$484 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 117 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 18.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Sell | JOHNSON & JOHNSON JNJ | $23,996,000 | +7.1% | 192,665 | -0.9% | 4.96% | +5.7% |
| GLW | Sell | CORNING INC GLW | $19,819,000 | -9.0% | 734,037 | -18.2% | 4.10% | -10.2% |
| XOM | Buy | EXXON MOBIL CORP XOM | $18,625,000 | +14.2% | 227,106 | +25.7% | 3.85% | +12.7% |
| EMR | Sell | EMERSON ELECTRIC CO EMR | $17,975,000 | +5.4% | 300,282 | -1.9% | 3.72% | +4.0% |
| PFE | Sell | PFIZER INC PFE | $15,492,000 | +3.8% | 452,842 | -1.4% | 3.20% | +2.5% |
| SLB | Buy | SCHLUMBERGER LTD SLB | $15,082,000 | +2.6% | 193,112 | +10.3% | 3.12% | +1.2% |
| LNN | Sell | LINDSAY CORP LNN | $13,728,000 | +15.6% | 155,791 | -2.1% | 2.84% | +14.1% |
| MRK | Sell | MERCK & CO. INC. MRK | $13,512,000 | +6.8% | 212,652 | -1.0% | 2.79% | +5.5% |
| INTC | Sell | INTEL CORP INTC | $12,417,000 | -2.1% | 344,241 | -1.6% | 2.57% | -3.4% |
| GVA | Sell | GRANITE CONSTRUCTION INC GVA | $11,977,000 | -11.5% | 238,627 | -3.0% | 2.48% | -12.7% |
| ABT | Buy | ABBOTT LABORATORIES ABT | $11,454,000 | +49.4% | 257,926 | +29.2% | 2.37% | +47.4% |
| BRKS | Sell | BROOKS AUTOMATION INC BRKS | $10,299,000 | +8.8% | 459,776 | -17.1% | 2.13% | +7.4% |
| TEL | Sell | TE CONNECTIVITY LTD TEL | $9,938,000 | +6.4% | 133,300 | -1.1% | 2.06% | +5.1% |
| GXP | Buy | GREAT PLAINS ENERGY INC GXP | $8,549,000 | +52.9% | 292,560 | +43.1% | 1.77% | +51.0% |
| NVS | Buy | NOVARTIS AG-SPONSORED ADR NVSadr | $8,432,000 | +10.3% | 113,525 | +8.2% | 1.74% | +8.8% |
| WMT | Sell | WAL-MART STORES INC WMT | $8,361,000 | +1.0% | 116,000 | -3.2% | 1.73% | -0.3% |
| IR | Sell | INGERSOLL-RAND PLC IR | $8,316,000 | +6.3% | 102,264 | -1.9% | 1.72% | +4.9% |
| IBM | Sell | INTL BUSINESS MACHINES CORP IB | $8,262,000 | +1.7% | 47,444 | -3.1% | 1.71% | +0.4% |
| GM | Sell | GENERAL MOTORS CO GM | $7,930,000 | -0.2% | 224,261 | -1.6% | 1.64% | -1.4% |
| COP | Buy | CONOCOPHILLIPS COP | $7,624,000 | +14.9% | 152,885 | +15.5% | 1.58% | +13.3% |
| HON | Sell | HONEYWELL INTERNATIONAL INC HO | $7,443,000 | +6.6% | 59,609 | -1.1% | 1.54% | +5.2% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO BMY | $7,373,000 | -8.4% | 135,575 | -1.5% | 1.52% | -9.6% |
| WTS | Buy | WATTS WATER TECHNOLOGIES-A WTS | $7,076,000 | +39.3% | 113,491 | +45.6% | 1.46% | +37.5% |
| MSFT | Sell | MICROSOFT CORP MSFT | $7,040,000 | +4.1% | 106,892 | -1.8% | 1.46% | +2.8% |
