$8.51 Billion is the total value of Ariel Investments's 188 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 12.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LAZ | Sell | Lazard Ltd. | $276,903,000 | +3.9% | 6,020,949 | -7.1% | 3.26% | +3.5% |
| KMT | Sell | Kennametal Inc. | $226,710,000 | -0.4% | 5,778,984 | -20.7% | 2.67% | -0.8% |
| FAF | Sell | First American Financial Corp. | $216,162,000 | +7.1% | 5,503,113 | -0.2% | 2.54% | +6.6% |
| LH | Sell | Laboratory Corp. of America Holdings | $200,335,000 | +6.1% | 1,396,357 | -5.0% | 2.36% | +5.7% |
| BIDU | Buy | Baidu, Inc. ADRadr | $191,674,000 | +11.4% | 1,111,024 | +6.2% | 2.25% | +11.0% |
| CRL | Buy | Charles River Laboratories Intl, Inc. | $185,335,000 | +54.3% | 2,060,420 | +30.7% | 2.18% | +53.7% |
| IPG | Sell | Interpublic Group of Cos., Inc. | $184,704,000 | +3.3% | 7,517,443 | -1.6% | 2.17% | +2.9% |
| NTRS | Sell | Northern Trust Corp. | $180,117,000 | -5.9% | 2,080,359 | -3.3% | 2.12% | -6.3% |
| NOK | Buy | Nokia Corp. ADRadr | $175,462,000 | +36.5% | 32,372,988 | +21.1% | 2.06% | +36.0% |
| ZBRA | Sell | Zebra Technologies Corp. | $174,014,000 | -5.2% | 1,907,004 | -10.9% | 2.05% | -5.5% |
| MSFT | Sell | Microsoft Corp. | $167,841,000 | +6.0% | 2,548,452 | -0.0% | 1.97% | +5.5% |
| KKR | Sell | KKR & Co. L.P. | $159,204,000 | -0.1% | 8,733,093 | -15.7% | 1.87% | -0.5% |
| VIAB | Sell | Viacom, Inc. | $157,928,000 | +21.8% | 3,387,566 | -8.3% | 1.86% | +21.3% |
| JLL | Sell | JLL | $157,189,000 | +0.1% | 1,410,396 | -9.3% | 1.85% | -0.3% |
| BRSWQ | Buy | Bristow Group Inc. | $154,542,000 | -22.9% | 10,160,521 | +3.8% | 1.82% | -23.2% |
| MSGN | Sell | MSG Networks, Inc. | $145,969,000 | +3.7% | 6,251,368 | -4.5% | 1.72% | +3.3% |
| TGNA | Sell | TEGNA, Inc. | $140,960,000 | +3.8% | 5,501,965 | -13.4% | 1.66% | +3.3% |
| SJM | Sell | J.M. Smucker Co. | $136,755,000 | -1.5% | 1,043,291 | -3.7% | 1.61% | -1.8% |
| KEYS | Buy | Keysight Technologies, Inc. | $134,541,000 | +10.8% | 3,722,785 | +12.1% | 1.58% | +10.4% |
| BIO | Sell | Bio-Rad Laboratories, Inc. | $134,427,000 | -16.8% | 674,360 | -24.0% | 1.58% | -17.1% |
| ZBH | Sell | Zimmer Biomet Holdings, Inc. | $131,501,000 | +12.8% | 1,076,908 | -4.7% | 1.55% | +12.4% |
| MAT | Buy | Mattel, Inc. | $129,928,000 | +5.7% | 5,073,346 | +13.7% | 1.53% | +5.3% |
| GILD | Buy | Gilead Sciences, Inc. | $122,270,000 | +7.8% | 1,800,201 | +13.6% | 1.44% | +7.4% |
| CBRE | Sell | CBRE Group, Inc. | $120,493,000 | +0.1% | 3,463,449 | -9.4% | 1.42% | -0.3% |
| AFL | Sell | AFLAC Inc. | $116,549,000 | +3.1% | 1,609,342 | -0.9% | 1.37% | +2.7% |
| AXE | Sell | Anixter Intl Inc. | $115,314,000 | -27.1% | 1,454,144 | -25.5% | 1.36% | -27.4% |
| JNJ | Buy | Johnson & Johnson | $111,113,000 | +10.8% | 892,116 | +2.5% | 1.31% | +10.3% |
