$1.22 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 505 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 28.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $82,823,305 | -4.3% | 192,868 | -0.7% | 6.78% | +11.6% |
| Sell | PIONEER NAT RES COnote 0.250% 5/1 | $34,076,053 | -1.3% | 13,912,000 | -11.4% | 2.79% | +15.0% | |
| Sell | BOOKING HOLDINGS INCnote 0.750% 5/0 | $31,396,000 | -10.6% | 18,800,000 | -19.8% | 2.57% | +4.2% | |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $27,789,762 | -32.1% | 27,762,000 | -22.2% | 2.27% | -20.8% | |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $23,443,713 | -10.6% | 21,073 | -7.4% | 1.92% | +4.2% |
| Sell | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $23,364,205 | -28.3% | 9,919,000 | -21.7% | 1.91% | -16.4% | |
| Sell | SNAP INCnote 0.125% 3/0 | $20,451,587 | -9.4% | 29,683,000 | -6.8% | 1.67% | +5.7% | |
| IEF | Sell | ISHARES TR7-10 yr trsy bd | $19,705,314 | -5.3% | 215,147 | -0.2% | 1.61% | +10.4% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $18,935,965 | -4.9% | 353,811 | -0.4% | 1.55% | +10.9% |
| Buy | UBER TECHNOLOGIES INCnote 12/1 | $17,814,969 | +14.0% | 19,096,000 | +11.5% | 1.46% | +32.9% | |
| Buy | FORD MTR CO DELnote 3/1 | $17,201,611 | -7.2% | 17,508,000 | +3.4% | 1.41% | +8.1% | |
| Sell | DEXCOM INCnote 0.250%11/1 | $16,223,252 | -52.7% | 17,213,000 | -46.4% | 1.33% | -44.8% | |
| New | ROYAL CARIBBEAN GROUPnote 6.000% 8/1 | $15,691,170 | – | 7,959,000 | +100.0% | 1.28% | – | |
| New | APOLLO GLOBAL MGMT INCser a mand cnv | $15,645,674 | – | 285,505 | +100.0% | 1.28% | – | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $14,716,493 | +8.2% | 14,971,000 | +6.7% | 1.20% | +26.1% | |
| Sell | SHIFT4 PMTS INCnote 12/1 | $14,480,544 | -15.9% | 14,716,000 | -7.2% | 1.18% | -1.9% | |
| Sell | ZILLOW GROUP INCnote 2.750% 5/1 | $12,352,901 | -8.6% | 12,034,000 | -6.5% | 1.01% | +6.5% | |
| Sell | CONMED CORPnote 2.250% 6/1 | $12,313,168 | -16.7% | 12,934,000 | -2.4% | 1.01% | -2.9% | |
| BACPRL | Buy | BANK AMERICA CORP7.25%cnv pfd l | $12,303,138 | +28.0% | 11,059 | +34.9% | 1.01% | +49.3% |
| Buy | EXACT SCIENCES CORPnote 0.375% 3/0 | $11,686,374 | +44.4% | 13,540,000 | +71.2% | 0.96% | +68.3% | |
| Sell | ARES CAPITAL CORPnote 4.625% 3/0 | $11,144,938 | -4.7% | 10,987,000 | -5.8% | 0.91% | +11.1% | |
| Sell | CABLE ONE INCnote 1.125% 3/1 | $11,045,424 | -4.8% | 14,846,000 | -3.7% | 0.90% | +11.1% | |
| Sell | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $10,880,443 | +22.5% | 6,324,000 | -5.9% | 0.89% | +42.9% | |
| Buy | MONGODB INCnote 0.250% 1/1 | $10,701,758 | -11.2% | 6,262,000 | +3.3% | 0.88% | +3.4% | |
| Sell | WAYFAIR INCnote 1.000% 8/1 | $10,580,087 | -5.2% | 12,942,000 | -4.6% | 0.86% | +10.5% | |
| Buy | PENNYMAC CORPnote 5.500%11/0 | $10,543,650 | +4.7% | 10,814,000 | +0.9% | 0.86% | +21.9% | |
| Buy | DATADOG INCnote 0.125% 6/1 | $10,451,191 | +3.3% | 8,906,000 | +9.3% | 0.86% | +20.4% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $10,320,450 | -31.8% | 9,829,000 | -26.5% | 0.84% | -20.5% | |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $10,218,254 | -1.4% | 200,791 | -1.5% | 0.84% | +15.0% |
| Sell | TRANSOCEAN INCdeb 4.000%12/1 | $10,136,779 | +6.8% | 5,657,000 | -4.9% | 0.83% | +24.5% | |
| New | HALOZYME THERAPEUTICS INCnote 1.000% 8/1 | $10,098,507 | – | 10,815,000 | +100.0% | 0.83% | – | |
