$8.27 Billion is the total value of Ariel Investments's 185 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 13.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KMT | Sell | Kennametal Inc. | $271,046,000 | +18.0% | 9,339,969 | -10.1% | 3.28% | +13.7% |
| LAZ | Buy | Lazard Ltd. | $237,841,000 | +22.1% | 6,541,286 | +0.0% | 2.88% | +17.7% |
| FAF | Sell | First American Financial Corp. | $216,366,000 | -5.1% | 5,508,306 | -2.8% | 2.62% | -8.6% |
| LH | Sell | Laboratory Corp. of America Holdings | $197,806,000 | +0.2% | 1,438,798 | -5.0% | 2.39% | -3.4% |
| BIDU | Buy | Baidu, Inc. ADRadr | $180,007,000 | +17.4% | 988,668 | +6.5% | 2.18% | +13.1% |
| IPG | Sell | Interpublic Group of Cos., Inc. | $171,585,000 | -5.9% | 7,677,162 | -2.7% | 2.08% | -9.3% |
| AXE | Sell | Anixter Intl Inc. | $170,633,000 | +10.2% | 2,645,472 | -9.0% | 2.06% | +6.2% |
| JLL | Buy | JLL | $169,418,000 | +18.7% | 1,488,867 | +1.6% | 2.05% | +14.3% |
| NTRS | Sell | Northern Trust Corp. | $169,226,000 | +0.5% | 2,488,981 | -2.1% | 2.05% | -3.2% |
| ZBRA | Buy | Zebra Technologies Corp. | $160,203,000 | +45.3% | 2,301,441 | +4.5% | 1.94% | +39.9% |
| BIO | Sell | Bio-Rad Laboratories, Inc. | $156,938,000 | +11.9% | 958,046 | -2.3% | 1.90% | +7.8% |
| KKR | Sell | KKR & Co. L.P. | $152,021,000 | +15.5% | 10,660,683 | -0.1% | 1.84% | +11.3% |
| SJM | Sell | J.M. Smucker Co. | $147,714,000 | -17.0% | 1,089,815 | -6.7% | 1.79% | -20.0% |
| BRSWQ | Buy | Bristow Group Inc. | $145,723,000 | +34.3% | 10,393,910 | +9.3% | 1.76% | +29.3% |
| MSFT | Sell | Microsoft Corp. | $144,940,000 | +12.3% | 2,516,316 | -0.3% | 1.75% | +8.1% |
| TGNA | Sell | TEGNA, Inc. | $135,595,000 | -7.6% | 6,202,888 | -2.1% | 1.64% | -11.0% |
| ZBH | Sell | Zimmer Biomet Holdings, Inc. | $130,690,000 | -11.1% | 1,005,150 | -17.7% | 1.58% | -14.3% |
| WU | Sell | Western Union Co. | $129,228,000 | -3.6% | 6,206,933 | -11.2% | 1.56% | -7.1% |
| BRC | Sell | Brady Corp. | $129,201,000 | +1.1% | 3,733,043 | -10.7% | 1.56% | -2.6% |
| ISCA | Sell | International Speedway Corp. | $128,324,000 | -2.2% | 3,839,731 | -2.1% | 1.55% | -5.8% |
| SWK | Sell | Stanley Black & Decker, Inc. | $124,055,000 | +5.6% | 1,008,738 | -4.5% | 1.50% | +1.8% |
| VIAB | Buy | Viacom, Inc. | $122,495,000 | -3.3% | 3,215,086 | +5.2% | 1.48% | -6.9% |
| MSGN | Buy | MSG Networks, Inc. | $122,034,000 | +33.1% | 6,557,430 | +9.7% | 1.48% | +28.1% |
| GILD | Buy | Gilead Sciences, Inc. | $121,254,000 | +0.7% | 1,532,528 | +6.2% | 1.47% | -3.0% |
| NOK | Buy | Nokia Corp. ADRadr | $120,344,000 | +24.3% | 20,784,782 | +22.2% | 1.46% | +19.8% |
| CRL | Sell | Charles River Laboratories Intl, Inc. | $118,913,000 | -1.5% | 1,426,842 | -2.5% | 1.44% | -5.1% |
