$1.58 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 662 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 21.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $76,407,075 | +6.9% | 198,868 | -0.2% | 4.84% | +0.9% |
| Sell | PIONEER NAT RES COnote 0.250% 5/1 | $50,007,408 | +2.0% | 21,444,000 | -5.2% | 3.17% | -3.7% | |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $40,907,261 | -10.3% | 34,061,000 | -14.7% | 2.59% | -15.3% | |
| Buy | BOOKING HOLDINGS INCnote 0.750% 5/0 | $36,785,855 | +18.8% | 27,619,000 | +7.1% | 2.33% | +12.2% | |
| Sell | DEXCOM INCnote 0.250%11/1 | $36,062,598 | +14.5% | 33,161,000 | -3.0% | 2.29% | +8.1% | |
| Sell | ELEVANCE HEALTH INCnote 2.750%10/1 | $29,879,693 | +11.6% | 4,086,000 | -1.4% | 1.89% | +5.3% | |
| Buy | ETSY INCnote 0.125% 9/0 | $27,865,173 | +39.6% | 27,935,000 | +23.0% | 1.77% | +31.8% | |
| WFCPRL | Buy | WELLS FARGO CO NEWperp pfd cnv a | $27,639,200 | +25.3% | 23,325 | +26.6% | 1.75% | +18.3% |
| NEEPRP | Sell | NEXTERA ENERGY INCunit 03/01/2023 | $25,687,258 | -13.9% | 508,055 | -15.5% | 1.63% | -18.7% |
| Sell | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $25,632,340 | -29.0% | 16,223,000 | -16.7% | 1.62% | -33.0% | |
| Sell | ENPHASE ENERGY INCnote 3/0 | $25,401,706 | -9.1% | 21,722,000 | -7.8% | 1.61% | -14.2% | |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $25,361,163 | +66.7% | 490,355 | +47.5% | 1.61% | +57.4% |
| Sell | EXPEDIA GROUP INCnote 2/1 | $22,935,045 | -6.2% | 26,334,000 | -6.8% | 1.45% | -11.4% | |
| Buy | SAREPTA THERAPEUTICS INCdebt 1.250% 9/1 | $22,439,180 | +49.2% | 19,470,000 | +33.3% | 1.42% | +40.8% | |
| Buy | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $20,640,271 | +15.5% | 17,363,000 | +4.0% | 1.31% | +9.0% | |
| Sell | SPLUNK INCnote 1.125% 9/1 | $19,994,644 | +3.5% | 21,237,000 | -3.3% | 1.27% | -2.3% | |
| Sell | CLOUDFLARE INCnote 8/1 | $18,684,690 | +1.5% | 22,926,000 | -3.2% | 1.18% | -4.2% | |
| IEF | Sell | ISHARES TR7-10 yr trsy bd | $16,825,962 | -14.9% | 175,673 | -14.7% | 1.07% | -19.7% |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $15,927,719 | +172.5% | 16,722,000 | +170.9% | 1.01% | +157.7% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $15,728,223 | +4.4% | 14,665,000 | -1.5% | 1.00% | -1.5% | |
| DHRPRB | Buy | DANAHER CORPORATION5% conv pfd b | $15,567,173 | +17.5% | 11,469 | +16.0% | 0.99% | +11.0% |
| Sell | UBER TECHNOLOGIES INCnote 12/1 | $15,101,650 | -3.4% | 17,930,000 | -4.8% | 0.96% | -8.8% | |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $14,780,730 | +4.6% | 13,927,000 | -2.3% | 0.94% | -1.3% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $14,574,042 | -0.1% | 15,134,000 | -3.4% | 0.92% | -5.6% | |
| Sell | FORD MTR CO DELnote 3/1 | $13,152,404 | -16.8% | 13,940,000 | -19.4% | 0.83% | -21.5% | |
| Buy | SHIFT4 PMTS INCnote 12/1 | $12,917,756 | +60.7% | 13,040,000 | +43.2% | 0.82% | +51.7% | |
| Sell | BLOCK INCnote 0.125% 3/0 | $12,732,487 | +3.0% | 13,385,000 | -1.9% | 0.81% | -2.8% | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $12,620,378 | +6.6% | 11,899,000 | +2.6% | 0.80% | +0.6% | |
| Sell | OKTA INCnote 0.125% 9/0 | $12,584,523 | -0.6% | 14,325,000 | -5.5% | 0.80% | -6.1% | |
| Buy | VERINT SYSTEMS INCnote 0.250% 4/1 | $12,200,010 | +5.4% | 14,023,000 | +0.8% | 0.77% | -0.5% | |
| ILLUMINA INCnote 8/1 | $12,123,965 | +1.1% | 12,551,000 | 0.0% | 0.77% | -4.6% | ||
| New | NEXTERA ENERGY INCunit 09/01/2025 | $11,934,582 | – | 243,265 | +100.0% | 0.76% | – | |
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $11,182,673 | -17.2% | 13,041,000 | -9.9% | 0.71% | -21.7% | |
| Sell | RINGCENTRAL INCnote 3/0 | $11,144,865 | -5.9% | 12,978,000 | -7.8% | 0.71% | -11.2% | |
| NIMC | Buy | NISOURCE INCunit 12/01/2023 | $11,042,684 | +6.5% | 105,925 | +2.4% | 0.70% | +0.6% |
| Sell | ON SEMICONDUCTOR CORPnote 5/0 | $10,947,150 | -28.3% | 8,262,000 | -28.7% | 0.69% | -32.3% | |