| Buy | UPSTART HLDGS INCnote 0.250% 8/1 | $10,053,391 | +268.3% | 15,218,000 | +280.4% | 0.82% | +328.1% | |
| Sell | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $9,802,529 | -25.7% | 9,187,000 | -10.8% | 0.80% | -13.4% | |
| Sell | EQT CORPnote 1.750% 5/0 | $9,770,112 | -20.0% | 3,520,000 | -18.9% | 0.80% | -6.7% | |
| Sell | LENDINGTREE INCnote 0.500% 7/1 | $9,602,776 | -0.5% | 12,194,000 | -2.7% | 0.79% | +16.1% | |
| Sell | BILL HOLDINGS INCnote 12/0 | $9,453,030 | -11.0% | 9,406,000 | -7.4% | 0.77% | +3.8% | |
| New | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $9,437,503 | – | 15,703,000 | +100.0% | 0.77% | – | |
| Sell | HAEMONETICS CORP MASSnote 3/0 | $9,431,462 | -1.1% | 10,872,000 | -3.0% | 0.77% | +15.2% | |
| Buy | ALPHATEC HLDGS INCnote 0.750% 8/0 | $9,370,463 | +4.1% | 9,780,000 | +26.0% | 0.77% | +21.4% | |
| Sell | INSMED INCnote 0.750% 6/0 | $9,250,400 | -8.3% | 9,325,000 | -22.4% | 0.76% | +7.1% | |
| Sell | SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $9,096,360 | -6.2% | 10,829,000 | -5.2% | 0.74% | +9.3% | |
| Sell | CHART INDS INC6.75dp cnv pfd b | $8,991,494 | -3.2% | 134,805 | -5.8% | 0.74% | +12.9% | |
| New | WAYFAIR INCnote 3.250% 9/1 | $8,909,600 | – | 7,400,000 | +100.0% | 0.73% | – | |
| Sell | PARSONS CORP DELnote 0.250% 8/1 | $8,840,799 | +3.8% | 6,964,000 | -6.4% | 0.72% | +21.1% | |
| Sell | NEXTERA ENERGY INCunit 09/01/2025 | $8,623,700 | -56.4% | 229,110 | -47.9% | 0.70% | -49.2% | |
| Sell | PERFICIENT INCnote 0.125%11/1 | $8,604,360 | -6.6% | 10,738,000 | -4.4% | 0.70% | +9.0% | |
| New | LIBERTY MEDIA CORP DELnote 2.250% 8/1 | $8,520,561 | – | 8,757,000 | +100.0% | 0.70% | – | |
| Sell | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $8,514,580 | -17.4% | 8,363,000 | -17.6% | 0.70% | -3.7% | |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $8,461,539 | -0.4% | 10,202,000 | +1.3% | 0.69% | +16.1% | |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $8,464,220 | -8.2% | 8,726,000 | -7.0% | 0.69% | +7.0% | |
| Buy | AFFIRM HLDGS INCnote 11/1 | $8,429,459 | +16.7% | 11,295,000 | +15.4% | 0.69% | +36.1% | |
| Sell | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $8,265,806 | -5.5% | 10,004,000 | -4.1% | 0.68% | +10.1% | |
| Sell | EXPEDIA GROUP INCnote 2/1 | $8,120,674 | -44.3% | 9,347,000 | -44.0% | 0.66% | -35.1% | |
| Buy | DROPBOX INCnote 3/0 | $8,044,765 | +2.4% | 8,495,000 | +3.5% | 0.66% | +19.4% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $7,942,563 | -5.8% | 77,853 | -0.2% | 0.65% | +9.8% |
| Sell | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $7,865,793 | -11.0% | 8,769,000 | -5.9% | 0.64% | +3.7% | |
| Sell | HUBSPOT INCnote 0.375% 6/0 | $7,803,378 | -13.5% | 4,379,000 | -7.2% | 0.64% | +0.8% | |
| Buy | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $7,711,178 | +24.5% | 7,750,000 | +24.0% | 0.63% | +45.4% | |
| Buy | MFA FINL INCnote 6.250% 6/1 | $7,691,848 | +24.8% | 7,750,000 | +24.0% | 0.63% | +45.6% | |
| BIL | Sell | SPDR SER TRbloomberg 1-3 mo | $7,656,043 | -43.9% | 83,381 | -43.9% | 0.63% | -34.7% |
| Sell | TYLER TEX INDPT SCH DISTnote 0.250% 3/1 | $7,525,108 | -11.2% | 7,794,000 | -5.3% | 0.62% | +3.5% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $7,483,293 | +3.9% | 6,345,000 | -6.0% | 0.61% | +21.2% | |
| Sell | BENTLEY SYS INCnote 0.125% 1/1 | $7,410,235 | -16.6% | 7,679,000 | -11.1% | 0.61% | -2.7% | |
