$449 Million is the total value of NEWGATE CAPITAL MANAGEMENT LLC's 106 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 57.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TSM | Sell | TAIWAN SEMICONDUCTORsp adr | $19,886,000 | +1.2% | 993,321 | -11.8% | 4.43% | +14.5% |
| JQC | Buy | NUVEEN CREDIT STRATEGIES INC FD | $19,263,000 | +33.9% | 2,025,522 | +37.0% | 4.29% | +51.5% |
| VALE | Sell | VALE SAsp adr | $13,969,000 | -16.6% | 1,010,038 | -8.0% | 3.11% | -5.7% |
| INFY | Sell | INFOSYS LTDsp adr | $13,947,000 | -24.1% | 257,417 | -20.7% | 3.10% | -14.2% |
| IRR | New | VOYA NATURAL RES EQ INC FUND | $13,525,000 | – | 1,280,823 | +100.0% | 3.01% | – |
| CIG | Buy | CIA ENERGETICA MINAS GERAISsp adr n-v p | $11,892,000 | +26.1% | 1,748,802 | +10.5% | 2.65% | +42.6% |
| ITUB | Sell | ITAU UNIBANCO HLDG SAsp adr rep p | $11,297,000 | -6.9% | 760,222 | -15.0% | 2.51% | +5.3% |
| CX | Sell | CEMEX SABsp adr new | $11,210,000 | -16.0% | 923,069 | -18.1% | 2.50% | -5.0% |
| BIDU | Sell | BAIDU INCsp adr rep a | $10,498,000 | -28.3% | 68,946 | -16.2% | 2.34% | -18.9% |
| TTM | Sell | TATA MOTORS LTDsp adr | $10,405,000 | -23.6% | 293,839 | -33.6% | 2.32% | -13.6% |
| ASX | Sell | ADVANCED SEMICONDUCTOR ENGRsp adr | $10,013,000 | -4.4% | 1,804,121 | -17.3% | 2.23% | +8.2% |
| BCX | Buy | BLACKROCK RESOURCES & COMMOD | $9,196,000 | +82.4% | 799,685 | +83.8% | 2.05% | +106.4% |
| BCF | Buy | BLACKROCK REAL ASSET EQUITY | $9,175,000 | +48.8% | 1,030,908 | +45.7% | 2.04% | +68.3% |
| SSRI | Sell | SILVER STANDARD RESOURCES | $8,707,000 | +5.7% | 876,843 | -25.9% | 1.94% | +19.5% |
| KB | Buy | KB FINANCIAL GROUP INCsp adr | $8,509,000 | -1.5% | 242,076 | +13.6% | 1.89% | +11.5% |
| SHG | Sell | SHINHAN FINANCIAL GROUPsp adr restr | $8,463,000 | -33.5% | 192,552 | -30.8% | 1.88% | -24.7% |
| SCCO | Sell | SOUTHERN COPPER CORP | $8,396,000 | -22.4% | 288,413 | -23.5% | 1.87% | -12.3% |
| BAP | Sell | CREDICORP LTD | $7,373,000 | -16.7% | 53,457 | -19.8% | 1.64% | -5.8% |
| PBR | Sell | PETROLEO BRASILEIRO SAsp adr | $7,157,000 | -18.8% | 544,261 | -15.0% | 1.59% | -8.2% |
| SID | Buy | CIA SIDERURGICA NACL-SP ADRsp adr | $6,891,000 | +185.7% | 1,580,426 | +306.3% | 1.53% | +222.9% |
| IBN | Buy | ICICI BANK LTDadr | $6,794,000 | +52.9% | 155,124 | +29.8% | 1.51% | +72.8% |
| HAL | Sell | HALLIBURTON CO | $6,516,000 | -2.2% | 110,654 | -15.7% | 1.45% | +10.6% |
| SSLT | New | SESA STERLITE LTD-ADRsponsored adr | $6,314,000 | – | 508,395 | +100.0% | 1.40% | – |
| PPR | New | VOYA PRIME RATE TRUSTsh ben int | $5,162,000 | – | 890,053 | +100.0% | 1.15% | – |
| YNDX | New | YANDEX NV-A | $5,145,000 | – | 170,422 | +100.0% | 1.14% | – |
| NSL | Buy | NUVEEN SENIOR INCOME FUND | $5,086,000 | +9.8% | 710,273 | +9.3% | 1.13% | +24.1% |
| BGX | Buy | BLACKSTONE/GSO LNG-SHRT CR INC | $5,062,000 | +34.2% | 287,445 | +36.2% | 1.13% | +51.9% |
| VTA | Sell | INVESCO VK DYNAMIC CREDIT OPP | $5,052,000 | -0.6% | 390,445 | -1.0% | 1.12% | +12.3% |
