$526 Million is the total value of DUBUQUE BANK & TRUST CO's 498 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 38.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HTLF | Sell | Heartland Financial USA Inc. | $48,563,000 | -17.2% | 1,743,086 | -18.3% | 9.23% | -20.4% |
| Sell | Lord Abbett Short Duration Inc | $26,587,000 | -1.1% | 5,830,478 | -1.1% | 5.05% | -4.8% | |
| Sell | Stone Ridge Reinsurance Risk P | $17,292,000 | -5.5% | 1,685,454 | -8.5% | 3.29% | -9.2% | |
| SPY | Sell | SPDR S&P 500 ETF Trust | $14,926,000 | -1.7% | 88,839 | -6.1% | 2.84% | -5.4% |
| Sell | DoubleLine Total Return Bond F | $14,380,000 | -34.0% | 1,312,030 | -33.6% | 2.73% | -36.6% | |
| VIS | Sell | Vanguard Industrials VIPERs Fu | $9,226,000 | +6.2% | 103,210 | -3.1% | 1.75% | +2.1% |
| AIG | Sell | American International Group, | $7,717,000 | +6.4% | 158,697 | -2.2% | 1.47% | +2.4% |
| BAC | Sell | Bank Of America Corporation | $7,692,000 | +6.7% | 557,380 | -0.6% | 1.46% | +2.6% |
| SWKS | Sell | Skyworks Solutions Inc | $7,657,000 | +12.3% | 308,258 | -1.0% | 1.46% | +8.0% |
| Sell | PIMCO Investment Grade Corp Bo | $7,276,000 | -23.6% | 688,969 | -23.6% | 1.38% | -26.5% | |
| AAPL | Sell | Apple Computer Inc. | $7,035,000 | +19.3% | 14,757 | -0.8% | 1.34% | +14.8% |
| Sell | Stone Ridge High Yield Reins R | $6,913,000 | -5.4% | 671,893 | -8.4% | 1.31% | -9.0% | |
| APA | Sell | Apache Corporation | $6,830,000 | -1.2% | 80,226 | -2.7% | 1.30% | -4.9% |
| AXP | Sell | American Express | $6,677,000 | -3.3% | 88,415 | -4.3% | 1.27% | -7.0% |
| JPM | Sell | JP Morgan Chase & Co | $6,578,000 | -7.8% | 127,268 | -5.9% | 1.25% | -11.3% |
| BG | Sell | Bunge Limited | $5,968,000 | +4.3% | 78,625 | -2.8% | 1.13% | +0.3% |
| Sell | PIMCO Emerging Local Bond Inst | $5,230,000 | -30.2% | 543,036 | -29.2% | 0.99% | -32.9% | |
| Sell | TCW Emerging Markets Income Fu | $4,949,000 | -22.8% | 592,062 | -20.8% | 0.94% | -25.8% | |
| ALRPRB | Sell | Alere Inc Perp Pfd Conv Ser Bpfd stk | $4,598,000 | +11.0% | 17,686 | -4.0% | 0.87% | +6.8% |
| MUB | Sell | iShares S&P National Municipal | $4,209,000 | -3.9% | 40,286 | -3.4% | 0.80% | -7.5% |
| HAR | Sell | Harman International | $4,198,000 | -49.0% | 63,384 | -58.3% | 0.80% | -50.9% |
| Sell | Oppenheimer SteelPath MLP Sele | $4,093,000 | -3.7% | 340,171 | -2.3% | 0.78% | -7.3% | |
| CI | Sell | Cigna Corp | $3,169,000 | -4.2% | 41,235 | -9.6% | 0.60% | -7.8% |
| JNJ | Sell | Johnson & Johnson | $3,160,000 | -6.1% | 36,447 | -7.0% | 0.60% | -9.8% |
| TMO | Sell | Thermo Electron Corp | $3,079,000 | +4.1% | 33,414 | -4.4% | 0.58% | +0.2% |
| NLY | Sell | Annaly Capital Mgmt | $2,731,000 | -44.6% | 235,827 | -39.9% | 0.52% | -46.7% |
| GOOGL | Sell | Google Inc - Cl A | $2,729,000 | -29.8% | 3,116 | -29.5% | 0.52% | -32.4% |
