$517 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 114 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 7.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOM | Buy | EXXON MOBIL CORP | $30,379,000 | +10.7% | 407,177 | +24.1% | 5.87% | +7.3% |
| EMR | Sell | EMERSON ELECTRIC CO | $28,095,000 | -3.9% | 411,348 | -1.9% | 5.43% | -6.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $21,357,000 | -17.5% | 166,654 | -10.0% | 4.13% | -20.0% |
| GLW | Sell | CORNING INC | $19,134,000 | -14.7% | 686,313 | -2.1% | 3.70% | -17.3% |
| SLB | Buy | SCHLUMBERGER NV | $18,126,000 | +8.4% | 279,808 | +12.8% | 3.50% | +5.1% |
| INTC | Sell | INTEL CORP | $17,017,000 | +10.9% | 326,756 | -1.7% | 3.29% | +7.5% |
| PFE | Buy | PFIZER INC | $16,178,000 | -1.5% | 455,842 | +0.5% | 3.13% | -4.5% |
| ABT | Sell | ABBOTT LABORATORIES | $13,737,000 | -10.2% | 229,260 | -14.5% | 2.66% | -12.9% |
| MRK | Buy | MERCK & CO INC | $13,012,000 | +13.3% | 238,887 | +17.0% | 2.52% | +9.8% |
| NVS | Buy | NOVARTIS AGadr | $12,939,000 | -2.7% | 160,043 | +1.1% | 2.50% | -5.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $12,082,000 | +17.5% | 78,747 | +17.5% | 2.34% | +13.8% |
| GVA | Sell | GRANITE CONSTRUCTION INC | $10,983,000 | -12.5% | 196,608 | -0.6% | 2.12% | -15.1% |
| LNN | Sell | LINDSAY CORP | $10,858,000 | +2.0% | 118,740 | -1.6% | 2.10% | -1.2% |
| OGE | Buy | OGE ENERGY CORP | $9,838,000 | +18.7% | 300,214 | +19.2% | 1.90% | +15.1% |
| BCE | Buy | BCE INC | $9,762,000 | +22.5% | 226,802 | +36.7% | 1.89% | +18.7% |
| MDU | Buy | MDU RESOURCES GROUP INC | $9,734,000 | +30.5% | 345,651 | +24.6% | 1.88% | +26.5% |
| MSFT | Sell | MICROSOFT CORP | $9,313,000 | +5.7% | 102,039 | -0.9% | 1.80% | +2.5% |
| GE | Buy | GENERAL ELECTRIC CO | $9,117,000 | +142.0% | 676,319 | +213.2% | 1.76% | +134.4% |
| GXP | Sell | GREAT PLAINS ENERGY INC | $8,994,000 | -1.8% | 282,928 | -0.4% | 1.74% | -4.9% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INC | $8,670,000 | +1.6% | 111,578 | -0.7% | 1.68% | -1.5% |
| IR | Sell | INGERSOLL-RAND PLC | $8,413,000 | -5.3% | 98,384 | -1.2% | 1.63% | -8.2% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $8,403,000 | +2.2% | 132,851 | -1.0% | 1.62% | -1.0% |
| TEL | Sell | TE CONNECTIVITY LTD | $8,262,000 | -11.6% | 82,700 | -15.9% | 1.60% | -14.3% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $8,049,000 | -7.3% | 55,696 | -1.6% | 1.56% | -10.2% |
| AMSWA | Sell | AMERICAN SOFTWARE INC | $8,001,000 | +10.0% | 615,441 | -1.6% | 1.55% | +6.6% |
| FLS | Buy | FLOWSERVE CORP | $7,738,000 | +24.0% | 178,594 | +20.6% | 1.50% | +20.2% |
| PG | Buy | PROCTER & GAMBLE CO | $7,291,000 | +1485.0% | 91,962 | +1735.6% | 1.41% | +1432.6% |
| NEE | Sell | NEXTERA ENERGY INC | $6,852,000 | +3.1% | 41,954 | -1.4% | 1.32% | -0.1% |
