$526 Million is the total value of DUBUQUE BANK & TRUST CO's 498 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 27.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HTLF | Sell | Heartland Financial USA Inc. | $48,563,000 | -17.2% | 1,743,086 | -18.3% | 9.23% | -20.4% |
| Buy | Principal Diversified Real Ass | $37,687,000 | +5.9% | 3,132,770 | +2.8% | 7.16% | +1.9% | |
| Sell | Lord Abbett Short Duration Inc | $26,587,000 | -1.1% | 5,830,478 | -1.1% | 5.05% | -4.8% | |
| New | JPMorgan Strategic Income Opp | $25,080,000 | – | 2,118,212 | +100.0% | 4.76% | – | |
| Buy | Vanguard Short-Term Investment | $18,550,000 | +18.5% | 1,731,997 | +18.0% | 3.52% | +14.0% | |
| Sell | Stone Ridge Reinsurance Risk P | $17,292,000 | -5.5% | 1,685,454 | -8.5% | 3.29% | -9.2% | |
| DXJ | Buy | Wisdom Tree Japan Hedged Equit | $16,108,000 | +6.6% | 336,075 | +1.5% | 3.06% | +2.5% |
| SPY | Sell | SPDR S&P 500 ETF Trust | $14,926,000 | -1.7% | 88,839 | -6.1% | 2.84% | -5.4% |
| Sell | DoubleLine Total Return Bond F | $14,380,000 | -34.0% | 1,312,030 | -33.6% | 2.73% | -36.6% | |
| Buy | Goldman Sachs Strategic Income | $11,956,000 | +1.5% | 1,140,858 | +1.5% | 2.27% | -2.3% | |
| MLPI | Buy | ETRACS Aleriean MLP Infrastruc | $10,678,000 | +2.1% | 275,060 | +3.3% | 2.03% | -1.8% |
| VIS | Sell | Vanguard Industrials VIPERs Fu | $9,226,000 | +6.2% | 103,210 | -3.1% | 1.75% | +2.1% |
| AIG | Sell | American International Group, | $7,717,000 | +6.4% | 158,697 | -2.2% | 1.47% | +2.4% |
| BAC | Sell | Bank Of America Corporation | $7,692,000 | +6.7% | 557,380 | -0.6% | 1.46% | +2.6% |
| SWKS | Sell | Skyworks Solutions Inc | $7,657,000 | +12.3% | 308,258 | -1.0% | 1.46% | +8.0% |
| BRCM | Buy | Broadcom Corp. - Cl A | $7,319,000 | +21.9% | 281,280 | +58.3% | 1.39% | +17.3% |
| Sell | PIMCO Investment Grade Corp Bo | $7,276,000 | -23.6% | 688,969 | -23.6% | 1.38% | -26.5% | |
| AAPL | Sell | Apple Computer Inc. | $7,035,000 | +19.3% | 14,757 | -0.8% | 1.34% | +14.8% |
| Sell | Stone Ridge High Yield Reins R | $6,913,000 | -5.4% | 671,893 | -8.4% | 1.31% | -9.0% | |
| APA | Sell | Apache Corporation | $6,830,000 | -1.2% | 80,226 | -2.7% | 1.30% | -4.9% |
| WMT | Buy | Walmart | $6,749,000 | +3.2% | 91,258 | +3.9% | 1.28% | -0.8% |
| AXP | Sell | American Express | $6,677,000 | -3.3% | 88,415 | -4.3% | 1.27% | -7.0% |
| JPM | Sell | JP Morgan Chase & Co | $6,578,000 | -7.8% | 127,268 | -5.9% | 1.25% | -11.3% |
| VGK | New | Vanguard European ETF | $6,493,000 | – | 119,125 | +100.0% | 1.23% | – |
| BG | Sell | Bunge Limited | $5,968,000 | +4.3% | 78,625 | -2.8% | 1.13% | +0.3% |
| QCOM | Buy | Qualcomm Inc | $5,711,000 | +49.7% | 84,832 | +35.8% | 1.08% | +43.9% |
| IBM | Buy | IBM | $5,695,000 | +49.3% | 30,752 | +54.0% | 1.08% | +43.5% |
| M | Buy | Macy's Inc | $5,646,000 | +3301.2% | 130,473 | +3667.6% | 1.07% | +3151.5% |
| WAG | Buy | Walgreen Co | $5,254,000 | +21.8% | 97,653 | +0.0% | 1.00% | +17.1% |
| Sell | PIMCO Emerging Local Bond Inst | $5,230,000 | -30.2% | 543,036 | -29.2% | 0.99% | -32.9% | |
| RSG | Buy | Republic Services Inc | $4,951,000 | -1.4% | 148,403 | +0.3% | 0.94% | -5.1% |
| Sell | TCW Emerging Markets Income Fu | $4,949,000 | -22.8% | 592,062 | -20.8% | 0.94% | -25.8% | |
| DE | Buy | Deere & Company | $4,703,000 | +20.1% | 57,789 | +19.9% | 0.89% | +15.5% |
| ALRPRB | Sell | Alere Inc Perp Pfd Conv Ser Bpfd stk | $4,598,000 | +11.0% | 17,686 | -4.0% | 0.87% | +6.8% |
| ETR | Buy | Entergy Corp. | $4,532,000 | -7.1% | 71,728 | +2.5% | 0.86% | -10.7% |
| BAX | Buy | Baxter International Inc | $4,477,000 | -4.1% | 68,144 | +1.2% | 0.85% | -7.7% |
| MUB | Sell | iShares S&P National Municipal | $4,209,000 | -3.9% | 40,286 | -3.4% | 0.80% | -7.5% |
| KBR | New | KBR Inc. | $4,203,000 | – | 128,780 | +100.0% | 0.80% | – |
| HAR | Sell | Harman International | $4,198,000 | -49.0% | 63,384 | -58.3% | 0.80% | -50.9% |
| Sell | Oppenheimer SteelPath MLP Sele | $4,093,000 | -3.7% | 340,171 | -2.3% | 0.78% | -7.3% | |
| UIS | Buy | Unisys Corp. | $4,023,000 | +17.3% | 159,695 | +2.8% | 0.76% | +12.7% |
| QRTEA | Buy | Liberty Media - Interactive A | $3,981,000 | +89.7% | 169,640 | +85.9% | 0.76% | +82.2% |
| F113PS | Buy | Covidien PLC - ADR | $3,384,000 | +0.9% | 55,534 | +4.0% | 0.64% | -3.0% |
| ABT | Buy | Abbott Laboratories | $3,312,000 | -2.1% | 99,782 | +2.9% | 0.63% | -5.8% |
| CI | Sell | Cigna Corp | $3,169,000 | -4.2% | 41,235 | -9.6% | 0.60% | -7.8% |
| JNJ | Sell | Johnson & Johnson | $3,160,000 | -6.1% | 36,447 | -7.0% | 0.60% | -9.8% |
| TMO | Sell | Thermo Electron Corp | $3,079,000 | +4.1% | 33,414 | -4.4% | 0.58% | +0.2% |
| S | New | Sprint Corp | $2,869,000 | – | 461,263 | +100.0% | 0.54% | – |
| NLY | Sell | Annaly Capital Mgmt | $2,731,000 | -44.6% | 235,827 | -39.9% | 0.52% | -46.7% |
| GOOGL | Sell | Google Inc - Cl A | $2,729,000 | -29.8% | 3,116 | -29.5% | 0.52% | -32.4% |
| A309PS | Sell | DIRECTV | $2,727,000 | -53.4% | 45,620 | -51.9% | 0.52% | -55.2% |
| LIWA | Buy | Lihua International Inc. | $2,696,000 | +5.7% | 541,348 | +2.1% | 0.51% | +1.6% |