| AFL | Sell | AFLAC Inc. | $117,492,000 | -11.4% | 1,634,782 | -11.0% | 1.42% | -14.6% |
| MAT | Sell | Mattel, Inc. | $114,318,000 | -8.9% | 3,775,361 | -5.9% | 1.38% | -12.2% |
| SSD | Sell | Simpson Manufacturing Co., Inc. | $108,152,000 | +2.5% | 2,460,804 | -6.8% | 1.31% | -1.3% |
| CBRE | Buy | CBRE Group, Inc. | $107,259,000 | +23.9% | 3,833,411 | +17.2% | 1.30% | +19.3% |
| HAR | Buy | Harman Intl Industries, Inc. | $106,662,000 | +18.1% | 1,263,018 | +0.5% | 1.29% | +13.8% |
| DNB | Sell | Dun & Bradstreet Corp. | $105,313,000 | +0.7% | 770,846 | -10.2% | 1.27% | -2.9% |
| JNS | Sell | Janus Capital Group Inc. | $103,459,000 | -0.9% | 7,384,638 | -1.5% | 1.25% | -4.6% |
| OMC | Sell | Omnicom Group Inc. | $102,661,000 | +0.1% | 1,207,774 | -4.0% | 1.24% | -3.6% |
| JNJ | Buy | Johnson & Johnson | $101,420,000 | -2.5% | 858,549 | +0.1% | 1.23% | -6.0% |
| SNA | Sell | Snap-On Inc. | $100,526,000 | -6.1% | 661,531 | -2.5% | 1.22% | -9.5% |
| ITW | Sell | Illinois Tool Works Inc. | $95,960,000 | +1.7% | 800,732 | -11.6% | 1.16% | -2.0% |
| MDP | Sell | Meredith Corp. | $94,273,000 | -18.6% | 1,813,300 | -18.7% | 1.14% | -21.5% |
| SLCA | Sell | U.S. Silica Holdings, Inc. | $87,823,000 | -1.8% | 1,886,231 | -27.3% | 1.06% | -5.3% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $83,688,000 | +5.6% | 526,143 | -1.9% | 1.01% | +1.7% |
| MSGS | Sell | The Madison Square Garden Co. | $80,805,000 | -4.5% | 476,978 | -2.7% | 0.98% | -8.0% |
| RCL | Buy | Royal Caribbean Cruises Ltd. | $79,146,000 | +12.4% | 1,055,980 | +0.7% | 0.96% | +8.3% |
| MTSC | Buy | MTS Systems Corp. | $77,142,000 | +8.1% | 1,675,914 | +3.0% | 0.93% | +4.1% |
| LFUS | Sell | Littelfuse, Inc. | $76,518,000 | -0.6% | 594,034 | -8.8% | 0.93% | -4.1% |
| GSK | GlaxoSmithKline plc ADRadr | $69,340,000 | -0.5% | 1,607,697 | 0.0% | 0.84% | -4.1% | |
| CBS | Sell | CBS Corp. | $65,930,000 | -3.5% | 1,204,426 | -4.0% | 0.80% | -7.0% |
| BEN | Sell | Franklin Resources, Inc. | $64,645,000 | +2.6% | 1,817,416 | -3.7% | 0.78% | -1.1% |
| NOV | Sell | National Oilwell Varco | $62,873,000 | +5.2% | 1,711,291 | -3.7% | 0.76% | +1.5% |
| TISI | Buy | Team, Inc. | $62,731,000 | +33.4% | 1,917,778 | +1.3% | 0.76% | +28.6% |
| BRKB | Buy | Berkshire Hathaway Inc. | $60,051,000 | +150.5% | 415,662 | +151.1% | 0.73% | +141.2% |
| JWN | Sell | Nordstrom, Inc. | $58,721,000 | +24.7% | 1,131,857 | -8.5% | 0.71% | +20.1% |
| BWA | Buy | BorgWarner Inc. | $58,708,000 | +49.9% | 1,668,778 | +25.8% | 0.71% | +44.3% |
| MHK | Sell | Mohawk Industries, Inc. | $55,223,000 | -9.0% | 275,647 | -13.8% | 0.67% | -12.3% |
| WLTW | Buy | Willis Towers Watson plc | $54,451,000 | +25.2% | 410,119 | +17.3% | 0.66% | +20.7% |
| PGR | Sell | Progressive Corp. | $53,594,000 | -9.6% | 1,701,394 | -3.9% | 0.65% | -13.0% |