| ISCA | Sell | International Speedway Corp. | $110,805,000 | -13.6% | 2,998,778 | -13.9% | 1.30% | -13.9% |
| SWK | Sell | Stanley Black & Decker, Inc. | $108,203,000 | -2.3% | 814,351 | -15.7% | 1.27% | -2.8% |
| SNA | Sell | Snap-On Inc. | $108,223,000 | -7.6% | 641,624 | -6.2% | 1.27% | -8.0% |
| PM | Buy | Philip Morris Intl, Inc. | $107,297,000 | +33.8% | 950,373 | +8.4% | 1.26% | +33.3% |
| WU | Sell | Western Union Co. | $104,751,000 | -19.0% | 5,147,459 | -13.6% | 1.23% | -19.3% |
| BRC | Sell | Brady Corp. | $101,527,000 | -4.5% | 2,626,836 | -7.2% | 1.19% | -4.8% |
| MTSC | Buy | MTS Systems Corp. | $98,901,000 | -2.6% | 1,796,566 | +0.3% | 1.16% | -3.0% |
| MDP | Sell | Meredith Corp. | $98,273,000 | -5.2% | 1,521,258 | -13.2% | 1.16% | -5.6% |
| RCL | Sell | Royal Caribbean Cruises Ltd. | $96,525,000 | +11.8% | 983,843 | -6.5% | 1.14% | +11.4% |
| OMC | Sell | Omnicom Group Inc. | $95,400,000 | +0.3% | 1,106,597 | -1.0% | 1.12% | -0.1% |
| JNS | Buy | Janus Capital Group Inc. | $92,413,000 | +5.8% | 7,001,000 | +6.4% | 1.09% | +5.4% |
| ITW | Sell | Illinois Tool Works Inc. | $89,200,000 | -3.4% | 673,358 | -10.7% | 1.05% | -3.8% |
| DNB | Buy | Dun & Bradstreet Corp. | $87,411,000 | -7.4% | 809,814 | +4.1% | 1.03% | -7.7% |
| MSGS | Sell | The Madison Square Garden Co. | $86,551,000 | +10.5% | 433,379 | -5.1% | 1.02% | +10.1% |
| BRKB | Buy | Berkshire Hathaway Inc. | $80,999,000 | +6.2% | 485,956 | +3.8% | 0.95% | +5.8% |
| SSD | Sell | Simpson Manufacturing Co., Inc. | $75,598,000 | -9.2% | 1,754,423 | -7.8% | 0.89% | -9.6% |
| DV | Sell | DeVry Education Group Inc. | $73,758,000 | +8.0% | 2,080,610 | -4.9% | 0.87% | +7.6% |
| BWA | Sell | BorgWarner Inc. | $73,090,000 | +5.7% | 1,748,978 | -0.2% | 0.86% | +5.3% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $71,178,000 | +4.3% | 463,398 | -4.2% | 0.84% | +4.0% |
| LFUS | Sell | Littelfuse, Inc. | $70,200,000 | +1.7% | 439,000 | -3.5% | 0.82% | +1.2% |
| GSK | GlaxoSmithKline plc ADRadr | $69,402,000 | +9.5% | 1,646,146 | 0.0% | 0.82% | +9.1% | |
| AXP | American Express Co. | $65,687,000 | +6.8% | 830,330 | 0.0% | 0.77% | +6.3% | |
| WLTW | Buy | Willis Towers Watson | $65,688,000 | +31.3% | 501,860 | +22.6% | 0.77% | +30.6% |
| NOV | Sell | National Oilwell Varco | $63,258,000 | -3.0% | 1,577,892 | -9.4% | 0.74% | -3.3% |
| SLCA | Buy | U.S. Silica Holdings, Inc. | $62,611,000 | -7.6% | 1,304,675 | +9.1% | 0.74% | -8.0% |
| CAH | Buy | Cardinal Health, Inc. | $60,901,000 | +2216.5% | 746,789 | +1944.5% | 0.72% | +2209.7% |
| PGR | Sell | Progressive Corp. | $59,591,000 | -1.0% | 1,520,958 | -10.3% | 0.70% | -1.4% |
| MHK | Sell | Mohawk Industries, Inc. | $58,502,000 | +6.7% | 254,923 | -7.1% | 0.69% | +6.3% |