| Sell | ZSCALER INCnote 0.125% 7/0 | $7,333,306 | -16.7% | 6,106,000 | -19.2% | 0.60% | -2.9% | |
| Sell | NCL CORP LTDnote 1.125% 2/1 | $7,223,248 | -16.1% | 8,729,000 | -6.5% | 0.59% | -2.2% | |
| Buy | ITRON INCnote 3/1 | $7,105,320 | +18.5% | 8,262,000 | +22.2% | 0.58% | +38.0% | |
| Sell | DIGITALOCEAN HLDGS INCnote 12/0 | $7,072,993 | -14.9% | 9,253,000 | -13.0% | 0.58% | -0.7% | |
| New | DISH NETWORK CORPORATIONnote 12/1 | $6,856,561 | – | 10,272,000 | +100.0% | 0.56% | – | |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $6,624,418 | -2.5% | 140,229 | -1.6% | 0.54% | +13.6% |
| New | POST HLDGS INCnote 2.500% 8/1 | $6,472,513 | – | 6,528,000 | +100.0% | 0.53% | – | |
| Sell | PATRICK INDS INCnote 1.750%12/0 | $6,460,146 | -6.9% | 6,847,000 | -4.2% | 0.53% | +8.4% | |
| Sell | MACOM TECH SOLUTIONS HLDGS Inote 0.250% 3/1 | $6,301,392 | +10.5% | 5,547,000 | -1.8% | 0.52% | +28.8% | |
| Sell | CONFLUENT INCnote 1/1 | $6,170,830 | -13.1% | 7,566,000 | -11.5% | 0.50% | +1.4% | |
| New | SAREPTA THERAPEUTICS INCnote 1.250% 9/1 | $6,122,845 | – | 5,481,998 | +100.0% | 0.50% | – | |
| New | BRIDGEBIO PHARMA INCnote 2.250% 2/0 | $6,121,665 | – | 8,217,000 | +100.0% | 0.50% | – | |
| Sell | EURONET WORLDWIDE INCnote 0.750% 3/1 | $6,095,906 | -24.8% | 6,635,000 | -20.5% | 0.50% | -12.3% | |
| Sell | DRAFTKINGS INC NEWnote 3/1 | $6,086,799 | -2.7% | 8,046,000 | -4.0% | 0.50% | +13.4% | |
| Sell | ATI INCnote 3.500% 6/1 | $6,027,170 | -14.5% | 2,241,000 | -7.9% | 0.49% | -0.2% | |
| Sell | ARRAY TECHNOLOGIES INCnote 1.000%12/0 | $6,027,588 | -38.5% | 5,292,000 | -38.3% | 0.49% | -28.3% | |
| Sell | STRIDE INCnote 1.125% 9/0 | $6,003,608 | +3.1% | 5,715,000 | -6.2% | 0.49% | +20.0% | |
| Sell | KBR INCnote 2.500%11/0 | $5,964,111 | -18.5% | 2,539,000 | -11.2% | 0.49% | -4.9% | |
| Sell | INSULET CORPnote 0.375% 9/0 | $5,825,946 | -46.6% | 5,957,000 | -25.0% | 0.48% | -37.6% | |
| New | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $5,801,280 | – | 6,043,000 | +100.0% | 0.48% | – | |
| Sell | MICROSTRATEGY INCnote 0.750%12/1 | $5,716,229 | -9.1% | 5,311,000 | -8.7% | 0.47% | +6.1% | |
| Sell | JETBLUE AIRWAYS CORPnote 0.500% 4/0 | $5,547,766 | -36.3% | 7,176,000 | -32.3% | 0.45% | -25.7% | |
| Sell | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $5,527,733 | -32.9% | 6,877,000 | -12.0% | 0.45% | -21.8% | |
| Sell | IMAX CORPnote 0.500% 4/0 | $5,495,223 | -0.9% | 5,893,000 | -2.9% | 0.45% | +15.7% | |
| Sell | CLOUDFLARE INCnote 8/1 | $5,329,500 | -68.6% | 6,270,000 | -68.7% | 0.44% | -63.4% | |
| Buy | NCL CORP LTDnote 5.375% 8/0 | $5,060,363 | +34.3% | 4,353,000 | +58.3% | 0.41% | +56.8% | |
| CWB | Sell | SPDR SER TRbbg conv sec etf | $5,036,998 | -3.5% | 74,292 | -0.4% | 0.41% | +12.6% |
| New | SUNNOVA ENERGY INTL INC.note 2.625% 2/1 | $4,829,971 | – | 7,860,000 | +100.0% | 0.40% | – | |
| Sell | CYBERARK SOFTWARE LTDnote 11/1 | $4,737,928 | -63.8% | 4,111,000 | -64.5% | 0.39% | -57.8% | |
| New | COINBASE GLOBAL INCnote 0.500% 6/0 | $4,682,993 | – | 6,239,000 | +100.0% | 0.38% | – | |
| Buy | TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1 | $4,600,000 | +16.2% | 5,000,000 | +11.1% | 0.38% | +35.3% | |
| New | ALNYLAM PHARMACEUTICALS INCnote 1.000% 9/1 | $4,516,560 | – | 4,896,000 | +100.0% | 0.37% | – | |
