$645 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 152 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 28.1% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
EMR | Sell | EMERSON ELEC CO | $33,871,000 | +20.6% | 421,439 | -1.6% | 5.25% | -9.6% |
BMY | Sell | BRISTOL-MYERS SQUIBB | $24,956,000 | +1.5% | 402,321 | -1.3% | 3.87% | -23.9% |
GLW | Sell | CORNING INC | $22,872,000 | +8.1% | 635,327 | -2.7% | 3.55% | -19.1% |
PFE | Buy | PFIZER INC | $22,355,000 | +10.9% | 607,311 | +10.6% | 3.46% | -17.0% |
INTC | Buy | INTEL CORP | $19,311,000 | +24.3% | 387,616 | +29.2% | 2.99% | -6.9% |
T | Buy | A T & T INC | $18,390,000 | +42.7% | 639,440 | +41.5% | 2.85% | +6.9% |
OGE | Buy | OGE ENERGY CORP | $17,466,000 | +34.4% | 548,213 | +26.5% | 2.71% | +0.6% |
MDU | Buy | M D U RESOURCES GRP | $16,166,000 | +22.4% | 613,736 | +4.6% | 2.51% | -8.3% |
NVS | Buy | NOVARTIS AGadr | $16,094,000 | +22.2% | 170,433 | +12.5% | 2.50% | -8.5% |
XOM | Buy | EXXON MOBIL CORP | $15,581,000 | +181.7% | 377,992 | +134.6% | 2.42% | +110.9% |
GSK | Buy | GLAXOSMITHKLINE PLC | $15,078,000 | -1.8% | 409,716 | +0.4% | 2.34% | -26.5% |
IBM | Buy | IBM CORP | $14,834,000 | +32.7% | 117,842 | +28.3% | 2.30% | -0.6% |
BCE | Buy | BCE INC | $14,641,000 | +26.4% | 342,068 | +22.5% | 2.27% | -5.3% |
JNJ | Sell | JOHNSON & JOHNSON | $14,326,000 | +4.8% | 91,029 | -0.8% | 2.22% | -21.5% |
FLS | Buy | FLOWSERVE CORP | $14,229,000 | +150.9% | 386,131 | +85.8% | 2.21% | +87.9% |
XRAY | Sell | DENTSPLY SIRONA INC | $14,059,000 | +18.9% | 268,508 | -0.7% | 2.18% | -11.0% |
CSCO | Buy | CISCO SYSTEMS INC | $13,804,000 | +37.8% | 308,467 | +21.3% | 2.14% | +3.2% |
AGX | Buy | ARGAN INC | $13,773,000 | +39.7% | 309,566 | +31.6% | 2.14% | +4.6% |
MMM | Sell | 3M CO | $13,458,000 | +8.3% | 76,998 | -0.8% | 2.09% | -18.9% |
AMSWA | Sell | AMERICAN SOFTWARE INC | $12,380,000 | +21.2% | 721,053 | -0.9% | 1.92% | -9.2% |
LNN | Sell | LINDSAY CORP | $11,021,000 | +31.9% | 85,791 | -0.7% | 1.71% | -1.2% |
TSM | Sell | TAIWAN SEMICONDUCTR F SPONSOREadr | $9,930,000 | +31.4% | 91,069 | -2.3% | 1.54% | -1.6% |
D | Buy | DOMINION ENERGY INC | $9,659,000 | +195.8% | 128,444 | +210.5% | 1.50% | +121.4% |
TEL | Sell | TE CONNECTIVITY LTD F | $9,647,000 | +23.0% | 79,684 | -0.7% | 1.50% | -7.9% |
NJR | New | NEW JERSEY RESOURCES CORPORATI | $9,142,000 | – | 257,165 | +100.0% | 1.42% | – |
MSFT | Sell | MICROSOFT CORP | $8,974,000 | +3.2% | 40,345 | -2.4% | 1.39% | -22.7% |
TMO | Sell | THERMO FISHER SCIENTIFIC INC | $8,692,000 | +5.0% | 18,662 | -0.5% | 1.35% | -21.4% |
ELAN | Buy | ELANCO ANIMAL HEALTH INC | $8,315,000 | +37.3% | 271,100 | +25.0% | 1.29% | +2.8% |
HON | Sell | HONEYWELL INTL INC | $8,260,000 | +27.9% | 38,834 | -1.0% | 1.28% | -4.2% |
ABT | Sell | ABBOTT LABORATORIES | $7,592,000 | +0.4% | 69,338 | -0.2% | 1.18% | -24.8% |
