$581 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 142 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 13.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
EMR | Sell | EMERSON ELEC CO | $45,355,000 | +9.1% | 594,739 | -4.4% | 7.81% | +3.4% |
BMY | Sell | BRISTOL-MYERS SQUIBB | $26,622,000 | +26.4% | 414,748 | -0.1% | 4.58% | +19.8% |
GLW | Buy | CORNING INC | $25,755,000 | +6.4% | 884,776 | +4.2% | 4.43% | +0.8% |
PFE | Buy | PFIZER INC | $19,118,000 | +15.6% | 487,967 | +6.0% | 3.29% | +9.6% |
XOM | Sell | EXXON MOBIL CORP | $17,912,000 | -28.2% | 256,698 | -27.4% | 3.08% | -32.0% |
INTC | Sell | INTEL CORP | $17,872,000 | +14.2% | 298,613 | -1.7% | 3.08% | +8.3% |
NVS | Sell | NOVARTIS AGadr | $14,710,000 | +7.1% | 155,350 | -1.8% | 2.53% | +1.4% |
GSK | Sell | GLAXOSMITHKLINE PLC | $14,655,000 | +7.6% | 311,875 | -2.2% | 2.52% | +2.0% |
MMM | Sell | 3M CO | $14,387,000 | +6.2% | 81,548 | -1.1% | 2.48% | +0.7% |
JNJ | Sell | JOHNSON & JOHNSON | $13,561,000 | +12.1% | 92,968 | -0.6% | 2.33% | +6.2% |
OGE | Sell | OGE ENERGY CORP | $12,457,000 | -3.3% | 280,118 | -1.4% | 2.14% | -8.4% |
XRAY | Sell | DENTSPLY SIRONA INC | $12,048,000 | +4.2% | 212,900 | -1.9% | 2.07% | -1.3% |
EEMV | Sell | ISHR EDG MSCI MIN VOL EMG MKTetf | $11,856,000 | +0.2% | 202,114 | -2.5% | 2.04% | -5.0% |
FLS | Sell | FLOWSERVE CORP | $11,562,000 | +4.7% | 232,307 | -1.8% | 1.99% | -0.8% |
MDU | Sell | M D U RESOURCES GRP | $11,318,000 | +3.1% | 380,947 | -2.1% | 1.95% | -2.3% |
AMSWA | Sell | AMERICAN SOFTWARE INC | $11,179,000 | -3.4% | 751,256 | -2.5% | 1.92% | -8.5% |
LNN | Sell | LINDSAY CORP | $10,570,000 | -3.6% | 110,118 | -6.8% | 1.82% | -8.6% |
BCE | Sell | BCE INC | $10,556,000 | -5.3% | 227,751 | -1.1% | 1.82% | -10.2% |
MSFT | Sell | MICROSOFT CORP | $9,081,000 | -6.5% | 57,587 | -17.6% | 1.56% | -11.4% |
IBM | Buy | IBM CORP | $9,015,000 | +29.1% | 67,255 | +40.1% | 1.55% | +22.4% |
BNS | Sell | BANK OF NOVA SCOTIA | $8,856,000 | -2.9% | 156,775 | -2.3% | 1.52% | -8.0% |
TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,696,000 | +6.3% | 23,688 | -4.7% | 1.32% | +0.8% |
ABT | Sell | ABBOTT LABORATORIES | $7,680,000 | +2.9% | 88,417 | -0.9% | 1.32% | -2.5% |
MRK | Sell | MERCK & CO INC | $7,464,000 | +5.5% | 82,066 | -2.4% | 1.28% | 0.0% |
TEL | Sell | TE CONNECTIVITY LTD F | $7,447,000 | +1.7% | 77,700 | -1.1% | 1.28% | -3.6% |
ADM | Buy | ARCHER DANIELS MIDLAND CO | $7,200,000 | +17.1% | 155,350 | +3.7% | 1.24% | +10.9% |
LITE | Sell | LUMENTUM HOLDINGS INC | $7,167,000 | +47.7% | 90,384 | -0.2% | 1.23% | +40.1% |
HON | Sell | HONEYWELL INTL INC | $7,138,000 | -12.4% | 40,326 | -16.3% | 1.23% | -17.0% |
SLB | Sell | SCHLUMBERGER LTD F | $6,789,000 | +14.1% | 168,882 | -3.0% | 1.17% | +8.1% |
