JOHN G ULLMAN & ASSOCIATES INC - Q4 2019 holdings

$581 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 142 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 13.9% .

 Value Shares↓ Weighting
EMR SellEMERSON ELEC CO$45,355,000
+9.1%
594,739
-4.4%
7.81%
+3.4%
BMY SellBRISTOL-MYERS SQUIBB$26,622,000
+26.4%
414,748
-0.1%
4.58%
+19.8%
GLW BuyCORNING INC$25,755,000
+6.4%
884,776
+4.2%
4.43%
+0.8%
PFE BuyPFIZER INC$19,118,000
+15.6%
487,967
+6.0%
3.29%
+9.6%
XOM SellEXXON MOBIL CORP$17,912,000
-28.2%
256,698
-27.4%
3.08%
-32.0%
INTC SellINTEL CORP$17,872,000
+14.2%
298,613
-1.7%
3.08%
+8.3%
NVS SellNOVARTIS AGadr$14,710,000
+7.1%
155,350
-1.8%
2.53%
+1.4%
GSK SellGLAXOSMITHKLINE PLC$14,655,000
+7.6%
311,875
-2.2%
2.52%
+2.0%
MMM Sell3M CO$14,387,000
+6.2%
81,548
-1.1%
2.48%
+0.7%
JNJ SellJOHNSON & JOHNSON$13,561,000
+12.1%
92,968
-0.6%
2.33%
+6.2%
OGE SellOGE ENERGY CORP$12,457,000
-3.3%
280,118
-1.4%
2.14%
-8.4%
XRAY SellDENTSPLY SIRONA INC$12,048,000
+4.2%
212,900
-1.9%
2.07%
-1.3%
EEMV SellISHR EDG MSCI MIN VOL EMG MKTetf$11,856,000
+0.2%
202,114
-2.5%
2.04%
-5.0%
FLS SellFLOWSERVE CORP$11,562,000
+4.7%
232,307
-1.8%
1.99%
-0.8%
MDU SellM D U RESOURCES GRP$11,318,000
+3.1%
380,947
-2.1%
1.95%
-2.3%
AMSWA SellAMERICAN SOFTWARE INC$11,179,000
-3.4%
751,256
-2.5%
1.92%
-8.5%
LNN SellLINDSAY CORP$10,570,000
-3.6%
110,118
-6.8%
1.82%
-8.6%
BCE SellBCE INC$10,556,000
-5.3%
227,751
-1.1%
1.82%
-10.2%
MSFT SellMICROSOFT CORP$9,081,000
-6.5%
57,587
-17.6%
1.56%
-11.4%
IBM BuyIBM CORP$9,015,000
+29.1%
67,255
+40.1%
1.55%
+22.4%
BNS SellBANK OF NOVA SCOTIA$8,856,000
-2.9%
156,775
-2.3%
1.52%
-8.0%
TMO SellTHERMO FISHER SCIENTIFIC INC$7,696,000
+6.3%
23,688
-4.7%
1.32%
+0.8%
ABT SellABBOTT LABORATORIES$7,680,000
+2.9%
88,417
-0.9%
1.32%
-2.5%
MRK SellMERCK & CO INC$7,464,000
+5.5%
82,066
-2.4%
1.28%0.0%
TEL SellTE CONNECTIVITY LTD F$7,447,000
+1.7%
77,700
-1.1%
1.28%
-3.6%
ADM BuyARCHER DANIELS MIDLAND CO$7,200,000
+17.1%
155,350
+3.7%
1.24%
+10.9%
LITE SellLUMENTUM HOLDINGS INC$7,167,000
+47.7%
90,384
-0.2%
1.23%
+40.1%
HON SellHONEYWELL INTL INC$7,138,000
-12.4%
40,326
-16.3%
1.23%
-17.0%
SLB SellSCHLUMBERGER LTD F$6,789,000
+14.1%
168,882
-3.0%
1.17%
+8.1%
WTS SellWATTS WATER TECH INC CLASS A$6,417,000
+4.6%
64,325
-1.7%
1.10%
-0.8%