| RGC | Sell | Regal Entertainment Group - A | $2,696,000 | -47.9% | 142,026 | -50.8% | 0.51% | -49.9% |
| LYB | Buy | LyondellBasell Industries NV - | $2,443,000 | +12757.9% | 33,359 | +11246.6% | 0.46% | +11500.0% |
| CARZ | Sell | NASDAQ Auto Index ETF | $2,387,000 | +0.8% | 61,435 | -11.5% | 0.45% | -3.0% |
| SEE | Buy | Sealed Air Corp | $2,225,000 | +74066.7% | 81,825 | +58346.4% | 0.42% | +42200.0% |
| CSCO | Sell | Cisco Systems Inc. | $2,114,000 | -14.6% | 90,202 | -11.3% | 0.40% | -17.8% |
| CCI | New | Crown Castle International Cor | $2,095,000 | – | 28,680 | +100.0% | 0.40% | – |
| BSJF | New | Guggenheim Bulletshares 2015 | $2,043,000 | – | 76,475 | +100.0% | 0.39% | – |
| CME | New | Chicago Mercantile Exchange | $2,044,000 | – | 27,660 | +100.0% | 0.39% | – |
| EXC | Buy | Exelon Corp | $1,945,000 | +4.3% | 65,615 | +8.6% | 0.37% | +0.5% |
| PBCT | New | People's United Financial | $1,898,000 | – | 131,960 | +100.0% | 0.36% | – |
| CMA | New | Comerica Inc | $1,859,000 | – | 47,280 | +100.0% | 0.35% | – |
| X | New | United States Steel Corp. | $1,584,000 | – | 76,920 | +100.0% | 0.30% | – |
| UMHPRACL | Buy | UMH Properties Inc 8.25%pfd stk | $1,489,000 | +4.9% | 58,160 | +8.2% | 0.28% | +0.7% |
| APTS | Buy | Preferred Apartment Communitie | $1,427,000 | +34.7% | 175,735 | +49.4% | 0.27% | +29.7% |
| AA | Sell | Alcoa Inc | $1,389,000 | -27.8% | 171,075 | -30.4% | 0.26% | -30.5% |
| SPDC | New | Speed Commerce Inc | $1,354,000 | – | 412,655 | +100.0% | 0.26% | – |
| CLF | New | Cliffs Natural Resources Inc. | $1,257,000 | – | 61,300 | +100.0% | 0.24% | – |
| JNK | Sell | SPDR Lehman High Yield Bond ET | $1,204,000 | -18.8% | 30,215 | -19.5% | 0.23% | -21.8% |
| PCYO | New | Pure Cycle Corp | $1,173,000 | – | 253,870 | +100.0% | 0.22% | – |
| JQC | Buy | MFC Nuveen Preferred and Conv | $1,125,000 | +0.1% | 120,270 | +6.9% | 0.21% | -3.6% |
| SJNK | Sell | SPDR Barclays Cap Short Term H | $1,115,000 | -2.6% | 36,520 | -3.7% | 0.21% | -6.2% |
| TBF | Sell | ProShares Short 20+ Year Treas | $1,045,000 | -5.9% | 32,627 | -7.8% | 0.20% | -9.1% |
| FEZ | Buy | SPDR Euro Stoxx 50 ETF | $1,022,000 | +18.8% | 26,620 | +2.6% | 0.19% | +14.1% |
| XOM | Sell | Exxon Mobil Corp | $995,000 | -6.8% | 11,571 | -2.2% | 0.19% | -10.4% |
| AEC | New | Associated Estates Realty Corp | $903,000 | – | 60,555 | +100.0% | 0.17% | – |
| MSFT | Buy | Microsoft Corporation | $894,000 | -0.3% | 26,859 | +3.4% | 0.17% | -4.0% |
| GE | Buy | General Electric | $876,000 | +6.7% | 36,675 | +3.6% | 0.17% | +2.5% |
| HYG | Sell | iShares iBoxx $ High Yield Cor | $859,000 | -2.3% | 9,375 | -3.1% | 0.16% | -6.3% |
| DOC | New | Physicians Realty Trust | $829,000 | – | 68,370 | +100.0% | 0.16% | – |
| RTN | Sell | Raytheon Co New | $791,000 | +15.8% | 10,266 | -0.6% | 0.15% | +11.1% |
| CVX | Buy | ChevronTexaco Corp | $608,000 | +13.4% | 5,008 | +10.5% | 0.12% | +9.4% |
| BMY | Bristol Myers Squibb Co | $602,000 | +3.6% | 13,000 | 0.0% | 0.11% | -0.9% | |
| OEF | Sell | iShares S&P 100 Index Fund | $560,000 | -37.5% | 7,480 | -40.0% | 0.11% | -40.1% |
| PFE | Buy | Pfizer Inc | $526,000 | +12.4% | 18,308 | +9.6% | 0.10% | +8.7% |
| TNC | Buy | Tennant Company | $435,000 | +29.1% | 7,005 | +0.2% | 0.08% | +23.9% |
| SH | Buy | MFC Proshares TR Proshares Sho | $410,000 | +159.5% | 14,640 | +174.7% | 0.08% | +151.6% |
| CPSI | Buy | Computer Programs & Systems, I | $396,000 | +23.0% | 6,760 | +3.4% | 0.08% | +17.2% |
| ING Global Real Estate | $390,000 | +1.6% | 21,224 | 0.0% | 0.07% | -2.6% | ||
| CMI | Buy | Cummins Inc. | $376,000 | +28.3% | 2,830 | +4.8% | 0.07% | +22.4% |
| CLH | Buy | Clean Harbors, Inc. | $372,000 | +21.6% | 6,345 | +5.0% | 0.07% | +18.3% |
| DLX | Buy | Deluxe Check Printer | $375,000 | +26.3% | 9,015 | +5.4% | 0.07% | +20.3% |
| DCI | Buy | Donaldson Company, Inc. | $374,000 | +14.0% | 9,785 | +6.4% | 0.07% | +9.2% |
| HCSG | Buy | Healthcare Services Group, Inc | $375,000 | +5.6% | 14,545 | +0.3% | 0.07% | +1.4% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $366,000 | +8.9% | 7,818 | +8.7% | 0.07% | +6.1% |
| TTEK | Buy | Tetra Tech, Inc. | $368,000 | +22.3% | 14,195 | +10.9% | 0.07% | +18.6% |
| MRK | Buy | Merck & Company Inc. | $370,000 | +13.5% | 7,770 | +10.7% | 0.07% | +9.4% |
| VAR | Buy | Varian Medical Systems Inc | $363,000 | +14.2% | 4,860 | +3.0% | 0.07% | +9.5% |
| AZZ | Buy | AZZ Incorporated | $362,000 | +43.1% | 8,630 | +31.8% | 0.07% | +38.0% |
| ITC | Buy | ITC Holdings Corporation | $363,000 | +4.6% | 3,870 | +1.8% | 0.07% | 0.0% |
| SDY | Sell | SPDR S&P Dividend ETF | $358,000 | -31.5% | 5,195 | -34.2% | 0.07% | -34.0% |
| COP | Buy | ConocoPhillips | $357,000 | +21.0% | 5,141 | +5.4% | 0.07% | +17.2% |
| HCP | Buy | HCP Inc | $360,000 | +7.8% | 8,805 | +19.7% | 0.07% | +3.0% |
| HP | Buy | Helmerich & Payne Inc | $355,000 | +17.2% | 5,150 | +5.9% | 0.07% | +11.7% |
| GLW | Buy | Corning Inc. | $345,000 | +10.6% | 23,660 | +7.9% | 0.07% | +6.5% |
| PM | Buy | Philip Morris International In | $334,000 | +13.6% | 3,861 | +13.9% | 0.06% | +8.6% |
