JOHN G ULLMAN & ASSOCIATES INC - Q3 2015 holdings

$421 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 122 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 27.8% .

 Value Shares↓ Weighting
JNJ SellJOHNSON & JOHNSON JNJ$26,350,000
-9.8%
282,276
-5.8%
6.25%
+13.7%
GLW SellCORNING INC GLW$19,976,000
-16.1%
1,166,847
-3.4%
4.74%
+5.7%
KO SellCOCA-COLA CO/THE KO$17,003,000
-2.5%
423,797
-4.6%
4.03%
+22.9%
XOM SellEXXON MOBIL CORP XOM$15,660,000
-29.1%
210,627
-20.7%
3.72%
-10.6%
PFE BuyPFIZER INC PFE$14,700,000
+4.7%
468,017
+11.8%
3.49%
+32.0%
EMR SellEMERSON ELECTRIC CO EMR$13,111,000
-32.4%
296,823
-15.2%
3.11%
-14.8%
INTC SellINTEL CORP INTC$11,472,000
-6.1%
380,625
-5.3%
2.72%
+18.3%
SLB BuySCHLUMBERGER LTD SLB$10,727,000
-11.6%
155,535
+10.5%
2.54%
+11.5%
MRK BuyMERCK & CO. INC. MRK$10,513,000
-2.5%
212,859
+12.4%
2.49%
+22.9%
GSK SellGLAXOSMITHKLINE PLC-SPON ADR G$10,028,000
-10.8%
260,805
-3.4%
2.38%
+12.4%
GVA BuyGRANITE CONSTRUCTION INC GVA$9,617,000
-1.3%
324,122
+18.1%
2.28%
+24.4%
LNN BuyLINDSAY CORP LNN$9,436,000
-2.5%
139,200
+26.4%
2.24%
+22.9%
BMY SellBRISTOL-MYERS SQUIBB CO BMY$9,195,000
-13.5%
155,329
-2.7%
2.18%
+9.1%
GXP SellGREAT PLAINS ENERGY INC GXP$8,676,000
+5.7%
321,095
-5.5%
2.06%
+33.3%
BCE SellBCE INC BCE$8,417,000
-7.1%
205,503
-3.6%
2.00%
+17.1%
BRKS BuyBROOKS AUTOMATION INC BRKS$7,956,000
+12.3%
679,392
+9.8%
1.89%
+41.5%
IBM SellINTL BUSINESS MACHINES CORP IB$7,442,000
-27.2%
51,335
-18.3%
1.77%
-8.3%
IDA SellIDACORP INC IDA$7,384,000
+11.2%
114,110
-3.5%
1.75%
+40.2%
CSCO SellCISCO SYSTEMS INC CSCO$7,084,000
-9.7%
269,865
-5.6%
1.68%
+13.8%
HON SellHONEYWELL INTERNATIONAL INC HO$6,919,000
-12.5%
73,070
-5.8%
1.64%
+10.3%
AMAT BuyAPPLIED MATERIALS INC AMAT$5,925,000
+20.0%
403,310
+57.0%
1.41%
+51.3%
OTTR BuyOTTER TAIL CORP OTTR$5,713,000
+2.7%
219,214
+4.8%
1.36%
+29.4%
MSFT SellMICROSOFT CORP MSFT$5,482,000
-4.4%
123,867
-4.6%
1.30%
+20.6%
CYT SellCYTEC INDUSTRIES INC CYT$5,480,000
+13.7%
74,200
-6.8%
1.30%
+43.3%
IR BuyINGERSOLL-RAND PLC IR$5,223,000
+1.0%
102,870
+34.2%
1.24%
+27.3%
EXC BuyEXELON CORP EXC$5,017,000
+28.3%
168,930
+35.7%
1.19%
+61.7%
MDU SellMDU RESOURCES GROUP INC MDU$4,893,000
-19.6%
284,475
-8.8%
1.16%
+1.3%
NEE SellNEXTERA ENERGY INC NEE$4,861,000
-8.2%
49,835
-7.7%
1.15%
+15.6%
NVS SellNOVARTIS AG-SPONSORED ADR NVSadr$4,814,000
-13.3%
52,374
-7.2%
1.14%
+9.3%
MDT SellMEDTRONIC PLC MDT$4,637,000
-19.2%
69,277
-10.5%