| Sell | COUPA SOFTWARE INCnote 0.125% 6/1 | $10,893,100 | +13.8% | 11,273,000 | -0.7% | 0.69% | +7.3% | |
| BSXPRA | Buy | BOSTON SCIENTIFIC CORP5.50% cnv pfd a | $10,626,156 | +37.0% | 92,520 | +22.1% | 0.67% | +29.4% |
| AEPPZ | Sell | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $10,589,343 | +5.0% | 203,955 | -0.1% | 0.67% | -0.9% |
| Sell | MACOM TECH SOLUTIONS HLDGS Inote 0.250% 3/1 | $10,411,530 | +3.3% | 10,522,000 | -4.4% | 0.66% | -2.4% | |
| Sell | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $10,385,717 | -8.8% | 12,627,000 | -5.4% | 0.66% | -13.9% | |
| Buy | CYBERARK SOFTWARE LTDnote 11/1 | $10,356,328 | +13.1% | 9,787,000 | +21.6% | 0.66% | +6.7% | |
| PCGU | Sell | PG&E CORPunit 08/16/2023 | $10,294,051 | +19.2% | 71,305 | -5.3% | 0.65% | +12.4% |
| Buy | BURLINGTON STORES INCnote 2.250% 4/1 | $10,194,750 | +68.3% | 8,865,000 | +39.1% | 0.65% | +58.7% | |
| Sell | INSULET CORPnote 0.375% 9/0 | $10,190,404 | -7.5% | 7,217,000 | -22.8% | 0.65% | -12.6% | |
| Buy | PENNYMAC CORPnote 5.500%11/0 | $9,520,309 | +69.8% | 10,667,000 | +77.8% | 0.60% | +60.4% | |
| New | PERFICIENT INCnote 0.125%11/1 | $9,496,354 | – | 12,293,000 | +100.0% | 0.60% | – | |
| Buy | INSMED INCnote 0.750% 6/0 | $9,375,300 | +18.2% | 11,364,000 | +29.9% | 0.59% | +11.7% | |
| Sell | HAEMONETICS CORP MASSnote 3/0 | $9,350,416 | +3.8% | 11,316,000 | -0.1% | 0.59% | -2.0% | |
| Sell | GREEN PLAINS INCnote 2.250% 3/1 | $9,317,004 | +0.3% | 7,836,000 | -3.6% | 0.59% | -5.3% | |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $9,243,154 | +1694.8% | 183,651 | +1686.7% | 0.59% | +1574.3% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $9,137,283 | -0.0% | 192,729 | -0.1% | 0.58% | -5.7% |
| Sell | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $9,035,048 | -16.0% | 9,896,000 | -0.1% | 0.57% | -20.6% | |
| Sell | SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $9,025,926 | -6.1% | 10,569,000 | -8.8% | 0.57% | -11.3% | |
| Sell | ENVESTNET INCnote 0.750% 8/1 | $8,989,817 | -2.0% | 9,961,000 | -9.2% | 0.57% | -7.5% | |
| New | KBR INCnote 2.500%11/0 | $8,781,912 | – | 4,165,000 | +100.0% | 0.56% | – | |
| Sell | AIRBNB INCnote 3/1 | $8,621,748 | -19.1% | 10,476,000 | -18.6% | 0.55% | -23.6% | |
| Sell | PARSONS CORP DELnote 0.250% 8/1 | $8,577,183 | +9.9% | 7,547,000 | -0.5% | 0.54% | +3.8% | |
| Buy | BILL COM HLDGS INCnote 12/0 | $8,538,981 | -5.1% | 8,347,000 | +1.7% | 0.54% | -10.4% | |
| New | TRANSOCEAN INCdeb 4.000%12/1 | $8,521,207 | – | 7,078,000 | +100.0% | 0.54% | – | |
| Buy | FIVE9 INCnote 0.500% 6/0 | $8,494,984 | +2.6% | 9,274,000 | +1.6% | 0.54% | -3.2% | |
| CWB | Sell | SPDR SER TRbbg conv sec etf | $8,464,829 | +1.6% | 131,564 | -0.1% | 0.54% | -4.1% |
| Buy | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $8,422,343 | +457.4% | 6,096,000 | +306.4% | 0.53% | +428.7% | |
| New | ARRAY TECHNOLOGIES INCnote 1.000%12/0 | $8,268,221 | – | 8,134,000 | +100.0% | 0.52% | – | |
| Buy | STRIDE INCnote 1.125% 9/0 | $8,215,787 | +131.4% | 9,225,000 | +163.6% | 0.52% | +118.9% | |
| Sell | GREENBRIER COS INCnote 2.875% 4/1 | $8,208,541 | +0.8% | 9,312,000 | -9.6% | 0.52% | -4.9% | |
| Sell | EURONET WORLDWIDE INCnote 0.750% 3/1 | $8,123,865 | -15.1% | 8,591,000 | -19.3% | 0.52% | -19.9% | |
| New | DIGITALOCEAN HLDGS INCnote 12/0 | $8,066,283 | – | 10,791,000 | +100.0% | 0.51% | – | |
| VAIL RESORTS INCnote 1/0 | $7,967,238 | +6.5% | 8,590,000 | 0.0% | 0.50% | +0.6% | ||
| Sell | ZSCALER INCnote 0.125% 7/0 | $7,911,750 | -17.7% | 7,535,000 | -0.1% | 0.50% | -22.3% | |
| DROPBOX INCnote 3/0 | $7,891,587 | +4.8% | 8,857,000 | 0.0% | 0.50% | -1.0% | ||
| BDXB | Sell | BECTON DICKINSON & CO6% dp conv pfd b | $7,844,419 | +2.7% | 156,575 | -4.4% | 0.50% | -3.1% |
| Buy | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $7,811,539 | +34.6% | 8,094,000 | +29.6% | 0.50% | +26.9% | |