| BNS | Sell | BANK OF NOVA SCOTIA BNS | $6,475,000 | +3.7% | 110,550 | -1.4% | 1.34% | +2.4% |
| OGE | Sell | OGE ENERGY CORP OGE | $6,265,000 | +3.5% | 179,101 | -1.0% | 1.30% | +2.1% |
| DUK | Sell | DUKE ENERGY CORP DUK | $6,194,000 | -8.9% | 75,525 | -13.8% | 1.28% | -10.1% |
| AMSWA | Buy | AMERICAN SOFTWARE INC-CL A AMS | $6,128,000 | +41.6% | 596,125 | +42.3% | 1.27% | +39.8% |
| FLS | Buy | FLOWSERVE CORP FLS | $6,021,000 | +126.2% | 124,340 | +124.4% | 1.24% | +123.1% |
| BCE | Sell | BCE INC BCE | $5,874,000 | +0.5% | 132,677 | -1.9% | 1.21% | -0.9% |
| EXC | Sell | EXELON CORP EXC | $5,788,000 | -0.6% | 160,860 | -1.9% | 1.20% | -1.8% |
| CGW | Buy | GUGGENHEIM S&P GLOBAL WATER CGetf | $5,638,000 | +16.9% | 181,450 | +7.0% | 1.17% | +15.3% |
| NEE | Sell | NEXTERA ENERGY INC NEE | $5,595,000 | +6.6% | 43,585 | -0.8% | 1.16% | +5.3% |
| GSK | Buy | GLAXOSMITHKLINE PLC-SPON ADR G | $5,371,000 | +14.6% | 127,388 | +4.7% | 1.11% | +13.1% |
| BAX | Sell | BAXTER INTERNATIONAL INC BAX | $5,239,000 | +14.0% | 101,023 | -2.5% | 1.08% | +12.5% |
| MDU | Sell | MDU RESOURCES GROUP INC MDU | $5,139,000 | -6.2% | 187,775 | -1.4% | 1.06% | -7.5% |
| IDA | Sell | IDACORP INC IDA | $5,020,000 | +1.7% | 60,510 | -1.2% | 1.04% | +0.4% |
| DGX | Sell | QUEST DIAGNOSTICS INC DGX | $4,954,000 | +5.2% | 50,449 | -1.6% | 1.02% | +3.7% |
| AGCO | Sell | AGCO CORP AGCO | $4,580,000 | +2.5% | 76,100 | -1.4% | 0.95% | +1.2% |
| LNDC | Sell | LANDEC CORP LNDC | $4,500,000 | -14.7% | 375,025 | -1.9% | 0.93% | -15.9% |
| CCC | Buy | CALGON CARBON CORP CCC | $4,405,000 | +17.9% | 301,702 | +37.3% | 0.91% | +16.5% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC T | $4,045,000 | +6.4% | 26,333 | -2.2% | 0.84% | +5.0% |
| XBI | Sell | SPDR S&P BIOTECH ETF XBIetf | $3,925,000 | +14.5% | 56,600 | -2.3% | 0.81% | +13.0% |
| CIEN | Sell | CIENA CORP CIEN | $3,735,000 | -4.6% | 158,200 | -1.4% | 0.77% | -5.9% |
| EEMV | Buy | ISHARES EDGE MSCI MIN VOL EM Eetf | $3,675,000 | +56.8% | 68,683 | +43.3% | 0.76% | +54.8% |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP NYC | $3,659,000 | +31.0% | 261,950 | +49.2% | 0.76% | +29.2% |
| MMM | Sell | 3M CO MMM | $3,582,000 | +4.6% | 18,723 | -2.3% | 0.74% | +3.3% |
| CAMP | Buy | CALAMP CORP CAMP | $3,561,000 | +36.0% | 212,100 | +17.4% | 0.74% | +34.1% |
| EWS | Buy | ISHARES MSCI SINGAPORE CAPPE Eetf | $3,417,000 | +17.5% | 149,786 | +2.6% | 0.71% | +15.9% |