ACM SellAECOM TECHNOLOGY CORP$6,390,000
+12.6%
148,150
-2.0%
1.10%
+6.7%
HAL BuyHALLIBURTON CO HLDG$6,244,000
+57.4%
255,200
+21.3%
1.08%
+49.3%
CGW SellINVSC S P GLOBAL WATER INDEX Eetf$6,152,000
+5.5%
149,566
-1.9%
1.06%
-0.1%
GVA SellGRANITE CONSTRUCTION$5,905,000
-58.1%
213,425
-51.3%
1.02%
-60.3%
EWX SellSPDR S&P EM MKTS SM CPetf$5,702,000
+1.6%
123,800
-4.2%
0.98%
-3.6%
AGX BuyARGAN INC$5,406,000
+55.1%
134,675
+51.8%
0.93%
+47.1%
ALB NewALBEMARLE CORP$5,295,00072,500
+100.0%
0.91%
DGX SellQUEST DIAGNOSTIC INC$4,996,000
-1.6%
46,786
-1.4%
0.86%
-6.7%
IDA SellIDACORP INC$4,839,000
-5.6%
45,314
-0.4%
0.83%
-10.5%
XRX BuyXEROX CORP$4,702,000
+34.6%
127,537
+9.2%
0.81%
+27.6%
ELAN BuyELANCO ANIMAL HEALTH INC$4,609,000
+90.9%
156,500
+72.4%
0.79%
+81.1%
LNDC SellLANDEC CORP$4,183,000
-5.1%
369,885
-8.8%
0.72%
-10.1%
EWA SellISHARES MSCI AUSTRALIA ETFetf$4,177,000
-0.7%
184,500
-2.4%
0.72%
-5.9%
BRKS SellBROOKS AUTOMATION$3,940,000
-20.7%
93,888
-30.0%
0.68%
-24.9%
DUK SellDUKE ENERGY CORP$3,884,000
-5.2%
42,583
-0.4%
0.67%
-10.1%
EPU SellISHARES:MSCI PERUetf$3,781,000
+2.0%
102,041
-3.5%
0.65%
-3.3%
EWC SellISHARES MSCI CANADA ETFetf$3,773,000
+1.3%
126,233
-2.0%
0.65%
-4.0%
OC SellOWENS CORNING FIBERGLAS$3,767,000
-0.3%
57,850
-3.2%
0.65%
-5.5%
MOS SellTHE MOSAIC CO$3,476,000
+3.0%
160,650
-2.4%
0.60%
-2.4%
DAN SellDANA INC$3,247,000
+25.1%
178,400
-0.8%
0.56%
+18.4%
PEG SellPUB SVC ENTERPISE GP$3,093,000
-6.3%
52,385
-1.5%
0.53%
-11.3%
CAMP BuyCALAMP CORP$2,997,000
-4.7%
312,851
+14.6%
0.52%
-9.6%
SWK SellSTANLEY BLACK & DECK$2,884,000
+13.5%
17,400
-1.1%
0.50%
+7.4%
ASTE BuyASTEC INDUSTRIES INC$2,873,000
+43.4%
68,400
+6.2%
0.50%
+36.0%
IR SellINGERSOLL RAND PLC F$2,878,000
-50.8%
21,651
-54.4%
0.50%
-53.4%
NEE SellNEXTERA ENERGY INC$2,872,000
-12.8%
11,860
-16.1%
0.49%
-17.4%
EWS SellISHARES MSCI SINGAPORE ETFetf$2,839,000
+1.3%
117,600
-2.6%
0.49%
-3.9%
HZNP SellHORIZON THERAPEUTICS PLC$2,836,000
+30.9%
78,352
-1.5%
0.49%
+24.2%
EAF BuyGRAFTECH INTERNATIONAL LTD$2,527,000
-4.7%
217,482
+5.0%
0.44%
-9.8%
CCK NewCROWN HOLDINGS INC$2,370,00032,670
+100.0%
0.41%
GE SellGENERAL ELECTRIC CO$2,304,000
+18.6%
206,470
-5.0%
0.40%
+12.5%
HPQ NewHP INC$2,300,000111,900
+100.0%
0.40%
AAPL SellAPPLE INC$2,150,000
+11.7%
7,322
-14.8%
0.37%
+6.0%
GOOGL SellALPHABET INC. CLASS A$2,104,000
