$1.16 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 448 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 23.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $76,608,000 | +8.7% | 227,955 | +0.2% | 6.61% | +7.0% |
| Sell | TESLA INCnote 2.000% 5/1 | $59,613,000 | +93.0% | 8,624,000 | -2.0% | 5.14% | +90.1% | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $49,148,000 | +11.6% | 37,659,000 | +2.0% | 4.24% | +9.9% | |
| Sell | TESLA INCnote 2.375% 3/1 | $32,478,000 | +61.2% | 4,967,000 | -18.3% | 2.80% | +58.8% | |
| Sell | TESLA INCnote 1.250% 3/0 | $25,496,000 | +54.2% | 4,285,000 | -22.3% | 2.20% | +51.9% | |
| AGG | Sell | ISHARES TRcore us aggbd et | $25,264,000 | -2.1% | 214,006 | -2.0% | 2.18% | -3.6% |
| Buy | SQUARE INCnote 0.500% 5/1 | $23,046,000 | +48.2% | 10,645,000 | +1.8% | 1.99% | +46.1% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $22,975,000 | +1.4% | 17,867,000 | -1.8% | 1.98% | -0.2% | |
| Buy | ILLUMINA INCnote 8/1 | $21,357,000 | -1.1% | 20,190,000 | +1.5% | 1.84% | -2.6% | |
| SWT | Buy | STANLEY BLACK & DECKER INCunit 11/15/2022 | $19,341,000 | +26.9% | 191,647 | +12.6% | 1.67% | +25.0% |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $18,972,000 | +8.2% | 16,828,000 | +2.6% | 1.64% | +6.6% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $18,842,000 | +2.2% | 12,228,000 | -2.1% | 1.62% | +0.7% | |
| Buy | WORKDAY INCnote 0.250%10/0 | $18,767,000 | +29.6% | 12,219,000 | +16.0% | 1.62% | +27.7% | |
| DHRPRA | Sell | DANAHER CORPORATION4.75 mnd cv pfd | $18,296,000 | +15.2% | 12,398 | -2.7% | 1.58% | +13.4% |
| Buy | ZILLOW GROUP INCnote 2.750% 5/1 | $17,611,000 | +54.7% | 10,193,000 | +4.7% | 1.52% | +52.4% | |
| Buy | RHnote 6/1 | $16,190,000 | +47.5% | 7,977,000 | +1.7% | 1.40% | +45.1% | |
| Sell | DEXCOM INCnote 0.750%12/0 | $14,928,000 | -2.8% | 5,910,000 | -4.6% | 1.29% | -4.4% | |
| New | OKTA INCnote 0.125% 9/0 | $14,907,000 | – | 11,275,000 | +100.0% | 1.29% | – | |
| Buy | ILLUMINA INCnote 0.500% 6/1 | $14,792,000 | -7.1% | 11,530,000 | +7.7% | 1.28% | -8.5% | |
| Sell | SERVICENOW INCnote 6/0 | $14,466,000 | +1.8% | 4,002,000 | -15.6% | 1.25% | +0.3% | |
| New | SNAP INCnote 0.750% 8/0 | $13,446,000 | – | 9,712,000 | +100.0% | 1.16% | – | |
| Sell | CHEGG INCnote 0.125% 3/1 | $13,411,000 | -5.6% | 8,816,000 | -12.4% | 1.16% | -7.1% | |
| Buy | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $13,306,000 | +12.2% | 6,418,000 | +24.2% | 1.15% | +10.6% | |
| Buy | DOCUSIGN INCnote 0.500% 9/1 | $13,023,000 | +24.7% | 4,315,000 | +0.4% | 1.12% | +22.7% | |
| Sell | EXACT SCIENCES CORPnote 0.375% 3/1 | $12,749,000 | +9.2% | 10,891,000 | -3.4% | 1.10% | +7.5% | |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $11,752,000 | +16.4% | 8,899,000 | +7.0% | 1.01% | +14.7% | |
| Sell | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $11,738,000 | -12.0% | 1,148,000 | -43.5% | 1.01% | -13.4% | |
| Sell | PENN NATL GAMING INCnote 2.750% 5/1 | $11,651,000 | +76.3% | 3,630,000 | -17.7% | 1.00% | +73.6% | |
| Buy | TWILIO INCnote 0.250% 6/0 | $11,552,000 | +86.6% | 3,322,000 | +66.4% | 1.00% | +83.8% | |
| Sell | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $11,165,000 | +20.5% | 6,302,000 | -5.1% | 0.96% | +18.7% | |
| Sell | SYNAPTICS INCnote 0.500% 6/1 | $10,992,000 | +15.5% | 8,887,000 | -0.5% | 0.95% | +13.8% | |
| Sell | WELLPOINT INCnote 2.750%10/1 | $10,968,000 | -41.4% | 2,928,000 | -42.7% | 0.95% | -42.2% | |
