$513 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 109 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOM | Buy | EXXON MOBIL CORP | $25,909,000 | +28.5% | 316,041 | +26.5% | 5.05% | +26.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $24,341,000 | -2.5% | 187,221 | -0.7% | 4.75% | -4.2% |
| EMR | Buy | EMERSON ELECTRIC CO | $22,937,000 | +17.0% | 365,001 | +11.0% | 4.47% | +15.0% |
| GLW | Sell | CORNING INC | $21,053,000 | -1.2% | 703,633 | -0.8% | 4.10% | -2.9% |
| PFE | Sell | PFIZER INC | $16,450,000 | +5.0% | 460,789 | -1.2% | 3.21% | +3.2% |
| SLB | Buy | SCHLUMBERGER NV | $15,938,000 | +27.0% | 228,474 | +19.8% | 3.11% | +24.8% |
| ABT | Sell | ABBOTT LABORATORIES | $14,516,000 | +8.2% | 272,032 | -1.4% | 2.83% | +6.3% |
| LNN | Sell | LINDSAY CORP | $13,894,000 | +1.6% | 151,191 | -1.3% | 2.71% | -0.1% |
| NVS | Buy | NOVARTIS AGadr | $13,574,000 | +38.5% | 158,110 | +34.7% | 2.65% | +36.2% |
| GVA | Sell | GRANITE CONSTRUCTION INC | $13,428,000 | +18.6% | 231,709 | -1.3% | 2.62% | +16.6% |
| MRK | Sell | MERCK & CO INC | $13,265,000 | -1.6% | 207,169 | -1.5% | 2.59% | -3.3% |
| INTC | Sell | INTEL CORP | $12,788,000 | +11.8% | 335,815 | -0.9% | 2.49% | +9.9% |
| TEL | Sell | TE CONNECTIVITY LTD | $10,801,000 | +4.8% | 130,041 | -0.8% | 2.11% | +2.9% |
| GM | Sell | GENERAL MOTORS CO | $10,420,000 | +15.0% | 258,038 | -0.5% | 2.03% | +13.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $9,706,000 | +1.6% | 66,898 | +7.8% | 1.89% | -0.2% |
| IR | Buy | INGERSOLL-RAND PLC | $9,007,000 | -1.5% | 101,004 | +0.9% | 1.76% | -3.3% |
| WMT | Sell | WAL-MART STORES INC | $8,823,000 | +1.9% | 112,917 | -1.3% | 1.72% | +0.1% |
| GXP | Sell | GREAT PLAINS ENERGY INC | $8,731,000 | +2.6% | 288,144 | -0.9% | 1.70% | +0.8% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $8,503,000 | +14.0% | 133,406 | -0.3% | 1.66% | +12.0% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $8,165,000 | +3.5% | 57,609 | -2.7% | 1.59% | +1.7% |
| COP | Buy | CONOCOPHILLIPS | $8,056,000 | +13.9% | 160,950 | +0.1% | 1.57% | +12.0% |
| BRKS | Sell | BROOKS AUTOMATION INC | $8,006,000 | +38.2% | 263,697 | -1.3% | 1.56% | +35.9% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INC | $7,881,000 | +8.3% | 113,891 | -1.1% | 1.54% | +6.5% |
| MSFT | Sell | MICROSOFT CORP | $7,770,000 | +6.9% | 104,305 | -1.1% | 1.52% | +5.1% |
| BCE | Sell | BCE INC | $7,763,000 | +3.3% | 165,765 | -0.7% | 1.51% | +1.5% |
| OGE | Buy | OGE ENERGY CORP | $7,360,000 | +4.5% | 204,266 | +0.9% | 1.44% | +2.6% |
| GSK | Buy | GLAXOSMITHKLINE PLC | $7,306,000 | +21.8% | 179,958 | +29.3% | 1.42% | +19.6% |
| AMSWA | Buy | AMERICAN SOFTWARE INC | $7,229,000 | +12.7% | 636,354 | +2.1% | 1.41% | +10.8% |