1.10%
+1.9%
EMC BuyEMC CORP/MA EMC$4,612,000
+61.7%
190,900
+76.6%
1.09%
+103.7%
EWS BuyISHARES MSCI SINGAPORE ETF EWSetf$4,259,000
-15.8%
418,810
+4.1%
1.01%
+6.2%
OGE SellOGE ENERGY CORP OGE$4,234,000
-24.0%
154,735
-20.6%
1.00%
-4.1%
POR SellPORTLAND GENERAL ELECTRIC CO P$4,187,000
+4.5%
113,260
-6.3%
0.99%
+31.7%
MON BuyMONSANTO CO MON$3,908,000
+102.5%
45,790
+152.8%
0.93%
+155.4%
TMO SellTHERMO FISHER SCIENTIFIC INC T$3,734,000
-11.5%
30,533
-6.1%
0.89%
+11.6%
SNHY BuySUN HYDRAULICS CORP SNHY$3,456,000
+4.3%
125,800
+44.8%
0.82%
+31.6%
EEMV SellISHARES MSCI EMERG MKT MIN V Eetf$3,322,000
-21.8%
66,675
-9.5%
0.79%
-1.5%
MMM Sell3M CO MMM$3,236,000
-13.2%
22,825
-5.5%
0.77%
+9.6%
AMGN SellAMGEN INC AMGN$3,158,000
-35.8%
22,830
-28.8%
0.75%
-19.1%
TMP SellTOMPKINS FINANCIAL CORP TMP$3,076,000
-14.4%
57,647
-13.8%
0.73%
+8.0%
AMSWA BuyAMERICAN SOFTWARE INC-CL A AMS$3,068,000
+11.9%
325,716
+12.9%
0.73%
+41.1%
DIS SellWALT DISNEY CO/THE DIS$3,055,000
-18.8%
29,895
-9.3%
0.72%
+2.4%
IXYS SellIXYS CORPORATION IXYS$3,031,000
-32.9%
271,615
-8.0%
0.72%
-15.4%
EWA SellISHARES MSCI AUSTRALIA ETF EWAetf$2,994,000
-22.2%
167,050
-8.8%
0.71%
-2.1%
XRAY SellDENTSPLY INTERNATIONAL INC XRA$2,795,000
-6.7%
55,275
-4.9%
0.66%
+17.6%
CGW BuyGUGGENHEIM S&P GLOBAL WATER CGetf$2,731,000
+9.2%
103,450
+18.2%
0.65%
+37.6%
FLS SellFLOWSERVE CORP FLS$2,720,000
-27.3%
66,125
-6.9%
0.64%
-8.4%
EWC SellISHARES MSCI CANADA ETF EWCetf$2,569,000
-15.8%
111,700
-2.3%
0.61%
+6.3%
CIEN BuyCIENA CORP CIEN$2,464,000
+321.2%
118,900
+381.4%
0.58%
+431.8%
CHMG BuyCHEMUNG FINANCIAL CORP CHMG$2,451,000
+18.5%
87,451
+12.0%
0.58%
+49.6%
KRE NewSPDR S&P REGIONAL BANKING KRE$2,368,00057,500
+100.0%
0.56%
LG SellLACLEDE GROUP INC/THE LG$2,236,000
-1.0%
41,000
-5.5%
0.53%
+24.9%
MENT SellMENTOR GRAPHICS CORP MENT$2,214,000
-11.2%
89,900
-4.7%
0.52%
+11.9%
DGX BuyQUEST DIAGNOSTICS INC DGX$2,202,000
+619.6%
35,826
+747.8%
0.52%
+800.0%
LNDC SellLANDEC CORP LNDC$2,143,000
-24.6%
183,600
-6.8%
0.51%
-5.0%
HAL SellHALLIBURTON CO HAL$2,135,000
-22.6%
60,384
-5.8%
0.51%
-2.5%
ADI SellANALOG DEVICES INC ADI$2,130,000
-19.8%
37,766
-8.7%
0.50%
+1.0%
XRX BuyXEROX CORP XRX$2,027,000
-1.2%
208,300
+8.0%
0.48%
+24.6%
NEOG SellNEOGEN CORP NEOG$2,008,000
-9.2%
44,631
-4.2%
0.48%
+14.4%
DUK SellDUKE ENERGY CORP DUK$1,966,000
-1.8%
27,322
-3.6%
0.47%
+23.6%
HPQ BuyHEWLETT-PACKARD CO HPQ$1,905,000
+0.6%
74,400
+17.9%
0.45%
+26.6%