| CIEN | Buy | CIENA CORP | $6,813,000 | +41.4% | 263,033 | +14.3% | 1.32% | +37.0% |
| EEMV | Buy | ISHR EDG MSCI MIN VOL EMG MKTetf | $6,787,000 | +17.2% | 108,864 | +14.2% | 1.31% | +13.6% |
| BNS | Sell | BANK OF NOVA SCOTIA | $6,557,000 | -5.1% | 106,267 | -0.7% | 1.27% | -8.0% |
| BRKS | Sell | BROOKS AUTOMATION INC | $6,145,000 | +12.8% | 226,929 | -0.6% | 1.19% | +9.4% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $5,777,000 | +57.1% | 133,201 | +45.2% | 1.12% | +52.2% |
| CGW | Sell | GUGGENHEIM S&P GLOBAL WATER IDetf | $5,676,000 | -6.6% | 166,550 | -2.6% | 1.10% | -9.4% |
| ACM | Buy | AECOM | $5,583,000 | +54.6% | 156,700 | +61.2% | 1.08% | +50.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $5,184,000 | +8.0% | 25,108 | -0.6% | 1.00% | +4.7% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $4,844,000 | +1.7% | 48,299 | -0.1% | 0.94% | -1.4% |
| CAMP | Sell | CALAMP CORP | $4,632,000 | +5.1% | 202,450 | -1.6% | 0.90% | +1.9% |
| LNDC | Sell | LANDEC CORP | $4,597,000 | +1.7% | 352,259 | -1.8% | 0.89% | -1.3% |
| TPC | Buy | TUTOR PERINI CORP | $4,323,000 | +45.7% | 196,068 | +67.5% | 0.84% | +41.2% |
| ORBK | Sell | ORBOTECH LTD | $4,298,000 | +23.2% | 69,117 | -0.4% | 0.83% | +19.4% |
| ESBK | Buy | ELMIRA SAVINGS BANK | $4,233,000 | +19.6% | 206,468 | +19.0% | 0.82% | +15.9% |
| CNDT | Buy | CONDUENT INC | $4,185,000 | +24.0% | 224,543 | +7.5% | 0.81% | +20.2% |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $4,174,000 | -2.1% | 320,325 | -2.2% | 0.81% | -5.1% |
| IDA | Sell | IDACORP INC | $4,156,000 | -3.8% | 47,084 | -0.4% | 0.80% | -6.6% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $3,986,000 | -19.5% | 61,293 | -20.0% | 0.77% | -21.9% |
| EXC | Sell | EXELON CORP | $3,700,000 | -1.2% | 94,835 | -0.2% | 0.72% | -4.3% |
| EWS | Sell | ISHARES MSCI SINGAPORE ETFetf | $3,628,000 | +1.3% | 136,020 | -1.5% | 0.70% | -1.7% |
| EWC | Sell | ISHARES MSCI CANADA ETFetf | $3,583,000 | -7.8% | 129,991 | -0.8% | 0.69% | -10.6% |
| TYG | Buy | TORTOISE ENERGY INF CORPcef | $3,510,000 | -13.6% | 140,507 | +0.6% | 0.68% | -16.2% |
| SWZ | Buy | SWISS HELVETIA FUND INC | $3,479,000 | +8.0% | 284,040 | +12.6% | 0.67% | +4.8% |
| DUK | Sell | DUKE ENERGY CORP | $3,468,000 | -8.0% | 44,766 | -0.1% | 0.67% | -10.8% |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GROU | $3,002,000 | -3.3% | 59,760 | -0.9% | 0.58% | -6.5% |
| GSK | Buy | GLAXOSMITHKLINE PLC | $2,975,000 | +16.2% | 76,135 | +5.5% | 0.58% | +12.5% |
| SBNY | Sell | SIGNATURE BANK | $2,598,000 | +1.8% | 18,302 | -1.6% | 0.50% | -1.4% |
| VIAV | Buy | VIAVI SOLUTIONS INC | $2,570,000 | +30.3% | 264,400 | +17.2% | 0.50% | +26.5% |
| EWA | Sell | ISHARES MSCI AUSTRALIA ETFetf | $2,328,000 | -6.7% | 105,700 | -1.9% | 0.45% | -9.6% |