| A309PS | Sell | DIRECTV | $2,727,000 | -53.4% | 45,620 | -51.9% | 0.52% | -55.2% |
| RGC | Sell | Regal Entertainment Group - A | $2,696,000 | -47.9% | 142,026 | -50.8% | 0.51% | -49.9% |
| CARZ | Sell | NASDAQ Auto Index ETF | $2,387,000 | +0.8% | 61,435 | -11.5% | 0.45% | -3.0% |
| CSCO | Sell | Cisco Systems Inc. | $2,114,000 | -14.6% | 90,202 | -11.3% | 0.40% | -17.8% |
| AA | Sell | Alcoa Inc | $1,389,000 | -27.8% | 171,075 | -30.4% | 0.26% | -30.5% |
| JNK | Sell | SPDR Lehman High Yield Bond ET | $1,204,000 | -18.8% | 30,215 | -19.5% | 0.23% | -21.8% |
| SJNK | Sell | SPDR Barclays Cap Short Term H | $1,115,000 | -2.6% | 36,520 | -3.7% | 0.21% | -6.2% |
| TBF | Sell | ProShares Short 20+ Year Treas | $1,045,000 | -5.9% | 32,627 | -7.8% | 0.20% | -9.1% |
| XOM | Sell | Exxon Mobil Corp | $995,000 | -6.8% | 11,571 | -2.2% | 0.19% | -10.4% |
| HYG | Sell | iShares iBoxx $ High Yield Cor | $859,000 | -2.3% | 9,375 | -3.1% | 0.16% | -6.3% |
| RTN | Sell | Raytheon Co New | $791,000 | +15.8% | 10,266 | -0.6% | 0.15% | +11.1% |
| OEF | Sell | iShares S&P 100 Index Fund | $560,000 | -37.5% | 7,480 | -40.0% | 0.11% | -40.1% |
| SDY | Sell | SPDR S&P Dividend ETF | $358,000 | -31.5% | 5,195 | -34.2% | 0.07% | -34.0% |
| IEI | Sell | iShares Barclays 3-7 Treasury | $317,000 | -1.6% | 2,615 | -1.9% | 0.06% | -6.2% |
| T | Sell | AT&T Inc | $308,000 | -9.7% | 9,114 | -5.5% | 0.06% | -11.9% |
| 5100PS | Sell | Volcano Corporation | $313,000 | +21.8% | 13,050 | -7.8% | 0.06% | +15.7% |
| IVV | Sell | iShares S&P 500 Index Fund | $306,000 | -1.3% | 1,813 | -6.1% | 0.06% | -4.9% |
| MET | Sell | Metlife Inc | $307,000 | +1.3% | 6,532 | -1.2% | 0.06% | -3.3% |
| SIAL | Sell | Sigma Aldrich Corp | $264,000 | +4.8% | 3,100 | -1.0% | 0.05% | 0.0% |
| HRS | Sell | Harris Corp Del | $197,000 | +17.3% | 3,325 | -2.5% | 0.04% | +12.1% |
| MINT | Sell | PIMCO Enhanced Short Maturity | $188,000 | -53.0% | 1,850 | -53.1% | 0.04% | -54.4% |
| VGT | Sell | Vanguard Info Tech Vipers | $182,000 | -93.2% | 2,250 | -93.8% | 0.04% | -93.4% |
| LNT | Sell | Alliant Energy Corp | $165,000 | -50.3% | 3,332 | -49.5% | 0.03% | -53.0% |
| PEP | Sell | Pepsico Incorporated | $153,000 | -7.3% | 1,925 | -4.9% | 0.03% | -12.1% |
| MO | Sell | Altria Group Inc | $131,000 | -3.7% | 3,809 | -2.6% | 0.02% | -7.4% |
| PFF | Sell | iShares S&P U.S. Preferred Sto | $109,000 | -6.0% | 2,860 | -3.4% | 0.02% | -8.7% |
| MDLZ | Sell | Mondelez International Inc | $75,000 | +7.1% | 2,381 | -2.8% | 0.01% | 0.0% |
| VWO | Sell | Vanguard Emerging Market ETF | $47,000 | -45.3% | 1,165 | -47.4% | 0.01% | -47.1% |
| KRFT | Sell | Kraft Foods Group Inc | $44,000 | -8.3% | 848 | -2.6% | 0.01% | -11.1% |
| APC | Sell | Anadarko Petroleum Corp. | $44,000 | 0.0% | 469 | -7.7% | 0.01% | -11.1% |
| DGZ | Sell | PowerShares DB Gold Short ETN | $35,000 | -56.8% | 2,445 | -53.1% | 0.01% | -56.2% |