| BNS | Sell | BANK OF NOVA SCOTIA | $6,979,000 | +6.0% | 108,617 | -0.8% | 1.36% | +4.2% |
| MDU | Buy | MDU RESOURCES GROUP INC | $6,591,000 | +2.3% | 254,007 | +3.3% | 1.28% | +0.5% |
| GE | Buy | GENERAL ELECTRIC CO | $6,460,000 | +40.8% | 267,144 | +57.2% | 1.26% | +38.3% |
| NEE | Sell | NEXTERA ENERGY INC | $6,257,000 | +3.7% | 42,693 | -0.8% | 1.22% | +1.9% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $6,213,000 | +2.7% | 99,008 | -0.9% | 1.21% | +0.8% |
| CGW | Sell | GUGGENHM S&P GL WTR ETFetf | $6,003,000 | +3.2% | 174,400 | -2.2% | 1.17% | +1.4% |
| EXC | Sell | EXELON CORP | $5,907,000 | +3.4% | 156,805 | -1.0% | 1.15% | +1.6% |
| EEMV | Buy | ISHARES:EDGE MSCI MV EMetf | $5,529,000 | +27.5% | 95,166 | +21.6% | 1.08% | +25.2% |
| IDA | Sell | IDACORP INC | $5,278,000 | +2.6% | 60,025 | -0.4% | 1.03% | +0.8% |
| CIEN | Buy | CIENA CORP | $4,966,000 | +2.1% | 226,033 | +16.3% | 0.97% | +0.3% |
| CAMP | Sell | CALAMP CORP | $4,850,000 | +14.3% | 208,600 | -0.1% | 0.95% | +12.4% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $4,818,000 | +5.3% | 25,466 | -2.9% | 0.94% | +3.4% |
| LNDC | Sell | LANDEC CORP | $4,715,000 | -13.6% | 364,084 | -0.9% | 0.92% | -15.1% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $4,564,000 | -17.1% | 48,743 | -1.6% | 0.89% | -18.6% |
| EWC | Sell | ISHARES:MSCI CANADAetf | $3,837,000 | +7.8% | 132,591 | -0.4% | 0.75% | +5.8% |
| DUK | Sell | DUKE ENERGY CORP | $3,800,000 | +0.0% | 45,280 | -0.4% | 0.74% | -1.7% |
| ACM | Sell | AECOM | $3,637,000 | +10.4% | 98,800 | -3.0% | 0.71% | +8.4% |
| VIAV | Buy | VIAVI SOLUTIONS INC | $3,556,000 | +63.6% | 375,867 | +82.0% | 0.69% | +60.8% |
| FLS | Sell | FLOWSERVE CORP | $3,521,000 | -48.0% | 82,661 | -43.3% | 0.69% | -48.9% |
| TPC | Buy | TUTOR PERINI CORP | $3,471,000 | +2.9% | 122,210 | +4.2% | 0.68% | +1.2% |
| EWS | Sell | ISHARES:MSCI SPORE CPDetf | $3,441,000 | +0.8% | 140,870 | -2.5% | 0.67% | -0.9% |
| SWZ | Sell | THE SWISS HELVETIA FUND INC. | $3,118,000 | -0.9% | 244,160 | -1.5% | 0.61% | -2.6% |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $3,005,000 | -9.5% | 233,116 | -7.9% | 0.59% | -11.1% |
| MON | Sell | MONSANTO CO | $2,975,000 | +0.0% | 24,827 | -1.2% | 0.58% | -1.7% |
| ORBK | Sell | ORBOTECH LTD | $2,972,000 | +26.3% | 70,417 | -2.4% | 0.58% | +24.0% |
| CNDT | Buy | CONDUENT INC | $2,922,000 | -0.5% | 186,485 | +1.2% | 0.57% | -2.2% |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GROU | $2,812,000 | +6.3% | 60,810 | -1.1% | 0.55% | +4.4% |
| AAPL | Buy | APPLE INC | $2,793,000 | +7.1% | 18,121 | +0.0% | 0.54% | +5.2% |
| HDNG | Sell | HARDINGE INC | $2,754,000 | +21.4% | 180,337 | -1.2% | 0.54% | +19.3% |
| ESBK | Buy | ELMIRA SAVINGS BANK | $2,630,000 | +60.7% | 130,836 | +62.3% | 0.51% | +57.8% |
