JOHN G ULLMAN & ASSOCIATES INC - Q4 2020 holdings

$645 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 152 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 28.1% .

 Value Shares↓ Weighting
EMR SellEMERSON ELEC CO$33,871,000
+20.6%
421,439
-1.6%
5.25%
-9.6%
BMY SellBRISTOL-MYERS SQUIBB$24,956,000
+1.5%
402,321
-1.3%
3.87%
-23.9%
GLW SellCORNING INC$22,872,000
+8.1%
635,327
-2.7%
3.55%
-19.1%
PFE BuyPFIZER INC$22,355,000
+10.9%
607,311
+10.6%
3.46%
-17.0%
INTC BuyINTEL CORP$19,311,000
+24.3%
387,616
+29.2%
2.99%
-6.9%
T BuyA T & T INC$18,390,000
+42.7%
639,440
+41.5%
2.85%
+6.9%
OGE BuyOGE ENERGY CORP$17,466,000
+34.4%
548,213
+26.5%
2.71%
+0.6%
MDU BuyM D U RESOURCES GRP$16,166,000
+22.4%
613,736
+4.6%
2.51%
-8.3%
NVS BuyNOVARTIS AGadr$16,094,000
+22.2%
170,433
+12.5%
2.50%
-8.5%
XOM BuyEXXON MOBIL CORP$15,581,000
+181.7%
377,992
+134.6%
2.42%
+110.9%
GSK BuyGLAXOSMITHKLINE PLC$15,078,000
-1.8%
409,716
+0.4%
2.34%
-26.5%
IBM BuyIBM CORP$14,834,000
+32.7%
117,842
+28.3%
2.30%
-0.6%
BCE BuyBCE INC$14,641,000
+26.4%
342,068
+22.5%
2.27%
-5.3%
JNJ SellJOHNSON & JOHNSON$14,326,000
+4.8%
91,029
-0.8%
2.22%
-21.5%
FLS BuyFLOWSERVE CORP$14,229,000
+150.9%
386,131
+85.8%
2.21%
+87.9%
XRAY SellDENTSPLY SIRONA INC$14,059,000
+18.9%
268,508
-0.7%
2.18%
-11.0%
CSCO BuyCISCO SYSTEMS INC$13,804,000
+37.8%
308,467
+21.3%
2.14%
+3.2%
AGX BuyARGAN INC$13,773,000
+39.7%
309,566
+31.6%
2.14%
+4.6%
MMM Sell3M CO$13,458,000
+8.3%
76,998
-0.8%
2.09%
-18.9%
AMSWA SellAMERICAN SOFTWARE INC$12,380,000
+21.2%
721,053
-0.9%
1.92%
-9.2%
LNN SellLINDSAY CORP$11,021,000
+31.9%
85,791
-0.7%
1.71%
-1.2%
TSM SellTAIWAN SEMICONDUCTR F SPONSOREadr$9,930,000
+31.4%
91,069
-2.3%
1.54%
-1.6%
D BuyDOMINION ENERGY INC$9,659,000
+195.8%
128,444
+210.5%
1.50%
+121.4%
TEL SellTE CONNECTIVITY LTD F$9,647,000
+23.0%
79,684
-0.7%
1.50%
-7.9%
NJR NewNEW JERSEY RESOURCES CORPORATI$9,142,000257,165
+100.0%
1.42%
MSFT SellMICROSOFT CORP$8,974,000
+3.2%
40,345
-2.4%
1.39%
-22.7%
TMO SellTHERMO FISHER SCIENTIFIC INC$8,692,000
+5.0%
18,662
-0.5%
1.35%
-21.4%
ELAN BuyELANCO ANIMAL HEALTH INC$8,315,000
+37.3%
271,100
+25.0%
1.29%
+2.8%
HON SellHONEYWELL INTL INC$8,260,000
+27.9%
38,834
-1.0%
1.28%
-4.2%
ABT SellABBOTT LABORATORIES$7,592,000
+0.4%
69,338
-0.2%
1.18%
-24.8%
TMP BuyTOMPKINS FINANCIAL CORP TMP$7,267,000
+31.0%