| Buy | SSR MNG INCnote 2.500% 4/0 | $7,750,990 | +2600.7% | 6,936,000 | +2517.4% | 0.49% | +2484.2% | |
| Buy | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $7,748,506 | +61.3% | 4,915,000 | +43.6% | 0.49% | +52.5% | |
| Sell | BENTLEY SYS INCnote 0.125% 1/1 | $7,735,584 | +8.7% | 8,482,000 | -0.5% | 0.49% | +2.5% | |
| Sell | MAKEMYTRIP LIMITED MAURITIUSnote 2/1 | $7,684,664 | -8.5% | 7,778,000 | -3.5% | 0.49% | -13.7% | |
| Sell | TYLER TEX INDPT SCH DISTnote 0.250% 3/1 | $7,654,031 | -1.8% | 8,239,000 | -0.1% | 0.48% | -7.3% | |
| Sell | BOX INCnote 1/1 | $7,404,736 | +3.6% | 5,646,000 | -13.0% | 0.47% | -2.3% | |
| Sell | EQT CORPnote 1.750% 5/0 | $7,328,232 | -44.6% | 3,156,000 | -34.2% | 0.46% | -47.7% | |
| KKRPRC | Buy | KKR & CO INC6% mconv pfd c | $7,198,326 | +119.5% | 125,472 | +108.1% | 0.46% | +107.3% |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $7,175,960 | -2.7% | 5,827,000 | -5.4% | 0.46% | -8.1% | |
| New | CONFLUENT INCnote 1/1 | $7,151,360 | – | 9,472,000 | +100.0% | 0.45% | – | |
| Sell | H WORLD GROUP LTDnote 3.000% 5/0 | $6,979,413 | +11.5% | 5,742,000 | -0.1% | 0.44% | +5.2% | |
| Sell | AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $6,869,518 | -11.4% | 6,764,000 | -13.0% | 0.44% | -16.5% | |
| Sell | LYFT INCnote 1.500% 5/1 | $6,743,442 | +3.2% | 7,659,000 | -0.1% | 0.43% | -2.7% | |
| Buy | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $6,607,884 | +34.7% | 7,697,000 | +29.8% | 0.42% | +27.4% | |
| Sell | IONIS PHARMACEUTICALS INCnote 4/0 | $6,401,874 | -6.7% | 6,935,000 | -0.1% | 0.41% | -11.9% | |
| Buy | IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1 | $6,346,352 | +33.9% | 5,819,000 | +24.6% | 0.40% | +26.4% | |
| Sell | ITRON INCnote 3/1 | $6,094,328 | +4.7% | 7,443,000 | -0.1% | 0.39% | -1.3% | |
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $6,078,126 | -0.1% | 6,250,000 | 0.0% | 0.38% | -5.6% | ||
| New | MGP INGREDIENTS INC NEWnote 1.875%11/1 | $5,989,369 | – | 4,758,000 | +100.0% | 0.38% | – | |
| Buy | DATADOG INCnote 0.125% 6/1 | $5,615,576 | +30.8% | 5,146,000 | +42.4% | 0.36% | +23.6% | |
| Sell | MFA FINL INCnote 6.250% 6/1 | $5,593,750 | -13.5% | 6,250,000 | -16.7% | 0.36% | -18.2% | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $5,586,254 | +0.6% | 5,607,000 | 0.0% | 0.35% | -5.1% | ||
| Sell | HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $5,501,857 | +11.5% | 5,683,000 | -2.6% | 0.35% | +5.4% | |
| AESC | New | AES CORPunit 02/15/2024 | $5,306,173 | – | 51,950 | +100.0% | 0.34% | – |
| Sell | MARRIOTT VACATIONS WORLDWIDEnote 1/1 | $5,224,050 | +5.9% | 5,358,000 | -0.1% | 0.33% | 0.0% | |
| Sell | ATI INCnote 3.500% 6/1 | $5,197,283 | +10.2% | 2,587,000 | -0.2% | 0.33% | +3.8% | |
| New | PAGERDUTY INCnote 1.250% 7/0 | $5,057,673 | – | 5,025,000 | +100.0% | 0.32% | – | |
| New | EXACT SCIENCES CORPnote 1.000% 1/1 | $4,968,560 | – | 4,845,000 | +100.0% | 0.32% | – | |
| New | NATIONAL VISION HLDGS INCnote 2.500% 5/1 | $4,684,299 | – | 3,414,000 | +100.0% | 0.30% | – | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,608,246 | +1.2% | 61,288 | 0.0% | 0.29% | -4.6% | |
| New | OIL STS INTL INCnote 4.750% 4/0 | $4,492,782 | – | 4,177,000 | +100.0% | 0.28% | – | |
| Sell | PACIRA BIOSCIENCES INCnote 0.750% 8/0 | $4,468,003 | -48.6% | 4,961,000 | -44.0% | 0.28% | -51.5% | |
| Sell | PURE STORAGE INCnote 0.125% 4/1 | $4,366,296 | -8.5% | 4,056,000 | -4.1% | 0.28% | -13.4% | |
| New | EVOLENT HEALTH INCnote 1.500%10/1 | $4,349,730 | – | 4,035,000 | +100.0% | 0.28% | – | |
| FPE | Sell | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $4,275,213 | +0.4% | 254,477 | -0.2% | 0.27% | -5.2% |
| IEMG | Buy | ISHARES INCcore msci emkt | $4,264,507 | +15.4% | 91,317 | +6.2% | 0.27% | +8.9% |
| FTSL | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $4,234,401 | +1.1% | 94,963 | 0.0% | 0.27% | -4.6% | |
| Sell | ALTERYX INCnote 1.000% 8/0 | $4,089,410 | -10.4% | 4,927,000 | -13.1% | 0.26% | -15.6% | |
