$486 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 116 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 15.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Sell | JOHNSON & JOHNSON JNJ | $23,420,000 | -24.7% | 198,257 | -22.6% | 4.82% | -24.6% |
| GLW | Sell | CORNING INC GLW | $21,313,000 | +9.8% | 901,186 | -4.9% | 4.38% | +9.9% |
| EMR | Sell | EMERSON ELECTRIC CO EMR | $17,974,000 | +1.0% | 329,733 | -3.4% | 3.70% | +1.1% |
| XOM | Sell | EXXON MOBIL CORP XOM | $16,939,000 | -9.5% | 194,072 | -2.8% | 3.48% | -9.4% |
| PFE | Sell | PFIZER INC PFE | $16,128,000 | -6.5% | 476,178 | -2.8% | 3.32% | -6.4% |
| GVA | Sell | GRANITE CONSTRUCTION INC GVA | $14,670,000 | +3.6% | 294,940 | -5.2% | 3.02% | +3.7% |
| SLB | Sell | SCHLUMBERGER LTD SLB | $14,285,000 | -2.3% | 181,647 | -1.7% | 2.94% | -2.1% |
| MRK | Sell | MERCK & CO. INC. MRK | $13,562,000 | +5.7% | 217,297 | -2.4% | 2.79% | +5.8% |
| INTC | Sell | INTEL CORP INTC | $13,398,000 | +12.0% | 354,925 | -2.7% | 2.76% | +12.1% |
| LNN | Sell | LINDSAY CORP LNN | $12,364,000 | +8.0% | 167,132 | -1.0% | 2.54% | +8.1% |
| DUK | Buy | DUKE ENERGY CORP DUK | $9,600,000 | +13.9% | 119,938 | +22.0% | 1.97% | +14.0% |
| BCE | Sell | BCE INC BCE | $9,145,000 | -4.9% | 198,036 | -2.5% | 1.88% | -4.7% |
| TEL | Buy | TE CONNECTIVITY LTD TEL | $8,839,000 | +21.0% | 137,300 | +7.3% | 1.82% | +21.2% |
| WMT | Sell | WAL-MART STORES INC WMT | $8,799,000 | -7.8% | 122,000 | -6.7% | 1.81% | -7.7% |
| BRKS | Sell | BROOKS AUTOMATION INC BRKS | $8,518,000 | +17.7% | 625,900 | -2.9% | 1.75% | +17.9% |
| ABT | Buy | ABBOTT LABORATORIES ABT | $8,173,000 | +42.5% | 193,271 | +32.5% | 1.68% | +42.7% |
| IBM | Sell | INTL BUSINESS MACHINES CORP IB | $7,886,000 | +1.8% | 49,644 | -2.8% | 1.62% | +1.9% |
| GM | Sell | GENERAL MOTORS CO GM | $7,568,000 | +10.9% | 238,200 | -1.2% | 1.56% | +11.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO BMY | $7,463,000 | -29.0% | 138,403 | -3.1% | 1.54% | -28.9% |
| GSK | Sell | GLAXOSMITHKLINE PLC-SPON ADR G | $7,443,000 | -6.0% | 172,582 | -5.5% | 1.53% | -5.8% |
| IR | Buy | INGERSOLL-RAND PLC IR | $7,270,000 | +13.0% | 107,004 | +5.9% | 1.50% | +13.2% |
| HON | Sell | HONEYWELL INTERNATIONAL INC HO | $7,156,000 | -2.3% | 61,374 | -2.5% | 1.47% | -2.1% |
| OTTR | Sell | OTTER TAIL CORP OTTR | $6,730,000 | -0.4% | 194,576 | -3.6% | 1.38% | -0.3% |