| JWN | Buy | Nordstrom, Inc. | $56,610,000 | +37.7% | 1,215,593 | +41.7% | 0.67% | +37.3% |
| CBS | Sell | CBS Corp. | $55,540,000 | -27.3% | 800,749 | -33.3% | 0.65% | -27.6% |
| CHL | Buy | China Mobile Ltd. ADRadr | $54,176,000 | +13.2% | 980,913 | +7.5% | 0.64% | +12.7% |
| HLI | Buy | Houlihan Lokey, Inc. | $53,974,000 | +66.0% | 1,566,735 | +49.9% | 0.64% | +65.4% |
| NLSN | New | Nielsen Holdings Plc | $51,166,000 | – | 1,238,592 | +100.0% | 0.60% | – |
| TISI | Buy | Team, Inc. | $50,316,000 | -26.7% | 1,860,103 | +6.4% | 0.59% | -26.9% |
| FICO | Sell | Fair Isaac Corp. | $46,202,000 | +0.8% | 358,293 | -6.8% | 0.54% | +0.4% |
| RST | Sell | Rosetta Stone Inc. | $42,619,000 | -4.4% | 4,371,194 | -12.7% | 0.50% | -4.8% |
| VEA | Buy | Vanguard FTSE Developed ETFetf | $41,260,000 | +71.7% | 1,049,865 | +59.6% | 0.48% | +70.8% |
| BEN | Sell | Franklin Resources, Inc. | $40,409,000 | -32.9% | 958,925 | -37.0% | 0.48% | -33.2% |
| BCO | Sell | Brink's Co. | $39,635,000 | +3.6% | 741,525 | -20.1% | 0.47% | +3.1% |
| BX | Sell | Blackstone Group L.P. | $38,294,000 | -0.3% | 1,289,376 | -9.3% | 0.45% | -0.7% |
| CLB | Buy | Core Laboratories N.V. | $36,059,000 | +9.5% | 312,146 | +13.8% | 0.42% | +9.0% |
| COWN | Sell | Cowen Group, Inc. | $35,461,000 | -17.5% | 2,371,942 | -14.5% | 0.42% | -17.9% |
| VZ | Sell | Verizon Communications Inc. | $34,329,000 | -20.5% | 704,179 | -13.0% | 0.40% | -20.8% |
| ORBC | Sell | ORBCOMM, Inc. | $33,881,000 | +10.5% | 3,547,741 | -4.3% | 0.40% | +9.9% |
| TIF | Sell | Tiffany & Co. | $32,607,000 | -40.1% | 342,147 | -51.4% | 0.38% | -40.4% |
| RNWK | Sell | RealNetworks, Inc. | $31,612,000 | -6.1% | 6,531,379 | -5.7% | 0.37% | -6.3% |
| SO | Buy | Southern Co. | $30,344,000 | +8.9% | 609,568 | +7.7% | 0.36% | +8.5% |
| COST | Buy | Costco Wholesale Corp. | $29,259,000 | +9.5% | 174,481 | +4.6% | 0.34% | +9.2% |
| SRE | Sempra Energy | $25,565,000 | +9.8% | 231,354 | 0.0% | 0.30% | +9.5% | |
| MCF | Sell | Contango Oil & Gas Co. | $25,481,000 | -26.8% | 3,481,046 | -6.6% | 0.30% | -27.0% |
| CNTY | Sell | Century Casinos, Inc. | $25,247,000 | -11.8% | 3,339,587 | -3.9% | 0.30% | -12.1% |
| BSAC | Banco Santander-Chile ADRadr | $24,730,000 | +14.7% | 986,025 | 0.0% | 0.29% | +14.1% | |
| BID | Sell | Sotheby's | $24,643,000 | +5.8% | 541,844 | -7.3% | 0.29% | +5.5% |
| OXY | Buy | Occidental Petroleum Corp. | $24,412,000 | +456.2% | 385,286 | +525.3% | 0.29% | +451.9% |
| SLB | Schlumberger Ltd. | $23,343,000 | -7.0% | 298,888 | 0.0% | 0.27% | -7.4% | |
| FLR | Fluor Corp. | $22,956,000 | +0.2% | 436,266 | 0.0% | 0.27% | 0.0% | |
| TILE | Buy | Interface, Inc. | $22,915,000 | +63.3% | 1,202,898 | +59.0% | 0.27% | +62.0% |