| TIF | Buy | Tiffany & Co. | $51,271,000 | +63.5% | 705,916 | +36.5% | 0.62% | +57.4% |
| AXP | Sell | American Express Co. | $51,070,000 | +2.4% | 797,470 | -2.8% | 0.62% | -1.3% |
| DV | Sell | DeVry Education Group Inc. | $50,376,000 | +5.2% | 2,184,576 | -18.6% | 0.61% | +1.3% |
| COL | Buy | Rockwell Collins, Inc. | $50,158,000 | +93.2% | 594,714 | +95.1% | 0.61% | +86.2% |
| FICO | Sell | Fair Isaac Corp. | $49,017,000 | +0.2% | 393,429 | -9.2% | 0.59% | -3.4% |
| CHL | Buy | China Mobile Ltd. ADRadr | $46,912,000 | +9.3% | 762,548 | +2.9% | 0.57% | +5.2% |
| RST | Buy | Rosetta Stone Inc. | $45,382,000 | +11.3% | 5,351,617 | +1.7% | 0.55% | +7.2% |
| PM | Buy | Philip Morris Intl, Inc. | $44,058,000 | +24.2% | 453,174 | +29.9% | 0.53% | +19.8% |
| COWN | Buy | Cowen Group, Inc. | $44,008,000 | +30.2% | 12,123,459 | +6.2% | 0.53% | +25.5% |
| BCO | Sell | Brink's Co. | $41,848,000 | +24.3% | 1,128,582 | -4.5% | 0.51% | +19.6% |
| VZ | Sell | Verizon Communications Inc. | $40,690,000 | -37.7% | 782,809 | -33.0% | 0.49% | -39.9% |
| MCF | Sell | Contango Oil & Gas Co. | $39,089,000 | -19.5% | 3,824,759 | -3.6% | 0.47% | -22.5% |
| BX | Sell | Blackstone Group L.P. | $36,295,000 | -0.3% | 1,421,642 | -4.1% | 0.44% | -3.9% |
| DGX | Sell | Quest Diagnostics Inc. | $34,274,000 | -7.4% | 404,984 | -10.9% | 0.42% | -10.8% |
| RNWK | Buy | RealNetworks, Inc. | $32,057,000 | +8.0% | 7,187,763 | +4.4% | 0.39% | +4.0% |
| ORBC | Sell | ORBCOMM, Inc. | $30,389,000 | -5.8% | 2,964,735 | -8.6% | 0.37% | -9.1% |
| CLB | Buy | Core Laboratories N.V. | $29,501,000 | -4.7% | 262,624 | +5.1% | 0.36% | -8.2% |
| SO | Sell | Southern Co. | $28,943,000 | -47.3% | 564,193 | -44.9% | 0.35% | -49.2% |
| HLI | Buy | Houlihan Lokey, Inc. | $26,362,000 | +16.0% | 1,052,361 | +3.6% | 0.32% | +11.9% |
| CNTY | Buy | Century Casinos, Inc. | $25,715,000 | +16.6% | 3,721,469 | +5.1% | 0.31% | +12.3% |
| BID | Sell | Sotheby's | $24,977,000 | -26.0% | 656,940 | -46.7% | 0.30% | -28.8% |
| EOG | Buy | EOG Resources Inc. | $24,650,000 | +16.5% | 254,890 | +0.5% | 0.30% | +12.0% |
| IEX | Sell | IDEX Corp. | $23,923,000 | +8.3% | 255,668 | -5.0% | 0.29% | +4.3% |
| CEB | Buy | CEB Inc. | $23,714,000 | -10.1% | 435,367 | +1.8% | 0.29% | -13.3% |
| TROW | Sell | T. Rowe Price Group, Inc. | $23,472,000 | -12.6% | 352,967 | -4.1% | 0.28% | -15.7% |
| TNAV | Buy | Telenav Inc. | $23,155,000 | +19.4% | 4,041,034 | +6.2% | 0.28% | +14.8% |
| BSAC | Sell | Banco Santander-Chile ADRadr | $23,100,000 | +5.4% | 1,116,464 | -1.3% | 0.28% | +1.5% |
| SLB | Buy | Schlumberger Ltd. | $22,633,000 | -0.6% | 287,810 | +0.0% | 0.27% | -4.2% |
| PCO | Buy | Pendrell Corp. | $22,675,000 | +41.4% | 33,096,673 | +4.1% | 0.27% | +36.3% |
