT-FREE MUNI INC FD | $606,000 | – | 47,803 | +100.0% | 0.45% | – |
| OGE | Buy | OGE ENERGY CORP | $600,000 | +13.0% | 21,175 | +26.2% | 0.44% | +19.7% |
| NQI | Buy | NUVEEN QUALITY MUNI FUND | $596,000 | -4.8% | 47,428 | +1.5% | 0.44% | +0.9% |
| BCC | Sell | BOISE CASCADE CO | $561,000 | -10.2% | 15,302 | -8.2% | 0.42% | -5.0% |
| KMI | Sell | KINDER MORGAN INC | $521,000 | -15.3% | 13,565 | -7.3% | 0.39% | -10.2% |
| STNG | New | SCORPIO TANKERS INC | $518,000 | – | 51,299 | +100.0% | 0.38% | – |
| VIPS | New | VIPSHOP HOLDINGS LTD - ADSspons adr | $514,000 | – | 23,111 | +100.0% | 0.38% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LTD | $503,000 | +12.3% | 35,363 | -6.0% | 0.37% | +18.8% |
| BHI | Sell | BAKER HUGHES INC | $499,000 | -37.5% | 8,087 | -35.6% | 0.37% | -33.9% |
| PSX | Buy | PHILLIPS 66 | $496,000 | +74.0% | 6,162 | +69.9% | 0.37% | +84.4% |
| HFC | Buy | HOLLYFRONTIER CORP | $494,000 | +44.0% | 11,563 | +35.7% | 0.37% | +52.5% |
| MEOH | Sell | METHANEX CORPORATION | $483,000 | -14.1% | 8,684 | -17.2% | 0.36% | -8.9% |
| EMN | Buy | EASTMAN CHEMICAL COMPANY | $484,000 | +48.0% | 5,915 | +25.3% | 0.36% | +57.0% |
| TNP | New | TSAKOS ENERGY NAVIGATION LTD | $484,000 | – | 50,747 | +100.0% | 0.36% | – |
| CMC | New | COMMERCIAL METALS CO | $480,000 | – | 30,077 | +100.0% | 0.36% | – |
| EOG | Buy | EOG RESOURCES INC | $477,000 | +20.2% | 5,463 | +26.1% | 0.35% | +27.4% |
| SPIL | New | SILICONWARE PRECISION INDUSTRIESsp adr spl | $476,000 | – | 63,834 | +100.0% | 0.35% | – |
| HUN | Sell | HUNTSMAN CORP | $472,000 | -40.4% | 21,383 | -40.2% | 0.35% | -36.9% |
| WNR | Buy | WESTERN REFINING INC | $469,000 | -7.9% | 10,751 | +4.4% | 0.35% | -2.5% |
| ALB | New | ALBEMARLE CORP | $464,000 | – | 8,389 | +100.0% | 0.34% | – |
| PBF | Sell | PBF ENERGY INC | $459,000 | -23.2% | 16,167 | -8.3% | 0.34% | -18.7% |
| C | CITIGROUP INC | $446,000 | +7.2% | 8,074 | 0.0% | 0.33% | +13.4% | |
| TK | New | TEEKAY CORP | $444,000 | – | 10,512 | +100.0% | 0.33% | – |
| HBM | New | HUDBAY MINERALS INC | $443,000 | – | 53,217 | +100.0% | 0.33% | – |
| BAC | BANK OF AMERICA CORP | $440,000 | +10.6% | 25,837 | 0.0% | 0.33% | +17.3% | |
| FB | $406,000 | +4.4% | 4,737 | 0.0% | 0.30% | +10.7% | ||
| GBX | Buy | GREENBRIER COMPANIES INC | $403,000 | +3.1% | 8,636 | +28.1% | 0.30% | +9.2% |
| DAL | DELTA AIRLINES | $403,000 | -8.6% | 9,819 | 0.0% | 0.30% | -3.2% | |
| CNQ | Buy | CANADIAN NATURAL RESOURCES LTD | $403,000 | +12.9% | 14,846 | +27.6% | 0.30% | +19.7% |
| OXY | New | OCCIDENTAL PETROLEUM CORP | $374,000 | – | 4,815 | +100.0% | 0.28% | – |
| AGU | Buy | AGRIUM INC | $354,000 | +53.2% | 3,340 | +51.0% | 0.26% | +62.7% |
| TSE | New | TRINSEO SA | $350,000 | – | 13,043 | +100.0% | 0.26% | – |
| EQT | New | EQT CORP | $348,000 | – | 4,281 | +100.0% | 0.26% | – |
| DVN | Buy | DEVON ENERGY CORP | $347,000 | +26.2% | 5,835 | +28.2% | 0.26% | +33.9% |
| MOS | Sell | MOSAIC CO | $342,000 | -3.9% | 7,292 | -5.6% | 0.25% | +1.6% |
| CVI | Sell | CVR ENERGY INC | $327,000 | -18.2% | 8,686 | -7.6% | 0.24% | -13.3% |
| TRP | Sell | TRANSCANADA CORPORATION | $321,000 | -12.1% | 7,900 | -7.5% | 0.24% | -6.7% |
| TFI | Sell | SPDR NUVEEN BARCLAYS MUNI BOND ETFnuvn brcly muni | $308,000 | -3.8% | 13,028 | -1.3% | 0.23% | +1.8% |
| PZA | Sell | POWERSHARES NATL AMT-FREE MUNI BONDinsur natl mun | $306,000 | -4.7% | 12,405 | -1.2% | 0.23% | +0.9% |
| LPG | New | DORIAN LPG LTD | $294,000 | – | 17,653 | +100.0% | 0.22% | – |
| ORIG | Buy | OCEAN RIG UDW INC | $276,000 | +16.5% | 53,856 | +49.8% | 0.20% | +22.9% |
| ESV | Sell | ENSCO PLC | $254,000 | -0.4% | 11,393 | -5.8% | 0.19% | +5.6% |