| ESRX | Buy | Express Scripts Holding Co | $329,000 | +15.0% | 5,322 | +15.1% | 0.06% | +12.5% |
| PG | Buy | Procter & Gamble | $324,000 | +10.2% | 4,284 | +12.3% | 0.06% | +6.9% |
| IEI | Sell | iShares Barclays 3-7 Treasury | $317,000 | -1.6% | 2,615 | -1.9% | 0.06% | -6.2% |
| AMGN | Buy | Amgen Inc | $308,000 | +27.3% | 2,748 | +11.7% | 0.06% | +22.9% |
| T | Sell | AT&T Inc | $308,000 | -9.7% | 9,114 | -5.5% | 0.06% | -11.9% |
| 5100PS | Sell | Volcano Corporation | $313,000 | +21.8% | 13,050 | -7.8% | 0.06% | +15.7% |
| IVV | Sell | iShares S&P 500 Index Fund | $306,000 | -1.3% | 1,813 | -6.1% | 0.06% | -4.9% |
| MET | Sell | Metlife Inc | $307,000 | +1.3% | 6,532 | -1.2% | 0.06% | -3.3% |
| PFM | PowerShares Dividend Achievers | $296,000 | +2.8% | 16,000 | 0.0% | 0.06% | -1.8% | |
| VIG | Vanguard Dividend Appreciation | $292,000 | +5.0% | 4,200 | 0.0% | 0.06% | 0.0% | |
| BDX | Buy | Becton Dickinson & Co | $283,000 | +4.8% | 2,830 | +3.7% | 0.05% | +1.9% |
| KO | Coca Cola Co | $271,000 | -5.6% | 7,150 | 0.0% | 0.05% | -10.5% | |
| SIAL | Sell | Sigma Aldrich Corp | $264,000 | +4.8% | 3,100 | -1.0% | 0.05% | 0.0% |
| INTC | Buy | Intel Corp | $253,000 | +22.2% | 11,049 | +29.2% | 0.05% | +17.1% |
| PID | PowerShares International Divi | $252,000 | +5.4% | 14,600 | 0.0% | 0.05% | +2.1% | |
| CAG | Buy | Conagra Inc | $251,000 | -2.0% | 8,280 | +12.8% | 0.05% | -5.9% |
| VZ | Buy | Verizon Communications | $245,000 | +10.4% | 5,244 | +18.7% | 0.05% | +6.8% |
| RPAI | Retail Properties of America, | $248,000 | -3.5% | 18,003 | 0.0% | 0.05% | -7.8% | |
| PPL | PPL Corporation | $243,000 | +0.4% | 8,000 | 0.0% | 0.05% | -4.2% | |
| TGT | Buy | Target Corp | $236,000 | +218.9% | 3,685 | +241.2% | 0.04% | +200.0% |
| VVC | Buy | Vectren Corporation | $237,000 | +248.5% | 7,105 | +255.2% | 0.04% | +246.2% |
| HON | Buy | Honeywell Intl Inc | $238,000 | +30.8% | 2,866 | +25.1% | 0.04% | +25.0% |
| ETN | Buy | Eaton Corp PLC | $233,000 | +55.3% | 3,384 | +48.7% | 0.04% | +46.7% |
| AMP | Buy | Ameriprise Financial Inc | $226,000 | +23.5% | 2,486 | +9.7% | 0.04% | +19.4% |
| USB | US Bancorp New | $226,000 | +1.3% | 6,180 | 0.0% | 0.04% | -2.3% | |
| NSC | Buy | Norfolk Southern Corp | $217,000 | +31.5% | 2,805 | +23.3% | 0.04% | +24.2% |
| ACN | Buy | Accenture PLC - Cl A - ADR | $205,000 | +45.4% | 2,781 | +42.3% | 0.04% | +39.3% |
| TRV | Buy | Travelers Companies Inc | $204,000 | +34.2% | 2,406 | +26.2% | 0.04% | +30.0% |
| HAS | Buy | Hasbro Inc | $199,000 | +27.6% | 4,225 | +21.2% | 0.04% | +22.6% |
| KSS | Buy | Kohl's Corporation | $198,000 | +21.5% | 3,820 | +18.1% | 0.04% | +18.8% |
| HRS | Sell | Harris Corp Del | $197,000 | +17.3% | 3,325 | -2.5% | 0.04% | +12.1% |
| MINT | Sell | PIMCO Enhanced Short Maturity | $188,000 | -53.0% | 1,850 | -53.1% | 0.04% | -54.4% |
| MDU | Buy | MDU Resources Group Inc | $187,000 | +15.4% | 6,675 | +6.5% | 0.04% | +12.5% |
| VGT | Sell | Vanguard Info Tech Vipers | $182,000 | -93.2% | 2,250 | -93.8% | 0.04% | -93.4% |
| PEG | Buy | Public Service Enterprises | $185,000 | +30.3% | 5,610 | +29.1% | 0.04% | +25.0% |
| PNC | Buy | PNC Financial Services Group | $180,000 | +7.8% | 2,485 | +8.8% | 0.03% | +3.0% |
| DRI | Buy | Darden Restaurants Inc | $178,000 | +15.6% | 3,850 | +26.0% | 0.03% | +13.3% |
| UGI | Buy | UGI Corporation | $179,000 | +18.5% | 4,580 | +18.5% | 0.03% | +13.3% |
| LLY | Buy | Eli Lilly & Co. | $180,000 | +37.4% | 3,570 | +33.7% | 0.03% | +30.8% |
| MMM | 3M Company | $166,000 | +9.2% | 1,393 | 0.0% | 0.03% | +6.7% | |
| BSJE | New | Guggenheim Bulletshares 2014 | $171,000 | – | 6,400 | +100.0% | 0.03% | – |
| SO | Southern Companies | $169,000 | -6.6% | 4,093 | 0.0% | 0.03% | -11.1% | |
| UNFI | Buy | United Natural Foods Inc. | $169,000 | +30.0% | 2,520 | +4.3% | 0.03% | +23.1% |
| BKLN | Buy | PowerShares Senior Loan Portfo | $169,000 | +59.4% | 6,845 | +60.5% | 0.03% | +52.4% |
| HE | New | Hawaiian Electric | $171,000 | – | 6,815 | +100.0% | 0.03% | – |
| LNT | Sell | Alliant Energy Corp | $165,000 | -50.3% | 3,332 | -49.5% | 0.03% | -53.0% |
| PEP | Sell | Pepsico Incorporated | $153,000 | -7.3% | 1,925 | -4.9% | 0.03% | -12.1% |
| HD | Buy | Home Depot Inc | $145,000 | +17.9% | 1,916 | +20.4% | 0.03% | +16.7% |
| UNP | Buy | Union Pacific Corp | $139,000 | +13.0% | 896 | +12.0% | 0.03% | +8.3% |
| NOC | Northrop Grumman Corp. | $138,000 | +15.0% | 1,444 | 0.0% | 0.03% | +8.3% | |
| WFC | Buy | Wells Fargo & Co New | $130,000 | +21.5% | 3,139 | +21.2% | 0.02% | +19.0% |
| MO | Sell | Altria Group Inc | $131,000 | -3.7% | 3,809 | -2.6% | 0.02% | -7.4% |
| AAXJ | iShares MSCI Asia Ex-Japan Ind | $117,000 | +6.4% | 2,000 | 0.0% | 0.02% | 0.0% | |
| PALL | Buy | ETFS Physical Palladium Shares | $108,000 | +36.7% | 1,520 | +24.6% | 0.02% | +31.2% |
| PFF | Sell | iShares S&P U.S. Preferred Sto | $109,000 | -6.0% | 2,860 | -3.4% | 0.02% | -8.7% |
| DIS | Buy | Disney | $103,000 | +30.4% | 1,586 | +26.0% | 0.02% | +25.0% |
| SLB | Schlumberger Ltd. - ADR | $106,000 | +23.3% | 1,205 | 0.0% | 0.02% | +17.6% | |
| PSX | Phillips 66 | $102,000 | -1.9% | 1,762 | 0.0% | 0.02% | -9.5% | |