WTS | Sell | WATTS WATER TECH INC CLASS A | $6,417,000 | +4.6% | 64,325 | -1.7% | 1.10% | -0.8% |
ACM | Sell | AECOM TECHNOLOGY CORP | $6,390,000 | +12.6% | 148,150 | -2.0% | 1.10% | +6.7% |
HAL | Buy | HALLIBURTON CO HLDG | $6,244,000 | +57.4% | 255,200 | +21.3% | 1.08% | +49.3% |
CGW | Sell | INVSC S P GLOBAL WATER INDEX Eetf | $6,152,000 | +5.5% | 149,566 | -1.9% | 1.06% | -0.1% |
GVA | Sell | GRANITE CONSTRUCTION | $5,905,000 | -58.1% | 213,425 | -51.3% | 1.02% | -60.3% |
EWX | Sell | SPDR S&P EM MKTS SM CPetf | $5,702,000 | +1.6% | 123,800 | -4.2% | 0.98% | -3.6% |
AGX | Buy | ARGAN INC | $5,406,000 | +55.1% | 134,675 | +51.8% | 0.93% | +47.1% |
ALB | New | ALBEMARLE CORP | $5,295,000 | – | 72,500 | +100.0% | 0.91% | – |
DGX | Sell | QUEST DIAGNOSTIC INC | $4,996,000 | -1.6% | 46,786 | -1.4% | 0.86% | -6.7% |
IDA | Sell | IDACORP INC | $4,839,000 | -5.6% | 45,314 | -0.4% | 0.83% | -10.5% |
XRX | Buy | XEROX CORP | $4,702,000 | +34.6% | 127,537 | +9.2% | 0.81% | +27.6% |
ELAN | Buy | ELANCO ANIMAL HEALTH INC | $4,609,000 | +90.9% | 156,500 | +72.4% | 0.79% | +81.1% |
LNDC | Sell | LANDEC CORP | $4,183,000 | -5.1% | 369,885 | -8.8% | 0.72% | -10.1% |
EWA | Sell | ISHARES MSCI AUSTRALIA ETFetf | $4,177,000 | -0.7% | 184,500 | -2.4% | 0.72% | -5.9% |
BRKS | Sell | BROOKS AUTOMATION | $3,940,000 | -20.7% | 93,888 | -30.0% | 0.68% | -24.9% |
DUK | Sell | DUKE ENERGY CORP | $3,884,000 | -5.2% | 42,583 | -0.4% | 0.67% | -10.1% |
EPU | Sell | ISHARES:MSCI PERUetf | $3,781,000 | +2.0% | 102,041 | -3.5% | 0.65% | -3.3% |
EWC | Sell | ISHARES MSCI CANADA ETFetf | $3,773,000 | +1.3% | 126,233 | -2.0% | 0.65% | -4.0% |
OC | Sell | OWENS CORNING FIBERGLAS | $3,767,000 | -0.3% | 57,850 | -3.2% | 0.65% | -5.5% |
MOS | Sell | THE MOSAIC CO | $3,476,000 | +3.0% | 160,650 | -2.4% | 0.60% | -2.4% |
DAN | Sell | DANA INC | $3,247,000 | +25.1% | 178,400 | -0.8% | 0.56% | +18.4% |
PEG | Sell | PUB SVC ENTERPISE GP | $3,093,000 | -6.3% | 52,385 | -1.5% | 0.53% | -11.3% |
CAMP | Buy | CALAMP CORP | $2,997,000 | -4.7% | 312,851 | +14.6% | 0.52% | -9.6% |
SWK | Sell | STANLEY BLACK & DECK | $2,884,000 | +13.5% | 17,400 | -1.1% | 0.50% | +7.4% |
ASTE | Buy | ASTEC INDUSTRIES INC | $2,873,000 | +43.4% | 68,400 | +6.2% | 0.50% | +36.0% |
IR | Sell | INGERSOLL RAND PLC F | $2,878,000 | -50.8% | 21,651 | -54.4% | 0.50% | -53.4% |
NEE | Sell | NEXTERA ENERGY INC | $2,872,000 | -12.8% | 11,860 | -16.1% | 0.49% | -17.4% |
EWS | Sell | ISHARES MSCI SINGAPORE ETFetf | $2,839,000 | +1.3% | 117,600 | -2.6% | 0.49% | -3.9% |
HZNP | Sell | HORIZON THERAPEUTICS PLC | $2,836,000 | +30.9% | 78,352 | -1.5% | 0.49% | +24.2% |
EAF | Buy | GRAFTECH INTERNATIONAL LTD | $2,527,000 | -4.7% | 217,482 | +5.0% | 0.44% | -9.8% |
CCK | New | CROWN HOLDINGS INC | $2,370,000 | – | 32,670 | +100.0% | 0.41% | – |