TRP BuyTRANSCANADA CORP TRP$1,782,000
-1.3%
56,420
+27.0%
0.42%
+24.4%
NXPI BuyNXP SEMICONDUCTORS NV NXPI$1,672,000
+269.9%
19,200
+317.4%
0.40%
+367.1%
AEGN BuyAEGION CORP AEGN$1,637,000
+6.4%
99,352
+22.3%
0.39%
+33.8%
KS NewKAPSTONE PAPER AND PACKAGING K$1,630,00098,700
+100.0%
0.39%
PCLN NewPRICELINE GROUP INC/THE PCLN$1,608,0001,300
+100.0%
0.38%
AGX SellARGAN INC AGX$1,583,000
-17.5%
45,650
-4.0%
0.38%
+4.2%
QIHU SellQIHOO 360 TECHNOLOGY CO-ADR QIadr$1,558,000
-33.6%
32,575
-6.1%
0.37%
-16.3%
ABT SellABBOTT LABORATORIES ABT$1,544,000
-25.3%
38,377
-8.8%
0.37%
-5.9%
XYL SellXYLEM INC XYL$1,511,000
-19.8%
46,000
-9.4%
0.36%
+1.4%
GM NewGENERAL MOTORS CO GM$1,464,00048,762
+100.0%
0.35%
ACAS BuyAMERICAN CAPITAL LTD ACAS$1,440,000
-4.9%
118,455
+6.0%
0.34%
+20.0%
MOS BuyMOSAIC CO/THE MOS$1,433,000
+172.4%
46,075
+310.1%
0.34%
+243.4%
STJ SellST JUDE MEDICAL INC STJ$1,427,000
-18.0%
22,624
-5.0%
0.34%
+3.4%
MU NewMICRON TECHNOLOGY INC MU$1,372,00091,600
+100.0%
0.33%
GE SellGENERAL ELECTRIC CO GE$1,362,000
-86.3%
53,992
-85.6%
0.32%
-82.7%
ZBH SellZIMMER BIOMET HOLDINGS INC ZBH$1,344,000
-20.1%
14,310
-7.1%
0.32%
+0.6%
CBI SellCHICAGO BRIDGE & IRON CO NV CB$1,283,000
-32.3%
32,350
-14.5%
0.30%
-14.8%
SYK SellSTRYKER CORP SYK$1,270,000
-9.3%
13,500
-7.8%
0.30%
+14.0%
GOOGL SellGOOGLE INC-CL A GOOGL$1,145,000
+9.7%
1,793
-7.2%
0.27%
+38.1%
GOOG SellGOOGLE INC-CL C GOOG$1,091,000
+8.4%
1,793
-7.2%
0.26%
+37.0%
BXLT NewBAXALTA INC BXLT$1,089,00034,555
+100.0%
0.26%
EME SellEMCOR GROUP INC EME$1,009,000
-14.9%
22,800
-8.1%
0.24%
+7.2%
WTS SellWATTS WATER TECHNOLOGIES-A WTS$971,000
-11.6%
18,375
-13.2%
0.23%
+11.1%
SYT SellSYNGENTA AG-ADR SYT$947,000
-29.2%
14,850
-9.5%
0.22%
-10.7%
ESBK SellELMIRA SAVINGS BANK ESBK$906,000
-7.7%
47,206
-3.4%
0.22%
+16.2%
NWLTF SellNEWALTA CORP NWLTF$904,000
-57.1%
130,400
-30.5%
0.21%
-46.0%
HDNG SellHARDINGE INC HDNG$873,000
-13.4%
95,244
-6.9%
0.21%
+8.9%
NWE SellNORTHWESTERN CORP NWE$859,000
-0.1%
15,950
-9.6%
0.20%
+25.9%
AAPL SellAPPLE INC AAPL$640,000
-34.8%
5,802
-25.9%
0.15%
-17.8%
ENTG SellENTEGRIS INC ENTG$624,000
-17.7%
47,294
-9.0%
0.15%
+3.5%
TEL SellTE CONNECTIVITY LTD TEL$594,000
-20.5%
9,925
-14.6%
0.14%0.0%
NNUTU  ROYAL HAWAIIAN ORCHARDS LP NNUltd$550,000
-5.3%
189,8070.0%0.13%
+19.3%
BNS SellBANK OF NOVA SCOTIA BNS$520,000
-18.5%
11,800
-4.5%
0.12%
+2.5%
REGN SellREGENERON PHARMACEUTICALS REGN$489,000
-17.4%
1,051
-9.5%
0.12%
+4.5%