| MMM | Sell | 3M CO | $2,597,000 | -0.4% | 12,373 | -1.2% | 0.51% | -2.1% |
| EWA | Sell | ISHARES:MSCI AUSTRALIAetf | $2,443,000 | +2.7% | 108,850 | -0.8% | 0.48% | +0.8% |
| AMGN | Sell | AMGEN INC | $2,379,000 | -16.1% | 12,758 | -22.5% | 0.46% | -17.6% |
| XYL | Sell | XYLEM INC | $2,371,000 | +10.0% | 37,850 | -2.7% | 0.46% | +7.9% |
| SBNY | Buy | SIGNATURE BANK | $2,369,000 | +76.5% | 18,502 | +97.8% | 0.46% | +73.7% |
| XRX | Sell | XEROX CORP | $2,344,000 | +9.8% | 70,414 | -5.2% | 0.46% | +8.0% |
| GOOG | Sell | ALPHABET INC | $1,665,000 | +5.2% | 1,736 | -0.3% | 0.32% | +3.5% |
| GOOGL | Sell | ALPHABET INC | $1,555,000 | +3.5% | 1,597 | -1.2% | 0.30% | +1.7% |
| AGG | Buy | ISHARES:CORE US AGG BDetf | $1,340,000 | +5.3% | 12,224 | +5.3% | 0.26% | +3.6% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $1,320,000 | -9.3% | 11,274 | -0.6% | 0.26% | -11.1% |
| PBW | New | POWERSHARES WLDHILL CEetf | $1,258,000 | – | 267,650 | +100.0% | 0.24% | – |
| KO | Sell | COCA-COLA CO | $1,023,000 | -2.0% | 22,724 | -2.4% | 0.20% | -3.9% |
| BLBD | Sell | BLUE BIRD CORP | $993,000 | +20.5% | 48,200 | -0.6% | 0.19% | +18.3% |
| BSV | Sell | VANGUARD SH-TM BD;ETFetf | $983,000 | -10.9% | 12,318 | -10.9% | 0.19% | -12.3% |
| TYG | New | TORTOISE ENERGY INFRASTRUCTUREcef | $987,000 | – | 34,078 | +100.0% | 0.19% | – |
| CSCO | CISCO SYSTEMS INC | $818,000 | +7.5% | 24,320 | 0.0% | 0.16% | +5.3% | |
| KRE | SPDR S&P REG BANKING ETFetf | $732,000 | +3.2% | 12,900 | 0.0% | 0.14% | +1.4% | |
| IIVI | Buy | II-VI INC | $617,000 | +20.7% | 15,000 | +0.7% | 0.12% | +18.8% |
| CELG | CELGENE CORP | $584,000 | +12.1% | 4,008 | 0.0% | 0.11% | +10.7% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC | $555,000 | +7.4% | 3,025 | -0.8% | 0.11% | +4.9% |
| PEP | Buy | PEPSICO INC | $542,000 | -2.0% | 4,863 | +1.6% | 0.11% | -3.6% |
| XLU | SEL SECTOR:UTIL SPDRetf | $525,000 | +2.1% | 9,900 | 0.0% | 0.10% | 0.0% | |
| NNUTU | ROYAL HAWAIIAN ORCHARDS LPltd | $518,000 | +7.9% | 239,917 | 0.0% | 0.10% | +6.3% | |
| MOS | Sell | MOSAIC CO | $469,000 | -84.8% | 21,700 | -83.9% | 0.09% | -85.2% |
| CI | CIGNA CORP | $449,000 | +11.7% | 2,400 | 0.0% | 0.09% | +10.0% | |
| BLK | BLACKROCK INC | $447,000 | +5.9% | 1,000 | 0.0% | 0.09% | +3.6% | |
| DHR | Buy | DANAHER CORP | $447,000 | +3.5% | 5,213 | +1.7% | 0.09% | +1.2% |
| PSX | Sell | PHILLIPS 66 | $420,000 | +8.8% | 4,585 | -1.7% | 0.08% | +6.5% |
| LH | Sell | LABORATORY CORPORATION OF AMER | $422,000 | -5.4% | 2,792 | -3.5% | 0.08% | -6.8% |
| T | Sell | AT&T INC | $408,000 | +3.0% | 10,414 | -0.7% | 0.08% | +1.3% |
| REGN | REGENERON PHARMACEUTICALS INC | $402,000 | -9.0% | 900 | 0.0% | 0.08% | -11.4% | |