GE | Sell | GENERAL ELECTRIC CO | $2,304,000 | +18.6% | 206,470 | -5.0% | 0.40% | +12.5% |
HPQ | New | HP INC | $2,300,000 | – | 111,900 | +100.0% | 0.40% | – |
AAPL | Sell | APPLE INC | $2,150,000 | +11.7% | 7,322 | -14.8% | 0.37% | +6.0% |
GOOGL | Sell | ALPHABET INC. CLASS A | $2,104,000 | +9.5% | 1,571 | -0.2% | 0.36% | +3.7% |
TDC | New | TERADATA CORP | $2,069,000 | – | 77,300 | +100.0% | 0.36% | – |
DOW | Buy | DOW CHEMICAL CO | $2,057,000 | +17.9% | 37,593 | +2.7% | 0.35% | +11.7% |
AMGN | Sell | AMGEN INC. | $1,974,000 | -12.2% | 8,190 | -29.5% | 0.34% | -16.7% |
DD | Buy | DUPONT | $1,881,000 | +83.3% | 29,300 | +103.6% | 0.32% | +74.2% |
TSM | Buy | TAIWAN SEMICONDUCTR F SPONSOREadr | $1,878,000 | +199.5% | 32,319 | +139.4% | 0.32% | +183.3% |
NBL | Sell | NOBLE ENERGY INC NBL | $1,853,000 | -0.4% | 74,600 | -9.9% | 0.32% | -5.6% |
CNDT | Buy | CONDUENT INC | $1,814,000 | +29.1% | 292,570 | +29.5% | 0.31% | +22.4% |
VIAV | Sell | VIAVI SOLUTIONS INC | $1,749,000 | +5.6% | 116,625 | -1.4% | 0.30% | 0.0% |
BAX | Sell | BAXTER INTERNATIONAL INC | $1,733,000 | -8.2% | 20,726 | -3.9% | 0.30% | -13.1% |
VOO | Sell | VANGUARD S&P 500 ETFetf | $1,656,000 | +8.2% | 5,597 | -0.3% | 0.28% | +2.5% |
UHAL | New | AMERCO | $1,522,000 | – | 4,050 | +100.0% | 0.26% | – |
CTVA | Buy | CORTEVA INC | $1,514,000 | +12.0% | 51,212 | +6.0% | 0.26% | +6.1% |
PBW | Sell | INVSC WILDERHILL CLEAN ENERGYetf | $1,442,000 | +11.8% | 42,130 | -4.7% | 0.25% | +6.0% |
AGG | Buy | ISHARES CORE US AGGREGATE BONDetf | $1,436,000 | +5.6% | 12,780 | +6.3% | 0.25% | 0.0% |
SBNY | Sell | SIGNATURE BANK | $1,366,000 | +1.4% | 10,000 | -11.5% | 0.24% | -4.1% |
ESBK | Sell | ELMIRA SAVINGS BANK F S | $1,178,000 | -26.5% | 78,037 | -31.5% | 0.20% | -30.2% |
ALC | Sell | ALCON INC | $1,182,000 | -7.9% | 20,897 | -5.1% | 0.20% | -12.9% |
NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $1,147,000 | -9.3% | 95,400 | -5.4% | 0.20% | -14.3% |
CSCO | Sell | CISCO SYSTEMS INC | $1,132,000 | -5.0% | 23,600 | -2.1% | 0.20% | -9.7% |
VAW | Buy | VANGUARD MATERIALS ETFetf | $1,135,000 | +20.4% | 8,460 | +13.4% | 0.20% | +14.0% |
DHR | Sell | DANAHER CORP | $1,024,000 | -0.1% | 6,675 | -6.0% | 0.18% | -5.4% |
TPC | Buy | TUTOR PERINI CORP | $899,000 | -3.4% | 69,950 | +7.7% | 0.16% | -8.3% |
BSV | Sell | VANGUARD SHORT-TERM BOND ETFetf | $831,000 | -3.0% | 10,315 | -2.7% | 0.14% | -8.3% |
BRKB | BERKSHIRE HATHAWAY CLASS B | $827,000 | +8.8% | 3,652 | 0.0% | 0.14% | +2.9% | |
GOOG | Sell | ALPHABET INC. CLASS C | $802,000 | +5.4% | 600 | -3.8% | 0.14% | 0.0% |
CRUS | CIRRUS LOGIC INC | $742,000 | +53.9% | 9,000 | 0.0% | 0.13% | +45.5% | |
AOS | Sell | A. O. SMITH CORP | $700,000 | -2.2% | 14,700 | -2.0% | 0.12% | -7.7% |
BLK | Sell | BLACKROCK INC | $654,000 | +4.8% | 1,300 | -7.1% | 0.11% | 0.0% |