| DFS | Discover Financial Services | $93,000 | +5.7% | 1,850 | 0.0% | 0.02% | +5.9% | |
| XLV | New | Health Care Select Sector SPDR | $95,000 | – | 1,880 | +100.0% | 0.02% | – |
| AWK | Buy | American Water Works Co., Inc. | $96,000 | +4.3% | 2,330 | +4.3% | 0.02% | 0.0% |
| MCD | Buy | McDonalds Corp | $94,000 | +13.3% | 973 | +16.1% | 0.02% | +12.5% |
| XLF | Buy | MFC Financial Select Sector SP | $87,000 | +64.2% | 4,370 | +60.4% | 0.02% | +70.0% |
| EPD | Enterprise Products Partnershi | $92,000 | -1.1% | 1,500 | 0.0% | 0.02% | -5.6% | |
| HEDJ | New | WisdomTree Europe Hedged Equit | $88,000 | – | 1,660 | +100.0% | 0.02% | – |
| EMC | Buy | EMC Corporation | $91,000 | +97.8% | 3,551 | +84.0% | 0.02% | +88.9% |
| XLK | Buy | Technology Select Sector SPDR | $87,000 | +97.7% | 2,725 | +90.6% | 0.02% | +88.9% |
| XLI | Buy | Industrial Select Sector SPDR | $87,000 | +222.2% | 1,875 | +200.0% | 0.02% | +240.0% |
| EEM | iShares MSCI Emerging Markets | $86,000 | +6.2% | 2,100 | 0.0% | 0.02% | 0.0% | |
| IGSB | New | iShares Barclays 1-3 Year Cred | $86,000 | – | 820 | +100.0% | 0.02% | – |
| AAIC | Arlington Asset Investment | $83,000 | -10.8% | 3,475 | 0.0% | 0.02% | -11.1% | |
| CELG | Buy | Celgene Corp | $84,000 | +64.7% | 543 | +23.7% | 0.02% | +60.0% |
| WAT | Buy | Waters Corporation | $85,000 | +14.9% | 800 | +8.8% | 0.02% | +6.7% |
| FLOT | New | iShares Floating Rate Bond ETF | $86,000 | – | 1,690 | +100.0% | 0.02% | – |
| DEO | Buy | Diageo PLC - ADR | $77,000 | +35.1% | 605 | +21.0% | 0.02% | +36.4% |
| ZBH | Zimmer Hldgs Inc | $79,000 | +9.7% | 965 | 0.0% | 0.02% | +7.1% | |
| Northern Global Real Estate In | $77,000 | +1.3% | 8,254 | 0.0% | 0.02% | 0.0% | ||
| AEE | Ameren Corp | $74,000 | +1.4% | 2,115 | 0.0% | 0.01% | 0.0% | |
| EFX | Equifax Inc | $72,000 | +1.4% | 1,200 | 0.0% | 0.01% | 0.0% | |
| MDLZ | Sell | Mondelez International Inc | $75,000 | +7.1% | 2,381 | -2.8% | 0.01% | 0.0% |
| VFC | VF Corporation | $73,000 | +2.8% | 368 | 0.0% | 0.01% | 0.0% | |
| Fidelity High Income Fund #455 | $74,000 | +1.4% | 7,956 | 0.0% | 0.01% | 0.0% | ||
| DHR | Buy | Danaher Corp | $76,000 | +347.1% | 1,097 | +298.9% | 0.01% | +366.7% |
| TSN | Tyson Foods Inc - Cl A | $76,000 | +10.1% | 2,700 | 0.0% | 0.01% | 0.0% | |
| SYK | Stryker Corp | $68,000 | +4.6% | 1,000 | 0.0% | 0.01% | 0.0% | |
| NKE | Nike Inc. - Class B | $69,000 | +13.1% | 952 | 0.0% | 0.01% | +8.3% | |
| TTE | Total SA-Spon ADR | $68,000 | +19.3% | 1,165 | 0.0% | 0.01% | +18.2% | |
| SBUX | Buy | Starbucks Corp | $69,000 | +885.7% | 900 | +800.0% | 0.01% | +1200.0% |
| MA | Buy | MasterCard Inc - Cl A | $70,000 | +204.3% | 104 | +160.0% | 0.01% | +160.0% |
| RDSA | Royal Dutch Shell PLC A - ADR | $68,000 | +1.5% | 1,047 | 0.0% | 0.01% | 0.0% | |
| UTX | Buy | United Technologies Corporatio | $61,000 | +56.4% | 567 | +35.6% | 0.01% | +50.0% |
| HAL | Halliburton Co | $63,000 | +16.7% | 1,300 | 0.0% | 0.01% | +9.1% | |
| HES | Hess Corporation | $63,000 | +16.7% | 810 | 0.0% | 0.01% | +9.1% | |
| EWW | Buy | iShares MSCI Mexico Investable | $65,000 | +22.6% | 1,025 | +25.8% | 0.01% | +20.0% |
| COST | Buy | Costco Wholesale Corp | $62,000 | +313.3% | 535 | +296.3% | 0.01% | +300.0% |
| VNO | Vornado Rlty Tr Sh Ben Int | $61,000 | +1.7% | 724 | 0.0% | 0.01% | 0.0% | |
| LOW | Buy | Lowes Companies Inc. | $59,000 | +1866.7% | 1,231 | +1383.1% | 0.01% | +1000.0% |
| IWR | iShares Russell MidCap Index F | $59,000 | +7.3% | 425 | 0.0% | 0.01% | 0.0% | |
| ORCL | Buy | Oracle Corporation | $57,000 | +185.0% | 1,722 | +163.7% | 0.01% | +175.0% |
| OCN | New | Ocwen Financial Corp | $60,000 | – | 1,079 | +100.0% | 0.01% | – |
| EMR | Emerson Electric Co. | $58,000 | +18.4% | 900 | 0.0% | 0.01% | +10.0% | |
| ED | Consolidated Edison Inc | $58,000 | -6.5% | 1,058 | 0.0% | 0.01% | -8.3% | |
| GILD | New | Gilead Sciences Inc | $54,000 | – | 854 | +100.0% | 0.01% | – |
| CBS | New | CBS Corp - Class B | $53,000 | – | 963 | +100.0% | 0.01% | – |
| NWL | Newell Rubbermaid Inc | $55,000 | +3.8% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AZN | Astrazeneca PLC Sponsored ADR | $52,000 | +10.6% | 1,000 | 0.0% | 0.01% | +11.1% | |
| GIS | General Mills | $55,000 | -1.8% | 1,147 | 0.0% | 0.01% | -9.1% | |
| F | New | Ford Motor Company | $46,000 | – | 2,700 | +100.0% | 0.01% | – |
| EVG | Eaton Vance Short Duration Div | $46,000 | -6.1% | 3,000 | 0.0% | 0.01% | -10.0% | |
| VWO | Sell | Vanguard Emerging Market ETF | $47,000 | -45.3% | 1,165 | -47.4% | 0.01% | -47.1% |
| CBI | New | Chicago Bridge & Iron Co. - AD | $41,000 | – | 600 | +100.0% | 0.01% | – |
| CLNE | New | Clean Energy Fuels Corp. | $42,000 | – | 3,285 | +100.0% | 0.01% | – |
| KRFT | Sell | Kraft Foods Group Inc | $44,000 | -8.3% | 848 | -2.6% | 0.01% | -11.1% |
| Vanguard Intermediate Term Tre | $40,000 | 0.0% | 3,540 | 0.0% | 0.01% | 0.0% | ||
| APD | Air Products & Chemicals Inc. | $43,000 | +16.2% | 400 | 0.0% | 0.01% | +14.3% | |
| BWP | Boardwalk Pipeline Partners, L | $41,000 | 0.0% | 1,350 | 0.0% | 0.01% | 0.0% | |
