$526 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 141 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 11.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | JOHNSON & JOHNSON | $29,540,000 | +0.8% | 293,636 | +4.7% | 5.61% | +1.7% |
| GLW | Sell | CORNING INC | $22,719,000 | -2.2% | 1,001,720 | -1.1% | 4.32% | -1.3% |
| XOM | Buy | EXXON MOBIL CORP | $22,511,000 | +4.8% | 264,840 | +14.0% | 4.28% | +5.8% |
| EMR | Buy | EMERSON ELEC CO | $18,001,000 | -5.6% | 317,933 | +2.9% | 3.42% | -4.7% |
| KO | Buy | COCA COLA CO | $16,860,000 | +5.7% | 415,791 | +10.1% | 3.20% | +6.7% |
| PFE | Sell | PFIZER INC | $14,731,000 | +10.4% | 423,437 | -1.1% | 2.80% | +11.5% |
| PLL | Sell | PALL CORP | $13,970,000 | -2.6% | 139,162 | -1.8% | 2.66% | -1.7% |
| INTC | Sell | INTEL CORP | $13,096,000 | -15.5% | 418,801 | -2.0% | 2.49% | -14.7% |
| SLB | Buy | SCHLUMBERGER LTD | $12,217,000 | +3.2% | 146,420 | +5.6% | 2.32% | +4.2% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $11,916,000 | +18.1% | 258,200 | +9.3% | 2.26% | +19.2% |
| MRK | Sell | MERCK & CO INC NEW | $11,423,000 | -0.8% | 198,729 | -2.0% | 2.17% | +0.1% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $10,673,000 | -18.8% | 165,469 | -25.7% | 2.03% | -18.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $10,598,000 | +23.6% | 66,031 | +23.5% | 2.01% | +24.7% |
| GVA | Buy | GRANITE CONSTR INC | $9,646,000 | -2.4% | 274,497 | +5.6% | 1.83% | -1.5% |
| GXP | Sell | GREAT PLAINS ENERGY INC | $9,532,000 | -9.0% | 357,275 | -3.1% | 1.81% | -8.1% |
| GE | Buy | GENERAL ELECTRIC CO | $9,497,000 | +14.9% | 382,805 | +17.1% | 1.80% | +16.0% |
| BCE | Buy | BCE INC | $8,865,000 | -2.9% | 209,282 | +5.1% | 1.68% | -2.0% |
| HON | Sell | HONEYWELL INTL INC | $8,699,000 | -0.2% | 83,393 | -4.4% | 1.65% | +0.7% |
| CSCO | Sell | CISCO SYS INC | $8,241,000 | -3.4% | 299,385 | -2.4% | 1.57% | -2.5% |
| IDA | Sell | IDACORP INC | $7,739,000 | -7.1% | 123,100 | -2.2% | 1.47% | -6.2% |
| LNN | Buy | LINDSAY CORP | $7,578,000 | +4.6% | 99,388 | +17.6% | 1.44% | +5.6% |
| BRKS | Sell | BROOKS AUTOMATION INC | $7,155,000 | -10.9% | 615,242 | -2.4% | 1.36% | -10.1% |
| OTTR | Sell | OTTER TAIL CORP | $6,498,000 | +1.5% | 201,978 | -2.3% | 1.24% | +2.5% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $5,965,000 | +4.3% | 60,489 | -2.0% | 1.13% | +5.3% |
| NEE | Sell | NEXTERA ENERGY INC | $5,828,000 | -5.7% | 56,010 | -3.7% | 1.11% | -4.8% |
| MSFT | Sell | MICROSOFT CORP | $5,517,000 | -13.9% | 135,700 | -1.7% | 1.05% | -13.1% |
| IR | Sell | INGERSOLL-RAND PLC | $5,438,000 | +6.1% | 79,870 | -1.2% | 1.03% | +7.2% |
| MDU | Buy | MDU RES GROUP INC | $5,416,000 | +67.4% | 253,810 | +84.4% | 1.03% | +69.0% |
| EWS | Buy | ISHARESmsci singap etf | $5,397,000 | +0.1% | 421,675 | +2.3% | 1.03% | +1.0% |
| DRC | Sell | DRESSER-RAND GROUP INC | $5,285,000 | -4.2% | 65,774 | -2.5% | 1.00% | -3.4% |