TMP | Buy | TOMPKINS FINANCIAL CORP TMP | $7,267,000 | +31.0% | 102,925 | +5.4% | 1.13% | -1.8% |
HE | New | HAWAIIAN ELECTRIC INDUSTRIES | $6,873,000 | – | 194,200 | +100.0% | 1.06% | – |
ACM | Sell | AECOM TECHNOLOGY CORP | $6,847,000 | +17.5% | 137,542 | -1.3% | 1.06% | -12.0% |
ALB | Sell | ALBEMARLE CORP | $6,654,000 | +23.1% | 45,108 | -25.5% | 1.03% | -7.8% |
MRK | Sell | MERCK & CO INC | $6,611,000 | -2.1% | 80,823 | -0.7% | 1.02% | -26.7% |
BKH | New | BLACK HILLS CORP | $6,452,000 | – | 105,000 | +100.0% | 1.00% | – |
AQN | New | ALGONQUIN POWER & UTILITIES CO | $6,288,000 | – | 382,000 | +100.0% | 0.98% | – |
LITE | Sell | LUMENTUM HOLDINGS INC | $5,956,000 | +25.0% | 62,829 | -0.9% | 0.92% | -6.4% |
POR | New | PORTLAND GENERAL ELECTRIC CO | $5,915,000 | – | 138,300 | +100.0% | 0.92% | – |
CACI | Buy | CACI INTERNATIONAL INC | $5,710,000 | +21.2% | 22,900 | +3.6% | 0.88% | -9.2% |
SLB | New | SCHLUMBERGER LTD F | $5,575,000 | – | 255,400 | +100.0% | 0.86% | – |
HZNP | Sell | HORIZON THERAPEUTICS PLC | $5,525,000 | -7.0% | 75,527 | -1.2% | 0.86% | -30.3% |
DGX | Sell | QUEST DIAGNOSTIC INC | $5,437,000 | +3.4% | 45,626 | -0.7% | 0.84% | -22.5% |
AVGO | Sell | BROADCOM LTD AVGO | $5,101,000 | +19.2% | 11,650 | -0.9% | 0.79% | -10.7% |
VMW | Buy | VMWARE INC | $4,405,000 | +995.8% | 31,405 | +1021.6% | 0.68% | +722.9% |
IDA | Buy | IDACORP INC | $4,322,000 | +20.9% | 45,009 | +0.6% | 0.67% | -9.5% |
LNDC | Buy | LANDEC CORP | $3,981,000 | +23.4% | 366,867 | +10.6% | 0.62% | -7.5% |
EWS | New | ISHARES MSCI SINGAPORE ETFetf | $3,938,000 | – | 183,350 | +100.0% | 0.61% | – |
NXST | Buy | NEXSTAR BROADCASTING GROUP-A N | $3,893,000 | +27.9% | 35,650 | +5.3% | 0.60% | -4.3% |
ASTE | Sell | ASTEC INDUSTRIES INC | $3,804,000 | +5.9% | 65,730 | -0.8% | 0.59% | -20.7% |
VZ | Sell | VERIZON COMMUNICATN | $3,728,000 | -1.6% | 63,456 | -0.4% | 0.58% | -26.3% |
GVA | Buy | GRANITE CONSTRUCTION | $3,704,000 | +93.9% | 138,684 | +27.8% | 0.57% | +45.3% |
WTS | Sell | WATTS WATER TECH INC CLASS A | $3,695,000 | +11.6% | 30,359 | -8.2% | 0.57% | -16.4% |
BRKS | Sell | BROOKS AUTOMATION | $3,672,000 | +12.3% | 54,118 | -23.5% | 0.57% | -16.0% |
AGR | Sell | AVANGRID INC | $3,509,000 | -10.8% | 77,200 | -1.0% | 0.54% | -33.3% |
TDC | Buy | TERADATA CORP | $3,372,000 | +40.2% | 150,051 | +41.6% | 0.52% | +5.0% |
CCK | Sell | CROWN HOLDINGS INC | $3,192,000 | +29.2% | 31,854 | -0.9% | 0.50% | -3.1% |
PEG | Sell | PUB SVC ENTERPISE GP | $2,994,000 | +5.2% | 51,358 | -0.9% | 0.46% | -21.2% |
A | Sell | AGILENT TECHNOLOGIES INC | $2,868,000 | +16.4% | 24,202 | -0.8% | 0.44% | -12.7% |
AAPL | Sell | APPLE INC | $2,627,000 | +11.7% | 19,800 | -2.5% | 0.41% | -16.4% |
TT | Sell | TRANE TECHNOLOGIES PLC | $2,593,000 | +18.4% | 17,861 | -1.1% | 0.40% | -11.3% |