| Buy | TERADYNE INCnote 1.250%12/1 | $10,742,000 | -2.9% | 4,211,000 | +2.2% | 0.93% | -4.3% | |
| Sell | SPLUNK INCnote 0.500% 9/1 | $10,063,000 | -19.6% | 7,240,000 | -16.8% | 0.87% | -20.8% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $9,910,000 | +0.1% | 9,314,000 | -0.1% | 0.86% | -1.4% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $9,265,000 | -25.0% | 890,000 | -26.9% | 0.80% | -26.2% | |
| Sell | Q2 HLDGS INCnote 0.750% 6/0 | $9,002,000 | +3.5% | 7,355,000 | -4.5% | 0.78% | +1.8% | |
| Sell | WAYFAIR INCnote 1.125%11/0 | $8,975,000 | -9.7% | 3,493,000 | -37.4% | 0.77% | -11.1% | |
| Buy | MERITOR INCnote 3.250%10/1 | $8,628,000 | +18.9% | 8,317,000 | +14.2% | 0.74% | +17.0% | |
| New | MERCADOLIBRE INCnote 2.000% 8/1 | $8,578,000 | – | 3,405,000 | +100.0% | 0.74% | – | |
| Sell | ZYNGA INCnote 0.250% 6/0 | $8,122,000 | -20.0% | 6,417,000 | -19.3% | 0.70% | -21.3% | |
| Sell | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $8,100,000 | -21.8% | 5,888,000 | -5.4% | 0.70% | -22.9% | |
| Sell | COUPA SOFTWARE INCnote 0.125% 6/1 | $8,027,000 | -63.0% | 4,406,000 | -63.2% | 0.69% | -63.6% | |
| Buy | REPLIGEN CORPnote 0.375% 7/1 | $8,009,000 | +16.5% | 5,634,000 | +2.8% | 0.69% | +14.8% | |
| Sell | ARES CAPITAL CORPnote 3.750% 2/0 | $7,797,000 | -1.4% | 7,719,000 | -3.9% | 0.67% | -2.9% | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $7,781,000 | +6.5% | 7,505,000 | 0.0% | 0.67% | +4.8% | ||
| Sell | INSMED INCnote 1.750% 1/1 | $7,326,000 | +10.0% | 6,753,000 | -1.4% | 0.63% | +8.4% | |
| Sell | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $7,191,000 | +9.2% | 6,067,000 | -0.1% | 0.62% | +7.5% | |
| Sell | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $7,180,000 | +5.9% | 6,447,000 | -3.5% | 0.62% | +4.2% | |
| New | BLACKLINE INCnote 0.125% 8/0 | $7,125,000 | – | 5,170,000 | +100.0% | 0.61% | – | |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $7,079,000 | -45.8% | 6,747,000 | -36.9% | 0.61% | -46.6% | |
| Sell | II-VI INCnote 0.250% 9/0 | $7,061,000 | -8.2% | 6,269,000 | -3.4% | 0.61% | -9.5% | |
| Sell | EURONET WORLDWIDE INCnote 0.750% 3/1 | $6,997,000 | -4.5% | 7,312,000 | -4.1% | 0.60% | -6.1% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $6,456,000 | -47.7% | 2,897,000 | -47.7% | 0.56% | -48.5% | |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $6,320,000 | -6.4% | 5,807,000 | -9.7% | 0.54% | -7.8% | |
| CFXA | Buy | COLFAX CORPunit 01/15/2022t | $6,303,000 | +68.5% | 46,988 | +53.4% | 0.54% | +65.9% |
| Sell | CONMED CORPnote 2.625% 2/0 | $6,120,000 | -7.5% | 5,466,000 | -13.6% | 0.53% | -8.8% | |
| Buy | KBR INCnote 2.500%11/0 | $5,940,000 | +5.6% | 5,267,000 | +5.2% | 0.51% | +3.9% | |
| Sell | YY INCnote 1.375% 6/1 | $5,805,000 | -5.4% | 5,403,000 | -3.3% | 0.50% | -6.7% | |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $5,251,000 | +12.1% | 101,636 | +12.1% | 0.45% | +10.5% |
| New | PINDUODUO INCnote 10/0 | $5,241,000 | – | 2,903,000 | +100.0% | 0.45% | – | |
| Buy | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $4,972,000 | +228.8% | 4,716,000 | +193.5% | 0.43% | +225.0% | |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $4,711,000 | +22.2% | 4,562,000 | +7.8% | 0.41% | +20.1% | |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $4,630,000 | -64.3% | 5,043,000 | -64.2% | 0.40% | -64.8% | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $4,456,000 | – | 3,704,000 | +100.0% | 0.38% | – | |
