$1.22 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 505 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | UBER TECHNOLOGIES INCnote 12/1 | $17,814,969 | +14.0% | 19,096,000 | +11.5% | 1.46% | +32.9% | |
| Buy | FORD MTR CO DELnote 3/1 | $17,201,611 | -7.2% | 17,508,000 | +3.4% | 1.41% | +8.1% | |
| New | ROYAL CARIBBEAN GROUPnote 6.000% 8/1 | $15,691,170 | – | 7,959,000 | +100.0% | 1.28% | – | |
| New | APOLLO GLOBAL MGMT INCser a mand cnv | $15,645,674 | – | 285,505 | +100.0% | 1.28% | – | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $14,716,493 | +8.2% | 14,971,000 | +6.7% | 1.20% | +26.1% | |
| BACPRL | Buy | BANK AMERICA CORP7.25%cnv pfd l | $12,303,138 | +28.0% | 11,059 | +34.9% | 1.01% | +49.3% |
| Buy | EXACT SCIENCES CORPnote 0.375% 3/0 | $11,686,374 | +44.4% | 13,540,000 | +71.2% | 0.96% | +68.3% | |
| Buy | MONGODB INCnote 0.250% 1/1 | $10,701,758 | -11.2% | 6,262,000 | +3.3% | 0.88% | +3.4% | |
| Buy | PENNYMAC CORPnote 5.500%11/0 | $10,543,650 | +4.7% | 10,814,000 | +0.9% | 0.86% | +21.9% | |
| Buy | DATADOG INCnote 0.125% 6/1 | $10,451,191 | +3.3% | 8,906,000 | +9.3% | 0.86% | +20.4% | |
| New | HALOZYME THERAPEUTICS INCnote 1.000% 8/1 | $10,098,507 | – | 10,815,000 | +100.0% | 0.83% | – | |
| Buy | UPSTART HLDGS INCnote 0.250% 8/1 | $10,053,391 | +268.3% | 15,218,000 | +280.4% | 0.82% | +328.1% | |
| New | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $9,437,503 | – | 15,703,000 | +100.0% | 0.77% | – | |
| Buy | ALPHATEC HLDGS INCnote 0.750% 8/0 | $9,370,463 | +4.1% | 9,780,000 | +26.0% | 0.77% | +21.4% | |
| New | WAYFAIR INCnote 3.250% 9/1 | $8,909,600 | – | 7,400,000 | +100.0% | 0.73% | – | |
| New | LIBERTY MEDIA CORP DELnote 2.250% 8/1 | $8,520,561 | – | 8,757,000 | +100.0% | 0.70% | – | |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $8,461,539 | -0.4% | 10,202,000 | +1.3% | 0.69% | +16.1% | |
| Buy | AFFIRM HLDGS INCnote 11/1 | $8,429,459 | +16.7% | 11,295,000 | +15.4% | 0.69% | +36.1% | |
| Buy | DROPBOX INCnote 3/0 | $8,044,765 | +2.4% | 8,495,000 | +3.5% | 0.66% | +19.4% | |
| Buy | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $7,711,178 | +24.5% | 7,750,000 | +24.0% | 0.63% | +45.4% | |
| Buy | MFA FINL INCnote 6.250% 6/1 | $7,691,848 | +24.8% | 7,750,000 | +24.0% | 0.63% | +45.6% | |
| Buy | ITRON INCnote 3/1 | $7,105,320 | +18.5% | 8,262,000 | +22.2% | 0.58% | +38.0% | |
| New | DISH NETWORK CORPORATIONnote 12/1 | $6,856,561 | – | 10,272,000 | +100.0% | 0.56% | – | |
| New | POST HLDGS INCnote 2.500% 8/1 | $6,472,513 | – | 6,528,000 | +100.0% | 0.53% | – | |
| New | SAREPTA THERAPEUTICS INCnote 1.250% 9/1 | $6,122,845 | – | 5,481,998 | +100.0% | 0.50% | – | |
| New | BRIDGEBIO PHARMA INCnote 2.250% 2/0 | $6,121,665 | – | 8,217,000 | +100.0% | 0.50% | – | |
| New | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $5,801,280 | – | 6,043,000 | +100.0% | 0.48% | – | |
| Buy | NCL CORP LTDnote 5.375% 8/0 | $5,060,363 | +34.3% | 4,353,000 | +58.3% | 0.41% | +56.8% | |