CTVA | Sell | CORTEVA INC | $2,505,000 | +31.9% | 64,686 | -1.9% | 0.39% | -1.3% |
ETN | EATON CORP PLC F | $2,388,000 | +17.8% | 19,877 | 0.0% | 0.37% | -11.9% | |
PHG | Sell | KONINKLIJKE PHILIPS N F SPONSOadr | $2,337,000 | +12.5% | 43,134 | -2.1% | 0.36% | -15.8% |
VOO | Sell | VANGUARD S&P 500 ETFetf | $2,187,000 | +8.8% | 6,362 | -2.7% | 0.34% | -18.5% |
FEYE | New | FIREEYE INC | $1,909,000 | – | 82,800 | +100.0% | 0.30% | – |
AMGN | AMGEN INC. | $1,883,000 | -9.6% | 8,190 | 0.0% | 0.29% | -32.3% | |
SYNA | New | SYNAPTICS INCORPORATED | $1,783,000 | – | 18,500 | +100.0% | 0.28% | – |
GE | Sell | GENERAL ELECTRIC CO | $1,756,000 | +64.1% | 162,620 | -5.3% | 0.27% | +23.1% |
VIAV | Sell | VIAVI SOLUTIONS INC | $1,621,000 | +25.4% | 108,225 | -1.8% | 0.25% | -6.3% |
SO | Buy | SOUTHERN CO | $1,428,000 | +84.3% | 23,250 | +62.6% | 0.22% | +38.1% |
DAN | Buy | DANA INC | $1,368,000 | +61.1% | 70,100 | +1.7% | 0.21% | +20.5% |
IIVI | Buy | II-VI INC | $1,329,000 | +89.3% | 17,500 | +1.2% | 0.21% | +42.1% |
BAX | Sell | BAXTER INTERNATIONAL INC | $1,217,000 | -2.8% | 15,167 | -2.6% | 0.19% | -27.0% |
AQUA | Sell | EVOQUA WATER TECHNOLOGIES CORP | $1,203,000 | +26.5% | 44,600 | -0.4% | 0.19% | -5.6% |
ALC | Sell | ALCON INC | $1,142,000 | +12.0% | 17,309 | -3.4% | 0.18% | -16.1% |
RBB | Buy | RBB BANCORP | $1,126,000 | +99.6% | 73,200 | +47.3% | 0.18% | +49.6% |
CMCSA | Buy | COMCAST CORP CLASS A | $1,035,000 | +221.4% | 19,758 | +184.0% | 0.16% | +138.8% |
BP | Buy | BP PLC F SPONSORED ADR 1 ADR Radr | $943,000 | +66.3% | 45,960 | +41.6% | 0.15% | +24.8% |
CNIG | Buy | CORNING NAT GAS HLDG | $809,000 | +24.5% | 52,388 | +28.9% | 0.12% | -7.4% |
DUK | DUKE ENERGY CORP | $780,000 | +3.4% | 8,519 | 0.0% | 0.12% | -22.4% | |
CRUS | Buy | CIRRUS LOGIC INC | $756,000 | +24.5% | 9,200 | +2.2% | 0.12% | -7.1% |
ESBK | Sell | ELMIRA SAVINGS BANK F S | $729,000 | -4.3% | 63,417 | -8.3% | 0.11% | -28.5% |
IR | Sell | INGERSOLL RAND INC | $703,000 | +24.6% | 15,433 | -2.5% | 0.11% | -6.8% |
LLY | Buy | LILLY ELI & CO | $702,000 | +26.3% | 4,155 | +10.7% | 0.11% | -5.2% |
ITRI | ITRON INC | $695,000 | +58.0% | 7,250 | 0.0% | 0.11% | +18.7% | |
Buy | SKANSKA AB ORDF | $651,000 | +38.2% | 25,500 | +13.3% | 0.10% | +4.1% | |
MBCN | Buy | MIDDLEFIELD BANC CORP | $642,000 | +25.4% | 28,540 | +7.5% | 0.10% | -5.7% |
NWE | New | NORTHWESTERN CORP | $636,000 | – | 10,900 | +100.0% | 0.10% | – |
MTSI | Sell | MA COM TECH SOLUTN | $625,000 | +56.2% | 11,350 | -3.4% | 0.10% | +16.9% |
AGCO | A G C O CORP | $598,000 | +38.7% | 5,800 | 0.0% | 0.09% | +4.5% | |
DIS | Sell | WALT DISNEY CO | $597,000 | +41.8% | 3,296 | -2.9% | 0.09% | +6.9% |
GRC | New | GORMAN RUPP ORD | $591,000 | – | 18,200 | +100.0% | 0.09% | – |
BSV | Buy | VANGUARD SHORT-TERM BOND ETFetf | $587,000 | +50.9% | 7,079 | +51.3% | 0.09% | +12.3% |