| SNHY | Sell | SUN HYDRAULICS CORP SNHY | $3,325,000 | -11.9% | 92,075 | -2.5% | 0.69% | -13.1% |
| HAL | Sell | HALLIBURTON CO HAL | $3,316,000 | -11.4% | 67,384 | -2.6% | 0.69% | -12.5% |
| XRAY | Sell | DENTSPLY SIRONA INC XRAY | $2,961,000 | +7.5% | 47,423 | -0.6% | 0.61% | +6.1% |
| SYT | Sell | SYNGENTA AG-ADR SYT | $2,934,000 | +11.6% | 33,150 | -0.3% | 0.61% | +10.2% |
| SWZ | Buy | SWISS HELVETIA FUND SWZ | $2,920,000 | +40.2% | 251,693 | +23.4% | 0.60% | +38.5% |
| MON | Sell | MONSANTO CO MON | $2,873,000 | -36.3% | 25,377 | -40.8% | 0.59% | -37.1% |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GP P | $2,766,000 | -1.7% | 62,360 | -2.8% | 0.57% | -3.1% |
| EWC | Sell | ISHARES MSCI CANADA ETF EWCetf | $2,720,000 | -0.3% | 101,175 | -3.0% | 0.56% | -1.6% |
| AMGN | Sell | AMGEN INC AMGN | $2,702,000 | -6.3% | 16,471 | -16.5% | 0.56% | -7.5% |
| AAPL | Sell | APPLE INC AAPL | $2,668,000 | +20.9% | 18,574 | -2.5% | 0.55% | +19.5% |
| ATHM | Sell | AUTOHOME INC-ADR ATHM | $2,631,000 | +25.1% | 82,800 | -0.5% | 0.54% | +23.4% |
| NEOG | Sell | NEOGEN CORP NEOG | $2,584,000 | -1.1% | 39,426 | -0.4% | 0.53% | -2.6% |
| EWA | Sell | ISHARES MSCI AUSTRALIA ETF EWAetf | $2,566,000 | +10.1% | 113,500 | -1.5% | 0.53% | +8.8% |
| TEO | Buy | TELECOM ARGENTINA SA-SP ADR TEadr | $2,416,000 | +43.6% | 108,900 | +17.6% | 0.50% | +41.6% |
| ORBK | Sell | ORBOTECH LTD ORBK | $2,327,000 | -4.9% | 72,142 | -1.5% | 0.48% | -6.2% |
| CHMG | Sell | CHEMUNG FINANCIAL CORP CHMG | $2,197,000 | -57.3% | 55,618 | -60.7% | 0.45% | -57.9% |
| XRX | Sell | XEROX CORP XRX | $2,179,000 | -16.9% | 296,883 | -1.1% | 0.45% | -17.9% |
| XYL | Sell | XYLEM INC XYL | $2,001,000 | -0.6% | 39,850 | -2.0% | 0.41% | -1.9% |
| CNDT | New | CONDUENT INC CNDT | $1,557,000 | – | 92,776 | +100.0% | 0.32% | – |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC ZBH | $1,479,000 | +17.8% | 12,110 | -0.4% | 0.31% | +16.3% |
| SYK | Sell | STRYKER CORP SYK | $1,451,000 | +4.8% | 11,025 | -4.5% | 0.30% | +3.4% |
| GOOG | ALPHABET INC-CL C GOOG | $1,444,000 | +7.4% | 1,741 | 0.0% | 0.30% | +6.0% | |
| SBNY | Sell | SIGNATURE BANK SBNY | $1,403,000 | -22.1% | 9,452 | -21.2% | 0.29% | -23.3% |
| HDNG | Sell | HARDINGE INC HDNG | $1,380,000 | +1.0% | 122,810 | -0.5% | 0.28% | -0.3% |
| GOOGL | ALPHABET INC-CL A GOOGL | $1,375,000 | +7.0% | 1,622 | 0.0% | 0.28% | +5.6% | |
| KO | Sell | COCA-COLA CO/THE KO | $1,323,000 | +0.9% | 31,174 | -1.4% | 0.27% | -0.4% |