| AMGN | Sell | AMGEN INC | $5,242,000 | -3.1% | 32,793 | -3.4% | 1.00% | -2.2% |
| OGE | Buy | OGE ENERGY CORP | $4,928,000 | +5.3% | 155,905 | +18.2% | 0.94% | +6.4% |
| POR | Sell | PORTLAND GEN ELEC CO | $4,862,000 | -5.7% | 131,085 | -3.8% | 0.92% | -4.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $4,585,000 | +2.0% | 34,133 | -4.9% | 0.87% | +2.8% |
| CYT | Sell | CYTEC INDS INC | $4,491,000 | +13.5% | 83,100 | -3.0% | 0.85% | +14.6% |
| EEMV | Buy | ISHARESem mk minvol etf | $4,432,000 | +9.9% | 75,100 | +5.5% | 0.84% | +10.9% |
| ALTR | Buy | ALTERA CORP | $4,405,000 | +33.1% | 102,650 | +14.6% | 0.84% | +34.3% |
| EXC | Sell | EXELON CORP | $4,354,000 | -13.6% | 129,550 | -4.7% | 0.83% | -12.8% |
| MMM | Sell | 3M CO | $4,338,000 | -5.3% | 26,301 | -5.7% | 0.82% | -4.5% |
| AMAT | Sell | APPLIED MATLS INC | $4,057,000 | -10.7% | 179,810 | -1.3% | 0.77% | -9.8% |
| LLY | Sell | LILLY ELI & CO | $3,955,000 | -13.9% | 54,438 | -18.2% | 0.75% | -13.1% |
| TMP | Sell | TOMPKINS FINANCIAL CORPORATI | $3,831,000 | -4.5% | 71,135 | -1.9% | 0.73% | -3.6% |
| ITRI | Buy | ITRON INC | $3,744,000 | -4.9% | 102,550 | +10.2% | 0.71% | -3.9% |
| IXYS | Buy | IXYS CORP | $3,716,000 | -0.7% | 301,615 | +1.5% | 0.71% | +0.1% |
| DIS | Sell | DISNEY WALT CO | $3,687,000 | +7.1% | 35,152 | -3.8% | 0.70% | +8.2% |
| FLS | Buy | FLOWSERVE CORP | $3,662,000 | +29.1% | 64,825 | +36.7% | 0.70% | +30.3% |
| EWA | Buy | ISHARESmsci aust etf | $3,560,000 | +49.9% | 155,715 | +45.4% | 0.68% | +51.5% |
| HOLX | Sell | HOLOGIC INC | $3,242,000 | +21.2% | 98,160 | -1.9% | 0.62% | +22.2% |
| EEM | Sell | ISHARESmsci emg mkt etf | $3,187,000 | +0.4% | 79,410 | -1.7% | 0.61% | +1.5% |
| SIAL | Sell | SIGMA ALDRICH CORP | $3,170,000 | -3.7% | 22,933 | -4.4% | 0.60% | -2.9% |
| CCC | Buy | CALGON CARBON CORP | $3,138,000 | +12.6% | 148,925 | +11.1% | 0.60% | +13.5% |
| EWC | Buy | ISHARESmsci cda etf | $3,131,000 | +40.5% | 115,210 | +49.2% | 0.60% | +41.7% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $3,127,000 | -7.9% | 61,450 | -3.6% | 0.59% | -7.2% |
| ADT | Sell | THE ADT CORPORATION | $3,086,000 | +9.9% | 74,337 | -4.1% | 0.59% | +11.0% |
| YAO | Sell | CLAYMORE EXCHANGE-TRD FD TRgugg china allcp | $3,057,000 | +1.6% | 104,494 | -3.8% | 0.58% | +2.5% |
| LNDC | Sell | LANDEC CORP | $3,033,000 | -2.0% | 217,450 | -3.0% | 0.58% | -1.2% |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $2,943,000 | +8.6% | 45,250 | -1.7% | 0.56% | +9.6% |
| HAL | Buy | HALLIBURTON CO | $2,911,000 | +61.8% | 66,334 | +45.0% | 0.55% | +63.1% |
| EMC | Sell | E M C CORP MASS | $2,891,000 | -17.5% | 113,105 | -4.0% | 0.55% | -16.8% |
| ADI | Sell | ANALOG DEVICES INC | $2,782,000 | -29.0% | 44,166 | -37.5% | 0.53% | -28.3% |
| AMSWA | Buy | AMERICAN SOFTWARE INCcl a | $2,525,000 | +15.8% | 247,073 | +3.3% | 0.48% | +16.8% |