| FPE | New | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $4,326,000 | – | 225,705 | +100.0% | 0.37% | – |
| New | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $4,250,000 | – | 4,099,000 | +100.0% | 0.37% | – | |
| New | SPIRIT AIRLS INCnote 4.750% 5/1 | $4,210,000 | – | 2,898,000 | +100.0% | 0.36% | – | |
| Sell | RINGCENTRAL INCnote 3/1 | $4,151,000 | -35.2% | 1,236,000 | -32.6% | 0.36% | -36.2% | |
| New | INVITAE CORPnote 2.000% 9/0 | $4,152,000 | – | 2,516,000 | +100.0% | 0.36% | – | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,103,000 | -0.2% | 4,088,000 | -3.2% | 0.35% | -1.7% | |
| New | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $4,020,000 | – | 4,988,000 | +100.0% | 0.35% | – | |
| New | WAYFAIR INCnote 1.000% 8/1 | $3,886,000 | – | 1,875,000 | +100.0% | 0.34% | – | |
| AAPL | Buy | APPLE INC | $3,834,000 | +23.8% | 33,100 | +289.8% | 0.33% | +22.1% |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $3,823,000 | -11.4% | 2,848 | -14.4% | 0.33% | -12.7% |
| IYW | Buy | ISHARES TRu.s. tech etf | $3,801,000 | +34.2% | 12,627 | +20.2% | 0.33% | +32.3% |
| BACPRL | Buy | BK OF AMERICA CORP7.25%cnv pfd l | $3,729,000 | +13.2% | 2,506 | +2.1% | 0.32% | +11.8% |
| NEEPRO | Buy | NEXTERA ENERGY INCunit 09/01/2022s | $3,709,000 | +20.0% | 68,475 | +7.4% | 0.32% | +18.1% |
| Sell | INSULET CORPnote 1.375%11/1 | $3,622,000 | -31.0% | 1,415,000 | -43.0% | 0.31% | -32.2% | |
| MSFT | Sell | MICROSOFT CORP | $3,425,000 | +1.1% | 16,277 | -2.3% | 0.30% | -0.7% |
| NEEPRP | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $3,423,000 | -18.5% | 73,300 | -26.0% | 0.30% | -19.8% |
| CWB | Sell | SPDR SER TRblmbrg brc cnvrt | $3,390,000 | -64.1% | 49,199 | -68.5% | 0.29% | -64.7% |
| Sell | MFA FINL INCnote 6.250% 6/1 | $3,347,000 | -7.6% | 3,586,000 | -13.4% | 0.29% | -8.8% | |
| IWD | Sell | ISHARES TRrus 1000 val etf | $3,295,000 | +2.4% | 27,889 | -2.3% | 0.28% | +0.7% |
| REM | Sell | ISHARES TRmortge rel etf | $3,155,000 | +0.9% | 122,405 | -2.7% | 0.27% | -0.7% |
| Sell | PROSPECT CAP CORPnote 6.375% 3/0 | $2,948,000 | +2.3% | 2,890,000 | -1.7% | 0.25% | +0.8% | |
| Sell | SUNPOWER CORPdbcv 4.000% 1/1 | $2,941,000 | +1.8% | 3,100,000 | -13.9% | 0.25% | +0.4% | |
| Sell | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $2,868,000 | +1.9% | 3,150,000 | -9.2% | 0.25% | 0.0% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,868,000 | -34.2% | 19,151 | -37.1% | 0.25% | -35.3% |
| GLD | Sell | SPDR GOLD TR | $2,856,000 | +2.7% | 16,132 | -2.9% | 0.25% | +0.8% |
| ASHR | New | DBX ETF TRxtrack hrvst csi | $2,838,000 | – | 82,402 | +100.0% | 0.24% | – |
| FDN | New | FIRST TR EXCHANGE-TRADED FDdj internt idx | $2,828,000 | – | 15,030 | +100.0% | 0.24% | – |
| ACWX | Sell | ISHARES TRmsci acwi ex us | $2,820,000 | +3.2% | 61,388 | -2.8% | 0.24% | +1.7% |
| AMZN | Sell | AMAZON COM INC | $2,687,000 | +11.3% | 853 | -2.5% | 0.23% | +10.0% |
| Buy | SPLUNK INCnote 1.125% 9/1 | $2,692,000 | +24.9% | 1,865,000 | +27.2% | 0.23% | +22.8% | |
| Buy | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $2,602,000 | +35.0% | 1,791,000 | +9.6% | 0.22% | +32.5% | |
| Sell | ENVESTNET INCnote 1.750% 6/0 | $2,586,000 | -56.2% | 2,019,000 | -58.0% | 0.22% | -56.9% | |
| NYCBPRU | Sell | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $2,369,000 | -13.8% | 55,110 | -12.5% | 0.20% | -15.4% |
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $2,321,000 | +10.6% | 2,296,000 | 0.0% | 0.20% | +8.7% | ||