| XOXO | Sell | XO Group Inc. | $22,660,000 | +0.6% | 1,172,273 | -9.3% | 0.27% | -3.2% |
| ACTG | Sell | Acacia Research Corp. | $22,212,000 | +38.4% | 3,406,693 | -6.6% | 0.27% | +33.2% |
| USB | U.S. Bancorp | $21,431,000 | +6.3% | 499,677 | 0.0% | 0.26% | +2.4% | |
| KIN | Buy | Kindred Biosciences, Inc. | $19,137,000 | +46.3% | 3,835,163 | +3.8% | 0.23% | +40.9% |
| VEA | Sell | Vanguard FTSE Developed ETFetf | $18,127,000 | -8.1% | 484,548 | -13.1% | 0.22% | -11.7% |
| PCTI | Buy | PCTEL, Inc. | $17,916,000 | +17.3% | 3,386,715 | +4.5% | 0.22% | +13.0% |
| BOKF | Buy | BOK Financial Corp. | $17,259,000 | +4068.8% | 250,242 | +3691.5% | 0.21% | +4080.0% |
| SPAR | Sell | Spartan Motors Inc. | $17,095,000 | +19.4% | 1,784,414 | -22.0% | 0.21% | +15.0% |
| ANSS | Buy | Ansys, Inc. | $16,901,000 | +2.1% | 182,494 | +0.0% | 0.20% | -1.9% |
| MATW | Sell | Matthews Intl Corp. | $15,603,000 | +3.1% | 256,796 | -5.6% | 0.19% | -0.5% |
| LNDC | Sell | Landec Corp. | $15,563,000 | -9.1% | 1,160,586 | -27.0% | 0.19% | -12.6% |
| EDGW | Edgewater Technology Inc. | $15,146,000 | -1.6% | 1,781,915 | 0.0% | 0.18% | -5.2% | |
| VT | Vanguard Total World Stock Index Fd (ETF)etf | $14,712,000 | +4.8% | 241,772 | 0.0% | 0.18% | +1.1% | |
| SEAC | Buy | SeaChange Intl, Inc. | $14,470,000 | +10.6% | 4,839,364 | +18.0% | 0.18% | +6.7% |
| FLR | New | Fluor Corp. | $13,834,000 | – | 269,566 | +100.0% | 0.17% | – |
| HMN | Sell | Horace Mann Educators Corp. | $13,408,000 | +2.1% | 365,837 | -5.9% | 0.16% | -1.8% |
| TILE | Sell | Interface, Inc. | $13,112,000 | +2.6% | 785,599 | -6.2% | 0.16% | -0.6% |
| ALOT | AstroNova, Inc. | $13,056,000 | -2.8% | 882,174 | 0.0% | 0.16% | -6.5% | |
| VOO | Vanguard S&P 500 ETFetf | $13,089,000 | +3.4% | 65,876 | 0.0% | 0.16% | -0.6% | |
| BTN | Buy | Ballantyne Strong, Inc. | $13,007,000 | +38.4% | 1,858,160 | +3.4% | 0.16% | +33.1% |
| CSWC | Buy | Capital Southwest Corp. | $12,455,000 | +50.8% | 847,268 | +40.2% | 0.15% | +45.2% |
| GHC | Sell | Graham Holdings Co. | $11,682,000 | -1.7% | 24,268 | -0.0% | 0.14% | -5.4% |
| COST | Buy | Costco Wholesale Corp. | $11,540,000 | +93.5% | 75,667 | +99.3% | 0.14% | +86.7% |
| CVU | Buy | CPI Aerostructures, Inc. | $11,323,000 | +25.3% | 1,650,515 | +12.4% | 0.14% | +21.2% |
| PRCP | Buy | Perceptron, Inc. | $11,134,000 | +46.1% | 1,656,804 | +1.8% | 0.14% | +40.6% |
| BRKS | Buy | Brooks Automation, Inc. | $11,106,000 | +37.4% | 816,000 | +13.2% | 0.13% | +31.4% |
| SRE | New | Sempra Energy | $10,686,000 | – | 99,695 | +100.0% | 0.13% | – |
| AXTI | Sell | AXT Inc. | $10,545,000 | +35.5% | 2,031,875 | -16.7% | 0.13% | +30.6% |
| RYAAY | Buy | Ryanair Holdings plc ADRadr | $10,521,000 | +82.9% | 140,229 | +69.5% | 0.13% | +76.4% |
