DUBUQUE BANK & TRUST CO - Q3 2013 holdings

$526 Million is the total value of DUBUQUE BANK & TRUST CO's 498 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 0.6% .

 Value Shares↓ Weighting
BMY  Bristol Myers Squibb Co$602,000
+3.6%
13,0000.0%0.11%
-0.9%
 ING Global Real Estate$390,000
+1.6%
21,2240.0%0.07%
-2.6%
PFM  PowerShares Dividend Achievers$296,000
+2.8%
16,0000.0%0.06%
-1.8%
VIG  Vanguard Dividend Appreciation$292,000
+5.0%
4,2000.0%0.06%0.0%
KO  Coca Cola Co$271,000
-5.6%
7,1500.0%0.05%
-10.5%
PID  PowerShares International Divi$252,000
+5.4%
14,6000.0%0.05%
+2.1%
RPAI  Retail Properties of America,$248,000
-3.5%
18,0030.0%0.05%
-7.8%
PPL  PPL Corporation$243,000
+0.4%
8,0000.0%0.05%
-4.2%
USB  US Bancorp New$226,000
+1.3%
6,1800.0%0.04%
-2.3%
MMM  3M Company$166,000
+9.2%
1,3930.0%0.03%
+6.7%
SO  Southern Companies$169,000
-6.6%
4,0930.0%0.03%
-11.1%
NOC  Northrop Grumman Corp.$138,000
+15.0%
1,4440.0%0.03%
+8.3%
AAXJ  iShares MSCI Asia Ex-Japan Ind$117,000
+6.4%
2,0000.0%0.02%0.0%
SLB  Schlumberger Ltd. - ADR$106,000
+23.3%
1,2050.0%0.02%
+17.6%
PSX  Phillips 66$102,000
-1.9%
1,7620.0%0.02%
-9.5%
DFS  Discover Financial Services$93,000
+5.7%
1,8500.0%0.02%
+5.9%
EPD  Enterprise Products Partnershi$92,000
-1.1%
1,5000.0%0.02%
-5.6%
EEM  iShares MSCI Emerging Markets$86,000
+6.2%
2,1000.0%0.02%0.0%
AAIC  Arlington Asset Investment$83,000
-10.8%
3,4750.0%0.02%
-11.1%
ZBH  Zimmer Hldgs Inc$79,000
+9.7%
9650.0%0.02%
+7.1%
 Northern Global Real Estate In$77,000
+1.3%
8,2540.0%0.02%0.0%
AEE  Ameren Corp$74,000
+1.4%
2,1150.0%0.01%0.0%
EFX  Equifax Inc$72,000
+1.4%
1,2000.0%0.01%0.0%
VFC  VF Corporation$73,000
+2.8%
3680.0%0.01%0.0%
 Fidelity High Income Fund #455$74,000
+1.4%
7,9560.0%0.01%0.0%
TSN  Tyson Foods Inc - Cl A$76,000
+10.1%
2,7000.0%0.01%0.0%
SYK  Stryker Corp$68,000
+4.6%
1,0000.0%0.01%0.0%
NKE  Nike Inc. - Class B$69,000
+13.1%
9520.0%0.01%
+8.3%
TTE  Total SA-Spon ADR$68,000
+19.3%
1,1650.0%0.01%
+18.2%
RDSA  Royal Dutch Shell PLC A - ADR$68,000
+1.5%
1,0470.0%0.01%0.0%
HAL  Halliburton Co$63,000
+16.7%
1,3000.0%0.01%
+9.1%
HES  Hess Corporation$63,000
+16.7%
8100.0%0.01%
+9.1%
VNO  Vornado Rlty Tr Sh Ben Int$61,000
+1.7%
7240.0%0.01%0.0%
IWR  iShares Russell MidCap Index F$59,000
+7.3%
4250.0%0.01%0.0%
EMR  Emerson Electric Co.$58,000
+18.4%