| MSFT | Sell | MICROSOFT CORP MSFT | $6,405,000 | +10.9% | 111,192 | -1.5% | 1.32% | +11.0% |
| BNS | Buy | BANK OF NOVA SCOTIA BNS | $5,993,000 | +44.5% | 113,100 | +33.7% | 1.23% | +44.9% |
| OGE | Buy | OGE ENERGY CORP OGE | $5,935,000 | +11.8% | 187,685 | +15.8% | 1.22% | +12.0% |
| STJ | Sell | ST JUDE MEDICAL INC STJ | $5,868,000 | -12.1% | 73,568 | -14.0% | 1.21% | -11.9% |
| COP | New | CONOCOPHILLIPS COP | $5,618,000 | – | 129,235 | +100.0% | 1.16% | – |
| EXC | Sell | EXELON CORP EXC | $5,597,000 | -10.2% | 168,130 | -2.0% | 1.15% | -10.1% |
| NEE | Sell | NEXTERA ENERGY INC NEE | $5,475,000 | -10.2% | 44,760 | -4.2% | 1.13% | -10.0% |
| LNDC | Buy | LANDEC CORP LNDC | $5,464,000 | +31.9% | 407,425 | +5.9% | 1.12% | +32.2% |
| MDU | Sell | MDU RESOURCES GROUP INC MDU | $5,334,000 | +4.2% | 209,675 | -1.7% | 1.10% | +4.3% |
| ADM | Sell | ARCHER-DANIELS-MIDLAND CO ADM | $5,178,000 | -6.0% | 122,800 | -4.4% | 1.06% | -5.9% |
| WTS | Sell | WATTS WATER TECHNOLOGIES-A WTS | $5,098,000 | +7.4% | 78,625 | -3.5% | 1.05% | +7.5% |
| GXP | Sell | GREAT PLAINS ENERGY INC GXP | $5,002,000 | -44.7% | 183,285 | -38.4% | 1.03% | -44.6% |
| IDA | Sell | IDACORP INC IDA | $4,940,000 | -6.5% | 63,110 | -2.8% | 1.02% | -6.4% |
| AMAT | Sell | APPLIED MATERIALS INC AMAT | $4,729,000 | -47.6% | 156,850 | -58.3% | 0.97% | -47.5% |
| AMSWA | Buy | AMERICAN SOFTWARE INC-CL A AMS | $4,554,000 | +6.2% | 410,285 | +0.2% | 0.94% | +6.4% |
| MON | Sell | MONSANTO CO MON | $4,486,000 | -3.8% | 43,890 | -2.7% | 0.92% | -3.7% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC T | $4,361,000 | +3.6% | 27,417 | -3.8% | 0.90% | +3.7% |
| NVS | Buy | NOVARTIS AG-SPONSORED ADR NVSadr | $4,239,000 | +6.9% | 53,684 | +11.7% | 0.87% | +7.1% |
| DGX | Sell | QUEST DIAGNOSTICS INC DGX | $4,146,000 | +1.9% | 48,986 | -2.0% | 0.85% | +2.0% |
| CHMG | Sell | CHEMUNG FINANCIAL CORP CHMG | $4,132,000 | -3.0% | 142,532 | -1.8% | 0.85% | -2.9% |
| EWS | Buy | ISHARES MSCI SINGAPORE ETF EWSetf | $3,984,000 | +30.0% | 366,850 | +30.1% | 0.82% | +30.2% |
| SNHY | Buy | SUN HYDRAULICS CORP SNHY | $3,867,000 | +12.6% | 119,825 | +3.6% | 0.80% | +12.8% |
| CIEN | Buy | CIENA CORP CIEN | $3,861,000 | +20.8% | 177,100 | +3.9% | 0.79% | +20.9% |
| AGCO | Buy | AGCO CORP AGCO | $3,827,000 | +114.8% | 77,600 | +105.3% | 0.79% | +115.0% |
| XBI | Sell | SPDR S&P BIOTECH ETF XBIetf | $3,760,000 | +20.5% | 56,720 | -1.7% | 0.77% | +20.6% |