| IWM | iShares Russell 2000 | $42,000 | +10.5% | 390 | 0.0% | 0.01% | 0.0% | |
| WSM | New | Williams Sonoma Inc | $40,000 | – | 705 | +100.0% | 0.01% | – |
| EBAY | New | Ebay Inc | $41,000 | – | 741 | +100.0% | 0.01% | – |
| APC | Sell | Anadarko Petroleum Corp. | $44,000 | 0.0% | 469 | -7.7% | 0.01% | -11.1% |
| NEE | Nextera Energy Inc | $43,000 | -2.3% | 540 | 0.0% | 0.01% | -11.1% | |
| FRX | New | Forest Laboratories Inc | $40,000 | – | 946 | +100.0% | 0.01% | – |
| NVS | Novartis AG - ADR | $44,000 | +10.0% | 575 | 0.0% | 0.01% | 0.0% | |
| STI | New | Sun Trust Banks,Inc | $42,000 | – | 1,309 | +100.0% | 0.01% | – |
| OXY | Occidental Petroleum Corporati | $37,000 | +2.8% | 400 | 0.0% | 0.01% | 0.0% | |
| DTO | New | PowerShares DB Oil 2x Short | $36,000 | – | 1,065 | +100.0% | 0.01% | – |
| LMCA | Liberty Media Corporation | $38,000 | +15.2% | 258 | 0.0% | 0.01% | 0.0% | |
| DGZ | Sell | PowerShares DB Gold Short ETN | $35,000 | -56.8% | 2,445 | -53.1% | 0.01% | -56.2% |
| JWN | New | Nordstrom Inc. | $38,000 | – | 675 | +100.0% | 0.01% | – |
| LUV | Southwest Airlines Co. | $35,000 | +12.9% | 2,410 | 0.0% | 0.01% | +16.7% | |
| ECL | Ecolab Inc | $30,000 | +15.4% | 300 | 0.0% | 0.01% | +20.0% | |
| CERN | Buy | Cerner Corp | $33,000 | +57.1% | 628 | +185.5% | 0.01% | +50.0% |
| J | New | Jacobs Engineering Group Inc. | $31,000 | – | 537 | +100.0% | 0.01% | – |
| ENDP | New | Endo Pharmaceuticals Holdings | $34,000 | – | 747 | +100.0% | 0.01% | – |
| EBF | Ennis Inc | $32,000 | +6.7% | 1,750 | 0.0% | 0.01% | 0.0% | |
| STPP | Sell | iPath U.S. Treasury Steepener | $32,000 | -44.8% | 820 | -44.8% | 0.01% | -45.5% |
| DD | Dupont, E.I. De Nemours & Co. | $32,000 | +14.3% | 540 | 0.0% | 0.01% | 0.0% | |
| JBL | New | Jabil Circuit Inc | $30,000 | – | 1,386 | +100.0% | 0.01% | – |
| MON | Monsanto Co. | $33,000 | +6.5% | 316 | 0.0% | 0.01% | 0.0% | |
| URBN | New | Urban Outfitters, Inc | $34,000 | – | 925 | +100.0% | 0.01% | – |
| POST | New | Post Holdings Inc. | $33,000 | – | 814 | +100.0% | 0.01% | – |
| UPS | United Parcel Service - Class | $30,000 | +7.1% | 328 | 0.0% | 0.01% | 0.0% | |
| TWX | Time Warner, Inc. | $25,000 | +13.6% | 380 | 0.0% | 0.01% | +25.0% | |
| WM | Waste Management Inc | $24,000 | 0.0% | 592 | 0.0% | 0.01% | 0.0% | |
| SXL | Sunoco Logistic Partners LP | $27,000 | +3.8% | 410 | 0.0% | 0.01% | 0.0% | |
| MFC | Manulife Financial Corporation | $26,000 | 0.0% | 1,600 | 0.0% | 0.01% | 0.0% | |
| RF | New | Regions Financial Corp | $28,000 | – | 3,067 | +100.0% | 0.01% | – |
| WIP | SPDR DB Int'l Govt Inflation P | $25,000 | 0.0% | 400 | 0.0% | 0.01% | 0.0% | |
| V | Visa Inc. - Class A | $25,000 | +8.7% | 127 | 0.0% | 0.01% | 0.0% | |
| JNPR | Juniper Networks Inc. | $26,000 | 0.0% | 1,330 | 0.0% | 0.01% | 0.0% | |
| MHFI | McGraw Hill Financial Inc | $26,000 | +23.8% | 400 | 0.0% | 0.01% | +25.0% | |
| DVY | iShares Dow Jones Select Divid | $26,000 | +4.0% | 390 | 0.0% | 0.01% | 0.0% | |
| NU | Northeast Utilities | $25,000 | 0.0% | 600 | 0.0% | 0.01% | 0.0% | |
| MDT | Medtronic Inc | $23,000 | +4.5% | 436 | 0.0% | 0.00% | 0.0% | |
| ABBV | Abbvie Inc | $20,000 | +5.3% | 450 | 0.0% | 0.00% | 0.0% | |
| ALL | New | Allstate Corporation | $23,000 | – | 458 | +100.0% | 0.00% | – |
| ADI | Buy | Analog Devices | $22,000 | +83.3% | 477 | +86.3% | 0.00% | +100.0% |
| ASH | Ashland Inc | $21,000 | +10.5% | 225 | 0.0% | 0.00% | 0.0% | |
| ADSK | Autodesk,Inc. | $20,000 | +17.6% | 490 | 0.0% | 0.00% | +33.3% | |
| BP | BP PLC Sponsored ADR | $21,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| BA | Sell | Boeing Company | $21,000 | -25.0% | 176 | -36.2% | 0.00% | -33.3% |
| CTXS | New | Citrix Systems Inc | $21,000 | – | 304 | +100.0% | 0.00% | – |
| DUK | Duke Energy Corp | $21,000 | -4.5% | 320 | 0.0% | 0.00% | 0.0% | |
| GMCR | Green Mountain Coffee Roasters | $23,000 | 0.0% | 300 | 0.0% | 0.00% | -20.0% | |
| MGEE | MGE Energy, Inc. | $20,000 | 0.0% | 370 | 0.0% | 0.00% | 0.0% | |
| NFG | National Fuel Gas Company | $21,000 | +23.5% | 300 | 0.0% | 0.00% | +33.3% | |
| PCLN | Buy | Priceline.com Inc. | $21,000 | +200.0% | 21 | +162.5% | 0.00% | +300.0% |
| HSIC | New | Henry Schein Inc | $19,000 | – | 182 | +100.0% | 0.00% | – |
| SYY | Sysco Corp. | $21,000 | -4.5% | 638 | 0.0% | 0.00% | 0.0% | |
| UL | Unilever PLC - ADR | $20,000 | -4.8% | 510 | 0.0% | 0.00% | 0.0% | |
| RIG | Transocean LTD | $19,000 | -5.0% | 427 | 0.0% | 0.00% | 0.0% | |
| CMCSA | Sell | Comcast Corp Cl A | $14,000 | -30.0% | 300 | -37.8% | 0.00% | -25.0% |
| PPG | PPG Industries Inc. | $16,000 | +14.3% | 94 | 0.0% | 0.00% | 0.0% | |
| ARMH | New | ARM Holdings plc - Spon ADR | $17,000 | – | 350 | +100.0% | 0.00% | – |
| MCO | Moody's Corporation | $17,000 | +13.3% | 240 | 0.0% | 0.00% | 0.0% | |
| UNH | United Health Group Inc. | $14,000 | +7.7% | 202 | 0.0% | 0.00% | 0.0% | |
| WU | Western Union Company | $16,000 | +6.7% | 860 | 0.0% | 0.00% | 0.0% | |
| KORS | New | Michael Kors Holdings Ltd | $17,000 | – | 225 | +100.0% | 0.00% | – |
| KMB | Kimberly-Clark Corp | $15,000 | 0.0% | 161 | 0.0% | 0.00% | 0.0% | |