| DGX | Sell | Quest Diagnostics Inc. | $21,662,000 | -36.6% | 220,617 | -40.7% | 0.26% | -36.7% |
| TNAV | Sell | Telenav Inc. | $21,133,000 | -25.3% | 2,443,117 | -39.1% | 0.25% | -25.7% |
| KIN | Sell | Kindred Biosciences, Inc. | $20,983,000 | +25.3% | 2,976,322 | -24.5% | 0.25% | +24.7% |
| EOG | Buy | EOG Resources Inc. | $20,426,000 | +21.7% | 209,395 | +26.1% | 0.24% | +21.2% |
| TROW | Buy | T. Rowe Price Group, Inc. | $19,710,000 | -9.4% | 289,220 | +0.0% | 0.23% | -9.7% |
| ACTG | Acacia Research Corp. | $19,626,000 | -11.5% | 3,413,174 | 0.0% | 0.23% | -11.8% | |
| PCTI | Sell | PCTEL, Inc. | $19,249,000 | +12.7% | 2,703,541 | -14.9% | 0.23% | +11.9% |
| BOKF | Sell | BOK Financial Corp. | $18,729,000 | -7.2% | 239,292 | -1.5% | 0.22% | -7.6% |
| IEX | Sell | IDEX Corp. | $18,342,000 | -4.4% | 196,152 | -7.9% | 0.22% | -4.4% |
| PCO | Sell | Pendrell Corp. | $18,127,000 | -17.4% | 2,788,835 | -14.2% | 0.21% | -17.8% |
| XOXO | Sell | XO Group Inc. | $17,741,000 | -20.0% | 1,030,831 | -9.6% | 0.21% | -20.2% |
| USB | U.S. Bancorp | $17,500,000 | +0.3% | 339,811 | 0.0% | 0.21% | 0.0% | |
| CSWC | Buy | Capital Southwest Corp. | $16,110,000 | +6.1% | 952,713 | +1.4% | 0.19% | +5.6% |
| AFHIF | Buy | Atlas Financial Holdings, Inc. | $15,298,000 | -13.5% | 1,120,753 | +14.3% | 0.18% | -13.9% |
| GHC | Sell | Graham Holdings Co. | $13,914,000 | +12.0% | 23,207 | -4.4% | 0.16% | +11.6% |
| MATW | Sell | Matthews Intl Corp. | $13,801,000 | -17.8% | 204,000 | -6.6% | 0.16% | -18.2% |
| MIND | Sell | Mitcham Industries, Inc. | $13,693,000 | +12.4% | 2,794,526 | -4.8% | 0.16% | +11.8% |
| HMN | Sell | Horace Mann Educators Corp. | $13,371,000 | -10.0% | 325,720 | -6.1% | 0.16% | -10.3% |
| TS | Buy | Tenaris ADRadr | $11,695,000 | +21.3% | 342,574 | +26.9% | 0.14% | +21.1% |
| SEAC | Buy | SeaChange Intl, Inc. | $11,449,000 | +20.5% | 4,616,607 | +11.7% | 0.14% | +20.5% |
| ACWX | Sell | ISHARES MSCI ACWI EX US ETFetf | $11,367,000 | +2.1% | 260,590 | -5.8% | 0.13% | +2.3% |
| PRCP | Sell | Perceptron, Inc. | $10,898,000 | -5.8% | 1,306,697 | -25.0% | 0.13% | -6.6% |
| GSIT | Sell | GSI Technology Inc. | $10,691,000 | +17.6% | 1,228,843 | -16.2% | 0.13% | +17.8% |
| EDGW | Sell | Edgewater Technology Inc. | $10,758,000 | -18.7% | 1,444,025 | -18.1% | 0.13% | -19.2% |
| ALOT | Sell | AstroNova, Inc. | $9,788,000 | -22.1% | 641,849 | -27.2% | 0.12% | -22.3% |
| CPIX | Sell | Cumberland Pharmaceuticals, Inc. | $9,668,000 | -3.7% | 1,393,125 | -23.6% | 0.11% | -3.4% |
| BTN | Sell | Ballantyne Strong, Inc. | $9,405,000 | -26.7% | 1,567,437 | -2.3% | 0.11% | -26.5% |
| OESX | Sell | Orion Energy Systems, Inc. | $9,428,000 | -15.9% | 4,761,584 | -7.8% | 0.11% | -15.9% |
| LL | Sell | Lumber Liquidators Holdings, Inc. | $9,288,000 | +26.3% | 442,491 | -5.3% | 0.11% | +25.3% |