| PLOW | Sell | DOUGLAS DYNAMICS INC PLOW | $3,647,000 | +16.2% | 114,171 | -6.4% | 0.75% | +16.5% |
| XRX | Buy | XEROX CORP XRX | $3,492,000 | +37.2% | 344,733 | +28.6% | 0.72% | +37.3% |
| CGW | Sell | GUGGENHEIM S&P GLOBAL WATER CGetf | $3,445,000 | +1.2% | 111,450 | -1.8% | 0.71% | +1.3% |
| AMGN | Sell | AMGEN INC AMGN | $3,438,000 | +8.6% | 20,613 | -1.0% | 0.71% | +8.8% |
| CCC | Buy | CALGON CARBON CORP CCC | $3,367,000 | +90.3% | 221,950 | +65.0% | 0.69% | +90.6% |
| MMM | Sell | 3M CO MMM | $3,335,000 | -4.9% | 18,923 | -5.5% | 0.69% | -4.7% |
| MENT | Sell | MENTOR GRAPHICS CORP MENT | $3,262,000 | +22.1% | 123,367 | -1.8% | 0.67% | +22.2% |
| HAL | Sell | HALLIBURTON CO HAL | $3,181,000 | -4.6% | 70,884 | -3.7% | 0.65% | -4.5% |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GP P | $3,013,000 | -10.7% | 71,960 | -0.6% | 0.62% | -10.5% |
| XRAY | Sell | DENTSPLY SIRONA INC XRAY | $2,860,000 | -9.3% | 48,123 | -5.3% | 0.59% | -9.1% |
| EEMV | Sell | ISHARES EDGE MSCI MIN VOL EM Eetf | $2,791,000 | +1.6% | 51,633 | -3.0% | 0.57% | +1.8% |
| EWC | Buy | ISHARES MSCI CANADA ETF EWCetf | $2,700,000 | +14.3% | 105,100 | +9.0% | 0.56% | +14.4% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO NV CB | $2,568,000 | +18.8% | 91,600 | +46.8% | 0.53% | +18.9% |
| SCG | Sell | SCANA CORP SCG | $2,426,000 | -8.5% | 33,525 | -4.3% | 0.50% | -8.3% |
| SWZ | Buy | SWISS HELVETIA FUND SWZ | $2,324,000 | +80.9% | 217,368 | +75.0% | 0.48% | +81.1% |
| NEOG | Sell | NEOGEN CORP NEOG | $2,228,000 | -4.5% | 39,829 | -4.0% | 0.46% | -4.4% |
| XYL | Sell | XYLEM INC XYL | $2,229,000 | +15.3% | 42,500 | -1.8% | 0.46% | +15.4% |
| ORBK | Sell | ORBOTECH LTD ORBK | $2,222,000 | +13.2% | 75,042 | -2.3% | 0.46% | +13.4% |
| AAPL | Sell | APPLE INC AAPL | $2,140,000 | +17.6% | 18,927 | -0.5% | 0.44% | +17.6% |
| ACM | Sell | AECOM ACM | $2,126,000 | -8.3% | 71,500 | -2.1% | 0.44% | -8.2% |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP NYC | $2,112,000 | +23.8% | 148,400 | +30.4% | 0.43% | +24.0% |
| SBNY | Sell | SIGNATURE BANK SBNY | $1,889,000 | -6.9% | 15,950 | -1.8% | 0.39% | -7.0% |
| ACAS | Sell | AMERICAN CAPITAL LTD ACAS | $1,840,000 | +6.6% | 108,805 | -0.2% | 0.38% | +6.8% |
| EWA | Sell | ISHARES MSCI AUSTRALIA ETF EWAetf | $1,768,000 | +6.6% | 84,600 | -0.8% | 0.36% | +6.7% |
| HDNG | Sell | HARDINGE INC HDNG | $1,689,000 | +8.2% | 151,760 | -2.2% | 0.35% | +8.1% |
