$449 Million is the total value of NEWGATE CAPITAL MANAGEMENT LLC's 106 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 115.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JQC | Buy | NUVEEN CREDIT STRATEGIES INC FD | $19,263,000 | +33.9% | 2,025,522 | +37.0% | 4.29% | +51.5% |
| IRR | New | VOYA NATURAL RES EQ INC FUND | $13,525,000 | – | 1,280,823 | +100.0% | 3.01% | – |
| CIG | Buy | CIA ENERGETICA MINAS GERAISsp adr n-v p | $11,892,000 | +26.1% | 1,748,802 | +10.5% | 2.65% | +42.6% |
| BCX | Buy | BLACKROCK RESOURCES & COMMOD | $9,196,000 | +82.4% | 799,685 | +83.8% | 2.05% | +106.4% |
| BCF | Buy | BLACKROCK REAL ASSET EQUITY | $9,175,000 | +48.8% | 1,030,908 | +45.7% | 2.04% | +68.3% |
| KB | Buy | KB FINANCIAL GROUP INCsp adr | $8,509,000 | -1.5% | 242,076 | +13.6% | 1.89% | +11.5% |
| SID | Buy | CIA SIDERURGICA NACL-SP ADRsp adr | $6,891,000 | +185.7% | 1,580,426 | +306.3% | 1.53% | +222.9% |
| IBN | Buy | ICICI BANK LTDadr | $6,794,000 | +52.9% | 155,124 | +29.8% | 1.51% | +72.8% |
| SSLT | New | SESA STERLITE LTD-ADRsponsored adr | $6,314,000 | – | 508,395 | +100.0% | 1.40% | – |
| PPR | New | VOYA PRIME RATE TRUSTsh ben int | $5,162,000 | – | 890,053 | +100.0% | 1.15% | – |
| YNDX | New | YANDEX NV-A | $5,145,000 | – | 170,422 | +100.0% | 1.14% | – |
| NSL | Buy | NUVEEN SENIOR INCOME FUND | $5,086,000 | +9.8% | 710,273 | +9.3% | 1.13% | +24.1% |
| BGX | Buy | BLACKSTONE/GSO LNG-SHRT CR INC | $5,062,000 | +34.2% | 287,445 | +36.2% | 1.13% | +51.9% |
| VVR | New | INVESCO SENIOR INCOME TRUST | $5,042,000 | – | 1,004,321 | +100.0% | 1.12% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEND | $4,317,000 | – | 514,487 | +100.0% | 0.96% | – |
| IGD | New | VOYA GLOBAL EQ DIV & PR OPP FD | $3,948,000 | – | 429,118 | +100.0% | 0.88% | – |
| DE | New | DEERE & CO | $3,929,000 | – | 43,274 | +100.0% | 0.88% | – |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $3,772,000 | +52.9% | 315,393 | +52.4% | 0.84% | +73.2% |
| CTR | New | CLEARBRIDGE ENERGY MLP TOTAL | $3,462,000 | – | 161,011 | +100.0% | 0.77% | – |
| NFX | Buy | NEWFIELD EXPLORATION CO | $3,308,000 | +67.1% | 105,479 | +31.2% | 0.74% | +88.7% |
| JMF | New | NUVEEN ENERGY MLP TOTAL RETU | $3,227,000 | – | 168,081 | +100.0% | 0.72% | – |
| EVF | Buy | EATON VANCE SENIOR INCOME TRsh ben | $3,161,000 | +3.5% | 458,049 | +3.7% | 0.70% | +17.1% |
| JSD | Buy | NUVEEN SHORT DUR CREDIT OPP FD | $3,112,000 | -0.5% | 168,399 | +1.5% | 0.69% | +12.7% |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QU II | $3,050,000 | +818.7% | 239,429 | +771.2% | 0.68% | +944.6% |
| NZF | Buy | NUVEEN DIVIDEND ADV MUNI FD 3 | $3,047,000 | +7.2% | 232,568 | +1.1% | 0.68% | +21.3% |
| TDW | Buy | TIDEWATER INC | $3,034,000 | -4.5% | 62,402 | +16.5% | 0.68% | +8.0% |
| WLK | Buy | WESTLAKE CHEMICAL CORP | $3,006,000 | -9.2% | 45,423 | +67.4% | 0.67% | +2.6% |
| GIM | New | TEMPLETON GLOBAL INCOME FUND | $2,724,000 | – | 338,791 | +100.0% | 0.61% | – |
| HDB | New | HDFC BANK LTDadr reps 3 s | $2,637,000 | – | 64,265 | +100.0% | 0.59% | – |
| BKLN | New | POWERSHARES SENIOR LOANsr ln port | $2,598,000 | – | 104,726 | +100.0% | 0.58% | – |
| STLD | Buy | STEEL DYNAMICS INC | $2,417,000 | -1.6% | 135,835 | +8.1% | 0.54% | +11.4% |
| AKS | New | AK STEEL HOLDING CORP | $2,393,000 | – | 331,453 | +100.0% | 0.53% | – |
| X | Buy | UNITED STATES STEEL CORP | $2,306,000 | +14.2% | 83,512 | +22.0% | 0.51% | +29.2% |
| DK | New | DELEK US HOLDINGS INC | $2,136,000 | – | 73,561 | +100.0% | 0.48% | – |
| EVM | Buy | EATON VANCE CALIF MUNI BD FD | $2,031,000 | +42.3% | 187,056 | +33.9% | 0.45% | +60.9% |