| New | SUNNOVA ENERGY INTL INC.note 2.625% 2/1 | $4,829,971 | – | 7,860,000 | +100.0% | 0.40% | – | |
| New | COINBASE GLOBAL INCnote 0.500% 6/0 | $4,682,993 | – | 6,239,000 | +100.0% | 0.38% | – | |
| Buy | TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1 | $4,600,000 | +16.2% | 5,000,000 | +11.1% | 0.38% | +35.3% | |
| New | ALNYLAM PHARMACEUTICALS INCnote 1.000% 9/1 | $4,516,560 | – | 4,896,000 | +100.0% | 0.37% | – | |
| BUFR | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eq | $4,513,017 | – | 184,280 | +100.0% | 0.37% | – |
| New | MICROSTRATEGY INCnote 2/1 | $4,232,111 | – | 6,078,000 | +100.0% | 0.35% | – | |
| XME | Buy | SPDR SER TRs&p metals mng | $4,210,395 | +47.4% | 80,198 | +42.7% | 0.34% | +72.0% |
| New | LIVENT CORPnote 4.125% 7/1 | $4,037,424 | – | 1,864,000 | +100.0% | 0.33% | – | |
| New | NUTANIX INCnote 0.250%10/0 | $3,860,063 | – | 4,325,000 | +100.0% | 0.32% | – | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $3,824,388 | +66.6% | 3,672,000 | +54.5% | 0.31% | +94.4% | |
| Buy | CERIDIAN HCM HLDG INCnote 0.250% 3/1 | $3,619,611 | +94.4% | 4,116,000 | +94.5% | 0.30% | +126.0% | |
| New | CYTOKINETICS INCnote 3.500% 7/0 | $2,997,186 | – | 3,534,000 | +100.0% | 0.24% | – | |
| Buy | RWT HLDGS INCnote 5.750%10/0 | $2,776,081 | +28.4% | 3,000,000 | +20.0% | 0.23% | +49.3% | |
| New | RBC BEARINGS INC5% cnv pfd sr a | $2,684,523 | – | 24,345 | +100.0% | 0.22% | – | |
| Buy | PENNYMAC CORPnote 5.500% 3/1 | $2,154,001 | +21.4% | 2,400,000 | +20.0% | 0.18% | +40.8% | |
| Buy | SUNNOVA ENERGY INTL INC.note 0.250%12/0 | $1,933,502 | -1.3% | 3,000,000 | +20.0% | 0.16% | +15.3% | |
| Buy | BLOCK INCnote 0.125% 3/0 | $1,902,006 | +85.5% | 2,052,000 | +88.6% | 0.16% | +116.7% | |
| New | ZIFF DAVIS INCnote 1.750%11/0 | $1,839,001 | – | 2,000,000 | +100.0% | 0.15% | – | |
| New | REALOGY GRP LLC/REALOGY COnote 0.250% 6/1 | $1,520,000 | – | 2,000,000 | +100.0% | 0.12% | – | |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $1,213,251 | +3.4% | 20,588 | +14.8% | 0.10% | +20.7% |
| Buy | COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $1,063,126 | +15.7% | 1,750,000 | +16.7% | 0.09% | +35.9% | |
| New | MIDDLEBY CORPnote 1.000% 9/0 | $896,720 | – | 801,000 | +100.0% | 0.07% | – | |
| New | BLOCK INCnote 0.250%11/0 | $750,620 | – | 1,000,000 | +100.0% | 0.06% | – | |
| Buy | INNOVIVA INCnote 2.125% 3/1 | $676,650 | +12.4% | 825,000 | +12.2% | 0.06% | +31.0% | |
| New | RAPID7 INCnote 0.250% 3/1 | $402,085 | – | 472,000 | +100.0% | 0.03% | – | |
| LLY | Buy | ELI LILLY & CO | $400,699 | +87.0% | 746 | +63.2% | 0.03% | +120.0% |
| New | CNX RES CORPnote 2.250% 5/0 | $318,208 | – | 176,000 | +100.0% | 0.03% | – | |
| New | PEABODY ENGR CORPnote 3.250% 3/0 | $230,648 | – | 153,000 | +100.0% | 0.02% | – | |
| New | LIBERTY MEDIA CORP DEL | $221,601 | – | 3,557 | +100.0% | 0.02% | – | |
| VLO | New | VALERO ENERGY CORP | $211,715 | – | 1,494 | +100.0% | 0.02% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.