| CPIX | Buy | Cumberland Pharmaceuticals, Inc. | $10,269,000 | +14.5% | 2,049,760 | +2.9% | 0.12% | +9.7% |
| MN | Sell | Manning & Napier, Inc. | $9,981,000 | -29.8% | 1,407,774 | -6.0% | 0.12% | -32.4% |
| MIND | Sell | Mitcham Industries, Inc. | $9,925,000 | -12.0% | 2,975,304 | -1.0% | 0.12% | -15.5% |
| LL | Sell | Lumber Liquidators Holdings, Inc. | $9,553,000 | +19.7% | 485,683 | -6.2% | 0.12% | +16.0% |
| GAIA | New | Gaia, Inc. | $9,611,000 | – | 1,334,879 | +100.0% | 0.12% | – |
| PVTB | Sell | PrivateBancorp, Inc. | $9,437,000 | -63.0% | 205,510 | -64.5% | 0.11% | -64.4% |
| BTI | Sell | British American Tobacco plc ADRadr | $9,149,000 | -27.0% | 71,669 | -25.9% | 0.11% | -29.3% |
| IBM | Sell | International Business Machines Corp. | $8,369,000 | -0.3% | 52,688 | -4.7% | 0.10% | -3.8% |
| ORCL | Oracle Corp. | $8,025,000 | -4.0% | 204,295 | 0.0% | 0.10% | -7.6% | |
| MS | Morgan Stanley | $7,882,000 | +23.4% | 245,842 | 0.0% | 0.10% | +18.8% | |
| LMT | Sell | Lockheed Martin Corp. | $7,850,000 | -5.3% | 32,745 | -2.0% | 0.10% | -8.7% |
| STJ | Sell | St. Jude Medical, Inc. | $7,537,000 | -89.9% | 94,498 | -90.2% | 0.09% | -90.3% |
| OESX | Buy | Orion Energy Systems, Inc. | $7,334,000 | +26.4% | 5,514,400 | +10.3% | 0.09% | +21.9% |
| RTKHQ | Sell | Rentech, Inc. | $7,276,000 | +20.9% | 2,491,679 | -0.6% | 0.09% | +15.8% |
| GIFI | Buy | Gulf Island Fabrication, Inc. | $7,212,000 | +48.6% | 783,900 | +12.1% | 0.09% | +42.6% |
| TS | Sell | Tenaris ADRadr | $7,130,000 | -22.2% | 251,039 | -21.0% | 0.09% | -25.2% |
| DVD | Sell | Dover Motorsports, Inc. | $6,924,000 | +7.3% | 2,803,243 | -5.7% | 0.08% | +3.7% |
| COH | Buy | Coach, Inc. | $6,855,000 | -9.0% | 187,510 | +1.4% | 0.08% | -12.6% |
| RELL | Sell | Richardson Electronics, Ltd. | $6,873,000 | +28.6% | 1,013,663 | -0.0% | 0.08% | +23.9% |
| TINY | Buy | Harris & Harris Group, Inc. | $6,788,000 | +0.7% | 4,883,158 | +16.6% | 0.08% | -3.5% |
| HDNG | Buy | Hardinge Inc. | $6,077,000 | +20.6% | 545,977 | +9.0% | 0.07% | +17.5% |
| SUP | Buy | Superior Industries Intl, Inc. | $6,062,000 | +22.0% | 207,900 | +12.0% | 0.07% | +17.7% |
| GCI | Sell | Gannett Co. Inc. | $5,941,000 | -20.4% | 510,371 | -5.6% | 0.07% | -23.4% |
| CRWS | Crown Crafts, Inc. | $5,859,000 | +7.8% | 574,455 | 0.0% | 0.07% | +4.4% | |
| XOM | Exxon Mobil Corp. | $5,823,000 | -6.9% | 66,717 | 0.0% | 0.07% | -11.4% | |
| EMKR | Buy | Emcore Corporation | $5,604,000 | +17.4% | 983,234 | +22.4% | 0.07% | +13.3% |
| GOLD | Buy | Barrick Gold Corp. | $5,545,000 | -13.0% | 312,916 | +4.8% | 0.07% | -16.2% |
| JPM | JPMorgan Chase & Co. | $5,452,000 | +7.2% | 81,873 | 0.0% | 0.07% | +3.1% | |