| DCUE | Sell | DOMINION ENERGY INCunit 99/99/9999 | $2,296,000 | -65.7% | 22,575 | -65.8% | 0.20% | -66.3% |
| Buy | CHENIERE ENERGY INCnote 4.250% 3/1 | $2,288,000 | +20.6% | 3,200,000 | +6.7% | 0.20% | +18.7% | |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $2,278,000 | +7.3% | 2,373,000 | 0.0% | 0.20% | +5.4% | ||
| Sell | FTI CONSULTING INCnote 2.000% 8/1 | $2,255,000 | -72.9% | 1,842,000 | -71.9% | 0.19% | -73.4% | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $2,227,000 | +1.0% | 2,345,000 | 0.0% | 0.19% | -0.5% | ||
| KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $2,203,000 | +2.0% | 2,252,000 | 0.0% | 0.19% | +0.5% | ||
| Sell | NEW MTN FIN CORPnote 5.750% 8/1 | $2,103,000 | -3.8% | 2,100,000 | -9.9% | 0.18% | -5.2% | |
| Sell | OSI SYSTEMS INCnote 1.250% 9/0 | $2,076,000 | -19.3% | 2,075,000 | -22.9% | 0.18% | -20.4% | |
| TWO HBRS INVT CORPnote 6.250% 1/1 | $2,081,000 | +1.9% | 2,086,000 | 0.0% | 0.18% | 0.0% | ||
| RADIUS HEALTH INCnote 3.000% 9/0 | $2,048,000 | +12.0% | 2,500,000 | 0.0% | 0.18% | +10.6% | ||
| Buy | CREE INCnote 0.875% 9/0 | $2,047,000 | +41.7% | 1,653,000 | +34.3% | 0.18% | +39.4% | |
| Sell | MOMO INCnote 1.250% 7/0 | $2,035,000 | -5.3% | 2,600,000 | -6.8% | 0.18% | -6.4% | |
| Sell | REDWOOD TR INCnote 4.750% 8/1 | $2,036,000 | -26.2% | 2,231,000 | -27.8% | 0.18% | -27.3% | |
| Buy | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $2,025,000 | +11.3% | 2,150,000 | +7.5% | 0.18% | +10.1% | |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $2,030,000 | -28.8% | 2,250,000 | -30.8% | 0.18% | -30.0% | |
| Sell | NRG ENERGY INCdbcv 2.750% 6/0 | $2,020,000 | -18.2% | 1,950,000 | -20.2% | 0.17% | -19.4% | |
| New | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $1,977,000 | – | 1,716,000 | +100.0% | 0.17% | – | |
| PRA GROUP INCnote 3.500% 6/0 | $1,914,000 | +6.8% | 1,750,000 | 0.0% | 0.16% | +5.1% | ||
| Sell | NEW RELIC INCnote 0.500% 5/0 | $1,911,000 | -20.9% | 2,000,000 | -20.0% | 0.16% | -21.8% | |
| Sell | SEACOR HOLDINGS INCnote 3.250% 5/1 | $1,877,000 | -8.5% | 2,500,000 | -12.3% | 0.16% | -10.0% | |
| WTRU | Sell | ESSENTIAL UTILS INCunit 04/30/2022 | $1,866,000 | -55.3% | 34,880 | -52.8% | 0.16% | -56.0% |
| Buy | ZENDESK INCnote 0.250% 3/1 | $1,806,000 | +17.4% | 1,054,000 | +1.9% | 0.16% | +15.6% | |
| New | WORKIVA INCnote 1.125% 8/1 | $1,773,000 | – | 1,784,000 | +100.0% | 0.15% | – | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,687,000 | +0.7% | 1,151 | -2.5% | 0.14% | -1.4% |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $1,679,000 | -15.0% | 1,755,000 | -12.2% | 0.14% | -16.2% | |
| INPHI CORPnote 0.750% 9/0 | $1,673,000 | -4.1% | 834,000 | 0.0% | 0.14% | -5.9% | ||
| NICE SYS INCnote 1.250% 1/1 | $1,584,000 | +18.9% | 583,000 | 0.0% | 0.14% | +17.1% | ||
| BOINGO WIRELESS INCnote 1.000%10/0 | $1,551,000 | -1.5% | 1,775,000 | 0.0% | 0.13% | -2.9% | ||
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $1,545,000 | +21.1% | 1,797,000 | 0.0% | 0.13% | +18.8% | ||
| Buy | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $1,529,000 | +12.5% | 1,639,000 | +4.8% | 0.13% | +10.9% | |
| Buy | VONAGE HLDGS CORPnote 1.750% 6/0 | $1,492,000 | +28.4% | 1,550,000 | +24.0% | 0.13% | +26.5% | |
| AEPPL | Sell | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $1,449,000 | -27.3% | 29,885 | -27.4% | 0.12% | -28.6% |
| FB | Sell | FACEBOOK INCcl a | $1,440,000 | +12.6% | 5,503 | -2.3% | 0.12% | +10.7% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,409,000 | +2.4% | 23,748 | -2.6% | 0.12% | +0.8% |