| TNK | New | TEEKAY TANKERS LTD-CLASS Acl a | $236,000 | – | 35,849 | +100.0% | 0.18% | – |
| PMM | Exit | PUTNAM MANAGED MUNI INCOME TRUST | $0 | – | -11,071 | -100.0% | -0.06% | – |
| NR | Exit | NEWPARK RESOURCES INC | $0 | – | -20,952 | -100.0% | -0.13% | – |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -101,403 | -100.0% | -0.16% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -22,250 | -100.0% | -0.17% | – |
| ASHR | Exit | DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINAdbxtr har cs 300 | $0 | – | -6,730 | -100.0% | -0.20% | – |
| SQM | Exit | SOCIEDAD QUIMICA Y MINERA CHILEspon adr ser b | $0 | – | -15,755 | -100.0% | -0.20% | – |
| WMB | Exit | WILLIAMS COS INC | $0 | – | -6,052 | -100.0% | -0.21% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -18,724 | -100.0% | -0.22% | – |
| X | Exit | UNITED STATES STEEL CORP | $0 | – | -12,978 | -100.0% | -0.22% | – |
| MU | Exit | MICRON TECHNOLOGY | $0 | – | -12,830 | -100.0% | -0.24% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -8,166 | -100.0% | -0.27% | – |
| RIO | Exit | RIO TINTO PLCsp adr | $0 | – | -9,870 | -100.0% | -0.29% | – |
| VEDL | Exit | SESA STERLITE LTDsp adr | $0 | – | -36,153 | -100.0% | -0.31% | – |
| TTM | Exit | TATA MOTORS LTDsp adr | $0 | – | -10,143 | -100.0% | -0.32% | – |
| AFB | Exit | ALLIANCE NATIONAL MUNI INCOME | $0 | – | -36,232 | -100.0% | -0.35% | – |
| PPL | Exit | PPL CORP | $0 | – | -18,575 | -100.0% | -0.44% | – |
| FCX | Exit | FREEPORT-MCMORAN COPPER & GOLD | $0 | – | -34,241 | -100.0% | -0.45% | – |
| HNP | Exit | HUANENG POWER INTERNATIONAL | $0 | – | -18,807 | -100.0% | -0.63% | – |
| BAP | Exit | CREDICORP LTD | $0 | – | -7,572 | -100.0% | -0.74% | – |
| LDP | Exit | COHEN AND STEERS LTD DURATION FUND | $0 | – | -49,112 | -100.0% | -0.83% | – |
| AMX | Exit | AMERICA MOVIL | $0 | – | -58,303 | -100.0% | -0.83% | – |
| NIO | Exit | NUVEEN MUNICIPAL OPPORTUNITY FUND | $0 | – | -123,689 | -100.0% | -1.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-07-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CREDIT STRATEGIES INCOME FUND | 13 | Q2 2016 | 10.0% |
| TAIWAN SEMICONDUCTOR-SP ADR | 13 | Q2 2016 | 4.4% |
| BAIDU INC - SPON ADR | 13 | Q2 2016 | 2.9% |
| CEMEX SAB-SPONS ADR PART CER | 13 | Q2 2016 | 2.6% |
| HALLIBURTON CO | 13 | Q2 2016 | 1.6% |
| LYONDELLBASELL INDUSTRIES NV | 13 | Q2 2016 | 1.3% |
| CELANESE CORP-SERIES A | 13 | Q2 2016 | 0.8% |
| APPLE INC | 13 | Q2 2016 | 0.9% |
| BANK OF AMERICA CORP | 13 | Q2 2016 | 0.3% |
| INVESCO VK DYNAMIC CREDIT OPP | 12 | Q2 2016 | 4.9% |
View NEWGATE CAPITAL MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Voya Natural Resources Equity Income Fund | July 28, 2014 | 620,480 | 2.7% |
| ING Risk Managed Natural Resources Fund | January 16, 2014 | 1,182,530 | 5.2% |
| EGA Emerging Global Shares TrustSold out | October 10, 2013 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | July 22, 2013 | 641,385 | 4.9% |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC III | January 29, 2013 | 444,896 | 2.1% |
| AMERICAN SELECT PORTFOLIO INC | July 16, 2012 | 251,471 | 2.4% |
| Global X FundsSold out | July 16, 2012 | 0 | 0.0% |
| Global X FundsSold out | April 11, 2012 | 0 | 0.0% |
| BlackRock Enhanced Government Fund, Inc. | February 02, 2012 | 281,391 | 2.4% |
| Global X Funds | February 02, 2012 | ? | ? |
View NEWGATE CAPITAL MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-03 |
| 13F-HR | 2016-04-29 |
| 13F-HR | 2016-02-01 |
| 13F-HR | 2015-10-22 |
| 13F-HR | 2015-07-27 |
| 13F-HR | 2015-05-14 |
| 13F-HR | 2015-01-29 |
| 13F-HR | 2014-10-09 |
| 13F-HR | 2014-08-08 |
| SC 13G/A | 2014-07-28 |
View NEWGATE CAPITAL MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.