| Sell | NATERA INCnote 2.250% 5/0 | $4,505,758 | -12.9% | 3,407,000 | -4.9% | 0.37% | +1.7% | |
| BUFR | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eq | $4,513,017 | – | 184,280 | +100.0% | 0.37% | – |
| New | MICROSTRATEGY INCnote 2/1 | $4,232,111 | – | 6,078,000 | +100.0% | 0.35% | – | |
| XME | Buy | SPDR SER TRs&p metals mng | $4,210,395 | +47.4% | 80,198 | +42.7% | 0.34% | +72.0% |
| IEMG | Sell | ISHARES INCcore msci emkt | $4,128,766 | -3.5% | 86,757 | -0.0% | 0.34% | +12.7% |
| Sell | ASCENDIS PHARMA A/Snote 2.250% 4/0 | $4,113,551 | -9.6% | 4,508,000 | -10.1% | 0.34% | +5.3% | |
| Sell | AIRBNB INCnote 3/1 | $4,070,000 | -10.0% | 4,625,000 | -10.8% | 0.33% | +5.0% | |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $4,030,907 | +5.5% | 45,676 | -0.4% | 0.33% | +23.1% |
| New | LIVENT CORPnote 4.125% 7/1 | $4,037,424 | – | 1,864,000 | +100.0% | 0.33% | – | |
| Sell | ZILLOW GROUP INCnote 1.375% 9/0 | $3,962,929 | -9.9% | 3,326,000 | -4.9% | 0.32% | +4.9% | |
| New | NUTANIX INCnote 0.250%10/0 | $3,860,063 | – | 4,325,000 | +100.0% | 0.32% | – | |
| Sell | HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $3,862,074 | -26.1% | 4,577,000 | -27.3% | 0.32% | -13.9% | |
| Sell | IMPINJ INCnote 1.125% 5/1 | $3,835,166 | -48.1% | 4,424,000 | -35.2% | 0.31% | -39.4% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $3,824,388 | +66.6% | 3,672,000 | +54.5% | 0.31% | +94.4% | |
| MSFT | Sell | MICROSOFT CORP | $3,699,959 | -7.9% | 11,718 | -0.7% | 0.30% | +7.4% |
| Buy | CERIDIAN HCM HLDG INCnote 0.250% 3/1 | $3,619,611 | +94.4% | 4,116,000 | +94.5% | 0.30% | +126.0% | |
| Sell | LYFT INCnote 1.500% 5/1 | $3,492,200 | -63.2% | 3,800,000 | -64.2% | 0.29% | -57.1% | |
| REDWOOD TRUST INCnote 5.625% 7/1 | $3,470,191 | +3.3% | 3,541,000 | 0.0% | 0.28% | +20.3% | ||
| Sell | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $3,406,116 | +9.6% | 2,296,000 | -6.0% | 0.28% | +28.0% | |
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $3,392,224 | -12.2% | 4,048,000 | -7.6% | 0.28% | +2.2% | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $3,377,300 | +0.7% | 3,406,000 | 0.0% | 0.28% | +17.4% | ||
| UPWORK INCnote 0.250% 8/1 | $3,282,090 | +1.3% | 4,000,000 | 0.0% | 0.27% | +18.1% | ||
| New | CYTOKINETICS INCnote 3.500% 7/0 | $2,997,186 | – | 3,534,000 | +100.0% | 0.24% | – | |
| PDD HOLDINGS INCnote 12/0 | $2,958,900 | +1.6% | 3,000,000 | 0.0% | 0.24% | +18.6% | ||
| SPIRIT AIRLS INCnote 1.000% 5/1 | $2,951,826 | +2.9% | 3,550,000 | 0.0% | 0.24% | +19.9% | ||
| HERBALIFE LTDnote 2.625% 3/1 | $2,928,000 | +0.8% | 3,000,000 | 0.0% | 0.24% | +17.6% | ||
| CHEGG INCnote 0.125% 3/1 | $2,921,750 | +2.0% | 3,250,000 | 0.0% | 0.24% | +18.9% | ||
| Sell | GREENBRIER COS INCnote 2.875% 4/1 | $2,907,954 | -9.1% | 3,087,000 | -5.0% | 0.24% | +6.2% | |
| 8X8 INC NEWnote 0.500% 2/0 | $2,903,295 | +0.2% | 3,050,000 | 0.0% | 0.24% | +16.7% | ||
| AESC | Sell | AES CORPunit 02/15/2024 | $2,832,098 | -28.5% | 46,405 | -4.8% | 0.23% | -16.5% |
| Buy | RWT HLDGS INCnote 5.750%10/0 | $2,776,081 | +28.4% | 3,000,000 | +20.0% | 0.23% | +49.3% | |
| AAPL | Sell | APPLE INC | $2,741,243 | -12.9% | 16,011 | -1.3% | 0.22% | +1.4% |
| New | RBC BEARINGS INC5% cnv pfd sr a | $2,684,523 | – | 24,345 | +100.0% | 0.22% | – | |
| IWN | Sell | ISHARES TRrus 2000 val etf | $2,634,414 | -4.1% | 19,435 | -0.4% | 0.22% | +11.4% |