| VIAV | Sell | VIAVI SOLUTIONS INC VIAV | $1,271,000 | +29.7% | 118,600 | -1.0% | 0.26% | +28.3% |
| MOS | Sell | MOSAIC CO/THE MOS | $1,240,000 | -3.0% | 42,500 | -2.5% | 0.26% | -4.5% |
| GE | Sell | GENERAL ELECTRIC CO GE | $1,233,000 | -9.5% | 41,392 | -3.9% | 0.26% | -10.5% |
| ESBK | Sell | ELMIRA SAVINGS BANK ESBK | $1,185,000 | +4.8% | 54,851 | -0.8% | 0.24% | +3.4% |
| AGG | Buy | ISHARES CORE U.S. AGGREGATE AGetf | $1,186,000 | +13.9% | 10,936 | +13.5% | 0.24% | +12.4% |
| PBW | Buy | POWERSHARES WILDERH CLEAN EN Petf | $1,166,000 | +109.7% | 291,450 | +92.9% | 0.24% | +107.8% |
| BSV | Buy | VANGUARD SHORT-TERM BOND ETF Betf | $1,028,000 | +47.3% | 12,889 | +46.7% | 0.21% | +45.9% |
| OTTR | Sell | OTTER TAIL CORP OTTR | $855,000 | -47.4% | 22,550 | -43.3% | 0.18% | -47.9% |
| BLBD | BLUE BIRD CORP BLBD | $832,000 | +11.1% | 48,500 | 0.0% | 0.17% | +9.6% | |
| CSCO | Sell | CISCO SYSTEMS INC CSCO | $824,000 | +10.2% | 24,365 | -1.6% | 0.17% | +8.3% |
| DST | Sell | DST SYSTEMS INC DST | $594,000 | +7.6% | 4,850 | -5.8% | 0.12% | +6.0% |
| ACM | Sell | AECOM ACM | $559,000 | -6.2% | 15,700 | -4.3% | 0.12% | -7.2% |
| XLU | UTILITIES SELECT SECTOR SPDR Xetf | $508,000 | +5.6% | 9,900 | 0.0% | 0.10% | +4.0% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC-CL B BR | $504,000 | -9.7% | 3,025 | -11.7% | 0.10% | -11.1% |
| CELG | New | CELGENE CORP CELG | $499,000 | – | 4,008 | +100.0% | 0.10% | – |
| DHR | DANAHER CORP DHR | $428,000 | +10.0% | 5,000 | 0.0% | 0.09% | +8.6% | |
| DIS | WALT DISNEY CO/THE DIS | $416,000 | +8.9% | 3,670 | 0.0% | 0.09% | +7.5% | |
| LH | New | LABORATORY CRP OF AMER HLDGS L | $398,000 | – | 2,774 | +100.0% | 0.08% | – |
| BLK | Sell | BLACKROCK INC BLK | $384,000 | -28.0% | 1,000 | -28.6% | 0.08% | -29.5% |
| NNUTU | ROYAL HAWAIIAN ORCHARDS LP NNUltd | $379,000 | -19.5% | 167,699 | 0.0% | 0.08% | -21.2% | |
| PSX | PHILLIPS 66 PSX | $370,000 | -8.4% | 4,674 | 0.0% | 0.08% | -10.6% | |
| REGN | REGENERON PHARMACEUTICALS REGN | $368,000 | +5.4% | 950 | 0.0% | 0.08% | +4.1% | |
| IIVI | Sell | II-VI INC IIVI | $368,000 | +12.9% | 10,200 | -7.3% | 0.08% | +11.8% |
| NI | New | NISOURCE INC NI | $359,000 | – | 15,100 | +100.0% | 0.07% | – |
| CI | CIGNA CORP CI | $352,000 | +10.0% | 2,400 | 0.0% | 0.07% | +9.0% | |
| KRE | SPDR S&P REGIONAL BANKING KREetf | $355,000 | -1.7% | 6,500 | 0.0% | 0.07% | -3.9% | |