9000.0%0.01%
+10.0%
ED  Consolidated Edison Inc$58,000
-6.5%
1,0580.0%0.01%
-8.3%
NWL  Newell Rubbermaid Inc$55,000
+3.8%
2,0000.0%0.01%0.0%
AZN  Astrazeneca PLC Sponsored ADR$52,000
+10.6%
1,0000.0%0.01%
+11.1%
GIS  General Mills$55,000
-1.8%
1,1470.0%0.01%
-9.1%
EVG  Eaton Vance Short Duration Div$46,000
-6.1%
3,0000.0%0.01%
-10.0%
 Vanguard Intermediate Term Tre$40,0000.0%3,5400.0%0.01%0.0%
APD  Air Products & Chemicals Inc.$43,000
+16.2%
4000.0%0.01%
+14.3%
BWP  Boardwalk Pipeline Partners, L$41,0000.0%1,3500.0%0.01%0.0%
IWM  iShares Russell 2000$42,000
+10.5%
3900.0%0.01%0.0%
NEE  Nextera Energy Inc$43,000
-2.3%
5400.0%0.01%
-11.1%
NVS  Novartis AG - ADR$44,000
+10.0%
5750.0%0.01%0.0%
OXY  Occidental Petroleum Corporati$37,000
+2.8%
4000.0%0.01%0.0%
LMCA  Liberty Media Corporation$38,000
+15.2%
2580.0%0.01%0.0%
LUV  Southwest Airlines Co.$35,000
+12.9%
2,4100.0%0.01%
+16.7%
ECL  Ecolab Inc$30,000
+15.4%
3000.0%0.01%
+20.0%
EBF  Ennis Inc$32,000
+6.7%
1,7500.0%0.01%0.0%
DD  Dupont, E.I. De Nemours & Co.$32,000
+14.3%
5400.0%0.01%0.0%
MON  Monsanto Co.$33,000
+6.5%
3160.0%0.01%0.0%
UPS  United Parcel Service - Class$30,000
+7.1%
3280.0%0.01%0.0%
TWX  Time Warner, Inc.$25,000
+13.6%
3800.0%0.01%
+25.0%
WM  Waste Management Inc$24,0000.0%5920.0%0.01%0.0%
SXL  Sunoco Logistic Partners LP$27,000
+3.8%
4100.0%0.01%0.0%
MFC  Manulife Financial Corporation$26,0000.0%1,6000.0%0.01%0.0%
WIP  SPDR DB Int'l Govt Inflation P$25,0000.0%4000.0%0.01%0.0%
V  Visa Inc. - Class A$25,000
+8.7%
1270.0%0.01%0.0%
JNPR  Juniper Networks Inc.$26,0000.0%1,3300.0%0.01%0.0%
MHFI  McGraw Hill Financial Inc$26,000
+23.8%
4000.0%0.01%
+25.0%
DVY  iShares Dow Jones Select Divid$26,000
+4.0%
3900.0%0.01%0.0%
NU  Northeast Utilities$25,0000.0%6000.0%0.01%0.0%
MDT  Medtronic Inc$23,000
+4.5%
4360.0%0.00%0.0%
ABBV  Abbvie Inc$20,000
+5.3%
4500.0%0.00%0.0%
ASH  Ashland Inc$21,000
+10.5%
2250.0%0.00%0.0%
ADSK  Autodesk,Inc.$20,000
+17.6%
4900.0%0.00%
+33.3%
BP  BP PLC Sponsored ADR$21,0000.0%5000.0%0.00%0.0%
DUK  Duke Energy Corp$21,000
-4.5%
3200.0%0.00%0.0%
GMCR  Green Mountain Coffee Roasters$23,0000.0%3000.0%0.00%
-20.0%
MGEE  MGE Energy, Inc.$20,0000.0%3700.0%0.00%0.0%
NFG  National Fuel Gas Company$21,000
+23.5%
3000.0%0.00%
+33.3%
SYY  Sysco Corp.$21,000
-4.5%
6380.0%0.00%0.0%
UL  Unilever PLC - ADR$20,000