| Buy | GRANITE PT MTG TR INCnote 6.375%10/0 | $1,401,000 | +31.4% | 1,524,000 | +1.6% | 0.12% | +30.1% | |
| Sell | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $1,362,000 | -0.4% | 1,250,000 | -11.9% | 0.12% | -2.5% | |
| KNOWLES CORPnote 3.250%11/0 | $1,328,000 | +0.1% | 1,250,000 | 0.0% | 0.12% | -0.9% | ||
| ISTAR INCnote 3.125% 9/1 | $1,330,000 | -0.1% | 1,250,000 | 0.0% | 0.12% | -1.7% | ||
| KMB | KIMBERLY CLARK CORP | $1,282,000 | +4.4% | 8,685 | 0.0% | 0.11% | +2.8% | |
| AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $1,280,000 | +0.2% | 1,280,000 | 0.0% | 0.11% | -1.8% | ||
| RETROPHIN INCnote 2.500% 9/1 | $1,258,000 | +2.4% | 1,489,000 | 0.0% | 0.11% | 0.0% | ||
| KAMAN CORPnote 3.250% 5/0 | $1,180,000 | +3.7% | 1,200,000 | 0.0% | 0.10% | +2.0% | ||
| Buy | INFINERA CORPnote 2.125% 9/0 | $1,154,000 | +34.7% | 1,250,000 | +25.0% | 0.10% | +33.3% | |
| Sell | WAYFAIR INCnote 0.375% 9/0 | $1,162,000 | +31.9% | 416,000 | -10.2% | 0.10% | +29.9% | |
| Buy | LUMENTUM HLDGS INCnote 0.250% 3/1 | $1,126,000 | +20.3% | 804,000 | +24.8% | 0.10% | +18.3% | |
| Sell | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $1,112,000 | -40.4% | 1,150,000 | -42.6% | 0.10% | -41.5% | |
| New | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $1,100,000 | – | 1,375,000 | +100.0% | 0.10% | – | |
| Buy | ZILLOW GROUP INCnote 1.500% 7/0 | $1,106,000 | +205.5% | 777,000 | +123.9% | 0.10% | +196.9% | |
| SHIP FIN INTL LTDnote 4.875% 5/0 | $1,085,000 | -1.2% | 1,250,000 | 0.0% | 0.09% | -2.1% | ||
| New | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $1,083,000 | – | 1,000,000 | +100.0% | 0.09% | – | |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $1,050,000 | -9.2% | 1,200,000 | 0.0% | 0.09% | -9.9% | ||
| Sell | TELADOC HEALTH INCnote 1.375% 5/1 | $1,038,000 | -85.4% | 255,000 | -87.2% | 0.09% | -85.5% | |
| JPM | Sell | JPMORGAN CHASE & CO | $1,033,000 | -0.1% | 10,738 | -2.3% | 0.09% | -2.2% |
| GOSSAMER BIO INCnote 5.000% 6/0 | $1,021,000 | +1.6% | 1,000,000 | 0.0% | 0.09% | 0.0% | ||
| HD | Sell | HOME DEPOT INC | $1,002,000 | +8.1% | 3,613 | -2.2% | 0.09% | +6.2% |
| Sell | ENCORE CAP GROUP INCnote 2.875% 3/1 | $995,000 | -23.3% | 1,000,000 | -25.9% | 0.09% | -24.6% | |
| SREPRA | Sell | SEMPRA ENERGY6% pfd conv a | $993,000 | -6.5% | 10,070 | -7.3% | 0.09% | -7.5% |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $988,000 | – | 1,250,000 | +100.0% | 0.08% | – | |
| PG | Sell | PROCTER AND GAMBLE CO | $948,000 | +13.5% | 6,816 | -2.2% | 0.08% | +12.3% |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $939,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
| Sell | WEIBO CORPnote 1.250%11/1 | $917,000 | -59.3% | 965,000 | -60.1% | 0.08% | -59.9% | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $905,000 | +9.4% | 1,000,000 | 0.0% | 0.08% | +8.3% | ||
| MA | Sell | MASTERCARD INCORPORATEDcl a | $904,000 | +11.6% | 2,678 | -2.2% | 0.08% | +9.9% |
| New | NOVAVAX INCnote 3.750% 2/0 | $898,000 | – | 750,000 | +100.0% | 0.08% | – | |
| JNJ | Sell | JOHNSON & JOHNSON | $894,000 | +3.4% | 6,005 | -2.4% | 0.08% | +1.3% |
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $876,000 | +52.9% | 19,400 | +43.2% | 0.08% | +52.0% |
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $831,000 | +12.8% | 1,000,000 | 0.0% | 0.07% | +10.8% | ||
| INSEEGO CORPnote 3.250% 5/0 | $809,000 | -7.9% | 841,000 | 0.0% | 0.07% | -9.1% | ||