| TBF | Sell | PROSHARES TRshrt 20+yr tre | $4,082,400 | -8.5% | 180,000 | -10.0% | 0.26% | -13.7% |
| BACPRL | Buy | BK OF AMERICA CORP7.25%cnv pfd l | $3,909,200 | +19.4% | 3,370 | +20.8% | 0.25% | +12.7% |
| TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1 | $3,839,328 | +2.0% | 4,500,000 | 0.0% | 0.24% | -4.0% | ||
| MSFT | Sell | MICROSOFT CORP | $3,803,065 | +2.9% | 15,858 | -0.1% | 0.24% | -2.8% |
| Sell | GRANITE PT MTG TR INCnote 6.375%10/0 | $3,678,624 | -12.5% | 3,816,000 | -11.6% | 0.23% | -17.4% | |
| Buy | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $3,546,852 | +139.3% | 3,614,000 | +140.9% | 0.22% | +127.3% | |
| Sell | EXACT SCIENCES CORPnote 0.375% 3/1 | $3,506,250 | +6.7% | 4,250,000 | -10.5% | 0.22% | +0.5% | |
| Sell | MAGNITE INCnote 0.250% 3/1 | $3,451,050 | -14.2% | 4,500,000 | -18.2% | 0.22% | -18.9% | |
| New | BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1 | $3,432,189 | – | 3,500,000 | +100.0% | 0.22% | – | |
| Sell | LENDINGTREE INCnote 0.500% 7/1 | $3,420,000 | -4.0% | 4,750,000 | -5.0% | 0.22% | -9.2% | |
| Sell | CHEGG INCnote 9/0 | $3,333,699 | -11.6% | 4,250,000 | -15.0% | 0.21% | -16.6% | |
| AAPL | Sell | APPLE INC | $3,273,716 | -6.1% | 25,196 | -0.1% | 0.21% | -11.5% |
| New | BILIBILI INCnote 1.375% 4/0 | $3,071,801 | – | 2,644,000 | +100.0% | 0.20% | – | |
| SPLUNK INCnote 1.125% 6/1 | $3,003,927 | +7.2% | 3,560,000 | 0.0% | 0.19% | +1.1% | ||
| Sell | UPWORK INCnote 0.250% 8/1 | $2,999,436 | -18.0% | 4,000,000 | -20.0% | 0.19% | -22.4% | |
| INFINERA CORPnote 2.125% 9/0 | $2,937,000 | +7.2% | 3,000,000 | 0.0% | 0.19% | +1.1% | ||
| REDWOOD TRUST INCnote 5.625% 7/1 | $2,890,570 | +0.8% | 3,194,000 | 0.0% | 0.18% | -5.2% | ||
| IBB | ISHARES TRishares biotech | $2,832,845 | +12.3% | 21,577 | 0.0% | 0.18% | +6.5% | |
| BIGCOMMERCE HLDGS INCnote 0.250%10/0 | $2,840,000 | -2.8% | 4,000,000 | 0.0% | 0.18% | -8.2% | ||
| Sell | PROGRESS SOFTWARE CORPnote 1.000% 4/1 | $2,810,500 | -7.8% | 2,750,000 | -15.4% | 0.18% | -13.2% | |
| Sell | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $2,785,876 | -3.9% | 3,400,000 | -9.3% | 0.18% | -9.2% | |
| Buy | HERBALIFE NUTRITION LTDnote 2.625% 3/1 | $2,766,000 | +52.9% | 3,000,000 | +50.0% | 0.18% | +44.6% | |
| 8X8 INC NEWnote 0.500% 2/0 | $2,670,000 | +5.4% | 3,000,000 | 0.0% | 0.17% | -0.6% | ||
| Sell | BLOOM ENERGY CORPnote 2.500% 8/1 | $2,629,303 | -61.8% | 1,954,000 | -60.5% | 0.17% | -63.9% | |
| Sell | CABLE ONE INCnote 1.125% 3/1 | $2,600,500 | -15.0% | 3,500,000 | -17.6% | 0.16% | -19.5% | |
| BLACKLINE INCnote 3/1 | $2,555,626 | +5.3% | 3,000,000 | 0.0% | 0.16% | -0.6% | ||
| Sell | BENTLEY SYS INCnote 0.375% 7/0 | $2,482,700 | +1.4% | 3,050,000 | -6.2% | 0.16% | -4.3% | |
| Sell | NRG ENERGY INCdbcv 2.750% 6/0 | $2,471,251 | -33.7% | 2,500,000 | -28.6% | 0.16% | -37.2% | |
| PRA GROUP INCnote 3.500% 6/0 | $2,461,251 | +0.5% | 2,500,000 | 0.0% | 0.16% | -4.9% | ||
| Sell | REALOGY GRP LLC/REALOGY COnote 0.250% 6/1 | $2,446,500 | -12.4% | 3,500,000 | -12.5% | 0.16% | -17.1% | |
| Sell | UPSTART HLDGS INCnote 0.250% 8/1 | $2,362,500 | -11.6% | 4,500,000 | -5.3% | 0.15% | -16.2% | |
| Sell | LIVEPERSON INCnote 12/1 | $2,317,575 | -14.6% | 3,250,000 | -18.8% | 0.15% | -19.2% | |
| Sell | INNOVIVA INCnote 2.125% 1/1 | $2,272,270 | -32.2% | 2,275,000 | -33.3% | 0.14% | -36.0% | |
| HOPE BANCORP INCnote 2.000% 5/1 | $2,203,135 | +2.5% | 2,255,000 | 0.0% | 0.14% | -2.8% | ||
| Sell | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $2,214,844 | -21.7% | 2,250,000 | -25.0% | 0.14% | -26.3% | |
| Sell | CERIDIAN HCM HLDG INCnote 0.250% 3/1 | $2,191,252 | -9.4% | 2,500,000 | -16.7% | 0.14% | -14.2% | |
| RCA | READY CAPITAL CORP7% cn sr nt 2023 | $2,147,794 | -0.4% | 86,500 | 0.0% | 0.14% | -6.2% | |
| ETSY INCnote 0.250% 6/1 | $2,134,499 | +10.7% | 2,500,000 | 0.0% | 0.14% | +4.7% | ||