| SNAP INCnote 5/0 | $2,593,500 | +0.1% | 3,500,000 | 0.0% | 0.21% | +16.5% | ||
| I3 VERTICALS LLCnote 1.000% 2/1 | $2,557,500 | +1.7% | 2,750,000 | 0.0% | 0.21% | +18.8% | ||
| Sell | VERINT SYSTEMS INCnote 0.250% 4/1 | $2,437,458 | -40.3% | 2,855,000 | -38.4% | 0.20% | -30.4% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 05/07/2051 | $2,369,105 | -9.7% | 64,890 | 0.0% | 0.19% | +5.4% | |
| Sell | BENTLEY SYS INCnote 0.375% 7/0 | $2,203,200 | -20.0% | 2,550,000 | -16.4% | 0.18% | -6.7% | |
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $2,167,876 | +1.3% | 2,250,000 | 0.0% | 0.18% | +18.0% | ||
| Buy | PENNYMAC CORPnote 5.500% 3/1 | $2,154,001 | +21.4% | 2,400,000 | +20.0% | 0.18% | +40.8% | |
| NRG ENERGY INCdbcv 2.750% 6/0 | $2,116,000 | +0.2% | 2,000,000 | 0.0% | 0.17% | +16.9% | ||
| Sell | ENVESTNET INCnote 0.750% 8/1 | $2,051,718 | -0.3% | 2,228,000 | -0.6% | 0.17% | +16.7% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,046,912 | +8.2% | 15,642 | -1.0% | 0.17% | +25.6% |
| Buy | SUNNOVA ENERGY INTL INC.note 0.250%12/0 | $1,933,502 | -1.3% | 3,000,000 | +20.0% | 0.16% | +15.3% | |
| Buy | BLOCK INCnote 0.125% 3/0 | $1,902,006 | +85.5% | 2,052,000 | +88.6% | 0.16% | +116.7% | |
| New | ZIFF DAVIS INCnote 1.750%11/0 | $1,839,001 | – | 2,000,000 | +100.0% | 0.15% | – | |
| KAMAN CORPnote 3.250% 5/0 | $1,763,763 | +0.8% | 1,817,000 | 0.0% | 0.14% | +17.1% | ||
| MITEK SYS INCnote 0.750% 2/0 | $1,740,000 | +0.3% | 2,000,000 | 0.0% | 0.14% | +16.4% | ||
| TBF | PROSHARES TRshrt 20+yr tre | $1,634,750 | +16.0% | 65,000 | 0.0% | 0.13% | +35.4% | |
| AMZN | Sell | AMAZON COM INC | $1,613,407 | -3.7% | 12,692 | -1.2% | 0.13% | +12.8% |
| New | REALOGY GRP LLC/REALOGY COnote 0.250% 6/1 | $1,520,000 | – | 2,000,000 | +100.0% | 0.12% | – | |
| INNOVIVA INCnote 2.500% 8/1 | $1,508,580 | -0.2% | 1,530,000 | 0.0% | 0.12% | +16.0% | ||
| NVDA | Sell | NVIDIA CORPORATION | $1,487,666 | +1.6% | 3,420 | -1.2% | 0.12% | +18.4% |
| JAMF HLDG CORPnote 0.125% 9/0 | $1,465,626 | -2.3% | 1,750,000 | 0.0% | 0.12% | +14.3% | ||
| MESA LABS INCnote 1.375% 8/1 | $1,346,251 | +0.6% | 1,500,000 | 0.0% | 0.11% | +17.0% | ||
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $1,213,251 | +3.4% | 20,588 | +14.8% | 0.10% | +20.7% |
| FB | Sell | META PLATFORMS INCcl a | $1,149,204 | +3.7% | 3,828 | -0.9% | 0.09% | +20.5% |
| Buy | COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $1,063,126 | +15.7% | 1,750,000 | +16.7% | 0.09% | +35.9% | |
| KMB | KIMBERLY-CLARK CORP | $1,049,582 | -12.5% | 8,685 | 0.0% | 0.09% | +2.4% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $959,121 | +1.8% | 2,738 | -0.9% | 0.08% | +18.2% |
| Sell | ON SEMICONDUCTOR CORPnote 5/0 | $939,600 | -18.9% | 522,000 | -17.3% | 0.08% | -4.9% | |
| New | MIDDLEBY CORPnote 1.000% 9/0 | $896,720 | – | 801,000 | +100.0% | 0.07% | – | |
| Sell | Q2 HLDGS INCnote 0.750% 6/0 | $871,900 | -59.6% | 1,000,000 | -60.0% | 0.07% | -53.3% | |
| L | LOEWS CORP | $837,718 | +6.6% | 13,232 | 0.0% | 0.07% | +25.5% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $757,293 | +3.9% | 1,502 | -1.0% | 0.06% | +21.6% |
| New | BLOCK INCnote 0.250%11/0 | $750,620 | – | 1,000,000 | +100.0% | 0.06% | – | |
| PG | Sell | PROCTER AND GAMBLE CO | $717,631 | -4.7% | 4,920 | -0.9% | 0.06% | +11.3% |
| Buy | INNOVIVA INCnote 2.125% 3/1 | $676,650 | +12.4% | 825,000 | +12.2% | 0.06% | +31.0% | |