-4.8%
5100.0%0.00%0.0%
RIG  Transocean LTD$19,000
-5.0%
4270.0%0.00%0.0%
PPG  PPG Industries Inc.$16,000
+14.3%
940.0%0.00%0.0%
MCO  Moody's Corporation$17,000
+13.3%
2400.0%0.00%0.0%
UNH  United Health Group Inc.$14,000
+7.7%
2020.0%0.00%0.0%
WU  Western Union Company$16,000
+6.7%
8600.0%0.00%0.0%
KMB  Kimberly-Clark Corp$15,0000.0%1610.0%0.00%0.0%
GUNR  Flexshares Morningstar Global$15,000
+7.1%
4520.0%0.00%0.0%
SWZ  Swiss Helvetia Fund$17,000
+13.3%
1,2110.0%0.00%0.0%
BTTGY  BT Group PLC - Spon ADR$16,000
+14.3%
2940.0%0.00%0.0%
VRTX  Vertex Pharmaceuticals Inc.$16,0000.0%2050.0%0.00%0.0%
SU  Suncor Energy - ADR$14,000
+16.7%
4000.0%0.00%
+50.0%
HUBB  Hubbell Inc., Class B$14,000
+7.7%
1340.0%0.00%0.0%
CVS  CVS/Caremark Corp$14,0000.0%2450.0%0.00%0.0%
ICE  IntercontinentalExchange Inc.$12,0000.0%650.0%0.00%0.0%
OMC  Omnicom Group$11,0000.0%1700.0%0.00%0.0%
NTRS  Northern Trust Corporation$8,000
-11.1%
1600.0%0.00%0.0%
NBL  Noble Energy Inc.$8,000
+14.3%
1200.0%0.00%
+100.0%
NOV  National Oilwell Varco Inc.$9,000
+12.5%
1200.0%0.00%0.0%
PRU  Prudential Financial Inc.$10,000
+11.1%
1270.0%0.00%0.0%
RRC  Range Resources Corp$9,0000.0%1200.0%0.00%0.0%
MRO  Marathon Oil Corp.$11,0000.0%3180.0%0.00%0.0%
WLH  William Lyon Homes$10,000
-23.1%
5000.0%0.00%
-33.3%
RY  Royal Bank of Canada - ADR$11,000
+10.0%
1760.0%0.00%0.0%
LLTC  Linear Technology Corp.$8,000
+14.3%
2000.0%0.00%
+100.0%
GLD  SPDR Gold Trust$13,000
+8.3%
1000.0%0.00%0.0%
4945SC  Kinder Morgan Energy Partners$8,000
-11.1%
1000.0%0.00%0.0%
KLAC  KLA-Tencor Corporation$12,000
+9.1%
1960.0%0.00%0.0%
XLE  Energy Select Sector Spdr$9,0000.0%1100.0%0.00%0.0%
IP  International Paper$13,0000.0%2920.0%0.00%
-33.3%
ITW  Illinois Tool Works Inc.$13,000
+18.2%
1600.0%0.00%0.0%
SE  Spectra Energy Corp$8,0000.0%2280.0%0.00%0.0%
GSK  GlaxoSmithKline PLC - ADR$11,0000.0%2260.0%0.00%0.0%
GNTX  Gentex Corp$9,000
+12.5%
3460.0%0.00%0.0%
FSLR  First Solar Inc$12,000
-7.7%
3000.0%0.00%
-33.3%
D  Dominion Resources Inc/VA New$9,0000.0%1520.0%0.00%0.0%
CXW  Corrections Corp Of America$12,000
+9.1%
3370.0%0.00%0.0%
CYH  Community Health Systems Inc$8,000
-11.1%
2000.0%0.00%0.0%
VLO  Valero Energy Corporation$12,0000.0%3500.0%0.00%0.0%
CB  Chubb Corp$13,0000.0%1500.0%0.00%
-33.3%
CHRW  C.H. Robinson Worldwide, Inc.$12,000
+9.1%