BAX SellBAXTER INTERNATIONAL INC BAX$435,000
-59.6%
13,256
-14.0%
0.10%
-49.3%
SIAL SellSIGMA-ALDRICH SIAL$431,000
-85.8%
3,100
-85.7%
0.10%
-82.1%
VNM SellMARKET VECTORS VIETNAM ETF VNMetf$406,000
-28.8%
26,200
-14.4%
0.10%
-10.3%
IPHI SellINPHI CORP IPHI$373,000
-5.1%
15,500
-9.9%
0.09%
+18.9%
BSV SellVANGUARD SHORT-TERM BOND ETF Betf$332,000
-2.4%
4,135
-2.4%
0.08%
+23.4%
AGG NewISHARES CORE U.S. AGGREGATE AGetf$296,0002,703
+100.0%
0.07%
AKAM SellAKAMAI TECHNOLOGIES INC AKAM$297,000
-13.2%
4,300
-12.2%
0.07%
+9.4%
LXFR SellLUXFER HOLDINGS PLC-ADR LXFRadr$282,000
-24.6%
26,135
-9.0%
0.07%
-4.3%
ALTR SellALTERA CORP ALTR$255,000
-94.8%
5,100
-94.6%
0.06%
-93.3%
SWZ SellSWISS HELVETIA FUND SWZ$246,000
-17.4%
22,625
-11.2%
0.06%
+3.6%
TYC SellTYCO INTERNATIONAL PLC TYC$236,000
-93.3%
7,050
-92.3%
0.06%
-91.6%
VZ SellVERIZON COMMUNICATIONS INC VZ$229,000
-20.8%
5,262
-15.0%
0.05%0.0%
ISCA BuyINTL SPEEDWAY CORP-CL A ISCA$225,000
-0.9%
7,079
+14.6%
0.05%
+23.3%
VOO BuyVANGUARD S&P 500 ETF VOOetf$222,000
+2.8%
1,262
+10.5%
0.05%
+29.3%
CBU  COMMUNITY BANK SYSTEM INC CBU$218,000
-1.4%
5,8640.0%0.05%
+23.8%
GSVC SellGSV CAPITAL CORP GSVC$210,000
-90.3%
26,700
-87.3%
0.05%
-87.8%
CCC SellCALGON CARBON CORP CCC$193,000
-92.9%
12,400
-91.2%
0.05%
-91.1%
PBW SellPOWERSHARES WILDERH CLEAN EN Petf$161,000
-26.8%
39,200
-3.2%
0.04%
-7.3%
SVU  SUPERVALU INC SVU$72,000
-11.1%
10,0000.0%0.02%
+13.3%
VIAV NewVIAVI SOLUTIONS INC VIAV$67,00012,500
+100.0%
0.02%
AMD BuyADVANCED MICRO DEVICES AMD$22,000
-8.3%
13,000
+30.0%
0.01%0.0%
MHTX  MANHATTAN SCIENTIFICS INC MHTX$16,000
+128.6%
145,0000.0%0.00%
+300.0%
PWE SellPENN WEST PETROLEUM LTD PWE$7,000
-76.7%
16,650
-2.9%
0.00%
-66.7%
ADFS  AMERICAN DEFENSE SYSTEMS INC A$050,0000.0%0.00%
SOGCQ  SABINE OIL & GAS CORP SOGCQ$1,000
-75.0%
50,0000.0%0.00%
-100.0%
AVLNF  AVALON RARE METALS INC AVL$2,000
-50.0%
18,7500.0%0.00%
-100.0%
IPAS ExitIPASS INC IPAS$0-14,800
-100.0%
-0.00%
BRXX ExitEGSHARES BRAZIL INFRA ETF BRXXetf$0-13,200
-100.0%
-0.02%
JDSU ExitJDS UNIPHASE CORP JDSU$0-12,500
-100.0%
-0.03%
CVE ExitCENOVUS ENERGY INC CVE$0-10,166
-100.0%
-0.03%
VRSN ExitVERISIGN INC VRSN$0-3,500
-100.0%
-0.04%
SU ExitSUNCOR ENERGY INC SU$0-7,913
-100.0%
-0.04%
CWB ExitSPDR BARCLAYS CONVERTIBLE SE Cetf$0-5,062
-100.0%
-0.04%
KEGXQ ExitKEY ENERGY SERVICES INC KEG$0-132,500
-100.0%
-0.04%
EWZ ExitISHARES MSCI BRAZIL CAPPED E Eetf$0-8,960
-100.0%
-0.06%
T ExitAT&T INC T$0-9,954