| JNJ | Sell | JOHNSON & JOHNSON | $649,010 | -6.9% | 4,167 | -1.1% | 0.05% | +8.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $620,541 | -1.6% | 4,279 | -1.3% | 0.05% | +15.9% |
| IWD | ISHARES TRrus 1000 val etf | $610,316 | -3.8% | 4,020 | 0.0% | 0.05% | +11.1% | |
| Sell | SNAP INCnote 0.750% 8/0 | $595,680 | -8.7% | 680,000 | -3.8% | 0.05% | +6.5% | |
| RINGCENTRAL INCnote 3/1 | $590,593 | +1.4% | 702,000 | 0.0% | 0.05% | +17.1% | ||
| UNITY SOFTWARE INCnote 11/1 | $577,004 | -0.9% | 729,000 | 0.0% | 0.05% | +14.6% | ||
| WOLFSPEED INCnote 0.250% 2/1 | $578,966 | -12.0% | 859,000 | 0.0% | 0.05% | +2.2% | ||
| TSLA | Sell | TESLA INC | $559,242 | -5.5% | 2,235 | -1.1% | 0.05% | +9.5% |
| AVGO | Sell | BROADCOM INC | $544,030 | -5.0% | 655 | -0.8% | 0.04% | +12.5% |
| COST | Sell | COSTCO WHSL CORP NEW | $525,978 | +3.8% | 931 | -1.1% | 0.04% | +19.4% |
| V | Sell | VISA INC | $514,992 | -4.2% | 2,239 | -1.1% | 0.04% | +10.5% |
| Sell | VAIL RESORTS INCnote 1/0 | $513,920 | -4.7% | 584,000 | -3.3% | 0.04% | +10.5% | |
| Sell | FIVE9 INCnote 0.500% 6/0 | $485,160 | -67.4% | 520,000 | -66.3% | 0.04% | -61.5% | |
| INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1 | $478,800 | -0.1% | 525,000 | 0.0% | 0.04% | +14.7% | ||
| IYR | Sell | ISHARES TRu.s. real es etf | $477,357 | -10.7% | 6,109 | -1.1% | 0.04% | +2.6% |
| BAC | Sell | BANK AMERICA CORP | $459,902 | -5.4% | 16,797 | -0.9% | 0.04% | +11.8% |
| IONIS PHARMACEUTICALS INCnote 4/0 | $449,190 | +3.5% | 460,000 | 0.0% | 0.04% | +23.3% | ||
| PFE | Sell | PFIZER INC | $453,799 | -10.4% | 13,681 | -0.9% | 0.04% | +2.8% |
| Sell | BURLINGTON STORES INCnote 2.250% 4/1 | $434,291 | -96.0% | 448,000 | -95.7% | 0.04% | -95.3% | |
| CSCO | Sell | CISCO SYS INC | $436,800 | +2.9% | 8,125 | -1.0% | 0.04% | +20.0% |
| MRK | Sell | MERCK & CO INC | $444,332 | -11.6% | 4,316 | -0.9% | 0.04% | +2.9% |
| PEP | Sell | PEPSICO INC | $421,058 | -9.4% | 2,485 | -1.0% | 0.03% | +3.0% |
| BLOOM ENERGY CORPnote 2.500% 8/1 | $411,405 | -10.3% | 379,000 | 0.0% | 0.03% | +6.2% | ||
| UNP | Sell | UNION PAC CORP | $409,704 | -1.5% | 2,012 | -1.0% | 0.03% | +17.2% |
| New | RAPID7 INCnote 0.250% 3/1 | $402,085 | – | 472,000 | +100.0% | 0.03% | – | |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $400,661 | -0.3% | 1,012 | -1.0% | 0.03% | +17.9% |
| CVX | Sell | CHEVRON CORP NEW | $398,449 | +6.0% | 2,363 | -1.0% | 0.03% | +26.9% |
| KO | Sell | COCA COLA CO | $404,064 | -7.9% | 7,218 | -0.9% | 0.03% | +6.5% |
| LLY | Buy | ELI LILLY & CO | $400,699 | +87.0% | 746 | +63.2% | 0.03% | +120.0% |
| ORCL | Sell | ORACLE CORP | $387,561 | -11.9% | 3,659 | -0.9% | 0.03% | +3.2% |
| AMGN | Sell | AMGEN INC | $392,658 | +19.4% | 1,461 | -1.4% | 0.03% | +39.1% |
| MCD | Sell | MCDONALDS CORP | $386,993 | -12.6% | 1,469 | -1.0% | 0.03% | +3.2% |
| LIVE NATION ENTERTAINMENT INnote 2.000% 2/1 | $387,016 | -4.1% | 380,000 | 0.0% | 0.03% | +14.3% | ||
| AGG | ISHARES TRcore us aggbd et | $381,144 | -4.0% | 4,053 | 0.0% | 0.03% | +10.7% | |
| GUARDANT HEALTH INCnote 11/1 | $379,500 | -3.8% | 552,000 | 0.0% | 0.03% | +10.7% | ||
| DHR | Sell | DANAHER CORPORATION | $373,887 | +2.4% | 1,507 | -1.0% | 0.03% | +19.2% |
| ENPHASE ENERGY INCnote 3/0 | $376,513 | -12.0% | 455,000 | 0.0% | 0.03% | +3.3% | ||
| ABT | Sell | ABBOTT LABS | $369,386 | -11.7% | 3,814 | -0.7% | 0.03% | +3.4% |