| Sell | PERMIAN RESOURCES CORPnote 3.250% 4/0 | $2,110,626 | -42.4% | 1,250,000 | -54.5% | 0.13% | -45.5% | |
| SNAP INCnote 5/0 | $2,095,501 | +1.3% | 3,000,000 | 0.0% | 0.13% | -4.3% | ||
| Sell | RWT HLDGS INCnote 5.750%10/0 | $2,096,876 | -29.5% | 2,500,000 | -28.6% | 0.13% | -33.5% | |
| WISDOMTREE INCnote 4.250% 6/1 | $2,077,600 | +3.6% | 2,000,000 | 0.0% | 0.13% | -2.2% | ||
| New | DISH NETWORK CORPORATIONnote 12/1 | $2,073,500 | – | 3,250,000 | +100.0% | 0.13% | – | |
| Sell | ZILLOW GROUP INCnote 2.750% 5/1 | $2,057,013 | -23.5% | 2,163,000 | -26.0% | 0.13% | -28.2% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 05/07/2051 | $2,027,279 | +0.4% | 47,157 | 0.0% | 0.13% | -5.9% | |
| I3 VERTICALS LLCnote 1.000% 2/1 | $2,019,376 | +5.3% | 2,250,000 | 0.0% | 0.13% | -0.8% | ||
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,979,794 | -7.8% | 22,439 | -0.1% | 0.12% | -13.2% |
| DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $1,970,000 | +0.1% | 2,000,000 | 0.0% | 0.12% | -5.3% | ||
| Sell | COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $1,957,500 | -72.0% | 3,000,000 | -66.4% | 0.12% | -73.6% | |
| NEW RELIC INCnote 0.500% 5/0 | $1,956,000 | +0.4% | 2,000,000 | 0.0% | 0.12% | -5.3% | ||
| Sell | SUNNOVA ENERGY INTL INC.note 0.250%12/0 | $1,933,752 | -20.6% | 2,500,000 | -13.8% | 0.12% | -24.5% | |
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $1,946,251 | +0.6% | 2,000,000 | 0.0% | 0.12% | -5.4% | ||
| Sell | TOPGOLF CALLAWAY BRANDS CORPnote 2.750% 5/0 | $1,885,907 | -64.4% | 1,450,000 | -64.7% | 0.12% | -66.3% | |
| SABRE GLBL INCnote 4.000% 4/1 | $1,875,825 | +13.0% | 1,750,000 | 0.0% | 0.12% | +7.2% | ||
| New | INNOVIVA INCnote 2.500% 8/1 | $1,884,225 | – | 1,850,000 | +100.0% | 0.12% | – | |
| WORKIVA INCnote 1.125% 8/1 | $1,849,500 | +5.2% | 1,500,000 | 0.0% | 0.12% | -0.8% | ||
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,836,952 | +7.5% | 26,056 | -0.1% | 0.12% | +0.9% |
| ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $1,768,500 | +1.5% | 1,500,000 | 0.0% | 0.11% | -4.3% | ||
| KAMAN CORPnote 3.250% 5/0 | $1,688,903 | -1.0% | 1,817,000 | 0.0% | 0.11% | -7.0% | ||
| MITEK SYS INCnote 0.750% 2/0 | $1,640,000 | +1.6% | 2,000,000 | 0.0% | 0.10% | -3.7% | ||
| Sell | PENNYMAC CORPnote 5.500% 3/1 | $1,638,800 | -26.7% | 2,000,000 | -27.3% | 0.10% | -30.7% | |
| COUPA SOFTWARE INCnote 0.375% 6/1 | $1,576,861 | +25.0% | 1,640,000 | 0.0% | 0.10% | +17.6% | ||
| BANDWIDTH INCnote 0.500% 4/0 | $1,554,751 | +6.9% | 2,500,000 | 0.0% | 0.10% | +1.0% | ||
| New | PATRICK INDS INCdbcv 1.000% 2/0 | $1,485,900 | – | 1,500,000 | +100.0% | 0.09% | – | |
| SFL CORPORATION LTDnote 4.875% 5/0 | $1,467,813 | -0.4% | 1,500,000 | 0.0% | 0.09% | -6.1% | ||
| JETBLUE AIRWAYS CORPnote 0.500% 4/0 | $1,458,153 | +2.8% | 2,000,000 | 0.0% | 0.09% | -3.2% | ||
| New | STARWOOD PPTY TR INCnote 4.375% 4/0 | $1,454,063 | – | 1,500,000 | +100.0% | 0.09% | – | |
| New | JOYY INCnote 0.750% 6/1 | $1,432,500 | – | 1,500,000 | +100.0% | 0.09% | – | |
| New | GDS HLDGS LTDnote 2.000% 6/0 | $1,433,438 | – | 1,500,000 | +100.0% | 0.09% | – | |
| JPM | Sell | JPMORGAN CHASE & CO | $1,400,944 | +28.3% | 10,447 | -0.1% | 0.09% | +21.9% |
| AMZN | Sell | AMAZON COM INC | $1,402,884 | -25.8% | 16,701 | -0.1% | 0.09% | -29.9% |
| Sell | GROUPON INCnote 1.125% 3/1 | $1,380,000 | -20.1% | 2,400,000 | -12.7% | 0.09% | -25.0% | |
| New | MESA LABS INCnote 1.375% 8/1 | $1,347,000 | – | 1,500,000 | +100.0% | 0.08% | – | |
| Sell | EVERBRIDGE INCnote 0.125%12/1 | $1,344,301 | -24.3% | 1,500,000 | -25.0% | 0.08% | -28.6% | |
| SPIRIT AIRLS INCnote 1.000% 5/1 | $1,328,250 | -3.6% | 1,650,000 | 0.0% | 0.08% | -9.7% | ||
| Sell | WINNEBAGO INDS INCnote 1.500% 4/0 | $1,310,939 | -37.4% | 1,250,000 | -37.5% | 0.08% | -41.1% | |
| SPOTIFY USA INCnote 3/1 | $1,283,975 | +2.6% | 1,595,000 | 0.0% | 0.08% | -3.6% | ||