102,925
+5.4%
1.13%
-1.8%
HE NewHAWAIIAN ELECTRIC INDUSTRIES$6,873,000194,200
+100.0%
1.06%
ACM SellAECOM TECHNOLOGY CORP$6,847,000
+17.5%
137,542
-1.3%
1.06%
-12.0%
ALB SellALBEMARLE CORP$6,654,000
+23.1%
45,108
-25.5%
1.03%
-7.8%
MRK SellMERCK & CO INC$6,611,000
-2.1%
80,823
-0.7%
1.02%
-26.7%
BKH NewBLACK HILLS CORP$6,452,000105,000
+100.0%
1.00%
AQN NewALGONQUIN POWER & UTILITIES CO$6,288,000382,000
+100.0%
0.98%
LITE SellLUMENTUM HOLDINGS INC$5,956,000
+25.0%
62,829
-0.9%
0.92%
-6.4%
POR NewPORTLAND GENERAL ELECTRIC CO$5,915,000138,300
+100.0%
0.92%
CACI BuyCACI INTERNATIONAL INC$5,710,000
+21.2%
22,900
+3.6%
0.88%
-9.2%
SLB NewSCHLUMBERGER LTD F$5,575,000255,400
+100.0%
0.86%
HZNP SellHORIZON THERAPEUTICS PLC$5,525,000
-7.0%
75,527
-1.2%
0.86%
-30.3%
DGX SellQUEST DIAGNOSTIC INC$5,437,000
+3.4%
45,626
-0.7%
0.84%
-22.5%
AVGO SellBROADCOM LTD AVGO$5,101,000
+19.2%
11,650
-0.9%
0.79%
-10.7%
VMW BuyVMWARE INC$4,405,000
+995.8%
31,405
+1021.6%
0.68%
+722.9%
IDA BuyIDACORP INC$4,322,000
+20.9%
45,009
+0.6%
0.67%
-9.5%
LNDC BuyLANDEC CORP$3,981,000
+23.4%
366,867
+10.6%
0.62%
-7.5%
EWS NewISHARES MSCI SINGAPORE ETFetf$3,938,000183,350
+100.0%
0.61%
NXST BuyNEXSTAR BROADCASTING GROUP-A N$3,893,000
+27.9%
35,650
+5.3%
0.60%
-4.3%
ASTE SellASTEC INDUSTRIES INC$3,804,000
+5.9%
65,730
-0.8%
0.59%
-20.7%
VZ SellVERIZON COMMUNICATN$3,728,000
-1.6%
63,456
-0.4%
0.58%
-26.3%
GVA BuyGRANITE CONSTRUCTION$3,704,000
+93.9%
138,684
+27.8%
0.57%
+45.3%
WTS SellWATTS WATER TECH INC CLASS A$3,695,000
+11.6%
30,359
-8.2%
0.57%
-16.4%
BRKS SellBROOKS AUTOMATION$3,672,000
+12.3%
54,118
-23.5%
0.57%
-16.0%
AGR SellAVANGRID INC$3,509,000
-10.8%
77,200
-1.0%
0.54%
-33.3%
TDC BuyTERADATA CORP$3,372,000
+40.2%
150,051
+41.6%
0.52%
+5.0%
CCK SellCROWN HOLDINGS INC$3,192,000
+29.2%
31,854
-0.9%
0.50%
-3.1%
PEG SellPUB SVC ENTERPISE GP$2,994,000
+5.2%
51,358
-0.9%
0.46%
-21.2%
A SellAGILENT TECHNOLOGIES INC$2,868,000
+16.4%
24,202
-0.8%
0.44%
-12.7%
AAPL SellAPPLE INC$2,627,000
+11.7%
19,800
-2.5%
0.41%
-16.4%
TT SellTRANE TECHNOLOGIES PLC$2,593,000
+18.4%
17,861
-1.1%
0.40%
-11.3%
CTVA SellCORTEVA INC$2,505,000
+31.9%
64,686
-1.9%
0.39%
-1.3%
ETN  EATON CORP PLC F$2,388,000
+17.8%
19,8770.0%0.37%
-11.9%
PHG SellKONINKLIJKE PHILIPS N F SPONSOadr$2,337,000
+12.5%
43,134
-2.1%
0.36%
-15.8%