| AAPL | Buy | APPLE INC | $2,199,000 | +1.1% | 13,104 | +1.9% | 0.42% | -2.1% |
| AMGN | Sell | AMGEN INC | $1,970,000 | -10.2% | 11,558 | -8.3% | 0.38% | -12.8% |
| GOOG | Sell | ALPHABET INC | $1,767,000 | -2.5% | 1,713 | -1.2% | 0.34% | -5.5% |
| XRX | Sell | XEROX CORP | $1,759,000 | -8.0% | 61,131 | -6.7% | 0.34% | -10.8% |
| GOOGL | ALPHABET INC | $1,653,000 | -1.5% | 1,594 | 0.0% | 0.32% | -4.5% | |
| HAL | New | HALLIBURTON CO | $1,634,000 | – | 34,800 | +100.0% | 0.32% | – |
| HDNG | Sell | HARDINGE INC | $1,600,000 | -48.6% | 87,341 | -51.2% | 0.31% | -50.2% |
| MOS | Sell | MOSAIC CO | $1,484,000 | -10.8% | 61,100 | -5.7% | 0.29% | -13.6% |
| AGG | Buy | ISHARES CORE US AGGREGATE BONDetf | $1,447,000 | +2.4% | 13,490 | +4.4% | 0.28% | -0.7% |
| COP | Sell | CONOCOPHILLIPS | $1,311,000 | -84.9% | 22,110 | -86.0% | 0.25% | -85.4% |
| ZBH | Buy | ZIMMER BIOMET HOLDINGS INC | $1,213,000 | -9.2% | 11,124 | +0.5% | 0.24% | -12.0% |
| PBW | Sell | POWERSHARES WILDER CLEAN ENERGetf | $1,204,000 | -7.2% | 48,150 | -5.9% | 0.23% | -10.0% |
| MMM | Sell | 3M CO | $1,112,000 | -41.3% | 5,065 | -37.1% | 0.22% | -43.1% |
| BLBD | Sell | BLUE BIRD CORP | $1,093,000 | +16.2% | 46,100 | -2.5% | 0.21% | +12.2% |
| CSCO | Sell | CISCO SYSTEMS INC | $1,041,000 | +11.8% | 24,260 | -0.2% | 0.20% | +8.1% |
| BSV | Sell | VANGUARD SHORT-TERM BOND ETFetf | $1,010,000 | -1.5% | 12,873 | -0.7% | 0.20% | -4.4% |
| WMT | Sell | WAL-MART STORES INC | $838,000 | -24.7% | 9,417 | -16.4% | 0.16% | -27.0% |
| KRE | SPDR S&P REGIONAL BANKING ETFetf | $779,000 | +2.6% | 12,900 | 0.0% | 0.15% | 0.0% | |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $701,000 | +11.8% | 2,894 | +13.2% | 0.14% | +8.8% |
| BRKB | BERKSHIRE HATHAWAY INC | $603,000 | +0.5% | 3,025 | 0.0% | 0.12% | -2.5% | |
| NNUTU | ROYAL HAWAIIAN ORCHARDS LPltd | $557,000 | +6.9% | 239,917 | 0.0% | 0.11% | +3.8% | |
| BLK | BLACKROCK INC | $542,000 | +5.4% | 1,000 | 0.0% | 0.10% | +1.9% | |
| DHR | DANAHER CORP | $510,000 | +5.4% | 5,213 | 0.0% | 0.10% | +2.1% | |
| TSM | TAIWAN SEMICONDUCTOR MANUFACTUadr | $464,000 | +10.5% | 10,600 | 0.0% | 0.09% | +7.1% | |
| MU | Buy | MICRON TECHNOLOGY INC | $454,000 | +28.2% | 8,700 | +1.2% | 0.09% | +23.9% |
| LH | LABORATORY CORPORATION OF AMER | $452,000 | +1.6% | 2,792 | 0.0% | 0.09% | -2.2% | |
| MON | Buy | MONSANTO CO | $444,000 | +15.3% | 3,802 | +15.2% | 0.09% | +11.7% |
| PSX | PHILLIPS 66 | $440,000 | -5.2% | 4,585 | 0.0% | 0.08% | -8.6% | |
| PEP | Sell | PEPSICO INC | $441,000 | -10.9% | 4,043 | -2.1% | 0.08% | -14.1% |
| CI | CIGNA CORP | $403,000 | -17.2% | 2,400 | 0.0% | 0.08% | -19.6% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLC | $398,000 | -5.2% | 6,243 | -0.8% | 0.08% | -8.3% |