| ABBV | Sell | ABBVIE INC | $356,253 | +9.3% | 2,390 | -1.2% | 0.03% | +26.1% |
| SLB | Sell | SCHLUMBERGER LTD | $349,275 | +17.4% | 5,991 | -1.1% | 0.03% | +38.1% |
| HD | Sell | HOME DEPOT INC | $351,714 | -4.0% | 1,164 | -1.3% | 0.03% | +11.5% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $347,223 | -3.6% | 3,156 | -0.9% | 0.03% | +12.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $325,943 | +5.6% | 7,351 | -1.0% | 0.03% | +22.7% |
| ETN | Sell | EATON CORP PLC | $327,172 | +5.0% | 1,534 | -1.0% | 0.03% | +22.7% |
| Sell | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $331,613 | -89.7% | 239,000 | -87.5% | 0.03% | -88.0% | |
| AMAT | Sell | APPLIED MATLS INC | $312,897 | -5.1% | 2,260 | -0.9% | 0.03% | +13.0% |
| New | CNX RES CORPnote 2.250% 5/0 | $318,208 | – | 176,000 | +100.0% | 0.03% | – | |
| CARNIVAL CORPnote 5.750%10/0 | $313,845 | -24.3% | 210,000 | 0.0% | 0.03% | -10.3% | ||
| CRM | Sell | SALESFORCE INC | $311,065 | -4.9% | 1,534 | -1.0% | 0.02% | +8.7% |
| ADBE | Sell | ADOBE INC | $311,549 | +3.4% | 611 | -0.8% | 0.02% | +19.0% |
| ETSY INCnote 0.125%10/0 | $295,365 | -14.2% | 291,000 | 0.0% | 0.02% | 0.0% | ||
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $294,085 | -4.6% | 581 | -1.7% | 0.02% | +9.1% |
| Sell | ETSY INCnote 0.125% 9/0 | $290,400 | -95.9% | 363,000 | -95.8% | 0.02% | -95.2% | |
| WFC | Sell | WELLS FARGO CO NEW | $283,078 | -6.6% | 6,928 | -2.4% | 0.02% | +9.5% |
| CAT | Sell | CATERPILLAR INC | $276,003 | +9.3% | 1,011 | -1.5% | 0.02% | +27.8% |
| Sell | PACIRA BIOSCIENCES INCnote 0.750% 8/0 | $269,813 | -7.1% | 300,000 | -4.5% | 0.02% | +10.0% | |
| ACN | Sell | ACCENTURE PLC IRELAND | $252,137 | -1.7% | 821 | -1.2% | 0.02% | +16.7% |
| DHI | Sell | D R HORTON INC | $257,176 | -12.4% | 2,393 | -0.8% | 0.02% | 0.0% |
| TPX | Sell | TEMPUR SEALY INTL INC | $238,933 | +7.1% | 5,513 | -1.0% | 0.02% | +25.0% |
| BA | Sell | BOEING CO | $249,951 | -10.3% | 1,304 | -1.1% | 0.02% | 0.0% |
| HON | Sell | HONEYWELL INTL INC | $238,684 | -11.7% | 1,292 | -0.8% | 0.02% | +5.3% |
| WMT | Sell | WALMART INC | $233,338 | +0.0% | 1,459 | -1.7% | 0.02% | +18.8% |
| KKR | Sell | KKR & CO INC | $231,986 | +8.7% | 3,766 | -1.2% | 0.02% | +26.7% |
| New | PEABODY ENGR CORPnote 3.250% 3/0 | $230,648 | – | 153,000 | +100.0% | 0.02% | – | |
| New | LIBERTY MEDIA CORP DEL | $221,601 | – | 3,557 | +100.0% | 0.02% | – | |
| PH | Sell | PARKER-HANNIFIN CORP | $215,794 | -1.9% | 554 | -1.8% | 0.02% | +20.0% |
| DIS | Sell | DISNEY WALT CO | $219,808 | -14.1% | 2,712 | -5.4% | 0.02% | 0.0% |
| NOW | Sell | SERVICENOW INC | $206,815 | -1.9% | 370 | -1.3% | 0.02% | +13.3% |
| VLO | New | VALERO ENERGY CORP | $211,715 | – | 1,494 | +100.0% | 0.02% | – |
| RIG | Sell | TRANSOCEAN LTD | $117,920 | +15.6% | 14,363 | -1.3% | 0.01% | +42.9% |
| NICE LTDnote 9/1 | $31,500 | -7.1% | 35,000 | 0.0% | 0.00% | +50.0% | ||
| Sell | MERCADOLIBRE INCnote 2.000% 8/1 | $29,055 | -99.6% | 10,000 | -99.6% | 0.00% | -99.6% | |
| NKE | Exit | NIKE INCcl b | $0 | – | -1,858 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORP | $0 | – | -6,070 | -100.0% | -0.01% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -2,356 | -100.0% | -0.02% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -484 | -100.0% | -0.02% | – |