| VVR | New | INVESCO SENIOR INCOME TRUST | $5,042,000 | – | 1,004,321 | +100.0% | 1.12% | – |
| FCX | Sell | FREEPORT-MCMORAN COPPER | $4,733,000 | -21.0% | 143,123 | -9.8% | 1.05% | -10.6% |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEND | $4,317,000 | – | 514,487 | +100.0% | 0.96% | – |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $4,240,000 | -25.1% | 54,448 | -23.5% | 0.94% | -15.3% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES | $4,022,000 | -25.1% | 45,217 | -32.4% | 0.90% | -15.2% |
| IGD | New | VOYA GLOBAL EQ DIV & PR OPP FD | $3,948,000 | – | 429,118 | +100.0% | 0.88% | – |
| DE | New | DEERE & CO | $3,929,000 | – | 43,274 | +100.0% | 0.88% | – |
| HUN | Sell | HUNTSMAN CORP | $3,914,000 | -3.5% | 160,276 | -2.8% | 0.87% | +9.1% |
| JPC | Sell | NUVEEN PFD INCOME OPPORTNY FD | $3,878,000 | -37.8% | 417,438 | -40.6% | 0.86% | -29.7% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $3,772,000 | +52.9% | 315,393 | +52.4% | 0.84% | +73.2% |
| BHP | Sell | BHP BILLITON LTDsp adr | $3,680,000 | -5.8% | 54,295 | -5.3% | 0.82% | +6.5% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE FD | $3,597,000 | -25.3% | 762,103 | -31.4% | 0.80% | -15.5% |
| CE | Sell | CELANESE CORP | $3,525,000 | -1.1% | 63,505 | -1.5% | 0.78% | +11.8% |
| CTR | New | CLEARBRIDGE ENERGY MLP TOTAL | $3,462,000 | – | 161,011 | +100.0% | 0.77% | – |
| SLW | Sell | SILVER WHEATON CORP | $3,410,000 | -0.9% | 150,241 | -11.8% | 0.76% | +12.1% |
| WLL | Sell | WHITING PETROLEUM CORP | $3,382,000 | -6.0% | 48,733 | -16.2% | 0.75% | +6.4% |
| NFX | Buy | NEWFIELD EXPLORATION CO | $3,308,000 | +67.1% | 105,479 | +31.2% | 0.74% | +88.7% |
| RIO | Sell | RIO TINTO PLCsp adr | $3,301,000 | -16.9% | 59,125 | -16.0% | 0.74% | -5.9% |
| JMF | New | NUVEEN ENERGY MLP TOTAL RETU | $3,227,000 | – | 168,081 | +100.0% | 0.72% | – |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RTN FD | $3,207,000 | -15.8% | 288,362 | -17.6% | 0.71% | -4.8% |
| EVF | Buy | EATON VANCE SENIOR INCOME TRsh ben | $3,161,000 | +3.5% | 458,049 | +3.7% | 0.70% | +17.1% |
| JSD | Buy | NUVEEN SHORT DUR CREDIT OPP FD | $3,112,000 | -0.5% | 168,399 | +1.5% | 0.69% | +12.7% |
| PBRA | Sell | PETROLEO BRASILEIRO SAsp adr non v | $3,056,000 | -19.0% | 220,299 | -14.2% | 0.68% | -8.4% |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QU II | $3,050,000 | +818.7% | 239,429 | +771.2% | 0.68% | +944.6% |
| NZF | Buy | NUVEEN DIVIDEND ADV MUNI FD 3 | $3,047,000 | +7.2% | 232,568 | +1.1% | 0.68% | +21.3% |
| TDW | Buy | TIDEWATER INC | $3,034,000 | -4.5% | 62,402 | +16.5% | 0.68% | +8.0% |
| WLK | Buy | WESTLAKE CHEMICAL CORP | $3,006,000 | -9.2% | 45,423 | +67.4% | 0.67% | +2.6% |
| SDOCQ | Sell | SANDRIDGE ENERGY INC | $2,851,000 | -14.4% | 464,335 | -15.4% | 0.64% | -3.2% |
| TECK | Sell | TECK RESOURCES LTDcl b | $2,828,000 | -26.3% | 130,448 | -11.6% | 0.63% | -16.7% |
| TRN | Sell | TRINITY INDUSTRIES INC | $2,776,000 | -11.2% | 38,520 | -32.8% | 0.62% | +0.5% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $2,754,000 | -30.0% | 22,165 | -36.6% | 0.61% | -20.9% |