2000.0%0.00%0.0%
BCF  Blackrock Real Asset Equity Tr$12,0000.0%1,3750.0%0.00%0.0%
VOD  Vodafone Group PLC - ADR$12,000
+20.0%
3390.0%0.00%0.0%
BRKB  Berkshire Hathaway Inc. CL B$11,0000.0%1000.0%0.00%0.0%
BOH  Bank of Hawaii Corp$12,000
+9.1%
2160.0%0.00%0.0%
WFM  Whole Foods Market Inc.$13,000
+18.2%
2200.0%0.00%0.0%
ATO  Atmos Energy Corp$11,0000.0%2600.0%0.00%0.0%
ARCC  Ares Capital Corporation$10,0000.0%5850.0%0.00%0.0%
AEP  American Electric Power$8,0000.0%1820.0%0.00%0.0%
SFL  Ship Finance International$8,000
+14.3%
5000.0%0.00%
+100.0%
ACE  ACE Limited - ADR$13,0000.0%1440.0%0.00%
-33.3%
PLL  Pall Corp$13,000
+18.2%
1700.0%0.00%0.0%
SPLS  Staples Inc.$4,000
-20.0%
3000.0%0.00%0.0%
EW  Edwards Lifesciences Corp$7,0000.0%1000.0%0.00%0.0%
SCG  SCANA Corporation$3,0000.0%550.0%0.00%0.0%
EV  Eaton Vance Corporation$4,0000.0%1000.0%0.00%0.0%
DFT  DuPont Fabros Technology$4,0000.0%1600.0%0.00%0.0%
DOW  Dow Chemical$7,000
+40.0%
1700.0%0.00%0.0%
DG  Dollar General$6,0000.0%1150.0%0.00%0.0%
UAA  Under Armour, Inc.$5,000
+25.0%
650.0%0.00%0.0%
CMCSK  Comcast Corp - Special Cl A$4,0000.0%1000.0%0.00%0.0%
LVS  Las Vegas Sands Corp$5,000
+25.0%
800.0%0.00%0.0%
C  Citigroup Inc.$7,000
+16.7%
1350.0%0.00%0.0%
 Vanguard Wellesley Income Fund$4,0000.0%670.0%0.00%0.0%
HTR  Brookfield Total Return Fund$5,0000.0%2120.0%0.00%0.0%
MAN  ManpowerGroup Inc.$7,000
+40.0%
1000.0%0.00%0.0%
MXIM  Maxim Integrated Products$4,0000.0%1390.0%0.00%0.0%
BHP  BHP Billiton Ltd-Spon ADR$6,000
+20.0%
850.0%0.00%0.0%
BBBY  Bed Bath & Beyond Inc.$3,0000.0%450.0%0.00%0.0%
BIDU  Baidu Inc. - Spon ADR$3,000
+50.0%
210.0%0.00%
ABB  ABB Limited - ADR$4,000
+33.3%
1600.0%0.00%0.0%
AVNW  Aviat Networks Inc.$3,0000.0%1,0000.0%0.00%0.0%
MRGE  Merge Healthcare Inc$3,000
-25.0%
1,0000.0%0.00%0.0%
NCR  NCR Corp$4,0000.0%1100.0%0.00%0.0%
PBRA  Petroleo Brasileiro - ADR$7,000
+16.7%
4000.0%0.00%0.0%
PX  Praxair Inc.$4,0000.0%350.0%0.00%0.0%
AGN  Allergan Inc$6,000
+20.0%
630.0%0.00%0.0%
AMLP  Alerian MLP ETF$4,0000.0%2300.0%0.00%0.0%
RE  Everest Reinsurance Group Limi$3,000
+50.0%
190.0%0.00%
NBR  Nabors Industries Ltd - ADR$3,0000.0%2000.0%0.00%0.0%
AFL  Aflac Inc.$3,0000.0%500.0%0.00%0.0%
H  Hyatt Hotels Corp - Cl A$4,0000.0%1000.0%0.00%0.0%
HPT  Hospitality Properties Trust$3,000
+50.0%
900.0%0.00%