IIVI | Buy | II-VI INC | $576,000 | +29.7% | 17,100 | +35.7% | 0.10% | +22.2% |
LLY | Buy | LILLY ELI & CO | $545,000 | +19.0% | 4,150 | +1.2% | 0.09% | +13.3% |
USCR | Buy | U S CONCRETE INC | $545,000 | +41.2% | 13,086 | +87.3% | 0.09% | +34.3% |
IQV | IQVIA HOLDINGS INC | $541,000 | +3.4% | 3,500 | 0.0% | 0.09% | -2.1% | |
DIS | Sell | WALT DISNEY CO | $526,000 | +8.0% | 3,636 | -2.7% | 0.09% | +3.4% |
RBB | New | RBB BANCORP | $527,000 | – | 24,887 | +100.0% | 0.09% | – |
MKSI | MKS INSTRUMENTS INC MKSI | $517,000 | +19.1% | 4,700 | 0.0% | 0.09% | +12.7% | |
HPE | Sell | HEWLETT PACKARD ENTERPRI | $506,000 | +3.9% | 31,900 | -0.6% | 0.09% | -1.1% |
SKANSKA AB ORDF | $486,000 | +6.1% | 22,600 | 0.0% | 0.08% | +1.2% | ||
HLIO | Buy | HELIOS TECHNOLOGIES INC | $485,000 | +31.4% | 10,500 | +15.4% | 0.08% | +23.9% |
PSX | Sell | PHILLIPS 66 | $480,000 | +2.1% | 4,310 | -6.0% | 0.08% | -2.4% |
LH | LAB CO OF AMER HLDG | $478,000 | +0.8% | 2,824 | 0.0% | 0.08% | -4.7% | |
WMT | Sell | WAL-MART STORES | $458,000 | -49.7% | 3,850 | -49.8% | 0.08% | -52.1% |
IPGP | Buy | IPG PHOTONICS CORP | $456,000 | +29.2% | 3,150 | +21.2% | 0.08% | +21.9% |
BLBD | BLUE BIRD CORP | $445,000 | +20.3% | 19,436 | 0.0% | 0.08% | +14.9% | |
AGCO | A G C O CORP | $448,000 | +2.1% | 5,800 | 0.0% | 0.08% | -3.8% | |
DSI | ISHARES:MSCI KLD 400 SOCetf | $444,000 | +8.3% | 3,700 | 0.0% | 0.08% | +2.7% | |
T | Sell | A T & T INC | $410,000 | +1.7% | 10,501 | -1.4% | 0.07% | -2.7% |
AQUA | EVOQUA WATER TECHNOLOGIES CORP | $394,000 | +11.3% | 20,800 | 0.0% | 0.07% | +6.2% | |
PEP | Sell | PEPSICO INC | $396,000 | -2.0% | 2,895 | -1.7% | 0.07% | -6.8% |
ITW | ILLINOIS TOOL WORKS | $395,000 | +14.8% | 2,200 | 0.0% | 0.07% | +9.7% | |
EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $391,000 | +8.3% | 8,725 | -1.1% | 0.07% | +1.5% |
FNB | Buy | F N B CORP PA | $377,000 | +10.9% | 29,657 | +0.7% | 0.06% | +4.8% |
EEFT | New | EURONET WORLDWIDE INC | $378,000 | – | 2,400 | +100.0% | 0.06% | – |
IBB | Buy | ISHARES:NASDAQ BIOTECHetf | $374,000 | +29.4% | 3,100 | +6.9% | 0.06% | +23.1% |
RDSA | ROYAL DUTCH SHELL F SPONSORED | $367,000 | +0.3% | 6,223 | 0.0% | 0.06% | -4.5% | |
JCI | Sell | JOHNSON CONTROLS INTER F | $362,000 | -7.4% | 8,900 | -0.1% | 0.06% | -12.7% |
SWKS | SKYWORKS SOLUTIONS INC SWKS | $351,000 | +52.6% | 2,900 | 0.0% | 0.06% | +42.9% | |
PAYX | PAYCHEX INC | $331,000 | +2.8% | 3,888 | 0.0% | 0.06% | -1.7% | |
REGN | Sell | REGENERON PHARMS INC | $300,000 | +31.0% | 800 | -3.0% | 0.05% | +23.8% |
MCD | MC DONALDS CORP | $296,000 | -8.1% | 1,500 | 0.0% | 0.05% | -12.1% | |
XLU | Sell | SELECT SECTOR UTI SELECT SPDRetf | $297,000 | -2.3% | 4,600 | -2.1% | 0.05% | -7.3% |
SHW | SHERWIN WILLIAMS CO | $292,000 | +6.2% | 500 | 0.0% | 0.05% | 0.0% | |