| GS | Goldman Sachs Group, Inc. | $5,453,000 | +8.6% | 33,810 | 0.0% | 0.07% | +4.8% | |
| IMN | Buy | Imation Corp. | $5,096,000 | -47.4% | 8,055,966 | +4.0% | 0.06% | -49.2% |
| MOS | Sell | Mosaic Co. | $5,019,000 | -9.6% | 205,197 | -3.3% | 0.06% | -12.9% |
| GLUU | Buy | Glu Mobile Inc. | $5,083,000 | +86.7% | 2,269,400 | +83.4% | 0.06% | +79.4% |
| APA | Apache Corp. | $4,919,000 | +14.7% | 77,018 | 0.0% | 0.06% | +9.3% | |
| CRAI | Buy | CRA International, Inc. | $4,536,000 | +18.7% | 170,600 | +12.6% | 0.06% | +14.6% |
| ITUB | Sell | Itau Unibanco Holding SA ADRadr | $4,461,000 | -34.4% | 407,765 | -43.4% | 0.05% | -36.5% |
| BK | Bank of New York Mellon Corp. | $4,505,000 | +2.6% | 112,970 | 0.0% | 0.05% | -1.8% | |
| OXY | Sell | Occidental Petroleum Corp. | $4,455,000 | -32.8% | 61,088 | -30.4% | 0.05% | -34.9% |
| BSMX | Buy | Santander Mexico Financial Group ADRadr | $4,391,000 | +0.0% | 498,991 | +3.3% | 0.05% | -3.6% |
| ASPN | New | Aspen Aerogels Inc. | $4,302,000 | – | 721,737 | +100.0% | 0.05% | – |
| STRT | Buy | Strattec Security Corp. | $4,314,000 | +94.5% | 122,197 | +124.6% | 0.05% | +85.7% |
| MBFI | Buy | MB Financial, Inc. | $4,287,000 | +17.5% | 112,700 | +12.0% | 0.05% | +13.0% |
| BBBY | Bed Bath & Beyond Inc. | $4,192,000 | -0.3% | 97,240 | 0.0% | 0.05% | -3.8% | |
| MKC | Sell | McCormick & Co., Inc. | $4,095,000 | -7.3% | 40,978 | -1.0% | 0.05% | -9.1% |
| QUMU | Buy | Qumu Corp. | $4,085,000 | -48.8% | 1,799,618 | +0.1% | 0.05% | -51.0% |
| TTGT | New | TechTarget, Inc. | $4,057,000 | – | 503,369 | +100.0% | 0.05% | – |
| DGII | Buy | Digi International Inc. | $4,000,000 | +43.8% | 350,838 | +35.3% | 0.05% | +37.1% |
| AETI | Sell | American Electric Technologies, Inc. | $3,615,000 | -10.8% | 1,506,160 | -1.5% | 0.04% | -13.7% |
| ARCB | Buy | ArcBest Corp. | $3,586,000 | +95.4% | 188,520 | +67.0% | 0.04% | +87.0% |
| MOV | Buy | Movado Group Inc. | $3,559,000 | +50.5% | 165,700 | +51.9% | 0.04% | +43.3% |
| WMAR | Buy | West Marine, Inc. | $3,218,000 | +23.9% | 389,064 | +25.7% | 0.04% | +18.2% |
| CME | New | CME Group Inc. | $3,113,000 | – | 29,788 | +100.0% | 0.04% | – |
| ACWX | Buy | ISHARES MSCI ACWI EX US ETFetf | $3,174,000 | +119.2% | 76,514 | +105.8% | 0.04% | +111.1% |
| FF | New | FutureFuel Corp. | $3,092,000 | – | 274,100 | +100.0% | 0.04% | – |
| PNC | The PNC Financial Service Group, Inc. | $3,013,000 | +10.7% | 33,445 | 0.0% | 0.04% | +5.9% | |
| ESIO | Buy | Electro Scientific Industries, Inc. | $2,869,000 | +150.3% | 508,747 | +159.2% | 0.04% | +150.0% |
| VSRI | Buy | Versar Inc. | $2,803,000 | +44.7% | 1,796,673 | +0.2% | 0.03% | +41.7% |
| GRBK | New | Green Brick Partners Inc. | $2,535,000 | – | 306,862 | +100.0% | 0.03% | – |