| TSM | TAIWAN SEMICONDUCTOR MANUFACTUadr | $398,000 | +7.3% | 10,600 | 0.0% | 0.08% | +5.4% | |
| RDSA | New | ROYAL DUTCH SHELL PLC | $384,000 | – | 6,340 | +100.0% | 0.08% | – |
| DIS | WALT DISNEY CO | $365,000 | -7.4% | 3,706 | 0.0% | 0.07% | -9.0% | |
| Q | QUINTILES IMS HOLDINGS INC | $342,000 | +6.2% | 3,600 | 0.0% | 0.07% | +4.7% | |
| MU | MICRON TECHNOLOGY INC | $338,000 | +31.5% | 8,600 | 0.0% | 0.07% | +29.4% | |
| JCI | New | JOHNSON CONTROLS INTERNATIONAL | $320,000 | – | 7,953 | +100.0% | 0.06% | – |
| PPL | PPL CORP | $296,000 | -2.0% | 7,800 | 0.0% | 0.06% | -3.3% | |
| PLOW | Sell | DOUGLAS DYNAMICS INC | $288,000 | +16.1% | 7,300 | -3.3% | 0.06% | +14.3% |
| VOO | Buy | VANGUARD 500 INDEX;ETFetf | $278,000 | +9.9% | 1,205 | +5.7% | 0.05% | +8.0% |
| New | SKANSKA AB-B SHS SKSBF | $264,000 | – | 11,400 | +100.0% | 0.05% | – | |
| XBI | Sell | SPDR S&P BIOTECHetf | $247,000 | -94.3% | 2,850 | -94.9% | 0.05% | -94.4% |
| EEM | New | ISHARES:MSCI EM MKTSetf | $248,000 | – | 5,525 | +100.0% | 0.05% | – |
| MCD | MCDONALD'S CORP | $241,000 | +2.1% | 1,540 | 0.0% | 0.05% | 0.0% | |
| PAYX | PAYCHEX INC | $229,000 | +5.0% | 3,825 | 0.0% | 0.04% | +4.7% | |
| OCLR | OCLARO INC | $218,000 | -7.6% | 25,300 | 0.0% | 0.04% | -8.5% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $218,000 | – | 4,403 | +100.0% | 0.04% | – |
| New | CANADIAN WESTERN BANK | $214,000 | – | 7,900 | +100.0% | 0.04% | – | |
| MHTX | MANHATTAN SCIENTIFICS INC | $4,000 | -20.0% | 145,000 | 0.0% | 0.00% | 0.0% | |
| AVLNF | AVALON ADVANCED MATERIALS INC | $2,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
| ADFS | AMERICAN DEFENSE SYSTEMS INC | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| SVU | Exit | SUPERVALU INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| XON | Exit | INTREXON CORP | $0 | – | -8,800 | -100.0% | -0.04% | – |
| CHMG | Exit | CHEMUNG FINANCIAL CORP | $0 | – | -5,450 | -100.0% | -0.04% | – |
| SPTN | Exit | SPARTANNASH CO | $0 | – | -9,600 | -100.0% | -0.05% | – |
| IXYS | Exit | IXYS CORP | $0 | – | -19,188 | -100.0% | -0.06% | – |
| OTTR | Exit | OTTER TAIL CORP | $0 | – | -20,850 | -100.0% | -0.16% | – |
| PBW | Exit | POWERSHARES WLDHILL CEetf | $0 | – | -281,750 | -100.0% | -0.24% | – |
| NEOG | Exit | NEOGEN CORP | $0 | – | -38,651 | -100.0% | -0.53% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -63,684 | -100.0% | -0.54% | – |
| TEO | Exit | TELECOM ARGENTINA SAadr | $0 | – | -107,300 | -100.0% | -0.54% | – |
| SNHY | Exit | SUN HYDRAULICS CORP | $0 | – | -88,675 | -100.0% | -0.75% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -75,300 | -100.0% | -1.01% | – |
| CCC | Exit | CALGON CARBON CORP | $0 | – | -394,282 | -100.0% | -1.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.