| IBM | Buy | International Business Machines Corp. | $9,238,000 | +5.6% | 53,047 | +0.7% | 0.11% | +5.8% |
| ORCL | Sell | Oracle Corp. | $9,106,000 | +15.9% | 204,135 | -0.1% | 0.11% | +15.1% |
| CVS | Buy | CVS Health Corp. | $9,081,000 | +243.6% | 115,681 | +245.3% | 0.11% | +245.2% |
| LMT | Buy | Lockheed Martin Corp. | $8,943,000 | +9.3% | 33,419 | +2.1% | 0.10% | +8.2% |
| SPAR | Sell | Spartan Motors Inc. | $8,897,000 | -38.1% | 1,112,075 | -28.4% | 0.10% | -38.2% |
| ANSS | Ansys, Inc. | $8,770,000 | +15.5% | 82,060 | 0.0% | 0.10% | +14.4% | |
| CME | CME Group Inc. | $8,462,000 | +3.0% | 71,231 | 0.0% | 0.10% | +2.1% | |
| TTGT | Buy | TechTarget, Inc. | $8,270,000 | +12.3% | 915,788 | +6.1% | 0.10% | +11.5% |
| GOLD | Buy | Barrick Gold Corp. | $8,176,000 | +29.2% | 430,524 | +8.7% | 0.10% | +28.0% |
| SFE | New | Safeguard Scientifics Inc. | $8,055,000 | – | 634,282 | +100.0% | 0.10% | – |
| LNDC | Sell | Landec Corp. | $8,059,000 | -26.5% | 671,578 | -15.5% | 0.10% | -26.9% |
| COH | Coach, Inc. | $7,826,000 | +18.0% | 189,364 | 0.0% | 0.09% | +17.9% | |
| CVU | Sell | CPI Aerostructures, Inc. | $7,621,000 | -42.3% | 1,128,967 | -20.9% | 0.09% | -42.3% |
| JPM | Buy | JPMorgan Chase & Co. | $7,282,000 | +3.1% | 82,905 | +1.3% | 0.09% | +3.6% |
| MN | Sell | Manning & Napier, Inc. | $7,305,000 | -26.2% | 1,281,586 | -2.2% | 0.09% | -26.5% |
| BRKS | Sell | Brooks Automation, Inc. | $7,247,000 | -35.7% | 323,510 | -51.0% | 0.08% | -36.1% |
| XOM | Buy | Exxon Mobil Corp. | $6,972,000 | +15.8% | 85,009 | +27.4% | 0.08% | +15.5% |
| TURN | New | 180 Degree Capital Corp | $6,748,000 | – | 4,654,119 | +100.0% | 0.08% | – |
| MOS | Buy | Mosaic Co. | $6,580,000 | +0.7% | 225,512 | +1.2% | 0.08% | 0.0% |
| GIFI | Sell | Gulf Island Fabrication, Inc. | $6,312,000 | -20.1% | 546,471 | -17.7% | 0.07% | -20.4% |
| ASPN | Sell | Aspen Aerogels Inc. | $6,158,000 | -9.9% | 1,483,872 | -10.4% | 0.07% | -11.1% |
| GLUU | Sell | Glu Mobile Inc. | $6,014,000 | +12.6% | 2,649,500 | -3.8% | 0.07% | +12.7% |
| HNGR | Buy | Hanger, Inc. | $5,844,000 | +30.0% | 438,100 | +12.0% | 0.07% | +30.2% |
| VT | Sell | Vanguard Total World Stock Index Fd (ETF)etf | $5,835,000 | -25.8% | 89,465 | -30.6% | 0.07% | -25.8% |
| CRAI | Sell | CRA International, Inc. | $5,755,000 | -8.7% | 162,898 | -5.4% | 0.07% | -8.1% |
| GS | Sell | Goldman Sachs Group, Inc. | $5,698,000 | -16.6% | 24,805 | -13.1% | 0.07% | -17.3% |
| BK | Sell | Bank of New York Mellon Corp. | $5,331,000 | -0.4% | 112,864 | -0.1% | 0.06% | 0.0% |
| BSMX | Santander Mexico Financial Group ADRadr | $5,283,000 | +25.6% | 585,081 | 0.0% | 0.06% | +24.0% | |
| GAIA | Sell | Gaia, Inc. | $5,198,000 | -46.4% | 522,433 | -53.4% | 0.06% | -47.0% |