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $779,000 | +17.1% | 3,652 | -2.1% | 0.07% | +15.5% |
| V | Sell | VISA INC | $741,000 | +1.1% | 3,714 | -2.2% | 0.06% | 0.0% |
| Sell | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $719,000 | -93.2% | 154,000 | -92.5% | 0.06% | -93.3% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $710,000 | -28.9% | 2,272 | -32.9% | 0.06% | -29.9% |
| PFE | Sell | PFIZER INC | $691,000 | +10.2% | 18,855 | -2.0% | 0.06% | +9.1% |
| PYPL | Sell | PAYPAL HLDGS INC | $691,000 | +11.1% | 3,492 | -2.4% | 0.06% | +11.1% |
| NVDA | Sell | NVIDIA CORPORATION | $700,000 | +16.7% | 1,295 | -17.9% | 0.06% | +13.2% |
| EXACT SCIENCES CORPnote 1.000% 1/1 | $673,000 | +13.5% | 435,000 | 0.0% | 0.06% | +11.5% | ||
| VZ | Sell | VERIZON COMMUNICATIONS INC | $670,000 | +5.7% | 11,283 | -2.2% | 0.06% | +3.6% |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $670,000 | +2.3% | 660,000 | 0.0% | 0.06% | +1.8% | ||
| Sell | PERFICIENT INCnote 2.375% 9/1 | $650,000 | -70.0% | 500,000 | -73.5% | 0.06% | -70.5% | |
| Sell | TWITTER INCnote 0.250% 6/1 | $638,000 | -36.1% | 574,000 | -46.0% | 0.06% | -36.8% | |
| Sell | REALPAGE INCnote 1.500% 5/1 | $626,000 | -88.0% | 608,000 | -87.4% | 0.05% | -88.1% | |
| FORTIVE CORPnote 0.875% 2/1 | $609,000 | +2.7% | 608,000 | 0.0% | 0.05% | +1.9% | ||
| Sell | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $620,000 | -7.0% | 600,000 | -1.0% | 0.05% | -8.6% | |
| CRM | Sell | SALESFORCE COM INC | $574,000 | +31.7% | 2,277 | -2.4% | 0.05% | +31.6% |
| SOLN | Sell | SOUTHERN COunit 08/01/2022 | $581,000 | -45.4% | 12,490 | -48.3% | 0.05% | -46.2% |
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $581,000 | -90.0% | 450,000 | -90.0% | 0.05% | -90.1% | |
| BAC | Sell | BK OF AMERICA CORP | $569,000 | -0.9% | 23,625 | -2.3% | 0.05% | -2.0% |
| Buy | GUESS INCnote 2.000% 4/1 | $555,000 | +93.4% | 697,000 | +61.7% | 0.05% | +92.0% | |
| ABT | Sell | ABBOTT LABS | $559,000 | +16.5% | 5,147 | -1.9% | 0.05% | +14.3% |
| Sell | REDFIN CORPnote 1.750% 7/1 | $541,000 | -29.4% | 312,000 | -40.1% | 0.05% | -29.9% | |
| UNP | Sell | UNION PAC CORP | $543,000 | +13.1% | 2,765 | -2.1% | 0.05% | +11.9% |
| MRK | Sell | MERCK & CO. INC | $532,000 | +4.1% | 6,408 | -2.7% | 0.05% | +2.2% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $533,000 | -1.7% | 10,464 | -2.1% | 0.05% | -2.1% |
| DIS | Sell | DISNEY WALT CO | $520,000 | +7.4% | 4,189 | -3.1% | 0.04% | +7.1% |
| AMGN | Sell | AMGEN INC | $515,000 | +5.7% | 2,026 | -2.2% | 0.04% | +2.3% |
| IFFT | Sell | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $501,000 | -87.4% | 11,310 | -87.4% | 0.04% | -87.6% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $499,000 | +15.5% | 10,787 | -2.7% | 0.04% | +13.2% |
| KO | Sell | COCA COLA CO | $492,000 | +7.9% | 9,989 | -2.0% | 0.04% | +5.0% |
| DHR | Sell | DANAHER CORPORATION | $470,000 | +19.0% | 2,173 | -2.5% | 0.04% | +17.1% |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $473,000 | -93.8% | 420,000 | -93.7% | 0.04% | -93.9% | |
| MCD | Sell | MCDONALDS CORP | $473,000 | +16.8% | 2,156 | -2.5% | 0.04% | +17.1% |
| PEP | Sell | PEPSICO INC | $475,000 | +3.3% | 3,414 | -2.1% | 0.04% | +2.5% |
| INTC | Sell | INTEL CORP | $480,000 | -15.2% | 9,258 | -2.4% | 0.04% | -18.0% |
| COST | Sell | COSTCO WHSL CORP NEW | $463,000 | +14.3% | 1,302 | -2.3% | 0.04% | +14.3% |
| L | LOEWS CORP | $460,000 | +1.3% | 13,232 | 0.0% | 0.04% | 0.0% | |