+9.5%
1,571
-0.2%
0.36%
+3.7%
TDC NewTERADATA CORP$2,069,00077,300
+100.0%
0.36%
DOW BuyDOW CHEMICAL CO$2,057,000
+17.9%
37,593
+2.7%
0.35%
+11.7%
AMGN SellAMGEN INC.$1,974,000
-12.2%
8,190
-29.5%
0.34%
-16.7%
DD BuyDUPONT$1,881,000
+83.3%
29,300
+103.6%
0.32%
+74.2%
TSM BuyTAIWAN SEMICONDUCTR F SPONSOREadr$1,878,000
+199.5%
32,319
+139.4%
0.32%
+183.3%
NBL SellNOBLE ENERGY INC NBL$1,853,000
-0.4%
74,600
-9.9%
0.32%
-5.6%
CNDT BuyCONDUENT INC$1,814,000
+29.1%
292,570
+29.5%
0.31%
+22.4%
VIAV SellVIAVI SOLUTIONS INC$1,749,000
+5.6%
116,625
-1.4%
0.30%0.0%
BAX SellBAXTER INTERNATIONAL INC$1,733,000
-8.2%
20,726
-3.9%
0.30%
-13.1%
VOO SellVANGUARD S&P 500 ETFetf$1,656,000
+8.2%
5,597
-0.3%
0.28%
+2.5%
UHAL NewAMERCO$1,522,0004,050
+100.0%
0.26%
CTVA BuyCORTEVA INC$1,514,000
+12.0%
51,212
+6.0%
0.26%
+6.1%
PBW SellINVSC WILDERHILL CLEAN ENERGYetf$1,442,000
+11.8%
42,130
-4.7%
0.25%
+6.0%
AGG BuyISHARES CORE US AGGREGATE BONDetf$1,436,000
+5.6%
12,780
+6.3%
0.25%0.0%
SBNY SellSIGNATURE BANK$1,366,000
+1.4%
10,000
-11.5%
0.24%
-4.1%
ESBK SellELMIRA SAVINGS BANK F S$1,178,000
-26.5%
78,037
-31.5%
0.20%
-30.2%
ALC SellALCON INC$1,182,000
-7.9%
20,897
-5.1%
0.20%
-12.9%
NYCB SellNEW YORK COMMUNITY BANCORP INC$1,147,000
-9.3%
95,400
-5.4%
0.20%
-14.3%
CSCO SellCISCO SYSTEMS INC$1,132,000
-5.0%
23,600
-2.1%
0.20%
-9.7%
VAW BuyVANGUARD MATERIALS ETFetf$1,135,000
+20.4%
8,460
+13.4%
0.20%
+14.0%
DHR SellDANAHER CORP$1,024,000
-0.1%
6,675
-6.0%
0.18%
-5.4%
TPC BuyTUTOR PERINI CORP$899,000
-3.4%
69,950
+7.7%
0.16%
-8.3%
BSV SellVANGUARD SHORT-TERM BOND ETFetf$831,000
-3.0%
10,315
-2.7%
0.14%
-8.3%
BRKB  BERKSHIRE HATHAWAY CLASS B$827,000
+8.8%
3,6520.0%0.14%
+2.9%
GOOG SellALPHABET INC. CLASS C$802,000
+5.4%
600
-3.8%
0.14%0.0%
CRUS  CIRRUS LOGIC INC$742,000
+53.9%
9,0000.0%0.13%
+45.5%
AOS SellA. O. SMITH CORP$700,000
-2.2%
14,700
-2.0%
0.12%
-7.7%
BLK SellBLACKROCK INC$654,000
+4.8%
1,300
-7.1%
0.11%0.0%
IIVI BuyII-VI INC$576,000
+29.7%
17,100
+35.7%
0.10%
+22.2%
LLY BuyLILLY ELI & CO$545,000
+19.0%
4,150
+1.2%
0.09%
+13.3%
USCR BuyU S CONCRETE INC$545,000
+41.2%
13,086
+87.3%
0.09%
+34.3%
IQV  IQVIA HOLDINGS INC$541,000
+3.4%
3,5000.0%0.09%
-2.1%
DIS SellWALT DISNEY CO$526,000
+8.0%
3,636
-2.7%
0.09%
+3.4%
RBB NewRBB BANCORP$527,00024,887
+100.0%