| BAX | Buy | BAXTER INTERNATIONAL INC BAX | $1,676,000 | +234.5% | 35,219 | +218.0% | 0.34% | +235.0% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC ZBH | $1,659,000 | +5.9% | 12,760 | -1.9% | 0.34% | +5.9% |
| SYT | Buy | SYNGENTA AG-ADR SYT | $1,572,000 | +48.9% | 17,950 | +30.5% | 0.32% | +48.8% |
| DST | DST SYSTEMS INC DST | $1,562,000 | +1.2% | 13,250 | 0.0% | 0.32% | +1.3% | |
| TEO | Buy | TELECOM ARGENTINA SA-SP ADR TEadr | $1,532,000 | +309.6% | 83,700 | +310.3% | 0.32% | +309.1% |
| GOOG | Sell | ALPHABET INC-CL C GOOG | $1,387,000 | +8.6% | 1,784 | -3.3% | 0.28% | +8.8% |
| SHPG | Sell | SHIRE PLC-ADR SHPGadr | $1,378,000 | -7.8% | 7,110 | -12.5% | 0.28% | -7.8% |
| FLS | Buy | FLOWSERVE CORP FLS | $1,339,000 | +184.9% | 27,760 | +166.9% | 0.28% | +183.5% |
| KO | Sell | COCA-COLA CO/THE KO | $1,334,000 | -12.2% | 31,524 | -6.0% | 0.27% | -12.2% |
| SYK | Sell | STRYKER CORP SYK | $1,333,000 | -5.7% | 11,450 | -3.0% | 0.27% | -5.5% |
| GOOGL | Sell | ALPHABET INC-CL A GOOGL | $1,328,000 | +10.2% | 1,652 | -3.6% | 0.27% | +10.5% |
| GE | Sell | GENERAL ELECTRIC CO GE | $1,242,000 | -11.9% | 41,942 | -6.4% | 0.26% | -12.1% |
| MOS | Sell | MOSAIC CO/THE MOS | $1,241,000 | -9.1% | 50,725 | -2.7% | 0.26% | -8.9% |
| ESBK | Sell | ELMIRA SAVINGS BANK ESBK | $1,080,000 | -0.2% | 54,248 | -1.4% | 0.22% | 0.0% |
| VIAV | Sell | VIAVI SOLUTIONS INC VIAV | $897,000 | +8.5% | 121,400 | -2.6% | 0.18% | +8.2% |
| AGG | Buy | ISHARES CORE U.S. AGGREGATE AGetf | $792,000 | +21.3% | 7,047 | +21.5% | 0.16% | +21.6% |
| CSCO | Sell | CISCO SYSTEMS INC CSCO | $775,000 | +0.1% | 24,420 | -9.5% | 0.16% | 0.0% |
| PBW | Buy | POWERSHARES WILDERH CLEAN EN Petf | $748,000 | +66.2% | 193,300 | +64.0% | 0.15% | +67.4% |
| BLBD | New | BLUE BIRD CORP BLBD | $726,000 | – | 49,700 | +100.0% | 0.15% | – |
| XLU | UTILITIES SELECT SECTOR SPDR Xetf | $671,000 | -6.7% | 13,700 | 0.0% | 0.14% | -6.8% | |
| BSV | Sell | VANGUARD SHORT-TERM BOND ETF Betf | $561,000 | -8.9% | 6,945 | -8.6% | 0.12% | -8.7% |
| TMP | Sell | TOMPKINS FINANCIAL CORP TMP | $515,000 | +14.2% | 6,740 | -2.9% | 0.11% | +14.0% |
| MDT | Sell | MEDTRONIC PLC MDT | $474,000 | -89.9% | 5,481 | -89.8% | 0.10% | -89.9% |
| NNUTU | Sell | ROYAL HAWAIIAN ORCHARDS LP NNUltd | $445,000 | -6.1% | 156,007 | -7.8% | 0.09% | -5.2% |
| ATHM | New | AUTOHOME INC-ADR ATHM | $444,000 | – | 18,300 | +100.0% | 0.09% | – |