| TSM | TAIWAN SEMICONDUCTOR-SP ADR TSadr | $348,000 | +14.1% | 10,600 | 0.0% | 0.07% | +12.5% | |
| PLOW | Sell | DOUGLAS DYNAMICS INC PLOW | $296,000 | -81.6% | 9,671 | -79.8% | 0.06% | -81.9% |
| PPL | New | PPL CORP PPL | $293,000 | – | 7,829 | +100.0% | 0.06% | – |
| Q | New | QUINTILES IMS HOLDINGS INC Q | $290,000 | – | 3,600 | +100.0% | 0.06% | – |
| IXYS | New | IXYS CORPORATION IXYS | $281,000 | – | 19,313 | +100.0% | 0.06% | – |
| VOO | New | VANGUARD S&P 500 ETF VOOetf | $256,000 | – | 1,183 | +100.0% | 0.05% | – |
| MU | New | MICRON TECHNOLOGY INC MU | $249,000 | – | 8,600 | +100.0% | 0.05% | – |
| OCLR | OCLARO INC OCLR | $243,000 | +10.0% | 24,700 | 0.0% | 0.05% | +8.7% | |
| PAYX | PAYCHEX INC PAYX | $225,000 | -3.4% | 3,825 | 0.0% | 0.05% | -4.1% | |
| AZO | AUTOZONE INC AZO | $217,000 | -8.4% | 300 | 0.0% | 0.04% | -10.0% | |
| PEP | Sell | PEPSICO INC PEP | $219,000 | +4.3% | 1,955 | -2.5% | 0.04% | +2.3% |
| EVRI | EVERI HOLDINGS INC EVRI | $48,000 | +118.2% | 10,000 | 0.0% | 0.01% | +100.0% | |
| SVU | SUPERVALU INC SVU | $39,000 | -17.0% | 10,000 | 0.0% | 0.01% | -20.0% | |
| MHTX | MANHATTAN SCIENTIFICS INC MHTX | $5,000 | -28.6% | 145,000 | 0.0% | 0.00% | 0.0% | |
| AVLNF | AVALON ADVANCED MATERIALS IN A | $2,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
| ADFS | AMERICAN DEFENSE SYSTEMS INC A | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| GSVC | Exit | GSV CAPITAL CORP GSVC | $0 | – | -10,100 | -100.0% | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES AMD | $0 | – | -10,000 | -100.0% | -0.02% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC VZ | $0 | – | -3,967 | -100.0% | -0.04% | – |
| TMP | Exit | TOMPKINS FINANCIAL CORP TMP | $0 | – | -2,740 | -100.0% | -0.05% | – |
| MDT | Exit | MEDTRONIC PLC MDT | $0 | – | -3,756 | -100.0% | -0.06% | – |
| SHPG | Exit | SHIRE PLC-ADR SHPGadr | $0 | – | -3,702 | -100.0% | -0.13% | – |
| ADM | Exit | ARCHER-DANIELS-MIDLAND CO ADM | $0 | – | -33,600 | -100.0% | -0.32% | – |
| ACAS | Exit | AMERICAN CAPITAL LTD ACAS | $0 | – | -107,451 | -100.0% | -0.40% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO NV CB | $0 | – | -96,000 | -100.0% | -0.64% | – |
| MENT | Exit | MENTOR GRAPHICS CORP MENT | $0 | – | -121,867 | -100.0% | -0.94% | – |
| AMAT | Exit | APPLIED MATERIALS INC AMAT | $0 | – | -156,477 | -100.0% | -1.06% | – |
| STJ | Exit | ST JUDE MEDICAL INC STJ | $0 | – | -73,568 | -100.0% | -1.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.