| FOXA | New | Twenty-First Century Fox Inc | $15,000 | – | 440 | +100.0% | 0.00% | – |
| EQIX | New | Equinix, Inc. | $15,000 | – | 81 | +100.0% | 0.00% | – |
| FB | Sell | Facebook Inc A Shares | $18,000 | +63.6% | 350 | -22.2% | 0.00% | +50.0% |
| GUNR | Flexshares Morningstar Global | $15,000 | +7.1% | 452 | 0.0% | 0.00% | 0.0% | |
| PXD | New | Pioneer Natural Resources Co. | $17,000 | – | 90 | +100.0% | 0.00% | – |
| FLS | New | Flowserve Corporation | $14,000 | – | 225 | +100.0% | 0.00% | – |
| SWZ | Swiss Helvetia Fund | $17,000 | +13.3% | 1,211 | 0.0% | 0.00% | 0.0% | |
| BTTGY | BT Group PLC - Spon ADR | $16,000 | +14.3% | 294 | 0.0% | 0.00% | 0.0% | |
| VRTX | Vertex Pharmaceuticals Inc. | $16,000 | 0.0% | 205 | 0.0% | 0.00% | 0.0% | |
| BUD | New | Anheuser-Busch InBev SPN ADR | $14,000 | – | 142 | +100.0% | 0.00% | – |
| BEN | Buy | Franklin Resources Inc | $17,000 | +13.3% | 333 | +200.0% | 0.00% | 0.0% |
| SU | Suncor Energy - ADR | $14,000 | +16.7% | 400 | 0.0% | 0.00% | +50.0% | |
| BWA | New | Borgwarner Inc | $16,000 | – | 157 | +100.0% | 0.00% | – |
| HUBB | Hubbell Inc., Class B | $14,000 | +7.7% | 134 | 0.0% | 0.00% | 0.0% | |
| PCP | Buy | Precision Castparts Corp | $14,000 | +133.3% | 62 | +148.0% | 0.00% | +200.0% |
| SMN | New | ProShares Ultra Short Basic Ma | $15,000 | – | 350 | +100.0% | 0.00% | – |
| YUM | Sell | Yum Brands Inc | $14,000 | -17.6% | 200 | -16.7% | 0.00% | 0.0% |
| CVS | CVS/Caremark Corp | $14,000 | 0.0% | 245 | 0.0% | 0.00% | 0.0% | |
| ICE | IntercontinentalExchange Inc. | $12,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
| OMC | Omnicom Group | $11,000 | 0.0% | 170 | 0.0% | 0.00% | 0.0% | |
| NTRS | Northern Trust Corporation | $8,000 | -11.1% | 160 | 0.0% | 0.00% | 0.0% | |
| NBL | Noble Energy Inc. | $8,000 | +14.3% | 120 | 0.0% | 0.00% | +100.0% | |
| NOV | National Oilwell Varco Inc. | $9,000 | +12.5% | 120 | 0.0% | 0.00% | 0.0% | |
| PRU | Prudential Financial Inc. | $10,000 | +11.1% | 127 | 0.0% | 0.00% | 0.0% | |
| RL | New | Ralph Lauren Corporation | $8,000 | – | 51 | +100.0% | 0.00% | – |
| RRC | Range Resources Corp | $9,000 | 0.0% | 120 | 0.0% | 0.00% | 0.0% | |
| MRO | Marathon Oil Corp. | $11,000 | 0.0% | 318 | 0.0% | 0.00% | 0.0% | |
| WLH | William Lyon Homes | $10,000 | -23.1% | 500 | 0.0% | 0.00% | -33.3% | |
| ROK | New | Rockwell Automation Inc. | $8,000 | – | 77 | +100.0% | 0.00% | – |
| RY | Royal Bank of Canada - ADR | $11,000 | +10.0% | 176 | 0.0% | 0.00% | 0.0% | |
| LLTC | Linear Technology Corp. | $8,000 | +14.3% | 200 | 0.0% | 0.00% | +100.0% | |
| GLD | SPDR Gold Trust | $13,000 | +8.3% | 100 | 0.0% | 0.00% | 0.0% | |
| EL | New | Estee Lauder Companies-Cl A | $9,000 | – | 128 | +100.0% | 0.00% | – |
| LSI | Sell | LSI Logic Corp | $8,000 | +14.3% | 1,000 | -1.0% | 0.00% | +100.0% |
| 4945SC | Kinder Morgan Energy Partners | $8,000 | -11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| KLAC | KLA-Tencor Corporation | $12,000 | +9.1% | 196 | 0.0% | 0.00% | 0.0% | |
| XLE | Energy Select Sector Spdr | $9,000 | 0.0% | 110 | 0.0% | 0.00% | 0.0% | |
| ITB | Sell | iShares DJ US Home Constructio | $12,000 | -99.4% | 520 | -99.4% | 0.00% | -99.5% |
| IP | International Paper | $13,000 | 0.0% | 292 | 0.0% | 0.00% | -33.3% | |
| ITW | Illinois Tool Works Inc. | $13,000 | +18.2% | 160 | 0.0% | 0.00% | 0.0% | |
| SE | Spectra Energy Corp | $8,000 | 0.0% | 228 | 0.0% | 0.00% | 0.0% | |
| HAIN | New | Hain Celestial Group Inc | $8,000 | – | 106 | +100.0% | 0.00% | – |
| GS | New | Goldman Sachs Group Inc. | $10,000 | – | 62 | +100.0% | 0.00% | – |
| GSK | GlaxoSmithKline PLC - ADR | $11,000 | 0.0% | 226 | 0.0% | 0.00% | 0.0% | |
| GNTX | Gentex Corp | $9,000 | +12.5% | 346 | 0.0% | 0.00% | 0.0% | |
| FCX | Sell | Freeport-McMoran Copper & Gold | $13,000 | -99.4% | 400 | -99.4% | 0.00% | -99.5% |
| TEVA | Sell | Teva Pharmaceutical - Sp ADR | $9,000 | -30.8% | 239 | -29.9% | 0.00% | -33.3% |
| FSLR | First Solar Inc | $12,000 | -7.7% | 300 | 0.0% | 0.00% | -33.3% | |
| D | Dominion Resources Inc/VA New | $9,000 | 0.0% | 152 | 0.0% | 0.00% | 0.0% | |
| CXW | Corrections Corp Of America | $12,000 | +9.1% | 337 | 0.0% | 0.00% | 0.0% | |
| CYH | Community Health Systems Inc | $8,000 | -11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| VRX | New | Valeant Pharmaceuticals Int'l | $10,000 | – | 97 | +100.0% | 0.00% | – |
| VLO | Valero Energy Corporation | $12,000 | 0.0% | 350 | 0.0% | 0.00% | 0.0% | |
| CB | Chubb Corp | $13,000 | 0.0% | 150 | 0.0% | 0.00% | -33.3% | |
| CAM | New | Cameron Intl Corp | $12,000 | – | 200 | +100.0% | 0.00% | – |
| CHRW | C.H. Robinson Worldwide, Inc. | $12,000 | +9.1% | 200 | 0.0% | 0.00% | 0.0% | |
| BCF | Blackrock Real Asset Equity Tr | $12,000 | 0.0% | 1,375 | 0.0% | 0.00% | 0.0% | |
| BLK | New | BlackRock, Inc. | $10,000 | – | 36 | +100.0% | 0.00% | – |
| VOD | Vodafone Group PLC - ADR | $12,000 | +20.0% | 339 | 0.0% | 0.00% | 0.0% | |
| BRKB | Berkshire Hathaway Inc. CL B | $11,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BOH | Bank of Hawaii Corp | $12,000 | +9.1% | 216 | 0.0% | 0.00% | 0.0% | |