| KO | Sell | COCA-COLA CO | $378,000 | -16.0% | 8,706 | -11.2% | 0.07% | -18.9% |
| GM | Sell | GENERAL MOTORS CO | $380,000 | -19.0% | 10,450 | -8.7% | 0.07% | -22.3% |
| T | AT&T INC | $371,000 | -8.4% | 10,414 | 0.0% | 0.07% | -11.1% | |
| DIS | Sell | WALT DISNEY CO | $367,000 | -7.8% | 3,656 | -1.3% | 0.07% | -10.1% |
| CELG | CELGENE CORP | $358,000 | -14.4% | 4,008 | 0.0% | 0.07% | -16.9% | |
| IQV | QUINTILES IMS HOLDINGS | $353,000 | +0.3% | 3,600 | 0.0% | 0.07% | -2.9% | |
| SHW | Buy | SHERWIN-WILLIAMS CO | $326,000 | +39.9% | 831 | +46.0% | 0.06% | +37.0% |
| REGN | REGENERON PHARMACEUTICALS INC | $310,000 | -8.3% | 900 | 0.0% | 0.06% | -10.4% | |
| OCLR | Sell | OCLARO INC | $305,000 | +38.6% | 31,900 | -2.1% | 0.06% | +34.1% |
| IIVI | Sell | II-VI INC | $278,000 | -45.2% | 6,800 | -37.0% | 0.05% | -46.5% |
| JCI | Sell | JOHNSON CONTROLS INTERNATIONAL | $271,000 | -8.1% | 7,681 | -0.6% | 0.05% | -11.9% |
| Buy | SKANSKA AB-B SHS SKSBF | $269,000 | +1.5% | 13,200 | +3.1% | 0.05% | -1.9% | |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $266,000 | +0.4% | 5,500 | -2.2% | 0.05% | -3.8% |
| QQQ | New | POWERSHARES QQQ TRUST SRS 1 ETetf | $260,000 | – | 1,624 | +100.0% | 0.05% | – |
| PLOW | Sell | DOUGLAS DYNAMICS INC | $243,000 | +9.0% | 5,600 | -5.1% | 0.05% | +6.8% |
| MCD | MCDONALD'S CORP | $241,000 | -9.1% | 1,540 | 0.0% | 0.05% | -11.3% | |
| HPE | HEWLETT PACKARD ENTERPRISE CO | $239,000 | +22.6% | 13,600 | 0.0% | 0.05% | +17.9% | |
| PAYX | PAYCHEX INC | $236,000 | -9.2% | 3,825 | 0.0% | 0.05% | -11.5% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $221,000 | – | 4,625 | +100.0% | 0.04% | – |
| CNIG | CORNING NATURAL GAS HOLDING CO | $217,000 | -10.7% | 12,448 | 0.0% | 0.04% | -12.5% | |
| LLY | Sell | ELI LILLY AND CO | $213,000 | -19.6% | 2,751 | -12.4% | 0.04% | -22.6% |
| FAN | Buy | FRST TRST ISE GLB WND ENG INXetf | $214,000 | +2.4% | 16,000 | +1.3% | 0.04% | -2.4% |
| CANADIAN WESTERN BANK | $202,000 | -18.2% | 7,900 | 0.0% | 0.04% | -20.4% | ||
| ZARFF | New | ZARGON OIL & GAS LTD ZARFF | $4,000 | – | 12,000 | +100.0% | 0.00% | – |
| MHTX | MANHATTAN SCIENTIFICS INC | $2,000 | -33.3% | 145,000 | 0.0% | 0.00% | -100.0% | |
| AVLNF | AVALON ADVANCED MATERIALS INC | $2,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
| ADFS | Exit | AMERICAN DEFENSE SYSTEMS INC | $0 | – | -50,000 | -100.0% | 0.00% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -300 | -100.0% | -0.04% | – |
| XBI | Exit | SPDR S&P BIOTECH ETFetf | $0 | – | -2,550 | -100.0% | -0.04% | – |
| PPL | Exit | PPL CORP | $0 | – | -7,800 | -100.0% | -0.05% | – |
| XLU | Exit | SELECT SECTOR UTI SELECT SPDRetf | $0 | – | -10,000 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.