| KOG | Sell | KODIAK OIL & GAS CORP | $2,735,000 | -17.5% | 225,320 | -23.9% | 0.61% | -6.7% |
| GIM | New | TEMPLETON GLOBAL INCOME FUND | $2,724,000 | – | 338,791 | +100.0% | 0.61% | – |
| UFS | Sell | DOMTAR CORP | $2,691,000 | -20.5% | 23,982 | -33.2% | 0.60% | -10.1% |
| HDB | New | HDFC BANK LTDadr reps 3 s | $2,637,000 | – | 64,265 | +100.0% | 0.59% | – |
| NOG | Sell | NORTHERN OIL AND GAS INC | $2,617,000 | -16.2% | 178,985 | -13.7% | 0.58% | -5.4% |
| BKLN | New | POWERSHARES SENIOR LOANsr ln port | $2,598,000 | – | 104,726 | +100.0% | 0.58% | – |
| XEC | Sell | CIMAREX ENERGY CO | $2,472,000 | -3.9% | 20,751 | -15.4% | 0.55% | +8.7% |
| MEOH | Sell | METHANEX CORP | $2,438,000 | -23.2% | 38,129 | -28.9% | 0.54% | -13.1% |
| STLD | Buy | STEEL DYNAMICS INC | $2,417,000 | -1.6% | 135,835 | +8.1% | 0.54% | +11.4% |
| AKS | New | AK STEEL HOLDING CORP | $2,393,000 | – | 331,453 | +100.0% | 0.53% | – |
| CLF | Sell | CLIFFS NATURAL RESOURCES INC | $2,394,000 | -26.6% | 117,017 | -5.9% | 0.53% | -17.0% |
| ORIG | Sell | OCEAN RIG UDW INC | $2,367,000 | -8.0% | 133,038 | -0.5% | 0.53% | +4.2% |
| GHI | Sell | GLOBAL HIGH INCOME FUND | $2,349,000 | -38.8% | 237,986 | -38.5% | 0.52% | -30.7% |
| OASPQ | Sell | OASIS PETROLEUM INC | $2,318,000 | -24.0% | 55,551 | -14.4% | 0.52% | -14.0% |
| X | Buy | UNITED STATES STEEL CORP | $2,306,000 | +14.2% | 83,512 | +22.0% | 0.51% | +29.2% |
| DK | New | DELEK US HOLDINGS INC | $2,136,000 | – | 73,561 | +100.0% | 0.48% | – |
| EMN | Sell | EASTMAN CHEMICAL | $2,055,000 | -34.9% | 23,837 | -39.1% | 0.46% | -26.4% |
| EVM | Buy | EATON VANCE CALIF MUNI BD FD | $2,031,000 | +42.3% | 187,056 | +33.9% | 0.45% | +60.9% |
| WNR | New | WESTERN REFINING INC | $2,022,000 | – | 52,390 | +100.0% | 0.45% | – |
| GSM | Buy | GLOBE SPECIALTY METALS INC | $2,012,000 | +23.8% | 96,617 | +7.1% | 0.45% | +40.0% |
| WOR | New | WORTHINGTON INDUSTRIES | $1,871,000 | – | 48,914 | +100.0% | 0.42% | – |
| TSO | Buy | TESORO CORP | $1,866,000 | +56.8% | 36,878 | +81.3% | 0.42% | +77.4% |
| HFC | Buy | HOLLYFRONTIER CORP | $1,670,000 | +40.1% | 35,091 | +46.3% | 0.37% | +58.3% |
| SB | New | SAFE BULKERS INC | $1,550,000 | – | 162,832 | +100.0% | 0.34% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $1,536,000 | – | 106,133 | +100.0% | 0.34% | – |
| BTT | New | BLACKROCK MUNICIPAL TARGET | $1,536,000 | – | 80,479 | +100.0% | 0.34% | – |
| MHN | New | BLACKROCK MUNIHOLDINGS NY QU | $1,383,000 | – | 103,511 | +100.0% | 0.31% | – |
| CEM | New | CLEARBRIDGE ENERGY MLP FUND | $1,288,000 | – | 48,368 | +100.0% | 0.29% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DIV | $1,283,000 | – | 161,619 | +100.0% | 0.29% | – |
| DSX | New | DIANA SHIPPING INC | $1,227,000 | – | 102,363 | +100.0% | 0.27% | – |
| DRYS | New | DRYSHIPS INC | $1,093,000 | – | 338,391 | +100.0% | 0.24% | – |