0.09%
MKSI  MKS INSTRUMENTS INC MKSI$517,000
+19.1%
4,7000.0%0.09%
+12.7%
HPE SellHEWLETT PACKARD ENTERPRI$506,000
+3.9%
31,900
-0.6%
0.09%
-1.1%
 SKANSKA AB ORDF$486,000
+6.1%
22,6000.0%0.08%
+1.2%
HLIO BuyHELIOS TECHNOLOGIES INC$485,000
+31.4%
10,500
+15.4%
0.08%
+23.9%
PSX SellPHILLIPS 66$480,000
+2.1%
4,310
-6.0%
0.08%
-2.4%
LH  LAB CO OF AMER HLDG$478,000
+0.8%
2,8240.0%0.08%
-4.7%
WMT SellWAL-MART STORES$458,000
-49.7%
3,850
-49.8%
0.08%
-52.1%
IPGP BuyIPG PHOTONICS CORP$456,000
+29.2%
3,150
+21.2%
0.08%
+21.9%
BLBD  BLUE BIRD CORP$445,000
+20.3%
19,4360.0%0.08%
+14.9%
AGCO  A G C O CORP$448,000
+2.1%
5,8000.0%0.08%
-3.8%
DSI  ISHARES:MSCI KLD 400 SOCetf$444,000
+8.3%
3,7000.0%0.08%
+2.7%
T SellA T & T INC$410,000
+1.7%
10,501
-1.4%
0.07%
-2.7%
AQUA  EVOQUA WATER TECHNOLOGIES CORP$394,000
+11.3%
20,8000.0%0.07%
+6.2%
PEP SellPEPSICO INC$396,000
-2.0%
2,895
-1.7%
0.07%
-6.8%
ITW  ILLINOIS TOOL WORKS$395,000
+14.8%
2,2000.0%0.07%
+9.7%
EEM SellISHARES MSCI EMERGING MARKETSetf$391,000
+8.3%
8,725
-1.1%
0.07%
+1.5%
FNB BuyF N B CORP PA$377,000
+10.9%
29,657
+0.7%
0.06%
+4.8%
EEFT NewEURONET WORLDWIDE INC$378,0002,400
+100.0%
0.06%
IBB BuyISHARES:NASDAQ BIOTECHetf$374,000
+29.4%
3,100
+6.9%
0.06%
+23.1%
RDSA  ROYAL DUTCH SHELL F SPONSORED$367,000
+0.3%
6,2230.0%0.06%
-4.5%
JCI SellJOHNSON CONTROLS INTER F$362,000
-7.4%
8,900
-0.1%
0.06%
-12.7%
SWKS  SKYWORKS SOLUTIONS INC SWKS$351,000
+52.6%
2,9000.0%0.06%
+42.9%
PAYX  PAYCHEX INC$331,000
+2.8%
3,8880.0%0.06%
-1.7%
REGN SellREGENERON PHARMS INC$300,000
+31.0%
800
-3.0%
0.05%
+23.8%
MCD  MC DONALDS CORP$296,000
-8.1%
1,5000.0%0.05%
-12.1%
XLU SellSELECT SECTOR UTI SELECT SPDRetf$297,000
-2.3%
4,600
-2.1%
0.05%
-7.3%
SHW  SHERWIN WILLIAMS CO$292,000
+6.2%
5000.0%0.05%0.0%
CMC SellCOMMERCIAL METALS CO$289,000
+25.1%
13,000
-2.3%
0.05%
+19.0%
MTSI BuyMA COM TECH SOLUTN$285,000
+26.1%
10,700
+1.9%
0.05%
+19.5%
FELE  FRANKLIN ELECTRIC CO$287,000
+20.1%
5,0000.0%0.05%
+14.0%
VZ BuyVERIZON COMMUNICATN$274,000
+4.6%
4,468
+2.8%
0.05%
-2.1%
CNIG  CORNING NAT GAS HLDG$257,000
+6.2%
13,4480.0%0.04%0.0%
EL  ESTEE LAUDERCO INC CLASS A$247,000
+3.8%
1,1980.0%0.04%0.0%
MU SellMICRON TECHNOLOGY$251,000
+25.5%
4,663
-0.3%
0.04%
+19.4%
NKE  NIKE INC CLASS B$238,000
+7.7%
2,3540.0%0.04%
+2.5%
HOLX SellHOLOGIC INC$230,000