| NEEPRQ | Sell | NEXTERA ENERGY INCunit 09/01/2023 | $1,262,520 | -31.1% | 25,195 | -33.3% | 0.08% | -35.0% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $1,226,951 | +15.6% | 3,972 | 0.0% | 0.08% | +9.9% | |
| ENPHASE ENERGY INCnote 3/0 | $1,201,977 | -2.4% | 1,067,000 | 0.0% | 0.08% | -8.4% | ||
| New | IMPINJ INCnote 1.125% 5/1 | $1,200,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
| KMB | KIMBERLY-CLARK CORP | $1,178,989 | +20.7% | 8,685 | 0.0% | 0.08% | +13.6% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,173,289 | +4.9% | 2,213 | -0.1% | 0.07% | -1.3% |
| HEFA | New | ISHARES TRhdg msci eafe | $1,173,555 | – | 43,465 | +100.0% | 0.07% | – |
| Sell | ROYAL CARIBBEAN GROUPnote 4.250% 6/1 | $1,088,503 | -77.4% | 1,097,000 | -77.9% | 0.07% | -78.7% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $1,039,500 | +1.8% | 990,000 | -1.5% | 0.07% | -4.3% | |
| JNJ | Sell | JOHNSON & JOHNSON | $1,027,928 | +7.9% | 5,819 | -0.1% | 0.06% | +1.6% |
| PG | PROCTER AND GAMBLE CO | $1,012,268 | +20.1% | 6,679 | 0.0% | 0.06% | +12.3% | |
| Sell | RBC BEARINGS INC5% cnv pfd sr a | $1,002,592 | -38.2% | 9,750 | -38.1% | 0.06% | -41.3% | |
| REDWOOD TRUST INCnote 4.750% 8/1 | $975,000 | -0.4% | 1,000,000 | 0.0% | 0.06% | -6.1% | ||
| PFE | Sell | PFIZER INC | $942,867 | +17.1% | 18,401 | -0.1% | 0.06% | +11.1% |
| PINDUODUO INCnote 12/0 | $927,502 | +3.5% | 1,000,000 | 0.0% | 0.06% | -1.7% | ||
| Buy | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $829,392 | +112.1% | 444,000 | +88.9% | 0.05% | +103.8% | |
| IYR | Sell | ISHARES TRu.s. real es etf | $788,355 | +3.3% | 9,364 | -0.1% | 0.05% | -2.0% |
| BAC | Sell | BANK AMERICA CORP | $766,595 | +9.7% | 23,146 | -0.1% | 0.05% | +4.3% |
| L | LOEWS CORP | $771,823 | +17.1% | 13,232 | 0.0% | 0.05% | +11.4% | |
| V | Sell | VISA INC | $724,874 | +16.9% | 3,489 | -0.1% | 0.05% | +9.5% |
| NVDA | NVIDIA CORPORATION | $732,746 | +20.1% | 5,014 | 0.0% | 0.05% | +12.2% | |
| MRK | MERCK & CO INC | $701,093 | +28.9% | 6,319 | 0.0% | 0.04% | +18.9% | |
| PALO ALTO NETWORKS INCnote 0.375% 6/0 | $671,808 | -12.6% | 455,000 | 0.0% | 0.04% | -17.3% | ||
| CVX | Sell | CHEVRON CORP NEW | $644,189 | +24.8% | 3,589 | -0.1% | 0.04% | +17.1% |
| KO | Sell | COCA COLA CO | $625,412 | +13.3% | 9,832 | -0.1% | 0.04% | +8.1% |
| IWD | ISHARES TRrus 1000 val etf | $618,277 | +11.4% | 4,077 | 0.0% | 0.04% | +5.4% | |
| PEP | PEPSICO INC | $606,115 | +10.6% | 3,355 | 0.0% | 0.04% | +2.7% | |
| COST | COSTCO WHSL CORP NEW | $583,411 | -3.1% | 1,278 | 0.0% | 0.04% | -7.5% | |
| HD | HOME DEPOT INC | $578,972 | +14.6% | 1,833 | 0.0% | 0.04% | +8.8% | |
| ABBV | ABBVIE INC | $566,765 | +19.8% | 3,507 | 0.0% | 0.04% | +12.5% | |
| DHR | DANAHER CORPORATION | $567,468 | +3.0% | 2,138 | 0.0% | 0.04% | -2.7% | |
| UNP | Sell | UNION PAC CORP | $564,265 | +6.3% | 2,725 | -0.1% | 0.04% | 0.0% |
| ABT | ABBOTT LABS | $553,450 | +13.6% | 5,041 | 0.0% | 0.04% | +6.1% | |
| MCD | Buy | MCDONALDS CORP | $553,151 | +14.5% | 2,099 | +0.2% | 0.04% | +9.4% |
| FB | META PLATFORMS INCcl a | $551,277 | -11.5% | 4,581 | 0.0% | 0.04% | -16.7% | |
| AVGO | BROADCOM INC | $521,107 | +25.9% | 932 | 0.0% | 0.03% | +17.9% | |
| AMGN | AMGEN INC | $524,228 | +16.5% | 1,996 | 0.0% | 0.03% | +10.0% | |
| MA | MASTERCARD INCORPORATEDcl a | $525,421 | +22.2% | 1,511 | 0.0% | 0.03% | +13.8% | |
| CSCO | Sell | CISCO SYS INC | $523,992 | +19.4% | 10,999 | -0.1% | 0.03% | +13.8% |
| BA | Buy | BOEING CO | $489,177 | +138.6% | 2,568 | +51.8% | 0.03% | +121.4% |
| SLB | Sell | SCHLUMBERGER LTD | $491,245 | +48.4% | 9,189 | -0.1% | 0.03% | +40.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $480,752 | +7.8% | 873 | -0.1% | 0.03% | 0.0% |
| New | CHART INDS INC6.75dp cnv pfd b | $473,616 | – | 9,360 | +100.0% | 0.03% | – | |
| MDIV | Sell | FIRST TR EXCHANGE-TRADED FDmulti asset di | $475,313 | +3.8% | 31,751 | -0.2% | 0.03% | -3.2% |
| WISDOMTREE INCnote 3.250% 6/1 | $462,751 | +3.8% | 500,000 | 0.0% | 0.03% | -3.3% | ||