| PSF | New | COHEN & STEERS SELECT PREFER | $1,057,000 | – | 42,412 | +100.0% | 0.24% | – |
| BLE | New | BLACKROCK MUN INC TRUST II | $1,022,000 | – | 72,910 | +100.0% | 0.23% | – |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNI | $1,016,000 | +75.8% | 83,249 | +68.5% | 0.23% | +98.2% |
| NMA | Sell | NUVEEN MUNI ADVANTAGE FUND | $1,010,000 | -49.8% | 77,775 | -53.0% | 0.22% | -43.2% |
| VKI | Buy | INVESCO AD MIT IIsh ben int | $1,010,000 | +50.3% | 91,900 | +43.8% | 0.22% | +70.5% |
| NVG | Sell | NUVEEN DIVIDEND ADV MUNI INC FD | $923,000 | -57.8% | 69,239 | -60.4% | 0.20% | -52.4% |
| MHD | New | BLACKROCK MUNIHOLDINGS FUND | $911,000 | – | 58,418 | +100.0% | 0.20% | – |
| EOG | Sell | EOG RESOURCES INC | $856,000 | -45.0% | 8,724 | -5.9% | 0.19% | -37.6% |
| RFP | New | RESOLUTE FOREST PRODUCTS | $723,000 | – | 35,974 | +100.0% | 0.16% | – |
| AAPL | APPLE INC | $699,000 | -4.2% | 1,302 | 0.0% | 0.16% | +8.3% | |
| MYD | New | BLACKROCK MUNIYIELD FUND | $516,000 | – | 37,544 | +100.0% | 0.12% | – |
| MUB | Sell | ISHARES S&P NATL AMT-FREE MUNnat amt free bd | $510,000 | -30.1% | 4,760 | -32.3% | 0.11% | -20.8% |
| BAC | Sell | BANK OF AMERICA CORP | $444,000 | +9.6% | 25,837 | -0.7% | 0.10% | +23.8% |
| BX | BLACKSTONE GROUP LP | $425,000 | +5.5% | 12,794 | 0.0% | 0.10% | +20.3% | |
| C | Buy | CITIGROUP INC | $372,000 | +1.1% | 7,818 | +10.6% | 0.08% | +15.3% |
| APO | APOLLO GLOBAL MANAGEMENT | $294,000 | +0.7% | 9,253 | 0.0% | 0.06% | +14.0% | |
| MUA | Exit | BLACKROCK MUNIASSETS FUND | $0 | – | -44,628 | -100.0% | -0.10% | – |
| CTF | Exit | NUVEEN LONG/SHORT COMMODITY | $0 | – | -34,615 | -100.0% | -0.12% | – |
| NXZ | Exit | NUVEEN DIVIDEND ADV MUNI FD 2 | $0 | – | -50,757 | -100.0% | -0.13% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUNI FUND | $0 | – | -76,810 | -100.0% | -0.19% | – |
| IGE | Exit | ISHARES S&P NA NAT RES S I Fs&p na nat res | $0 | – | -22,162 | -100.0% | -0.19% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUNI FD | $0 | – | -143,337 | -100.0% | -0.35% | – |
| NMO | Exit | NUVEEN MUNI MKT OPPORTUNITY FD | $0 | – | -158,246 | -100.0% | -0.37% | – |
| NHF | Exit | NEXPOINT CREDIT STRATEGIES | $0 | – | -202,555 | -100.0% | -0.38% | – |
| AGG | Exit | ISHARES CORE TOTAL US BOND Mcore totusbd etf | $0 | – | -20,538 | -100.0% | -0.43% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -42,184 | -100.0% | -0.44% | – |
| CRS | Exit | CARPENTER TECHNOLOGY CORP | $0 | – | -38,459 | -100.0% | -0.47% | – |
| BTU | Exit | PEABODY ENERGY CORP | $0 | – | -129,090 | -100.0% | -0.50% | – |
| JTP | Exit | NUVEEN QUALITY PREFERRED INC | $0 | – | -328,945 | -100.0% | -0.50% | – |
| WLTGQ | Exit | WALTER ENERGY INC | $0 | – | -165,307 | -100.0% | -0.54% | – |
| APC | Exit | ANADARKO PETROLEUM CORP | $0 | – | -38,786 | -100.0% | -0.61% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -150,721 | -100.0% | -0.61% | – |
| CNX | Exit | CONSOL ENERGY INC | $0 | – | -84,823 | -100.0% | -0.64% | – |
| KBR | Exit | KBR INC | $0 | – | -103,989 | -100.0% | -0.65% | – |