| BHI | Sell | Baker Hughes Inc. | $10,000 | -28.6% | 200 | -33.3% | 0.00% | -33.3% |
| WFM | Whole Foods Market Inc. | $13,000 | +18.2% | 220 | 0.0% | 0.00% | 0.0% | |
| ATO | Atmos Energy Corp | $11,000 | 0.0% | 260 | 0.0% | 0.00% | 0.0% | |
| ARCC | Ares Capital Corporation | $10,000 | 0.0% | 585 | 0.0% | 0.00% | 0.0% | |
| AEP | American Electric Power | $8,000 | 0.0% | 182 | 0.0% | 0.00% | 0.0% | |
| AMZN | New | Amazon.Com Inc. | $9,000 | – | 30 | +100.0% | 0.00% | – |
| SFL | Ship Finance International | $8,000 | +14.3% | 500 | 0.0% | 0.00% | +100.0% | |
| ACE | ACE Limited - ADR | $13,000 | 0.0% | 144 | 0.0% | 0.00% | -33.3% | |
| PLL | Pall Corp | $13,000 | +18.2% | 170 | 0.0% | 0.00% | 0.0% | |
| SPLS | Staples Inc. | $4,000 | -20.0% | 300 | 0.0% | 0.00% | 0.0% | |
| EW | Edwards Lifesciences Corp | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SCG | SCANA Corporation | $3,000 | 0.0% | 55 | 0.0% | 0.00% | 0.0% | |
| EV | Eaton Vance Corporation | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| DFT | DuPont Fabros Technology | $4,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| DOW | Dow Chemical | $7,000 | +40.0% | 170 | 0.0% | 0.00% | 0.0% | |
| DG | Dollar General | $6,000 | 0.0% | 115 | 0.0% | 0.00% | 0.0% | |
| UAA | Under Armour, Inc. | $5,000 | +25.0% | 65 | 0.0% | 0.00% | 0.0% | |
| DVN | New | Devon Energy Corp | $3,000 | – | 50 | +100.0% | 0.00% | – |
| CMCSK | Comcast Corp - Special Cl A | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| LVS | Las Vegas Sands Corp | $5,000 | +25.0% | 80 | 0.0% | 0.00% | 0.0% | |
| C | Citigroup Inc. | $7,000 | +16.7% | 135 | 0.0% | 0.00% | 0.0% | |
| Vanguard Wellesley Income Fund | $4,000 | 0.0% | 67 | 0.0% | 0.00% | 0.0% | ||
| HTR | Brookfield Total Return Fund | $5,000 | 0.0% | 212 | 0.0% | 0.00% | 0.0% | |
| MAN | ManpowerGroup Inc. | $7,000 | +40.0% | 100 | 0.0% | 0.00% | 0.0% | |
| MXIM | Maxim Integrated Products | $4,000 | 0.0% | 139 | 0.0% | 0.00% | 0.0% | |
| BHP | BHP Billiton Ltd-Spon ADR | $6,000 | +20.0% | 85 | 0.0% | 0.00% | 0.0% | |
| BBBY | Bed Bath & Beyond Inc. | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| BIDU | Baidu Inc. - Spon ADR | $3,000 | +50.0% | 21 | 0.0% | 0.00% | – | |
| ABB | ABB Limited - ADR | $4,000 | +33.3% | 160 | 0.0% | 0.00% | 0.0% | |
| AVNW | Aviat Networks Inc. | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MRGE | Merge Healthcare Inc | $3,000 | -25.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| NCR | NCR Corp | $4,000 | 0.0% | 110 | 0.0% | 0.00% | 0.0% | |
| PBRA | Petroleo Brasileiro - ADR | $7,000 | +16.7% | 400 | 0.0% | 0.00% | 0.0% | |
| PX | Praxair Inc. | $4,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| AGN | Allergan Inc | $6,000 | +20.0% | 63 | 0.0% | 0.00% | 0.0% | |
| AMLP | Alerian MLP ETF | $4,000 | 0.0% | 230 | 0.0% | 0.00% | 0.0% | |
| RE | Everest Reinsurance Group Limi | $3,000 | +50.0% | 19 | 0.0% | 0.00% | – | |
| NBR | Nabors Industries Ltd - ADR | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AFL | Aflac Inc. | $3,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| H | Hyatt Hotels Corp - Cl A | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HPT | Hospitality Properties Trust | $3,000 | +50.0% | 90 | 0.0% | 0.00% | – | |
| STT | State Street Corp | $6,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| SHPG | Shire PLC - ADR | $7,000 | +16.7% | 62 | 0.0% | 0.00% | 0.0% | |
| SNPS | Sell | Synopsys Inc | $7,000 | -99.8% | 190 | -99.8% | 0.00% | -99.9% |
| XLB | Sell | MFC Materials Select Sector SP | $3,000 | -99.8% | 75 | -99.8% | 0.00% | -99.7% |
| SCHW | The Charles Schwab Corporation | $6,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| FE | Firstenergy Corp | $3,000 | 0.0% | 86 | 0.0% | 0.00% | 0.0% | |
| TXN | Texas Instruments Inc. | $6,000 | +20.0% | 150 | 0.0% | 0.00% | 0.0% | |
| FAST | Fastenal Co. | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| TDC | Teradata Corp. | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| GM | General Motors Co. | $2,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| MYL | Mylan Laboratories | $2,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| FIO | Fusion-io Inc | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| NWSA | New | News Corp - Class A | $2,000 | – | 110 | +100.0% | 0.00% | – |
| OXF | Oxford Resource Partners LP | $1,000 | -50.0% | 700 | 0.0% | 0.00% | – | |
| SLV | iShares Silver Trust | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ADT | Exit | ADT Corporation | $0 | – | -23 | -100.0% | 0.00% | – |
| POT | Potash Corp. Of Saskatchewan | $2,000 | -33.3% | 75 | 0.0% | 0.00% | -100.0% | |
| Buy | Oppenheimer Senior Floating Ra | $0 | – | 0 | +100.0% | 0.00% | – | |
| PNR | Exit | Pentair Ltd - ADR | $0 | – | -11 | -100.0% | 0.00% | – |
| TYC | Exit | Tyco International LTD | $0 | – | -47 | -100.0% | 0.00% | – |
| NYCB | Exit | New York Community Bancorp | $0 | – | -100 | -100.0% | 0.00% | – |
| TEL | Exit | TE Connectivity Ltd - ADR | $0 | – | -47 | -100.0% | 0.00% | – |