| PSX | New | PHILLIPS 66 PSX | $376,000 | – | 4,665 | +100.0% | 0.08% | – |
| REGN | Sell | REGENERON PHARMACEUTICALS REGN | $362,000 | +3.7% | 900 | -10.0% | 0.07% | +2.8% |
| DIS | Sell | WALT DISNEY CO/THE DIS | $344,000 | -6.3% | 3,706 | -1.3% | 0.07% | -5.3% |
| CI | CIGNA CORP CI | $313,000 | +2.0% | 2,400 | 0.0% | 0.06% | +1.6% | |
| KRE | New | SPDR S&P REGIONAL BANKING KREetf | $254,000 | – | 6,000 | +100.0% | 0.05% | – |
| CMC | New | COMMERCIAL METALS CO CMC | $238,000 | – | 14,700 | +100.0% | 0.05% | – |
| PAYX | PAYCHEX INC PAYX | $221,000 | -3.1% | 3,825 | 0.0% | 0.04% | -4.3% | |
| OCLR | New | OCLARO INC OCLR | $211,000 | – | 24,700 | +100.0% | 0.04% | – |
| IXYS | Sell | IXYS CORPORATION IXYS | $141,000 | +8.5% | 11,700 | -7.9% | 0.03% | +7.4% |
| IAF | New | ABERDEEN AUSTRALIA EQUITY FD Icef | $131,000 | – | 22,550 | +100.0% | 0.03% | – |
| GSVC | Buy | GSV CAPITAL CORP GSVC | $115,000 | +88.5% | 24,300 | +100.8% | 0.02% | +84.6% |
| HL | Buy | HECLA MINING CO HL | $78,000 | +50.0% | 13,639 | +33.4% | 0.02% | +45.5% |
| AMD | ADVANCED MICRO DEVICES AMD | $69,000 | +35.3% | 10,000 | 0.0% | 0.01% | +40.0% | |
| SVU | SUPERVALU INC SVU | $50,000 | +6.4% | 10,000 | 0.0% | 0.01% | 0.0% | |
| EVRI | EVERI HOLDINGS INC EVRI | $35,000 | +118.8% | 14,000 | 0.0% | 0.01% | +133.3% | |
| MHTX | MANHATTAN SCIENTIFICS INC MHTX | $6,000 | -33.3% | 145,000 | 0.0% | 0.00% | -50.0% | |
| AVLNF | AVALON ADVANCED MATERIALS IN A | $3,000 | 0.0% | 18,750 | 0.0% | 0.00% | 0.0% | |
| ADFS | AMERICAN DEFENSE SYSTEMS INC A | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| NI | Exit | NISOURCE INC NI | $0 | – | -8,100 | -100.0% | -0.04% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC VZ | $0 | – | -3,937 | -100.0% | -0.04% | – |
| PEP | Exit | PEPSICO INC PEP | $0 | – | -2,070 | -100.0% | -0.04% | – |
| CBU | Exit | COMMUNITY BANK SYSTEM INC CBU | $0 | – | -5,864 | -100.0% | -0.05% | – |
| DHR | Exit | DANAHER CORP DHR | $0 | – | -2,500 | -100.0% | -0.05% | – |
| NWE | Exit | NORTHWESTERN CORP NWE | $0 | – | -14,150 | -100.0% | -0.18% | – |
| ENTG | Exit | ENTEGRIS INC ENTG | $0 | – | -119,594 | -100.0% | -0.36% | – |
| TRP | Exit | TRANSCANADA CORP TRP | $0 | – | -62,450 | -100.0% | -0.58% | – |
| EMC | Exit | EMC CORP/MA EMC | $0 | – | -172,200 | -100.0% | -0.96% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.