VOO SellVANGUARD S&P 500 ETFetf$2,187,000
+8.8%
6,362
-2.7%
0.34%
-18.5%
FEYE NewFIREEYE INC$1,909,00082,800
+100.0%
0.30%
AMGN  AMGEN INC.$1,883,000
-9.6%
8,1900.0%0.29%
-32.3%
SYNA NewSYNAPTICS INCORPORATED$1,783,00018,500
+100.0%
0.28%
GE SellGENERAL ELECTRIC CO$1,756,000
+64.1%
162,620
-5.3%
0.27%
+23.1%
VIAV SellVIAVI SOLUTIONS INC$1,621,000
+25.4%
108,225
-1.8%
0.25%
-6.3%
SO BuySOUTHERN CO$1,428,000
+84.3%
23,250
+62.6%
0.22%
+38.1%
DAN BuyDANA INC$1,368,000
+61.1%
70,100
+1.7%
0.21%
+20.5%
IIVI BuyII-VI INC$1,329,000
+89.3%
17,500
+1.2%
0.21%
+42.1%
BAX SellBAXTER INTERNATIONAL INC$1,217,000
-2.8%
15,167
-2.6%
0.19%
-27.0%
AQUA SellEVOQUA WATER TECHNOLOGIES CORP$1,203,000
+26.5%
44,600
-0.4%
0.19%
-5.6%
ALC SellALCON INC$1,142,000
+12.0%
17,309
-3.4%
0.18%
-16.1%
RBB BuyRBB BANCORP$1,126,000
+99.6%
73,200
+47.3%
0.18%
+49.6%
CMCSA BuyCOMCAST CORP CLASS A$1,035,000
+221.4%
19,758
+184.0%
0.16%
+138.8%
BP BuyBP PLC F SPONSORED ADR 1 ADR Radr$943,000
+66.3%
45,960
+41.6%
0.15%
+24.8%
CNIG BuyCORNING NAT GAS HLDG$809,000
+24.5%
52,388
+28.9%
0.12%
-7.4%
DUK  DUKE ENERGY CORP$780,000
+3.4%
8,5190.0%0.12%
-22.4%
CRUS BuyCIRRUS LOGIC INC$756,000
+24.5%
9,200
+2.2%
0.12%
-7.1%
ESBK SellELMIRA SAVINGS BANK F S$729,000
-4.3%
63,417
-8.3%
0.11%
-28.5%
IR SellINGERSOLL RAND INC$703,000
+24.6%
15,433
-2.5%
0.11%
-6.8%
LLY BuyLILLY ELI & CO$702,000
+26.3%
4,155
+10.7%
0.11%
-5.2%
ITRI  ITRON INC$695,000
+58.0%
7,2500.0%0.11%
+18.7%
BuySKANSKA AB ORDF$651,000
+38.2%
25,500
+13.3%
0.10%
+4.1%
MBCN BuyMIDDLEFIELD BANC CORP$642,000
+25.4%
28,540
+7.5%
0.10%
-5.7%
NWE NewNORTHWESTERN CORP$636,00010,900
+100.0%
0.10%
MTSI SellMA COM TECH SOLUTN$625,000
+56.2%
11,350
-3.4%
0.10%
+16.9%
AGCO  A G C O CORP$598,000
+38.7%
5,8000.0%0.09%
+4.5%
DIS SellWALT DISNEY CO$597,000
+41.8%
3,296
-2.9%
0.09%
+6.9%
GRC NewGORMAN RUPP ORD$591,00018,200
+100.0%
0.09%
BSV BuyVANGUARD SHORT-TERM BOND ETFetf$587,000
+50.9%
7,079
+51.3%
0.09%
+12.3%
FETM BuyFENTURA FINANCIAL INC$566,000
+36.1%
25,750
+4.9%
0.09%
+2.3%
VNM BuyVANECK VECTORS VIETNAM ETFetf$563,000
+34.0%
32,200
+13.8%
0.09%0.0%
LH SellLAB CO OF AMER HLDG$554,000
+4.1%
2,724
-3.5%
0.09%
-21.8%
KRE  SPDR S&P REGIONAL BANKING ETFetf$545,000
+45.3%
10,5000.0%0.08%
+7.7%
XRX NewXEROX CORP$538,00023,200
+100.0%
0.08%
RDSA SellROYAL DUTCH SHELL F SPONSORED$528,000
+12.6%