FETM | Buy | FENTURA FINANCIAL INC | $566,000 | +36.1% | 25,750 | +4.9% | 0.09% | +2.3% |
VNM | Buy | VANECK VECTORS VIETNAM ETFetf | $563,000 | +34.0% | 32,200 | +13.8% | 0.09% | 0.0% |
LH | Sell | LAB CO OF AMER HLDG | $554,000 | +4.1% | 2,724 | -3.5% | 0.09% | -21.8% |
KRE | SPDR S&P REGIONAL BANKING ETFetf | $545,000 | +45.3% | 10,500 | 0.0% | 0.08% | +7.7% | |
XRX | New | XEROX CORP | $538,000 | – | 23,200 | +100.0% | 0.08% | – |
RDSA | Sell | ROYAL DUTCH SHELL F SPONSORED | $528,000 | +12.6% | 15,023 | -19.3% | 0.08% | -15.5% |
ITW | ILLINOIS TOOL WORKS | $530,000 | +5.6% | 2,600 | 0.0% | 0.08% | -21.2% | |
BRKB | Buy | BERKSHIRE HATHAWAY CLASS B | $521,000 | +11.1% | 2,248 | +2.0% | 0.08% | -16.5% |
CVX | New | CHEVRON CORP | $502,000 | – | 5,945 | +100.0% | 0.08% | – |
SWKS | Sell | SKYWORKS SOLUTIONS INC SWKS | $497,000 | +3.5% | 3,250 | -1.5% | 0.08% | -22.2% |
EEFT | Sell | EURONET WORLDWIDE INC | $491,000 | +38.3% | 3,387 | -13.2% | 0.08% | +4.1% |
FTS | New | FORTIS ORD | $486,000 | – | 11,900 | +100.0% | 0.08% | – |
IBB | ISHARES:NASDAQ BIOTECHetf | $470,000 | +11.9% | 3,100 | 0.0% | 0.07% | -16.1% | |
TXN | TEXAS INSTRUMENTS | $460,000 | +15.0% | 2,800 | 0.0% | 0.07% | -14.5% | |
NVDA | New | NVIDIA CORP | $444,000 | – | 850 | +100.0% | 0.07% | – |
XLU | Buy | SELECT SECTOR UTI SELECT SPDRetf | $439,000 | +60.8% | 7,000 | +52.2% | 0.07% | +19.3% |
ALE | New | ALLETE INC ALE | $421,000 | – | 6,800 | +100.0% | 0.06% | – |
USCR | Buy | U S CONCRETE INC | $420,000 | +41.9% | 10,500 | +2.9% | 0.06% | +6.6% |
IPGP | IPG PHOTONICS CORP | $392,000 | +32.0% | 1,750 | 0.0% | 0.06% | 0.0% | |
RHHBY | Buy | ROCHE HLDG AG F SPONSORED ADRadr | $388,000 | +93.0% | 8,850 | +88.3% | 0.06% | +42.9% |
REGN | REGENERON PHARMS INC | $386,000 | -13.8% | 800 | 0.0% | 0.06% | -35.5% | |
HOLX | HOLOGIC INC | $379,000 | +9.5% | 5,200 | 0.0% | 0.06% | -18.1% | |
LNT | New | ALLIANT ENERGY CORP | $381,000 | – | 7,400 | +100.0% | 0.06% | – |
FELE | Buy | FRANKLIN ELECTRIC CO | $381,000 | +22.1% | 5,500 | +3.8% | 0.06% | -9.2% |
IQV | Sell | IQVIA HOLDINGS INC | $376,000 | +8.4% | 2,100 | -4.5% | 0.06% | -19.4% |
MU | Buy | MICRON TECHNOLOGY | $366,000 | +67.1% | 4,863 | +4.3% | 0.06% | +26.7% |
SHW | SHERWIN WILLIAMS CO | $367,000 | +5.5% | 500 | 0.0% | 0.06% | -20.8% | |
HLIO | Sell | HELIOS TECHNOLOGIES INC | $368,000 | +44.3% | 6,900 | -1.4% | 0.06% | +7.5% |
EVRG | New | EVERGY INC | $361,000 | – | 6,499 | +100.0% | 0.06% | – |
NEE | Buy | NEXTERA ENERGY INC | $355,000 | +11.3% | 4,600 | +300.0% | 0.06% | -16.7% |
AEP | New | AMER ELECTRIC PWR CO | $355,000 | – | 4,264 | +100.0% | 0.06% | – |
JCI | Buy | JOHNSON CONTROLS INTER F | $349,000 | +18.7% | 7,500 | +4.2% | 0.05% | -11.5% |
VAW | VANGUARD MATERIALS ETFetf | $339,000 | +16.5% | 2,160 | 0.0% | 0.05% | -11.7% | |
EXC | New | EXELON CORP | $312,000 | – | 7,400 | +100.0% | 0.05% | – |