| WNR | New | WESTERN REFINING INC | $2,022,000 | – | 52,390 | +100.0% | 0.45% | – |
| GSM | Buy | GLOBE SPECIALTY METALS INC | $2,012,000 | +23.8% | 96,617 | +7.1% | 0.45% | +40.0% |
| WOR | New | WORTHINGTON INDUSTRIES | $1,871,000 | – | 48,914 | +100.0% | 0.42% | – |
| TSO | Buy | TESORO CORP | $1,866,000 | +56.8% | 36,878 | +81.3% | 0.42% | +77.4% |
| HFC | Buy | HOLLYFRONTIER CORP | $1,670,000 | +40.1% | 35,091 | +46.3% | 0.37% | +58.3% |
| SB | New | SAFE BULKERS INC | $1,550,000 | – | 162,832 | +100.0% | 0.34% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $1,536,000 | – | 106,133 | +100.0% | 0.34% | – |
| BTT | New | BLACKROCK MUNICIPAL TARGET | $1,536,000 | – | 80,479 | +100.0% | 0.34% | – |
| MHN | New | BLACKROCK MUNIHOLDINGS NY QU | $1,383,000 | – | 103,511 | +100.0% | 0.31% | – |
| CEM | New | CLEARBRIDGE ENERGY MLP FUND | $1,288,000 | – | 48,368 | +100.0% | 0.29% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DIV | $1,283,000 | – | 161,619 | +100.0% | 0.29% | – |
| DSX | New | DIANA SHIPPING INC | $1,227,000 | – | 102,363 | +100.0% | 0.27% | – |
| DRYS | New | DRYSHIPS INC | $1,093,000 | – | 338,391 | +100.0% | 0.24% | – |
| PSF | New | COHEN & STEERS SELECT PREFER | $1,057,000 | – | 42,412 | +100.0% | 0.24% | – |
| BLE | New | BLACKROCK MUN INC TRUST II | $1,022,000 | – | 72,910 | +100.0% | 0.23% | – |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNI | $1,016,000 | +75.8% | 83,249 | +68.5% | 0.23% | +98.2% |
| VKI | Buy | INVESCO AD MIT IIsh ben int | $1,010,000 | +50.3% | 91,900 | +43.8% | 0.22% | +70.5% |
| MHD | New | BLACKROCK MUNIHOLDINGS FUND | $911,000 | – | 58,418 | +100.0% | 0.20% | – |
| RFP | New | RESOLUTE FOREST PRODUCTS | $723,000 | – | 35,974 | +100.0% | 0.16% | – |
| MYD | New | BLACKROCK MUNIYIELD FUND | $516,000 | – | 37,544 | +100.0% | 0.12% | – |
| C | Buy | CITIGROUP INC | $372,000 | +1.1% | 7,818 | +10.6% | 0.08% | +15.3% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CREDIT STRATEGIES INCOME FUND | 13 | Q2 2016 | 10.0% |
| TAIWAN SEMICONDUCTOR-SP ADR | 13 | Q2 2016 | 4.4% |
| BAIDU INC - SPON ADR | 13 | Q2 2016 | 2.9% |
| CEMEX SAB-SPONS ADR PART CER | 13 | Q2 2016 | 2.6% |
| HALLIBURTON CO | 13 | Q2 2016 | 1.6% |
| LYONDELLBASELL INDUSTRIES NV | 13 | Q2 2016 | 1.3% |
| CELANESE CORP-SERIES A | 13 | Q2 2016 | 0.8% |
| APPLE INC | 13 | Q2 2016 | 0.9% |
| BANK OF AMERICA CORP | 13 | Q2 2016 | 0.3% |
| INVESCO VK DYNAMIC CREDIT OPP | 12 | Q2 2016 | 4.9% |
View NEWGATE CAPITAL MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Voya Natural Resources Equity Income Fund | July 28, 2014 | 620,480 | 2.7% |
| ING Risk Managed Natural Resources Fund | January 16, 2014 | 1,182,530 | 5.2% |
| EGA Emerging Global Shares TrustSold out | October 10, 2013 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | July 22, 2013 | 641,385 | 4.9% |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC III | January 29, 2013 | 444,896 | 2.1% |
| AMERICAN SELECT PORTFOLIO INC | July 16, 2012 | 251,471 | 2.4% |
| Global X FundsSold out | July 16, 2012 | 0 | 0.0% |
| Global X FundsSold out | April 11, 2012 | 0 | 0.0% |
| BlackRock Enhanced Government Fund, Inc. | February 02, 2012 | 281,391 | 2.4% |
| Global X Funds | February 02, 2012 | ? | ? |
View NEWGATE CAPITAL MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-03 |
| 13F-HR | 2016-04-29 |
| 13F-HR | 2016-02-01 |
| 13F-HR | 2015-10-22 |
| 13F-HR | 2015-07-27 |
| 13F-HR | 2015-05-14 |
| 13F-HR | 2015-01-29 |
| 13F-HR | 2014-10-09 |
| 13F-HR | 2014-08-08 |
| SC 13G/A | 2014-07-28 |
View NEWGATE CAPITAL MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.