15,023
-19.3%
0.08%
-15.5%
ITW  ILLINOIS TOOL WORKS$530,000
+5.6%
2,6000.0%0.08%
-21.2%
BRKB BuyBERKSHIRE HATHAWAY CLASS B$521,000
+11.1%
2,248
+2.0%
0.08%
-16.5%
CVX NewCHEVRON CORP$502,0005,945
+100.0%
0.08%
SWKS SellSKYWORKS SOLUTIONS INC SWKS$497,000
+3.5%
3,250
-1.5%
0.08%
-22.2%
EEFT SellEURONET WORLDWIDE INC$491,000
+38.3%
3,387
-13.2%
0.08%
+4.1%
FTS NewFORTIS ORD$486,00011,900
+100.0%
0.08%
IBB  ISHARES:NASDAQ BIOTECHetf$470,000
+11.9%
3,1000.0%0.07%
-16.1%
TXN  TEXAS INSTRUMENTS$460,000
+15.0%
2,8000.0%0.07%
-14.5%
NVDA NewNVIDIA CORP$444,000850
+100.0%
0.07%
XLU BuySELECT SECTOR UTI SELECT SPDRetf$439,000
+60.8%
7,000
+52.2%
0.07%
+19.3%
ALE NewALLETE INC ALE$421,0006,800
+100.0%
0.06%
USCR BuyU S CONCRETE INC$420,000
+41.9%
10,500
+2.9%
0.06%
+6.6%
IPGP  IPG PHOTONICS CORP$392,000
+32.0%
1,7500.0%0.06%0.0%
RHHBY BuyROCHE HLDG AG F SPONSORED ADRadr$388,000
+93.0%
8,850
+88.3%
0.06%
+42.9%
REGN  REGENERON PHARMS INC$386,000
-13.8%
8000.0%0.06%
-35.5%
HOLX  HOLOGIC INC$379,000
+9.5%
5,2000.0%0.06%
-18.1%
LNT NewALLIANT ENERGY CORP$381,0007,400
+100.0%
0.06%
FELE BuyFRANKLIN ELECTRIC CO$381,000
+22.1%
5,500
+3.8%
0.06%
-9.2%
IQV SellIQVIA HOLDINGS INC$376,000
+8.4%
2,100
-4.5%
0.06%
-19.4%
MU BuyMICRON TECHNOLOGY$366,000
+67.1%
4,863
+4.3%
0.06%
+26.7%
SHW  SHERWIN WILLIAMS CO$367,000
+5.5%
5000.0%0.06%
-20.8%
HLIO SellHELIOS TECHNOLOGIES INC$368,000
+44.3%
6,900
-1.4%
0.06%
+7.5%
EVRG NewEVERGY INC$361,0006,499
+100.0%
0.06%
NEE BuyNEXTERA ENERGY INC$355,000
+11.3%
4,600
+300.0%
0.06%
-16.7%
AEP NewAMER ELECTRIC PWR CO$355,0004,264
+100.0%
0.06%
JCI BuyJOHNSON CONTROLS INTER F$349,000
+18.7%
7,500
+4.2%
0.05%
-11.5%
VAW  VANGUARD MATERIALS ETFetf$339,000
+16.5%
2,1600.0%0.05%
-11.7%
EXC NewEXELON CORP$312,0007,400
+100.0%
0.05%
WEC NewW E C ENERGY GROUP INC$304,0003,300
+100.0%
0.05%
VMC  VULCAN MATERIALS CO$297,000
+9.6%
2,0000.0%0.05%
-17.9%
PSX SellPHILLIPS 66$294,000
+8.9%
4,210
-19.2%
0.05%
-17.9%
GM  GENERAL MOTORS CO$294,000
+40.7%
7,0500.0%0.05%
+7.0%
CIEN NewCIENA CORP$296,0005,600
+100.0%
0.05%
BPRN  BANK OF PRINCETON$293,000
+29.1%
12,5000.0%0.04%
-4.3%
RBKB SellRHINEBECK BANCORP INC$275,000
+34.8%
32,200
-0.3%
0.04%
+2.4%
HAL NewHALLIBURTON CO HLDG$262,00013,870
+100.0%
0.04%
ORCL  ORACLE CORP$263,000
+8.7%
4,0600.0%0.04%
-18.0%
DHR  DANAHER CORP$267,000