-100.0%
-0.07%
XON ExitINTREXON CORP XON$0-11,828
-100.0%
-0.11%
ROP ExitROPER TECHNOLOGIES INC ROP$0-5,084
-100.0%
-0.16%
ECNS ExitISHARES MSCI CHINA SMALL-CAP Eetf$0-16,400
-100.0%
-0.18%
PEP ExitPEPSICO INC PEP$0-10,925
-100.0%
-0.19%
FXI ExitISHARES CHINA LARGE-CAP ETF FXetf$0-25,700
-100.0%
-0.22%
EPU ExitISHARES MSCI ALL PERU CAPPED Eetf$0-41,790
-100.0%
-0.23%
ELP ExitCIA PARANAENSE ENER-SP ADR P Eadr$0-111,300
-100.0%
-0.23%
COHU ExitCOHU INC COHU$0-109,085
-100.0%
-0.27%
DLB ExitDOLBY LABORATORIES INC-CL A DL$0-50,840
-100.0%
-0.38%
ADT ExitADT CORP/THE ADT$0-69,687
-100.0%
-0.44%
HOLX ExitHOLOGIC INC HOLX$0-63,580
-100.0%
-0.46%
CMC ExitCOMMERCIAL METALS CO CMC$0-157,200
-100.0%
-0.48%
TTEK ExitTETRA TECH INC TTEK$0-101,281
-100.0%
-0.49%
CHL ExitCHINA MOBILE LTD-SPON ADR CHLadr$0-42,950
-100.0%
-0.52%
EEM ExitISHARES MSCI EMERGING MARKET Eetf$0-76,660
-100.0%
-0.57%
YAO ExitGUGGENHEIM CHINA ALL-CAP ETF Yetf$0-98,844
-100.0%
-0.58%
ITRI ExitITRON INC ITRI$0-93,625
-100.0%
-0.61%
ExitCANADIAN WESTERN BANK CBWBF$0-145,245
-100.0%
-0.66%
LLY ExitELI LILLY & CO LLY$0-50,688
-100.0%
-0.80%
DRC ExitDRESSER-RAND GROUP INC DRC$0-60,719
-100.0%
-0.97%
PLL ExitPALL CORP PLL$0-82,666
-100.0%
-1.94%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR/A filed 2015-10-23
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
EMERSON ELECTRIC CO EMR42Q3 20237.8%
CORNING INC GLW42Q3 20234.8%
EXXON MOBIL CORP XOM42Q3 20236.3%
PFIZER INC PFE42Q3 20235.2%
BRISTOL-MYERS SQUIBB CO BMY42Q3 20236.1%
INTEL CORP INTC42Q3 20233.5%
INTL BUSINESS MACHINES CORP IB42Q3 20233.1%
NOVARTIS AG-SPONSORED ADR NVS42Q3 20233.3%
MERCK & CO. INC. MRK42Q3 20233.2%
OGE ENERGY CORP OGE42Q3 20234.5%

View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.

Latest significant ownerships (13-D/G)
JOHN G ULLMAN & ASSOCIATES INC Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ELMIRA SAVINGS & LOAN FA /TAJanuary 30, 2018174,0006.7%
EGA Emerging Global Shares TrustAugust 05, 201043,9258.0%
DETECTION SYSTEMS INCFebruary 08, 2000344,3715.7%

View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-01-31
13F-HR2023-11-01
13F-HR2023-08-21
13F-HR2023-05-05
13F-HR2023-02-08
13F-HR2022-10-19
13F-HR2022-07-27
13F-HR2022-04-29
13F-HR2022-01-26
13F-HR2021-11-02

View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported has been restated
  • The reported has been amended

Export JOHN G ULLMAN & ASSOCIATES INC's holdings