| SHY | ISHARES TR1 3 yr treas bd | $456,000 | 0.0% | 5,257 | 0.0% | 0.04% | -2.5% | |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $437,000 | +9.2% | 892 | -2.7% | 0.04% | +8.6% |
| CSCO | Sell | CISCO SYS INC | $445,000 | -17.9% | 11,322 | -2.2% | 0.04% | -19.1% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $438,000 | +7.1% | 4,360 | -2.2% | 0.04% | +5.6% |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $430,000 | -39.9% | 420,000 | -36.0% | 0.04% | -41.3% | |
| MDIV | Sell | FIRST TR EXCHANGE-TRADED FDmulti asset di | $414,000 | -87.1% | 30,675 | -87.0% | 0.04% | -87.2% |
| CHNGU | Sell | CHANGE HEALTHCARE INCunit 99/99/9999 | $417,000 | -81.6% | 7,890 | -85.0% | 0.04% | -81.9% |
| T | Sell | AT&T INC | $406,000 | -10.6% | 14,259 | -5.1% | 0.04% | -12.5% |
| RAMBUS INC DELnote 1.375% 2/0 | $391,000 | -0.3% | 375,000 | 0.0% | 0.03% | 0.0% | ||
| APD | Sell | AIR PRODS & CHEMS INC | $378,000 | +20.4% | 1,271 | -2.3% | 0.03% | +22.2% |
| NOW | Sell | SERVICENOW INC | $378,000 | +16.3% | 780 | -2.6% | 0.03% | +17.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $387,000 | -27.8% | 877 | -40.8% | 0.03% | -29.8% |
| MDT | Sell | MEDTRONIC PLC | $337,000 | +10.9% | 3,237 | -2.3% | 0.03% | +7.4% |
| NKE | Sell | NIKE INCcl b | $338,000 | +24.7% | 2,698 | -2.5% | 0.03% | +20.8% |
| WMT | Sell | WALMART INC | $335,000 | +13.2% | 2,401 | -2.8% | 0.03% | +11.5% |
| AVGO | Sell | BROADCOM INC | $342,000 | +12.1% | 939 | -2.7% | 0.03% | +7.4% |
| New | ETSY INCnote 3/0 | $321,000 | – | 96,000 | +100.0% | 0.03% | – | |
| FCVT | Sell | FIRST TR EXCHANGE-TRADED FDssi strg etf | $321,000 | -8.8% | 7,967 | -19.8% | 0.03% | -9.7% |
| ORCL | Sell | ORACLE CORP | $320,000 | +5.6% | 5,368 | -2.7% | 0.03% | +3.7% |
| ABBV | Sell | ABBVIE INC | $313,000 | -13.1% | 3,559 | -2.7% | 0.03% | -15.6% |
| C | Sell | CITIGROUP INC | $312,000 | -17.7% | 7,231 | -2.7% | 0.03% | -18.2% |
| AIZP | ASSURANT INC6.50% conv pfd d | $299,000 | +13.7% | 2,540 | 0.0% | 0.03% | +13.0% | |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $306,000 | +308.0% | 338,000 | +284.1% | 0.03% | +271.4% | |
| HON | Sell | HONEYWELL INTL INC | $297,000 | +10.4% | 1,801 | -2.5% | 0.03% | +8.3% |
| AMD | New | ADVANCED MICRO DEVICES INC | $298,000 | – | 3,651 | +100.0% | 0.03% | – |
| PKI | Sell | PERKINELMER INC | $274,000 | +24.5% | 2,165 | -2.7% | 0.02% | +26.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $262,000 | +2.3% | 1,158 | -2.7% | 0.02% | +4.5% |
| Sell | CSG SYS INTL INCnote 4.250% 3/1 | $267,000 | -67.6% | 257,000 | -68.4% | 0.02% | -68.1% | |
| LMT | Sell | LOCKHEED MARTIN CORP | $253,000 | +2.0% | 659 | -2.2% | 0.02% | 0.0% |
| DKS | New | DICKS SPORTING GOODS INC | $258,000 | – | 4,463 | +100.0% | 0.02% | – |
| DHI | New | D R HORTON INC | $250,000 | – | 3,287 | +100.0% | 0.02% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $259,000 | -0.8% | 4,321 | -2.7% | 0.02% | -4.3% |
| Sell | SILICON LABORATORIES INCnote 1.375% 3/0 | $238,000 | -81.8% | 199,000 | -81.8% | 0.02% | -81.7% | |
| WFC | Sell | WELLS FARGO CO NEW | $247,000 | -11.2% | 10,537 | -2.7% | 0.02% | -12.5% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $233,000 | – | 2,856 | +100.0% | 0.02% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $224,000 | – | 16,840 | +100.0% | 0.02% | – |
| BLMN | Sell | BLOOMIN BRANDS INC | $225,000 | +39.8% | 14,665 | -2.7% | 0.02% | +35.7% |