| VZ | Sell | VERIZON COMMUNICATIONS INC | $435,804 | +3.8% | 11,061 | -0.1% | 0.03% | 0.0% |
| ETSY INCnote 0.125%10/0 | $449,454 | +15.8% | 291,000 | 0.0% | 0.03% | +7.7% | ||
| SNAP INCnote 0.750% 8/0 | $442,134 | -1.3% | 522,000 | 0.0% | 0.03% | -6.7% | ||
| ICE | INTERCONTINENTAL EXCHANGE IN | $441,855 | +13.9% | 4,307 | 0.0% | 0.03% | +7.7% | |
| TSLA | Buy | TESLA INC | $433,594 | -45.7% | 3,520 | +16.7% | 0.03% | -50.0% |
| WFC | Sell | WELLS FARGO CO NEW | $425,453 | +2.8% | 10,304 | -0.1% | 0.03% | -3.6% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $428,334 | -1.5% | 5,277 | -1.5% | 0.03% | -6.9% |
| ORCL | ORACLE CORP | $432,405 | +34.7% | 5,290 | 0.0% | 0.03% | +22.7% | |
| LPLA | LPL FINL HLDGS INC | $408,346 | -1.1% | 1,889 | 0.0% | 0.03% | -7.1% | |
| AGG | Sell | ISHARES TRcore us aggbd et | $400,568 | +0.4% | 4,130 | -0.6% | 0.02% | -7.4% |
| ORLY | OREILLY AUTOMOTIVE INC | $374,750 | +20.1% | 444 | 0.0% | 0.02% | +14.3% | |
| HON | HONEYWELL INTL INC | $378,884 | +27.1% | 1,768 | 0.0% | 0.02% | +20.0% | |
| WOLFSPEED INCnote 1.750% 5/0 | $372,711 | -29.4% | 232,000 | 0.0% | 0.02% | -31.4% | ||
| VIAVI SOLUTIONS INCnote 1.000% 3/0 | $386,540 | -10.3% | 385,000 | 0.0% | 0.02% | -17.2% | ||
| CMCSA | COMCAST CORP NEWcl a | $372,154 | +20.0% | 10,642 | 0.0% | 0.02% | +14.3% | |
| CAT | CATERPILLAR INC | $383,535 | +45.3% | 1,601 | 0.0% | 0.02% | +33.3% | |
| CUTERA INCnote 2.250% 3/1 | $365,195 | -4.4% | 247,000 | 0.0% | 0.02% | -11.5% | ||
| Sell | LIVE NATION ENTERTAINMENT INnote 2.000% 2/1 | $357,270 | -95.3% | 364,000 | -95.3% | 0.02% | -95.5% | |
| DIS | DISNEY WALT CO | $358,032 | -8.0% | 4,121 | 0.0% | 0.02% | -11.5% | |
| ETN | EATON CORP PLC | $341,056 | +17.2% | 2,173 | 0.0% | 0.02% | +10.0% | |
| FTI CONSULTING INCnote 2.000% 8/1 | $330,330 | -4.0% | 210,000 | 0.0% | 0.02% | -8.7% | ||
| WMT | WALMART INC | $333,063 | +9.2% | 2,349 | 0.0% | 0.02% | +5.0% | |
| DE | DEERE & CO | $312,139 | +28.5% | 728 | 0.0% | 0.02% | +25.0% | |
| AMAT | APPLIED MATLS INC | $322,329 | +18.9% | 3,310 | 0.0% | 0.02% | +11.1% | |
| LMT | LOCKHEED MARTIN CORP | $317,678 | +26.1% | 653 | 0.0% | 0.02% | +17.6% | |
| FWONK | LIBERTY MEDIA CORP DEL | $310,857 | +1.9% | 5,200 | 0.0% | 0.02% | 0.0% | |
| CRM | SALESFORCE INC | $311,454 | -7.9% | 2,349 | 0.0% | 0.02% | -13.0% | |
| NKE | NIKE INCcl b | $311,832 | +41.1% | 2,665 | 0.0% | 0.02% | +33.3% | |
| DEXCOM INCnote 0.750%12/0 | $305,694 | +37.7% | 111,000 | 0.0% | 0.02% | +26.7% | ||
| PKI | PERKINELMER INC | $299,089 | +16.8% | 2,133 | 0.0% | 0.02% | +11.8% | |
| ACN | ACCENTURE PLC IRELAND | $304,999 | +3.4% | 1,143 | 0.0% | 0.02% | -5.0% | |
| ADBE | ADOBE SYSTEMS INCORPORATED | $297,157 | +22.3% | 883 | 0.0% | 0.02% | +18.8% | |
| AIG | AMERICAN INTL GROUP INC | $292,990 | +32.6% | 4,633 | 0.0% | 0.02% | +26.7% | |
| VLO | VALERO ENERGY CORP | $287,846 | +18.9% | 2,269 | 0.0% | 0.02% | +12.5% | |
| DHI | D R HORTON INC | $290,598 | +32.1% | 3,260 | 0.0% | 0.02% | +20.0% | |
| BMY | BRISTOL-MYERS SQUIBB CO | $285,642 | +0.9% | 3,970 | 0.0% | 0.02% | -5.3% | |
| LIN | LINDE PLC | $269,426 | +20.3% | 826 | 0.0% | 0.02% | +13.3% | |
| KKR | New | KKR & CO INC | $274,438 | – | 5,912 | +100.0% | 0.02% | – |
| CVS | CVS HEALTH CORP | $262,796 | -2.7% | 2,820 | 0.0% | 0.02% | -5.6% | |
| TPX | New | TEMPUR SEALY INTL INC | $274,160 | – | 7,986 | +100.0% | 0.02% | – |
| LLY | New | LILLY ELI & CO | $259,016 | – | 708 | +100.0% | 0.02% | – |
| LOW | LOWES COS INC | $248,651 | +5.8% | 1,248 | 0.0% | 0.02% | 0.0% | |
| NOC | NORTHROP GRUMMAN CORP | $256,437 | +16.6% | 470 | 0.0% | 0.02% | +6.7% | |
| GILD | New | GILEAD SCIENCES INC | $256,606 | – | 2,989 | +100.0% | 0.02% | – |
| XOM | New | EXXON MOBIL CORP | $245,970 | – | 2,230 | +100.0% | 0.02% | – |
| PRU | PRUDENTIAL FINL INC | $249,049 | +15.8% | 2,504 | 0.0% | 0.02% | +14.3% | |