CMC | Sell | COMMERCIAL METALS CO | $289,000 | +25.1% | 13,000 | -2.3% | 0.05% | +19.0% |
MTSI | Buy | MA COM TECH SOLUTN | $285,000 | +26.1% | 10,700 | +1.9% | 0.05% | +19.5% |
FELE | FRANKLIN ELECTRIC CO | $287,000 | +20.1% | 5,000 | 0.0% | 0.05% | +14.0% | |
VZ | Buy | VERIZON COMMUNICATN | $274,000 | +4.6% | 4,468 | +2.8% | 0.05% | -2.1% |
CNIG | CORNING NAT GAS HLDG | $257,000 | +6.2% | 13,448 | 0.0% | 0.04% | 0.0% | |
EL | ESTEE LAUDERCO INC CLASS A | $247,000 | +3.8% | 1,198 | 0.0% | 0.04% | 0.0% | |
MU | Sell | MICRON TECHNOLOGY | $251,000 | +25.5% | 4,663 | -0.3% | 0.04% | +19.4% |
NKE | NIKE INC CLASS B | $238,000 | +7.7% | 2,354 | 0.0% | 0.04% | +2.5% | |
HOLX | Sell | HOLOGIC INC | $230,000 | -29.9% | 4,400 | -32.3% | 0.04% | -33.3% |
HD | HOME DEPOT INC | $218,000 | -6.0% | 999 | 0.0% | 0.04% | -9.5% | |
ORCL | ORACLE CORP | $219,000 | -3.5% | 4,130 | 0.0% | 0.04% | -7.3% | |
KRE | New | SPDR S&P REGIONAL BANKING ETFetf | $204,000 | – | 3,500 | +100.0% | 0.04% | – |
RBKB | Buy | RHINEBECK BANCORP INC | $196,000 | +8.3% | 17,300 | +2.4% | 0.03% | +3.0% |
PHG | New | KONINKLIJKE PHILIPS N F SPONSOadr | $200,000 | – | 4,100 | +100.0% | 0.03% | – |
VNM | VANECK VECTORS VIETNAM ETFetf | $185,000 | -2.1% | 11,600 | 0.0% | 0.03% | -5.9% | |
SND | SMART SAND INC | $25,000 | -10.7% | 10,000 | 0.0% | 0.00% | -20.0% | |
AVLNF | AVALON ADVANCED MATERIALS INC | $1,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
MXF | Exit | MEXICO FUNDcef | $0 | – | -10,100 | -100.0% | -0.02% | – |
ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -1,500 | -100.0% | -0.04% | – |
BKR | Exit | BAKER HUGHES A G E COMPA CLASS | $0 | – | -10,000 | -100.0% | -0.04% | – |
BP | Exit | BP PLC F SPONSORED ADR 1 ADR Radr | $0 | – | -6,350 | -100.0% | -0.04% | – |
PLOW | Exit | DOUGLAS DYNAMICS INC | $0 | – | -5,600 | -100.0% | -0.04% | – |
APH | Exit | AMPHENOL CORP | $0 | – | -2,600 | -100.0% | -0.05% | – |
ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -730 | -100.0% | -0.05% | – |
GILD | Exit | GILEAD SCIENCES INC | $0 | – | -4,780 | -100.0% | -0.06% | – |
FISV | Exit | FISERV INC | $0 | – | -2,989 | -100.0% | -0.06% | – |
DXC | Exit | DXC TECHNOLOGY CO | $0 | – | -17,100 | -100.0% | -0.09% | – |
ANET | Exit | ARISTA NETWORKS INC ANET | $0 | – | -9,750 | -100.0% | -0.42% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-29
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
CORNING INC GLW | 42 | Q3 2023 | 4.8% |
EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-01-31 |
13F-HR | 2023-11-01 |
13F-HR | 2023-08-21 |
13F-HR | 2023-05-05 |
13F-HR | 2023-02-08 |
13F-HR | 2022-10-19 |
13F-HR | 2022-07-27 |
13F-HR | 2022-04-29 |
13F-HR | 2022-01-26 |
13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.