| LUV | Sell | SOUTHWEST AIRLS CO | $223,000 | +6.7% | 5,893 | -2.7% | 0.02% | +5.6% |
| ETN | Sell | EATON CORP PLC | $225,000 | +12.5% | 2,205 | -2.6% | 0.02% | +5.6% |
| MMM | Sell | 3M CO | $203,000 | +1.0% | 1,258 | -2.3% | 0.02% | 0.0% |
| QCOM | New | QUALCOMM INC | $209,000 | – | 1,766 | +100.0% | 0.02% | – |
| SRPT | Sell | SAREPTA THERAPEUTICS INC | $204,000 | -13.9% | 1,439 | -2.7% | 0.02% | -14.3% |
| ORLY | New | OREILLY AUTOMOTIVE INC | $204,000 | – | 444 | +100.0% | 0.02% | – |
| LOW | New | LOWES COS INC | $211,000 | – | 1,269 | +100.0% | 0.02% | – |
| CMI | New | CUMMINS INC | $209,000 | – | 985 | +100.0% | 0.02% | – |
| Sell | CHIMERA INVT CORPnote 7.000% 4/0 | $206,000 | -94.0% | 162,000 | -93.1% | 0.02% | -94.0% | |
| XLE | SELECT SECTOR SPDR TRenergy | $200,000 | -21.3% | 6,710 | 0.0% | 0.02% | -22.7% | |
| AMAT | Sell | APPLIED MATLS INC | $201,000 | -3.8% | 3,370 | -2.7% | 0.02% | -5.6% |
| URI | New | UNITED RENTALS INC | $202,000 | – | 1,150 | +100.0% | 0.02% | – |
| FIREEYE INCnote 1.625% 6/0 | $193,000 | +2.1% | 200,000 | 0.0% | 0.02% | 0.0% | ||
| WLTW | New | WILLIS TOWERS WATSON PLC LTD | $201,000 | – | 959 | +100.0% | 0.02% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $201,000 | – | 1,033 | +100.0% | 0.02% | – |
| ARCC | Sell | ARES CAPITAL CORP | $146,000 | -9.3% | 10,434 | -6.8% | 0.01% | -7.1% |
| MCS | New | MARCUS CORP DEL | $84,000 | – | 11,067 | +100.0% | 0.01% | – |
| GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Exit | SEACOR HOLDINGS INCnote 3.000%11/1 | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | ALZA CORPsdcv 7/2 | $0 | – | -101,000 | -100.0% | -0.02% | – | |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,130 | -100.0% | -0.02% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,984 | -100.0% | -0.02% | – |
| Exit | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $0 | – | -148,000 | -100.0% | -0.02% | – | |
| SPLK | Exit | SPLUNK INC | $0 | – | -1,334 | -100.0% | -0.02% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -2,149 | -100.0% | -0.02% | – |
| Exit | HERBALIFE LTDnote 2.625% 3/1 | $0 | – | -289,000 | -100.0% | -0.02% | – | |
| TJX | Exit | TJX COS INC NEW | $0 | – | -5,878 | -100.0% | -0.03% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -6,601 | -100.0% | -0.04% | – |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -522,000 | -100.0% | -0.04% | – | |
| Exit | TELADOC HEALTH INCnote 3.000%12/1 | $0 | – | -226,000 | -100.0% | -0.09% | – | |
| Exit | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $0 | – | -1,000,000 | -100.0% | -0.09% | – | |
| IYR | Exit | ISHARES TRu.s. real es etf | $0 | – | -14,047 | -100.0% | -0.10% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $0 | – | -1,220,000 | -100.0% | -0.14% | – | |
| QTSPRB | Exit | QTS RLTY TR INC6.50% con pfd b | $0 | – | -16,855 | -100.0% | -0.21% | – |
| Exit | HOPE BANCORP INCnote 2.000% 5/1 | $0 | – | -2,953,000 | -100.0% | -0.21% | – | |
| FTCS | Exit | FIRST TR NASDAQ-100 TECH INDcap strength etf | $0 | – | -159,147 | -100.0% | -0.26% | – |
| Exit | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $0 | – | -2,450,000 | -100.0% | -0.41% | – | |
| Exit | SSR MNG INCnote 2.500% 4/0 | $0 | – | -4,426,000 | -100.0% | -0.54% | – | |
| CCIPRA | Exit | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $0 | – | -9,406 | -100.0% | -1.22% | – |
| COG | Exit | CABOT OIL & GAS CORP | $0 | – | -5,600 | -100.0% | -2.80% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.