STT  State Street Corp$6,0000.0%850.0%0.00%0.0%
SHPG  Shire PLC - ADR$7,000
+16.7%
620.0%0.00%0.0%
SCHW  The Charles Schwab Corporation$6,0000.0%3000.0%0.00%0.0%
FE  Firstenergy Corp$3,0000.0%860.0%0.00%0.0%
TXN  Texas Instruments Inc.$6,000
+20.0%
1500.0%0.00%0.0%
FAST  Fastenal Co.$5,0000.0%1000.0%0.00%0.0%
TDC  Teradata Corp.$1,0000.0%100.0%0.00%
GM  General Motors Co.$2,0000.0%550.0%0.00%
MYL  Mylan Laboratories$2,0000.0%560.0%0.00%
FIO  Fusion-io Inc$1,0000.0%500.0%0.00%
OXF  Oxford Resource Partners LP$1,000
-50.0%
7000.0%0.00%
SLV  iShares Silver Trust$2,0000.0%1000.0%0.00%
POT  Potash Corp. Of Saskatchewan$2,000
-33.3%
750.0%0.00%
-100.0%
DRH  DiamondRock Hospitality Co$2,0000.0%2000.0%0.00%
TKR  Timken Company$1,0000.0%200.0%0.00%
SLM  SLM Corp$2,0000.0%710.0%0.00%
KMG  KMG Chemical Inc$1,0000.0%300.0%0.00%
LYG  Lloyds Banking Group PLC - ADR$1,0000.0%1700.0%0.00%
HBI  Hanesbrands Inc.$1,0000.0%120.0%0.00%
BSX  Boston Scientific Corp$2,000
+100.0%
1560.0%0.00%
 BlackRock High Yield Bond Inst$0250.0%0.00%
R108  Energizer Holdings, Inc.$1,0000.0%120.0%0.00%
HOT  Starwood Hotels & Resorts Worl$1,0000.0%150.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-10-31
Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Heartland Financial USA Inc.42Q3 202316.1%
APPLE INC42Q3 20234.1%
Microsoft Corporation42Q3 20233.4%
JPMorgan Chase & Co42Q3 20233.2%
Wal-Mart Stores Inc42Q3 20232.9%
AMGEN INC42Q3 20233.1%
Cisco Systems Inc.42Q3 20232.8%
JOHNSON & JOHNSON42Q3 20232.6%
ChevronTexaco Corp42Q3 20232.3%
Berkshire Hathaway Inc. CL B42Q3 20232.2%

View DUBUQUE BANK & TRUST CO's complete holdings history.

Latest significant ownerships (13-D/G)
DUBUQUE BANK & TRUST CO Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
CTO Realty Growth, Inc.February 07, 2023168,6525.6%
Eagle Point Credit Co Inc.February 02, 20225,506,8005.2%
GLADSTONE COMMERCIAL CORPFebruary 14, 2017151,0436.0%
DUBUQUE BANK & TRUST COFebruary 09, 2009? ?

View DUBUQUE BANK & TRUST CO's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2023-10-27
13F-HR2023-07-17
13F-HR2023-04-13
SC 13G2023-02-07
13F-HR2023-02-03
13F-HR2022-11-02
13F-HR2022-07-13
13F-HR2022-05-03
SC 13G2022-02-02
13F-HR2022-01-28

View DUBUQUE BANK & TRUST CO's complete filings history.

Compare quarters

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