| STPP | Sell | iPath U.S. Treasury Steepener | $32,000 | -44.8% | 820 | -44.8% | 0.01% | -45.5% |
| BA | Sell | Boeing Company | $21,000 | -25.0% | 176 | -36.2% | 0.00% | -33.3% |
| CMCSA | Sell | Comcast Corp Cl A | $14,000 | -30.0% | 300 | -37.8% | 0.00% | -25.0% |
| FB | Sell | Facebook Inc A Shares | $18,000 | +63.6% | 350 | -22.2% | 0.00% | +50.0% |
| YUM | Sell | Yum Brands Inc | $14,000 | -17.6% | 200 | -16.7% | 0.00% | 0.0% |
| LSI | Sell | LSI Logic Corp | $8,000 | +14.3% | 1,000 | -1.0% | 0.00% | +100.0% |
| ITB | Sell | iShares DJ US Home Constructio | $12,000 | -99.4% | 520 | -99.4% | 0.00% | -99.5% |
| FCX | Sell | Freeport-McMoran Copper & Gold | $13,000 | -99.4% | 400 | -99.4% | 0.00% | -99.5% |
| TEVA | Sell | Teva Pharmaceutical - Sp ADR | $9,000 | -30.8% | 239 | -29.9% | 0.00% | -33.3% |
| BHI | Sell | Baker Hughes Inc. | $10,000 | -28.6% | 200 | -33.3% | 0.00% | -33.3% |
| SNPS | Sell | Synopsys Inc | $7,000 | -99.8% | 190 | -99.8% | 0.00% | -99.9% |
| XLB | Sell | MFC Materials Select Sector SP | $3,000 | -99.8% | 75 | -99.8% | 0.00% | -99.7% |
| ADT | Exit | ADT Corporation | $0 | – | -23 | -100.0% | 0.00% | – |
| PNR | Exit | Pentair Ltd - ADR | $0 | – | -11 | -100.0% | 0.00% | – |
| TYC | Exit | Tyco International LTD | $0 | – | -47 | -100.0% | 0.00% | – |
| NYCB | Exit | New York Community Bancorp | $0 | – | -100 | -100.0% | 0.00% | – |
| TEL | Exit | TE Connectivity Ltd - ADR | $0 | – | -47 | -100.0% | 0.00% | – |
| FTR | Exit | Frontier Communications Corp. | $0 | – | -75 | -100.0% | 0.00% | – |
| LUMN | Exit | CenturyLink, Inc. | $0 | – | -26 | -100.0% | 0.00% | – |
| BYD | Exit | Boyd Gaming Corp | $0 | – | -100 | -100.0% | 0.00% | – |
| 4305PS | Exit | Alcatel-Lucent ADR | $0 | – | -91 | -100.0% | 0.00% | – |
| SBGL | Exit | Sibanye Gold - ADR | $0 | – | -500 | -100.0% | 0.00% | – |
| ALR | Exit | Alere Inc | $0 | – | -200 | -100.0% | -0.00% | – |
| HRL | Exit | Hormel Foods Corporation | $0 | – | -100 | -100.0% | -0.00% | – |
| MPW | Exit | Medical Properties Trust Inc. | $0 | – | -350 | -100.0% | -0.00% | – |
| NWPX | Exit | Northwest Pipe Company | $0 | – | -100 | -100.0% | -0.00% | – |
| ADM | Exit | Archer Daniels | $0 | – | -115 | -100.0% | -0.00% | – |
| EOG | Exit | EOG Resources Inc. | $0 | – | -50 | -100.0% | -0.00% | – |
| QQQ | Exit | PowerShares QQQ | $0 | – | -50 | -100.0% | -0.00% | – |
| FAX | Exit | Aberdeen Asia-Pacific Income F | $0 | – | -940 | -100.0% | -0.00% | – |
| AIXNY | Exit | Aixtron Ag - ADR | $0 | – | -229 | -100.0% | -0.00% | – |
| HME | Exit | Home Properties Inc. | $0 | – | -90 | -100.0% | -0.00% | – |
| ERF | Exit | Enerplus Corp Com - ADR | $0 | – | -300 | -100.0% | -0.00% | – |
| FGPRQ | Exit | Ferrell Gas Partners | $0 | – | -400 | -100.0% | -0.00% | – |
| PNW | Exit | Pinnacle West Capital | $0 | – | -136 | -100.0% | -0.00% | – |