| MDT | MEDTRONIC PLC | $248,080 | -4.2% | 3,192 | 0.0% | 0.02% | -5.9% | |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $234,740 | – | 2,326 | +100.0% | 0.02% | – |
| MS | MORGAN STANLEY | $242,221 | +8.6% | 2,849 | 0.0% | 0.02% | 0.0% | |
| PH | New | PARKER-HANNIFIN CORP | $236,292 | – | 812 | +100.0% | 0.02% | – |
| UPS | UNITED PARCEL SERVICE INCcl b | $229,297 | +8.2% | 1,319 | 0.0% | 0.02% | +7.1% | |
| CMI | CUMMINS INC | $235,506 | +17.8% | 972 | 0.0% | 0.02% | +15.4% | |
| INTC | INTEL CORP | $236,917 | +3.0% | 8,964 | 0.0% | 0.02% | 0.0% | |
| KEY | KEYCORP | $230,278 | +8.6% | 13,219 | 0.0% | 0.02% | +7.1% | |
| MSI | MOTOROLA SOLUTIONS INC | $229,104 | +14.6% | 889 | 0.0% | 0.02% | +15.4% | |
| DOV | New | DOVER CORP | $218,280 | – | 1,612 | +100.0% | 0.01% | – |
| IYM | New | ISHARES TRu.s. bas mtl etf | $215,727 | – | 1,729 | +100.0% | 0.01% | – |
| ADP | AUTOMATIC DATA PROCESSING IN | $214,737 | +5.8% | 899 | 0.0% | 0.01% | 0.0% | |
| NOW | SERVICENOW INC | $213,937 | +2.9% | 551 | 0.0% | 0.01% | 0.0% | |
| LH | New | LABORATORY CORP AMER HLDGS | $225,589 | – | 958 | +100.0% | 0.01% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $216,759 | – | 8,267 | +100.0% | 0.01% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $224,048 | – | 1,017 | +100.0% | 0.01% | – |
| GPRE | New | GREEN PLAINS INC | $204,659 | – | 6,710 | +100.0% | 0.01% | – |
| COP | New | CONOCOPHILLIPS | $206,736 | – | 1,752 | +100.0% | 0.01% | – |
| EQT | EQT CORP | $211,608 | -17.0% | 6,255 | 0.0% | 0.01% | -23.5% | |
| INTU | INTUIT | $201,615 | -0.2% | 518 | 0.0% | 0.01% | -7.1% | |
| EL | New | LAUDER ESTEE COS INCcl a | $204,688 | – | 825 | +100.0% | 0.01% | – |
| CLF | CLEVELAND-CLIFFS INC NEW | $193,064 | +19.2% | 11,984 | 0.0% | 0.01% | +9.1% | |
| SKIN | THE BEAUTY HEALTH COMPANY | $112,205 | -22.1% | 12,330 | 0.0% | 0.01% | -30.0% | |
| NICE LTDnote 9/1 | $32,988 | +3.1% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $12,757 | -99.0% | 12,000 | -98.8% | 0.00% | -98.8% | |
| WMB | Exit | WILLIAMS COS INC | $0 | – | -7,856 | -100.0% | -0.02% | – |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -1,958 | -100.0% | -0.02% | – |
| Exit | HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $0 | – | -1,000,000 | -100.0% | -0.07% | – | |
| AQNU | Exit | ALGONQUIN PWR UTILS CORPunit 06/15/2024 | $0 | – | -35,000 | -100.0% | -0.09% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -24,674 | -100.0% | -0.12% | – |
| Exit | CHEFS WHSE INCnote 1.875%12/0 | $0 | – | -2,522,000 | -100.0% | -0.17% | – | |
| Exit | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $0 | – | -3,750,000 | -100.0% | -0.17% | – | |
| IYW | Exit | ISHARES TRu.s. tech etf | $0 | – | -38,699 | -100.0% | -0.19% | – |
| Exit | NCL CORP LTDnote 5.375% 8/0 | $0 | – | -3,941,000 | -100.0% | -0.26% | – | |
| Exit | SILICON LABORATORIES INCnote 0.625% 6/1 | $0 | – | -3,453,000 | -100.0% | -0.27% | – | |
| Exit | LI AUTO INCnote 0.250% 5/0 | $0 | – | -4,047,000 | -100.0% | -0.28% | – | |
| Exit | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $0 | – | -2,614,000 | -100.0% | -0.29% | – | |
| Exit | SEA LTDnote 2.375%12/0 | $0 | – | -4,320,000 | -100.0% | -0.29% | – | |
| Exit | MONGODB INCnote 0.250% 1/1 | $0 | – | -3,957,000 | -100.0% | -0.31% | – | |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $0 | – | -5,029,000 | -100.0% | -0.32% | – | |
| Exit | LIVENT CORPnote 4.125% 7/1 | $0 | – | -1,421,000 | -100.0% | -0.34% | – | |
| Exit | PTC THERAPEUTICS INCnote 1.500% 9/1 | $0 | – | -5,228,000 | -100.0% | -0.41% | – | |
| Exit | TRAVERE THERAPEUTICS INCnote 2.250% 3/0 | $0 | – | -6,341,000 | -100.0% | -0.43% | – | |
| Exit | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $0 | – | -2,206,000 | -100.0% | -0.48% | – | |
| DTP | Exit | DTE ENERGY COunit 11/01/2022 | $0 | – | -152,360 | -100.0% | -0.51% | – |
| Exit | TWITTER INCnote 0.250% 6/1 | $0 | – | -7,535,000 | -100.0% | -0.51% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.