-29.9%
4,400
-32.3%
0.04%
-33.3%
HD  HOME DEPOT INC$218,000
-6.0%
9990.0%0.04%
-9.5%
ORCL  ORACLE CORP$219,000
-3.5%
4,1300.0%0.04%
-7.3%
KRE NewSPDR S&P REGIONAL BANKING ETFetf$204,0003,500
+100.0%
0.04%
RBKB BuyRHINEBECK BANCORP INC$196,000
+8.3%
17,300
+2.4%
0.03%
+3.0%
PHG NewKONINKLIJKE PHILIPS N F SPONSOadr$200,0004,100
+100.0%
0.03%
VNM  VANECK VECTORS VIETNAM ETFetf$185,000
-2.1%
11,6000.0%0.03%
-5.9%
SND  SMART SAND INC$25,000
-10.7%
10,0000.0%0.00%
-20.0%
AVLNF  AVALON ADVANCED MATERIALS INC$1,0000.0%18,7500.0%0.00%
MXF ExitMEXICO FUNDcef$0-10,100
-100.0%
-0.02%
ZBH ExitZIMMER BIOMET HOLDINGS INC$0-1,500
-100.0%
-0.04%
BKR ExitBAKER HUGHES A G E COMPA CLASS$0-10,000
-100.0%
-0.04%
BP ExitBP PLC F SPONSORED ADR 1 ADR Radr$0-6,350
-100.0%
-0.04%
PLOW ExitDOUGLAS DYNAMICS INC$0-5,600
-100.0%
-0.04%
APH ExitAMPHENOL CORP$0-2,600
-100.0%
-0.05%
ROP ExitROPER TECHNOLOGIES INC$0-730
-100.0%
-0.05%
GILD ExitGILEAD SCIENCES INC$0-4,780
-100.0%
-0.06%
FISV ExitFISERV INC$0-2,989
-100.0%
-0.06%
DXC ExitDXC TECHNOLOGY CO$0-17,100
-100.0%
-0.09%
ANET ExitARISTA NETWORKS INC ANET$0-9,750
-100.0%
-0.42%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-01-29
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
EMERSON ELECTRIC CO EMR42Q3 20237.8%
CORNING INC GLW42Q3 20234.8%
EXXON MOBIL CORP XOM42Q3 20236.3%
PFIZER INC PFE42Q3 20235.2%
BRISTOL-MYERS SQUIBB CO BMY42Q3 20236.1%
INTEL CORP INTC42Q3 20233.5%
INTL BUSINESS MACHINES CORP IB42Q3 20233.1%
NOVARTIS AG-SPONSORED ADR NVS42Q3 20233.3%
MERCK & CO. INC. MRK42Q3 20233.2%
OGE ENERGY CORP OGE42Q3 20234.5%

View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.

Latest significant ownerships (13-D/G)
JOHN G ULLMAN & ASSOCIATES INC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ELMIRA SAVINGS & LOAN FA /TAJanuary 30, 2018174,0006.7%
EGA Emerging Global Shares TrustAugust 05, 201043,9258.0%
DETECTION SYSTEMS INCFebruary 08, 2000344,3715.7%

View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-01-31
13F-HR2023-11-01
13F-HR2023-08-21
13F-HR2023-05-05
13F-HR2023-02-08
13F-HR2022-10-19
13F-HR2022-07-27
13F-HR2022-04-29
13F-HR2022-01-26
13F-HR2021-11-02

View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (580920000.0 != 580915000.0)

Export JOHN G ULLMAN & ASSOCIATES INC's holdings