| GFI | Exit | Gold Fields Ltd - ADR | $0 | – | -2,000 | -100.0% | -0.00% | – |
| KST | Exit | DWS Strategic Income Trust | $0 | – | -1,175 | -100.0% | -0.00% | – |
| VVR | Exit | Invesco Van Kampen Senior Inco | $0 | – | -3,150 | -100.0% | -0.00% | – |
| NWSA | Exit | News Corp - Cl A | $0 | – | -440 | -100.0% | -0.00% | – |
| GSG | Exit | iShares S&P GSCI Commodity-Ind | $0 | – | -700 | -100.0% | -0.00% | – |
| SDOCQ | Exit | SandRidge Energy Inc. | $0 | – | -4,445 | -100.0% | -0.00% | – |
| LINEQ | Exit | Linn Energy LLC | $0 | – | -1,050 | -100.0% | -0.01% | – |
| XLY | Exit | Consumer Discretionary Select | $0 | – | -960 | -100.0% | -0.01% | – |
| EUM | Exit | Proshares Short MSCI EM | $0 | – | -3,740 | -100.0% | -0.02% | – |
| IEF | Exit | iShares Barclays 7-10 Year Tre | $0 | – | -1,285 | -100.0% | -0.03% | – |
| NEM | Exit | Newmont Mining Corporation | $0 | – | -4,480 | -100.0% | -0.03% | – |
| NOK | Exit | Nokia Corp - Spon ADR Finland | $0 | – | -95,585 | -100.0% | -0.07% | – |
| SUSA | Exit | iShares KLD Select Social Inde | $0 | – | -7,960 | -100.0% | -0.11% | – |
| DSI | Exit | Ishares KLD 400 Social Index F | $0 | – | -9,255 | -100.0% | -0.11% | – |
| RIMG | Exit | Rimage Corp | $0 | – | -134,064 | -100.0% | -0.22% | – |
| NAVR | Exit | Navarre Corp | $0 | – | -643,833 | -100.0% | -0.35% | – |
| MOS | Exit | Mosaic Company | $0 | – | -36,987 | -100.0% | -0.39% | – |
| VFH | Exit | Vanguard Financials ETF | $0 | – | -100,990 | -100.0% | -0.80% | – |
| S | Exit | Sprint Nextel Corp. | $0 | – | -811,648 | -100.0% | -1.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-31
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Heartland Financial USA Inc. | 42 | Q3 2023 | 16.1% |
| APPLE INC | 42 | Q3 2023 | 4.1% |
| Microsoft Corporation | 42 | Q3 2023 | 3.4% |
| JPMorgan Chase & Co | 42 | Q3 2023 | 3.2% |
| Wal-Mart Stores Inc | 42 | Q3 2023 | 2.9% |
| AMGEN INC | 42 | Q3 2023 | 3.1% |
| Cisco Systems Inc. | 42 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.6% |
| ChevronTexaco Corp | 42 | Q3 2023 | 2.3% |
| Berkshire Hathaway Inc. CL B | 42 | Q3 2023 | 2.2% |
View DUBUQUE BANK & TRUST CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CTO Realty Growth, Inc. | February 07, 2023 | 168,652 | 5.6% |
| Eagle Point Credit Co Inc. | February 02, 2022 | 5,506,800 | 5.2% |
| GLADSTONE COMMERCIAL CORP | February 14, 2017 | 151,043 | 6.0% |
| DUBUQUE BANK & TRUST CO | February 09, 2009 | ? | ? |
View DUBUQUE BANK & TRUST CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-27 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-13 |
| SC 13G | 2023-02-07 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-05-03 |
| SC 13G | 2022-02-02 |
| 13F-HR | 2022-01-28 |
View DUBUQUE BANK & TRUST CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.