| DIN | New | DineEquity Inc. | $2,000 | – | 31 | +100.0% | 0.00% | – |
| DRH | DiamondRock Hospitality Co | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| TKR | Timken Company | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| SLM | SLM Corp | $2,000 | 0.0% | 71 | 0.0% | 0.00% | – | |
| KMG | KMG Chemical Inc | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| FTR | Exit | Frontier Communications Corp. | $0 | – | -75 | -100.0% | 0.00% | – |
| LYG | Lloyds Banking Group PLC - ADR | $1,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| LUMN | Exit | CenturyLink, Inc. | $0 | – | -26 | -100.0% | 0.00% | – |
| HBI | Hanesbrands Inc. | $1,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| BSX | Boston Scientific Corp | $2,000 | +100.0% | 156 | 0.0% | 0.00% | – | |
| BYD | Exit | Boyd Gaming Corp | $0 | – | -100 | -100.0% | 0.00% | – |
| BlackRock High Yield Bond Inst | $0 | – | 25 | 0.0% | 0.00% | – | ||
| R108 | Energizer Holdings, Inc. | $1,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| 4305PS | Exit | Alcatel-Lucent ADR | $0 | – | -91 | -100.0% | 0.00% | – |
| HOT | Starwood Hotels & Resorts Worl | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| SBGL | Exit | Sibanye Gold - ADR | $0 | – | -500 | -100.0% | 0.00% | – |
| ALR | Exit | Alere Inc | $0 | – | -200 | -100.0% | -0.00% | – |
| HRL | Exit | Hormel Foods Corporation | $0 | – | -100 | -100.0% | -0.00% | – |
| MPW | Exit | Medical Properties Trust Inc. | $0 | – | -350 | -100.0% | -0.00% | – |
| NWPX | Exit | Northwest Pipe Company | $0 | – | -100 | -100.0% | -0.00% | – |
| ADM | Exit | Archer Daniels | $0 | – | -115 | -100.0% | -0.00% | – |
| EOG | Exit | EOG Resources Inc. | $0 | – | -50 | -100.0% | -0.00% | – |
| QQQ | Exit | PowerShares QQQ | $0 | – | -50 | -100.0% | -0.00% | – |
| FAX | Exit | Aberdeen Asia-Pacific Income F | $0 | – | -940 | -100.0% | -0.00% | – |
| AIXNY | Exit | Aixtron Ag - ADR | $0 | – | -229 | -100.0% | -0.00% | – |
| HME | Exit | Home Properties Inc. | $0 | – | -90 | -100.0% | -0.00% | – |
| ERF | Exit | Enerplus Corp Com - ADR | $0 | – | -300 | -100.0% | -0.00% | – |
| FGPRQ | Exit | Ferrell Gas Partners | $0 | – | -400 | -100.0% | -0.00% | – |
| PNW | Exit | Pinnacle West Capital | $0 | – | -136 | -100.0% | -0.00% | – |
| GFI | Exit | Gold Fields Ltd - ADR | $0 | – | -2,000 | -100.0% | -0.00% | – |
| KST | Exit | DWS Strategic Income Trust | $0 | – | -1,175 | -100.0% | -0.00% | – |
| VVR | Exit | Invesco Van Kampen Senior Inco | $0 | – | -3,150 | -100.0% | -0.00% | – |
| NWSA | Exit | News Corp - Cl A | $0 | – | -440 | -100.0% | -0.00% | – |
| GSG | Exit | iShares S&P GSCI Commodity-Ind | $0 | – | -700 | -100.0% | -0.00% | – |
| SDOCQ | Exit | SandRidge Energy Inc. | $0 | – | -4,445 | -100.0% | -0.00% | – |
| LINEQ | Exit | Linn Energy LLC | $0 | – | -1,050 | -100.0% | -0.01% | – |
| XLY | Exit | Consumer Discretionary Select | $0 | – | -960 | -100.0% | -0.01% | – |
| EUM | Exit | Proshares Short MSCI EM | $0 | – | -3,740 | -100.0% | -0.02% | – |
| IEF | Exit | iShares Barclays 7-10 Year Tre | $0 | – | -1,285 | -100.0% | -0.03% | – |
| NEM | Exit | Newmont Mining Corporation | $0 | – | -4,480 | -100.0% | -0.03% | – |
| NOK | Exit | Nokia Corp - Spon ADR Finland | $0 | – | -95,585 | -100.0% | -0.07% | – |
| SUSA | Exit | iShares KLD Select Social Inde | $0 | – | -7,960 | -100.0% | -0.11% | – |
| DSI | Exit | Ishares KLD 400 Social Index F | $0 | – | -9,255 | -100.0% | -0.11% | – |
| RIMG | Exit | Rimage Corp | $0 | – | -134,064 | -100.0% | -0.22% | – |
| NAVR | Exit | Navarre Corp | $0 | – | -643,833 | -100.0% | -0.35% | – |
| MOS | Exit | Mosaic Company | $0 | – | -36,987 | -100.0% | -0.39% | – |
| VFH | Exit | Vanguard Financials ETF | $0 | – | -100,990 | -100.0% | -0.80% | – |
| S | Exit | Sprint Nextel Corp. | $0 | – | -811,648 | -100.0% | -1.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-31
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Heartland Financial USA Inc. | 42 | Q3 2023 | 16.1% |
| APPLE INC | 42 | Q3 2023 | 4.1% |
| Microsoft Corporation | 42 | Q3 2023 | 3.4% |
| JPMorgan Chase & Co | 42 | Q3 2023 | 3.2% |
| Wal-Mart Stores Inc | 42 | Q3 2023 | 2.9% |
| AMGEN INC | 42 | Q3 2023 | 3.1% |
| Cisco Systems Inc. | 42 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.6% |
| ChevronTexaco Corp | 42 | Q3 2023 | 2.3% |
| Berkshire Hathaway Inc. CL B | 42 | Q3 2023 | 2.2% |
View DUBUQUE BANK & TRUST CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CTO Realty Growth, Inc. | February 07, 2023 | 168,652 | 5.6% |
| Eagle Point Credit Co Inc. | February 02, 2022 | 5,506,800 | 5.2% |
| GLADSTONE COMMERCIAL CORP | February 14, 2017 | 151,043 | 6.0% |
| DUBUQUE BANK & TRUST CO | February 09, 2009 | ? | ? |
View DUBUQUE BANK & TRUST CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-27 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-13 |
| SC 13G | 2023-02-07 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-05-03 |
| SC 13G | 2022-02-02 |
| 13F-HR | 2022-01-28 |
View DUBUQUE BANK & TRUST CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.