| PDT | Exit | J HANCOCK PREMIUM DIVIDEND FD | $0 | – | -296,312 | -100.0% | -0.68% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME FUND | $0 | – | -624,974 | -100.0% | -0.71% | – |
| TKC | Exit | TURKCELL ILETISIM HIZMETLERIsp adr new | $0 | – | -285,817 | -100.0% | -0.75% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -71,122 | -100.0% | -0.77% | – |
| FWLT | Exit | FOSTER WHEELER AG | $0 | – | -123,212 | -100.0% | -0.80% | – |
| CII | Exit | BLACKROCK ENHANCED CAP & INC FD I | $0 | – | -304,746 | -100.0% | -0.82% | – |
| SLCA | Exit | US SILICA HOLDINGS INC | $0 | – | -125,910 | -100.0% | -0.84% | – |
| SKM | Exit | SK TELECOM LTDsp adr | $0 | – | -194,639 | -100.0% | -0.94% | – |
| VWO | Exit | VANGUARD MSCI EMERGING MKT ETFmsci emr mkt etf | $0 | – | -145,858 | -100.0% | -1.18% | – |
| JPS | Exit | NUVEEN QUALITY PFD INCOME FD II | $0 | – | -755,498 | -100.0% | -1.21% | – |
| ELP | Exit | COMPANHIA PARANAENSE DE ENERGIAspon adr pfd | $0 | – | -578,437 | -100.0% | -1.50% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIV FD | $0 | – | -2,767,172 | -100.0% | -2.28% | – |
| IRR | Exit | ING RISK MANAGED NATURAL RES FD | $0 | – | -1,183,599 | -100.0% | -2.28% | – |
| CEO | Exit | CNOOC LTDsp adr | $0 | – | -71,334 | -100.0% | -2.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CREDIT STRATEGIES INCOME FUND | 13 | Q2 2016 | 10.0% |
| TAIWAN SEMICONDUCTOR-SP ADR | 13 | Q2 2016 | 4.4% |
| BAIDU INC - SPON ADR | 13 | Q2 2016 | 2.9% |
| CEMEX SAB-SPONS ADR PART CER | 13 | Q2 2016 | 2.6% |
| HALLIBURTON CO | 13 | Q2 2016 | 1.6% |
| LYONDELLBASELL INDUSTRIES NV | 13 | Q2 2016 | 1.3% |
| CELANESE CORP-SERIES A | 13 | Q2 2016 | 0.8% |
| APPLE INC | 13 | Q2 2016 | 0.9% |
| BANK OF AMERICA CORP | 13 | Q2 2016 | 0.3% |
| INVESCO VK DYNAMIC CREDIT OPP | 12 | Q2 2016 | 4.9% |
View NEWGATE CAPITAL MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Voya Natural Resources Equity Income Fund | July 28, 2014 | 620,480 | 2.7% |
| ING Risk Managed Natural Resources Fund | January 16, 2014 | 1,182,530 | 5.2% |
| EGA Emerging Global Shares TrustSold out | October 10, 2013 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | July 22, 2013 | 641,385 | 4.9% |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC III | January 29, 2013 | 444,896 | 2.1% |
| AMERICAN SELECT PORTFOLIO INC | July 16, 2012 | 251,471 | 2.4% |
| Global X FundsSold out | July 16, 2012 | 0 | 0.0% |
| Global X FundsSold out | April 11, 2012 | 0 | 0.0% |
| BlackRock Enhanced Government Fund, Inc. | February 02, 2012 | 281,391 | 2.4% |
| Global X Funds | February 02, 2012 | ? | ? |
View NEWGATE CAPITAL MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-03 |
| 13F-HR | 2016-04-29 |
| 13F-HR | 2016-02-01 |
| 13F-HR | 2015-10-22 |
| 13F-HR | 2015-07-27 |
| 13F-HR | 2015-05-14 |
| 13F-HR | 2015-01-29 |
| 13F-HR | 2014-10-09 |
| 13F-HR | 2014-08-08 |
| SC 13G/A | 2014-07-28 |
View NEWGATE CAPITAL MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.