| WMAR | Sell | West Marine, Inc. | $5,164,000 | -10.7% | 541,296 | -2.0% | 0.06% | -10.3% |
| MOV | Buy | Movado Group Inc. | $4,995,000 | +0.5% | 200,200 | +15.9% | 0.06% | 0.0% |
| GRBK | Buy | Green Brick Partners Inc. | $4,977,000 | +25.5% | 500,200 | +26.8% | 0.06% | +25.5% |
| AXTI | Sell | AXT Inc. | $4,830,000 | -25.2% | 832,727 | -38.1% | 0.06% | -25.0% |
| TSCO | Buy | Tractor Supply | $4,567,000 | +258.5% | 66,210 | +294.1% | 0.05% | +260.0% |
| VOO | Vanguard S&P 500 ETFetf | $4,606,000 | +5.4% | 21,290 | 0.0% | 0.05% | +3.8% | |
| APA | Buy | Apache Corp. | $4,492,000 | -8.1% | 87,418 | +13.5% | 0.05% | -8.6% |
| MBFI | Sell | MB Financial, Inc. | $4,496,000 | -15.3% | 104,996 | -6.6% | 0.05% | -15.9% |
| STRT | Buy | Strattec Security Corp. | $4,228,000 | -30.9% | 152,097 | +0.2% | 0.05% | -30.6% |
| HDNG | Sell | Hardinge Inc. | $4,129,000 | -23.4% | 367,390 | -24.5% | 0.05% | -23.4% |
| EMKR | Sell | Emcore Corporation | $3,989,000 | -24.6% | 443,242 | -27.1% | 0.05% | -24.2% |
| MANH | New | Manhattan Associates Inc | $3,825,000 | – | 73,496 | +100.0% | 0.04% | – |
| RYAAY | Sell | Ryanair Holdings plc ADRadr | $3,852,000 | -41.0% | 46,417 | -40.8% | 0.04% | -41.6% |
| FDS | Factset Research Systems, Inc. | $3,862,000 | +0.9% | 23,417 | 0.0% | 0.04% | 0.0% | |
| FF | Sell | FutureFuel Corp. | $3,847,000 | -1.6% | 271,300 | -3.5% | 0.04% | -2.2% |
| BBBY | Sell | Bed Bath & Beyond Inc. | $3,834,000 | -3.0% | 97,171 | -0.1% | 0.04% | -4.3% |
| GLAE | New | GlassBridge Enterprises Inc. | $3,642,000 | – | 755,589 | +100.0% | 0.04% | – |
| ACN | Buy | Accenture plc | $3,652,000 | +225.5% | 30,467 | +218.2% | 0.04% | +230.8% |
| NVS | Buy | Novartis AG ADRadr | $3,620,000 | +222.6% | 48,737 | +216.4% | 0.04% | +230.8% |
| ESIO | Sell | Electro Scientific Industries, Inc. | $3,591,000 | +14.1% | 515,247 | -3.1% | 0.04% | +13.5% |
| RELL | Sell | Richardson Electronics, Ltd. | $3,280,000 | -40.3% | 544,864 | -37.6% | 0.04% | -40.0% |
| TRIP | New | TripAdvisor Inc | $3,061,000 | – | 70,930 | +100.0% | 0.04% | – |
| DVD | Sell | Dover Motorsports, Inc. | $2,880,000 | -28.4% | 1,309,092 | -25.1% | 0.03% | -27.7% |
| CAKE | Cheesecake Factory Inc. | $2,858,000 | +5.8% | 45,115 | 0.0% | 0.03% | +6.2% | |
| AETI | Sell | American Electric Technologies, Inc. | $2,858,000 | +38.7% | 1,329,246 | -0.1% | 0.03% | +41.7% |
| VSRI | Sell | Versar Inc. | $2,885,000 | +19.3% | 1,727,471 | -2.1% | 0.03% | +17.2% |
| NTTYY | Buy | Nippon Telegraph & Telephone ADRadr | $2,394,000 | +37.8% | 55,882 | +35.4% | 0.03% | +33.3% |
| DGII | Sell | Digi International Inc. | $2,419,000 | -39.6% | 203,292 | -30.2% | 0.03% | -40.4% |
| RBCN | Sell | Rubicon Technology, Inc. | $2,056,000 | +5.4% | 2,467,591 | -24.1% | 0.02% | +4.3% |