| VAR | Buy | Varian Medical Systems Inc. | $2,485,000 | +28.8% | 24,968 | +6.4% | 0.03% | +25.0% |
| RBCN | Buy | Rubicon Technology, Inc. | $2,370,000 | -7.2% | 3,760,729 | +0.2% | 0.03% | -9.4% |
| HNGR | Hanger, Inc. | $1,929,000 | +14.4% | 226,895 | 0.0% | 0.02% | +9.5% | |
| FAST | Fastenal Co. | $1,791,000 | -5.9% | 42,869 | 0.0% | 0.02% | -8.3% | |
| GWW | W.W. Grainger, Inc. | $1,642,000 | -1.1% | 7,303 | 0.0% | 0.02% | -4.8% | |
| EWL | iShares MSCI Switzerland Capped ETFetf | $1,602,000 | +3.0% | 52,452 | 0.0% | 0.02% | -5.0% | |
| VICL | Buy | Vical Inc. | $1,611,000 | -32.8% | 529,913 | +0.2% | 0.02% | -36.7% |
| UNP | Union Pacific | $1,372,000 | +11.8% | 14,068 | 0.0% | 0.02% | +13.3% | |
| DFS | Buy | Discover Financial Services | $1,185,000 | +130.5% | 20,963 | +118.4% | 0.01% | +133.3% |
| ACN | Accenture plc | $1,170,000 | +7.8% | 9,576 | 0.0% | 0.01% | 0.0% | |
| NVS | Sell | Novartis AG ADRadr | $1,099,000 | -10.1% | 13,914 | -6.1% | 0.01% | -13.3% |
| TM | Sell | Toyota Motor Corp. ADRadr | $665,000 | -68.2% | 5,726 | -72.7% | 0.01% | -69.2% |
| EWU | Sell | iShares MSCI United Kingdom Index ETFetf | $531,000 | -78.3% | 33,502 | -79.0% | 0.01% | -80.6% |
| CAJ | Sell | Canon Inc. ADRadr | $511,000 | +1.2% | 17,606 | -0.3% | 0.01% | 0.0% |
| NTTYY | New | Nippon Telegraph & Telephone ADRadr | $211,000 | – | 4,604 | +100.0% | 0.00% | – |
| IWC | Exit | iShares Russell Microcap Index (ETF)etf | $0 | – | -3,313 | -100.0% | -0.00% | – |
| DEO | Exit | Diageo plc ADRadr | $0 | – | -2,711 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC Holdings plc ADRadr | $0 | – | -12,750 | -100.0% | -0.01% | – |
| EACIQ | Exit | Erickson Inc. | $0 | – | -1,341,795 | -100.0% | -0.01% | – |
| MRKT | Exit | Markit LTD | $0 | – | -29,022 | -100.0% | -0.01% | – |
| ICE | Exit | IntercontinentalExchange, Inc. | $0 | – | -4,235 | -100.0% | -0.01% | – |
| PXD | Exit | Pioneer Natural Resources Co | $0 | – | -10,225 | -100.0% | -0.02% | – |
| CFR | Exit | Cullen/Frost Bankers, Inc. | $0 | – | -30,850 | -100.0% | -0.02% | – |
| EMC | Exit | EMC Corp. | $0 | – | -80,919 | -100.0% | -0.03% | – |
| PIR | Exit | Pier 1 Imports, Inc. | $0 | – | -524,005 | -100.0% | -0.03% | – |
| RELYQ | Exit | Real Industry Inc. | $0 | – | -511,799 | -100.0% | -0.05% | – |
| PX | Exit | Praxair, Inc. | $0 | – | -47,283 | -100.0% | -0.07% | – |
| QLGC | Exit | QLogic Corp. | $0 | – | -545,995 | -100.0% | -0.10% | – |
| SKUL | Exit | Skullcandy, Inc. | $0 | – | -1,863,205 | -100.0% | -0.14% | – |
| GAIA | Exit | Gaia, Inc. | $0 | – | -1,523,127 | -100.0% | -0.15% | – |
| TUMI | Exit | Tumi Holdings Inc. | $0 | – | -1,971,878 | -100.0% | -0.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Signatures
The EDGAR filing(s) were signed by:
About Ariel Investments