| Exit | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $0 | – | -141,000 | -100.0% | -0.02% | – | |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -6,591 | -100.0% | -0.02% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 09/01/2023 | $0 | – | -5,150 | -100.0% | -0.02% | – |
| FWONK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -3,597 | -100.0% | -0.02% | – |
| Exit | DEXCOM INCnote 0.750%12/0 | $0 | – | -111,000 | -100.0% | -0.02% | – | |
| Exit | FTI CONSULTING INCnote 2.000% 8/1 | $0 | – | -210,000 | -100.0% | -0.03% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -1,060,000 | -100.0% | -0.06% | – | |
| Exit | REDWOOD TRUST INCnote 4.750% 8/1 | $0 | – | -1,000,000 | -100.0% | -0.07% | – | |
| Exit | PROGRESS SOFTWARE CORPnote 1.000% 4/1 | $0 | – | -1,250,000 | -100.0% | -0.10% | – | |
| Exit | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $0 | – | -1,500,000 | -100.0% | -0.12% | – | |
| Exit | SABRE GLBL INCnote 4.000% 4/1 | $0 | – | -2,294,000 | -100.0% | -0.12% | – | |
| Exit | CERENCE INCnote 3.000% 6/0 | $0 | – | -1,738,000 | -100.0% | -0.13% | – | |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -2,135,000 | -100.0% | -0.15% | – | |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $0 | – | -2,500,000 | -100.0% | -0.17% | – | |
| Exit | NEW MTN FIN CORPnote 5.750% 8/1 | $0 | – | -2,750,000 | -100.0% | -0.19% | – | |
| NIMC | Exit | NISOURCE INCunit 12/01/2023 | $0 | – | -27,110 | -100.0% | -0.19% | – |
| Exit | MAGNITE INCnote 0.250% 3/1 | $0 | – | -3,675,000 | -100.0% | -0.22% | – | |
| Exit | RINGCENTRAL INCnote 3/0 | $0 | – | -3,500,000 | -100.0% | -0.23% | – | |
| RCA | Exit | READY CAPITAL CORP7% cn sr nt 2023 | $0 | – | -132,722 | -100.0% | -0.23% | – |
| Exit | GRANITE PT MTG TR INCnote 6.375%10/0 | $0 | – | -3,816,000 | -100.0% | -0.26% | – | |
| Exit | ALTERYX INCnote 1.000% 8/0 | $0 | – | -4,491,000 | -100.0% | -0.26% | – | |
| Exit | SOLAREDGE TECHNOLOGIES INCnote 9/1 | $0 | – | -3,707,000 | -100.0% | -0.31% | – | |
| Exit | MARRIOTT VACATIONS WORLDWIDEnote 1/1 | $0 | – | -5,119,000 | -100.0% | -0.33% | – | |
| AEPPZ | Exit | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $0 | – | -107,745 | -100.0% | -0.37% | – |
| Exit | TOPGOLF CALLAWAY BRANDS CORPnote 2.750% 5/0 | $0 | – | -4,334,000 | -100.0% | -0.39% | – | |
| Exit | H WORLD GROUP LTDnote 3.000% 5/0 | $0 | – | -4,996,000 | -100.0% | -0.40% | – | |
| Exit | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $0 | – | -5,171,000 | -100.0% | -0.42% | – | |
| Exit | BOX INCnote 1/1 | $0 | – | -5,419,000 | -100.0% | -0.47% | – | |
| Exit | EVOLENT HEALTH INCnote 1.500%10/1 | $0 | – | -6,236,000 | -100.0% | -0.50% | – | |
| Exit | PAGERDUTY INCnote 1.250% 7/0 | $0 | – | -7,657,000 | -100.0% | -0.51% | – | |
| Exit | SEA LTDnote 2.375%12/0 | $0 | – | -7,828,000 | -100.0% | -0.56% | – | |
| PCGU | Exit | PG&E CORPunit 08/16/2023 | $0 | – | -67,270 | -100.0% | -0.71% | – |
| Exit | WORKIVA INCnote 1.125% 8/1 | $0 | – | -7,229,000 | -100.0% | -0.71% | – | |
| Exit | AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $0 | – | -10,903,000 | -100.0% | -0.72% | – | |
| Exit | ILLUMINA INCnote 8/1 | $0 | – | -13,063,000 | -100.0% | -0.91% | – | |
| KKRPRC | Exit | KKR & CO INC6% mconv pfd c | $0 | – | -199,102 | -100.0% | -0.92% | – |
| Exit | SPLUNK INCnote 1.125% 9/1 | $0 | – | -20,154,000 | -100.0% | -1.41% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.