| VAR | Buy | Varian Medical Systems Inc. | $1,906,000 | +5.6% | 20,918 | +4.1% | 0.02% | +4.8% |
| DFS | Discover Financial Services | $1,434,000 | -5.1% | 20,963 | 0.0% | 0.02% | -5.6% | |
| CHD | Buy | Church & Dwight Co., Inc. | $1,380,000 | +17.5% | 27,666 | +4.1% | 0.02% | +14.3% |
| ICE | New | IntercontinentalExchange, Inc. | $1,236,000 | – | 20,652 | +100.0% | 0.02% | – |
| EXPD | New | Expeditors Intl of Washington | $1,255,000 | – | 22,212 | +100.0% | 0.02% | – |
| PPG | PPG Industries | $1,273,000 | +10.9% | 12,113 | 0.0% | 0.02% | +7.1% | |
| UNP | New | Union Pacific | $1,211,000 | – | 11,432 | +100.0% | 0.01% | – |
| DCMYY | Buy | NTT Docomo Inc. ADRadr | $1,174,000 | +123.2% | 50,297 | +117.5% | 0.01% | +133.3% |
| SNY | New | Sanofi-Aventisadr | $805,000 | – | 17,794 | +100.0% | 0.01% | – |
| VICL | Sell | Vical Inc. | $770,000 | -28.4% | 343,613 | -26.5% | 0.01% | -30.8% |
| EWL | Sell | iShares MSCI Switzerland Capped ETFetf | $603,000 | -61.0% | 18,854 | -64.1% | 0.01% | -61.1% |
| TM | Toyota Motor Corp. ADRadr | $620,000 | -7.3% | 5,708 | 0.0% | 0.01% | -12.5% | |
| CAJ | Canon Inc. ADRadr | $548,000 | +11.2% | 17,529 | 0.0% | 0.01% | 0.0% | |
| CEB | Sell | CEB Inc. | $465,000 | -98.6% | 5,916 | -98.9% | 0.01% | -98.7% |
| EWU | Sell | iShares MSCI United Kingdom Index ETFetf | $325,000 | -36.8% | 9,974 | -40.5% | 0.00% | -33.3% |
| ITUB | Itau Unibanco Holding SA ADRadr | $350,000 | +17.4% | 29,023 | 0.0% | 0.00% | 0.0% | |
| LPL | New | LG Display Co Ltd - ADRadr | $237,000 | – | 17,402 | +100.0% | 0.00% | – |
| BTI | Exit | British American Tobacco plc ADRadr | $0 | – | -9,680 | -100.0% | -0.01% | – |
| IWC | Exit | iShares Russell Microcap Index ETFetf | $0 | – | -12,602 | -100.0% | -0.01% | – |
| IWM | Exit | iShares Russell 2000 Index ETFetf | $0 | – | -9,341 | -100.0% | -0.02% | – |
| ARCB | Exit | ArcBest Corp. | $0 | – | -94,820 | -100.0% | -0.03% | – |
| CRWS | Exit | Crown Crafts, Inc. | $0 | – | -404,862 | -100.0% | -0.04% | – |
| QUMU | Exit | Qumu Corp. | $0 | – | -1,514,922 | -100.0% | -0.04% | – |
| MS | Exit | Morgan Stanley | $0 | – | -116,692 | -100.0% | -0.06% | – |
| RTKHQ | Exit | Rentech, Inc. | $0 | – | -2,272,066 | -100.0% | -0.07% | – |
| SUP | Exit | Superior Industries Intl, Inc. | $0 | – | -217,559 | -100.0% | -0.07% | – |
| IMN | Exit | Imation Corp. | $0 | – | -8,049,085 | -100.0% | -0.08% | – |
| TINY | Exit | Harris & Harris Group, Inc. | $0 | – | -5,282,791 | -100.0% | -0.09% | – |
| IWN | Exit | IShares Russell 2000 Valueetf | $0 | – | -71,494 | -100.0% | -0.10% | – |
| HAR | Exit | Harman Intl Industries, Inc. | $0 | – | -1,036,078 | -100.0% | -1.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Signatures
The EDGAR filing(s) were signed by:
About Ariel Investments
Ariel Investments is a Chicago-based investment management firm that was founded in 1983 by John W. Rogers Jr. The company has a long history of providing value-oriented investment strategies to its clients, with a focus on small and mid-cap companies. Ariel Investments has a team of experienced investment professionals, including CEO John W. Rogers Jr., COO Mellody Hobson, and Chief Investment Officer Rupal Bhansali.
The company's investment philosophy is centered around the belief that patient, long-term investing in undervalued companies can lead to superior returns over time. Ariel Investments has a strong track record of delivering on this philosophy, with many of its funds outperforming their benchmarks over the long term.
One of the key strengths of Ariel Investments is its focus on diversity and inclusion. The company has a diverse team of investment professionals, and it has been recognized for its efforts to promote diversity in the investment industry. CEO John W. Rogers Jr. has been a vocal advocate for diversity and inclusion in the business world, and he has been recognized for his leadership in this area.
Overall, Ariel Investments is a well-respected investment management firm with a strong track record of delivering value-oriented investment strategies to its clients. With a talented team of investment professionals and a commitment to diversity and inclusion, the company is well-positioned for continued success in the years ahead.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LAZARD LTD CL A | 42 | Q3 2023 | 3.8% |
| FIRST AMERN FINL CORP | 42 | Q3 2023 | 3.8% |
| BAIDU INC-SP ADR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.1% |
| Interpublic Group of Cos Inc/The | 42 | Q3 2023 | 3.9% |
| JONES LANG LASALLE INC | 42 | Q3 2023 | 3.2% |
| Northern Trust Corp. | 42 | Q3 2023 | 2.6% |
| SMUCKER JM CO | 42 | Q3 2023 | 2.7% |
| SNAP-ON INC | 42 | Q3 2023 | 2.4% |
| CHARLES RIVER LABS INTL INC | 42 | Q3 2023 | 2.3% |
View Ariel Investments's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CORE LABORATORIES N V | February 14, 2023 | ? | ? |
| MATTEL INC /DE/ | February 14, 2023 | ? | ? |
| U.S. SILICA HOLDINGS, INC. | February 14, 2022 | ? | ? |
| MIND TECHNOLOGY, INC | November 10, 2021 | ? | ? |
| MEREDITH CORP | October 08, 2021 | ? | ? |
| TEAM INC | October 08, 2021 | ? | ? |
| CUMBERLAND PHARMACEUTICALS INC | July 09, 2021 | ? | ? |
| GlassBridge Enterprises, Inc. | July 09, 2021 | ? | ? |
| 180 DEGREE CAPITAL CORP. /NY/ | April 12, 2021 | ? | ? |
| BALLANTYNE STRONG, INC. | March 10, 2021 | ? | ? |
View Ariel Investments's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Ariel Investments's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.