Ariel Investments is a Chicago-based investment management firm that was founded in 1983 by John W. Rogers Jr. The company has a long history of providing value-oriented investment strategies to its clients, with a focus on small and mid-cap companies. Ariel Investments has a team of experienced investment professionals, including CEO John W. Rogers Jr., COO Mellody Hobson, and Chief Investment Officer Rupal Bhansali.
The company's investment philosophy is centered around the belief that patient, long-term investing in undervalued companies can lead to superior returns over time. Ariel Investments has a strong track record of delivering on this philosophy, with many of its funds outperforming their benchmarks over the long term.
One of the key strengths of Ariel Investments is its focus on diversity and inclusion. The company has a diverse team of investment professionals, and it has been recognized for its efforts to promote diversity in the investment industry. CEO John W. Rogers Jr. has been a vocal advocate for diversity and inclusion in the business world, and he has been recognized for his leadership in this area.
Overall, Ariel Investments is a well-respected investment management firm with a strong track record of delivering value-oriented investment strategies to its clients. With a talented team of investment professionals and a commitment to diversity and inclusion, the company is well-positioned for continued success in the years ahead.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LAZARD LTD CL A | 42 | Q3 2023 | 3.8% |
| FIRST AMERN FINL CORP | 42 | Q3 2023 | 3.8% |
| BAIDU INC-SP ADR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.1% |
| Interpublic Group of Cos Inc/The | 42 | Q3 2023 | 3.9% |
| JONES LANG LASALLE INC | 42 | Q3 2023 | 3.2% |
| Northern Trust Corp. | 42 | Q3 2023 | 2.6% |
| SMUCKER JM CO | 42 | Q3 2023 | 2.7% |
| SNAP-ON INC | 42 | Q3 2023 | 2.4% |
| CHARLES RIVER LABS INTL INC | 42 | Q3 2023 | 2.3% |
View Ariel Investments's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CORE LABORATORIES N V | February 14, 2023 | ? | ? |
| MATTEL INC /DE/ | February 14, 2023 | ? | ? |
| U.S. SILICA HOLDINGS, INC. | February 14, 2022 | ? | ? |
| MIND TECHNOLOGY, INC | November 10, 2021 | ? | ? |
| MEREDITH CORP | October 08, 2021 | ? | ? |
| TEAM INC | October 08, 2021 | ? | ? |
| CUMBERLAND PHARMACEUTICALS INC | July 09, 2021 | ? | ? |
| GlassBridge Enterprises, Inc. | July 09, 2021 | ? | ? |
| 180 DEGREE CAPITAL CORP. /NY/ | April 12, 2021 | ? | ? |
| BALLANTYNE STRONG, INC. | March 10, 2021 | ? | ? |
View Ariel Investments's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Ariel Investments's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.