WEC | New | W E C ENERGY GROUP INC | $304,000 | – | 3,300 | +100.0% | 0.05% | – |
VMC | VULCAN MATERIALS CO | $297,000 | +9.6% | 2,000 | 0.0% | 0.05% | -17.9% | |
PSX | Sell | PHILLIPS 66 | $294,000 | +8.9% | 4,210 | -19.2% | 0.05% | -17.9% |
GM | GENERAL MOTORS CO | $294,000 | +40.7% | 7,050 | 0.0% | 0.05% | +7.0% | |
CIEN | New | CIENA CORP | $296,000 | – | 5,600 | +100.0% | 0.05% | – |
BPRN | BANK OF PRINCETON | $293,000 | +29.1% | 12,500 | 0.0% | 0.04% | -4.3% | |
RBKB | Sell | RHINEBECK BANCORP INC | $275,000 | +34.8% | 32,200 | -0.3% | 0.04% | +2.4% |
HAL | New | HALLIBURTON CO HLDG | $262,000 | – | 13,870 | +100.0% | 0.04% | – |
ORCL | ORACLE CORP | $263,000 | +8.7% | 4,060 | 0.0% | 0.04% | -18.0% | |
DHR | DANAHER CORP | $267,000 | +3.5% | 1,200 | 0.0% | 0.04% | -22.6% | |
New | HYDRO ONE ORD | $259,000 | – | 11,500 | +100.0% | 0.04% | – | |
INTU | INTUIT INC | $256,000 | +16.4% | 675 | 0.0% | 0.04% | -13.0% | |
GOOG | New | ALPHABET INC. CLASS C | $237,000 | – | 135 | +100.0% | 0.04% | – |
HD | HOME DEPOT INC | $239,000 | -4.4% | 899 | 0.0% | 0.04% | -28.8% | |
AOS | A. O. SMITH CORP | $230,000 | +3.6% | 4,200 | 0.0% | 0.04% | -21.7% | |
VHT | VANGUARD HEALTH CARE ETF | $224,000 | +9.8% | 1,000 | 0.0% | 0.04% | -16.7% | |
AEGN | New | AEGION CORP | $218,000 | – | 11,500 | +100.0% | 0.03% | – |
ROP | New | ROPER TECHNOLOGIES INC | $216,000 | – | 500 | +100.0% | 0.03% | – |
CAMP | Sell | CALAMP CORP | $215,000 | +36.1% | 21,700 | -1.4% | 0.03% | 0.0% |
CDUAF | New | CANADIAN UTILITIES CL A ORD | $207,000 | – | 8,500 | +100.0% | 0.03% | – |
PHO | New | INVSC WATER RESC PORTFOLIO ETFetf | $209,000 | – | 4,500 | +100.0% | 0.03% | – |
MXF | New | MEXICO FUNDcef | $145,000 | – | 10,600 | +100.0% | 0.02% | – |
ASRV | Buy | AMERISERV FINANCIAL INC | $98,000 | +19.5% | 31,216 | +7.6% | 0.02% | -11.8% |
AVLNF | AVALON ADVANCED MATERIALS INC | $2,000 | +100.0% | 18,750 | 0.0% | 0.00% | – | |
SND | Exit | SMART SAND INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
FNB | Exit | F N B CORP PA | $0 | – | -17,257 | -100.0% | -0.02% | – |
GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,665 | -100.0% | -0.05% | – |
AMZN | Exit | AMAZON.COM INC | $0 | – | -75 | -100.0% | -0.05% | – |
AGG | Exit | ISHARES CORE US AGGREGATE BONDetf | $0 | – | -5,510 | -100.0% | -0.14% | – |
ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -153,517 | -100.0% | -1.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-05
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
CORNING INC GLW | 42 | Q3 2023 | 4.8% |
EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-01-31 |
13F-HR | 2023-11-01 |
13F-HR | 2023-08-21 |
13F-HR | 2023-05-05 |
13F-HR | 2023-02-08 |
13F-HR | 2022-10-19 |
13F-HR | 2022-07-27 |
13F-HR | 2022-04-29 |
13F-HR | 2022-01-26 |
13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.