+3.5%
1,2000.0%0.04%
-22.6%
NewHYDRO ONE ORD$259,00011,500
+100.0%
0.04%
INTU  INTUIT INC$256,000
+16.4%
6750.0%0.04%
-13.0%
GOOG NewALPHABET INC. CLASS C$237,000135
+100.0%
0.04%
HD  HOME DEPOT INC$239,000
-4.4%
8990.0%0.04%
-28.8%
AOS  A. O. SMITH CORP$230,000
+3.6%
4,2000.0%0.04%
-21.7%
VHT  VANGUARD HEALTH CARE ETF$224,000
+9.8%
1,0000.0%0.04%
-16.7%
AEGN NewAEGION CORP$218,00011,500
+100.0%
0.03%
ROP NewROPER TECHNOLOGIES INC$216,000500
+100.0%
0.03%
CAMP SellCALAMP CORP$215,000
+36.1%
21,700
-1.4%
0.03%0.0%
CDUAF NewCANADIAN UTILITIES CL A ORD$207,0008,500
+100.0%
0.03%
PHO NewINVSC WATER RESC PORTFOLIO ETFetf$209,0004,500
+100.0%
0.03%
MXF NewMEXICO FUNDcef$145,00010,600
+100.0%
0.02%
ASRV BuyAMERISERV FINANCIAL INC$98,000
+19.5%
31,216
+7.6%
0.02%
-11.8%
AVLNF  AVALON ADVANCED MATERIALS INC$2,000
+100.0%
18,7500.0%0.00%
SND ExitSMART SAND INC$0-10,000
-100.0%
-0.00%
FNB ExitF N B CORP PA$0-17,257
-100.0%
-0.02%
GILD ExitGILEAD SCIENCES INC$0-3,665
-100.0%
-0.05%
AMZN ExitAMAZON.COM INC$0-75
-100.0%
-0.05%
AGG ExitISHARES CORE US AGGREGATE BONDetf$0-5,510
-100.0%
-0.14%
ADM ExitARCHER DANIELS MIDLAND CO$0-153,517
-100.0%
-1.48%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-02-05
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
EMERSON ELECTRIC CO EMR42Q3 20237.8%
CORNING INC GLW42Q3 20234.8%
EXXON MOBIL CORP XOM42Q3 20236.3%
PFIZER INC PFE42Q3 20235.2%
BRISTOL-MYERS SQUIBB CO BMY42Q3 20236.1%
INTEL CORP INTC42Q3 20233.5%
INTL BUSINESS MACHINES CORP IB42Q3 20233.1%
NOVARTIS AG-SPONSORED ADR NVS42Q3 20233.3%
MERCK & CO. INC. MRK42Q3 20233.2%
OGE ENERGY CORP OGE42Q3 20234.5%

View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.

Latest significant ownerships (13-D/G)
JOHN G ULLMAN & ASSOCIATES INC Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ELMIRA SAVINGS & LOAN FA /TAJanuary 30, 2018174,0006.7%
EGA Emerging Global Shares TrustAugust 05, 201043,9258.0%
DETECTION SYSTEMS INCFebruary 08, 2000344,3715.7%

View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-01-31
13F-HR2023-11-01
13F-HR2023-08-21
13F-HR2023-05-05
13F-HR2023-02-08
13F-HR2022-10-19
13F-HR2022-07-27
13F-HR2022-04-29
13F-HR2022-01-26
13F-HR2021-11-02

View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (645072000.0 != 645075000.0)

Export JOHN G ULLMAN & ASSOCIATES INC's holdings