| CMC | Buy | COMMERCIAL METALS CO | $2,513,000 | +430.2% | 155,200 | +433.3% | 0.48% | +437.1% |
| MENT | Sell | MENTOR GRAPHICS CORP | $2,474,000 | +7.8% | 102,950 | -1.6% | 0.47% | +8.8% |
| TTEK | Buy | TETRA TECH INC NEW | $2,459,000 | +19.3% | 102,381 | +32.7% | 0.47% | +20.4% |
| LG | Sell | LACLEDE GROUP INC | $2,318,000 | -7.4% | 45,250 | -3.8% | 0.44% | -6.4% |
| NEOG | Sell | NEOGEN CORP | $2,284,000 | -7.0% | 48,873 | -1.3% | 0.43% | -6.1% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,247,000 | -53.3% | 29,270 | -49.2% | 0.43% | -52.9% |
| MON | Sell | MONSANTO CO NEW | $2,156,000 | -9.6% | 19,160 | -4.0% | 0.41% | -8.7% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $2,152,000 | +24.4% | 113,575 | +53.3% | 0.41% | +25.5% |
| ABT | Sell | ABBOTT LABS | $2,147,000 | -2.0% | 46,347 | -4.8% | 0.41% | -1.2% |
| DLB | Sell | DOLBY LABORATORIES INC | $2,119,000 | -16.8% | 55,540 | -5.9% | 0.40% | -15.9% |
| GSVC | Buy | GSV CAP CORP | $2,080,000 | +28.6% | 212,200 | +13.2% | 0.40% | +29.5% |
| CBI | Sell | CHICAGO BRIDGE & IRON CO N V | $2,062,000 | +9.6% | 41,850 | -6.6% | 0.39% | +10.7% |
| XYL | Sell | XYLEM INC | $1,996,000 | -12.9% | 56,990 | -5.4% | 0.38% | -12.3% |
| TRP | Buy | TRANSCANADA CORP | $1,983,000 | +20.7% | 46,420 | +38.7% | 0.38% | +22.0% |
| AGX | Sell | ARGAN INC | $1,886,000 | +0.9% | 52,150 | -6.1% | 0.36% | +1.7% |
| ZBH | Sell | ZIMMER HLDGS INC | $1,870,000 | +2.6% | 15,910 | -0.9% | 0.36% | +3.5% |
| QIHU | Buy | QIHOO 360 TECHNOLOGY CO LTDads | $1,828,000 | +149.4% | 35,700 | +178.9% | 0.35% | +151.4% |
| SNHY | Buy | SUN HYDRAULICS CORP | $1,789,000 | +13.9% | 43,250 | +8.4% | 0.34% | +14.9% |
| STJ | Sell | ST JUDE MED INC | $1,676,000 | -6.4% | 25,624 | -6.9% | 0.32% | -5.3% |
| AEGN | Buy | AEGION CORP | $1,600,000 | +109.2% | 88,650 | +115.6% | 0.30% | +111.1% |
| CHMG | Buy | CHEMUNG FINL CORP | $1,508,000 | +165.5% | 53,296 | +159.4% | 0.29% | +168.2% |
| CGW | Sell | CLAYMORE EXCHANGE TRD FD TRgugg s&p gbl wtr | $1,511,000 | -5.8% | 53,600 | -6.2% | 0.29% | -5.0% |
| KRE | Sell | SPDR SERIES TRUSTs&p regl bkg | $1,466,000 | -3.2% | 35,900 | -3.5% | 0.28% | -2.1% |
| HPQ | New | HEWLETT PACKARD CO | $1,461,000 | – | 46,900 | +100.0% | 0.28% | – |
| SYK | Sell | STRYKER CORP | $1,411,000 | -4.7% | 15,300 | -2.5% | 0.27% | -3.9% |
| EPU | Sell | ISHARESall peru cap etf | $1,343,000 | -16.1% | 47,190 | -5.8% | 0.26% | -15.3% |
| XRX | Sell | XEROX CORP | $1,320,000 | -7.9% | 102,700 | -0.7% | 0.25% | -7.0% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INCcl a | $1,284,000 | -16.1% | 23,325 | -3.3% | 0.24% | -15.3% |
| COHU | Sell | COHU INC | $1,274,000 | -8.7% | 116,452 | -0.7% | 0.24% | -8.0% |
| EME | Sell | EMCOR GROUP INC | $1,250,000 | -2.4% | 26,900 | -6.6% | 0.24% | -1.2% |
| HDNG | Sell | HARDINGE INC | $1,242,000 | -4.2% | 107,044 | -1.6% | 0.24% | -3.3% |
| ACAS | Sell | AMERICAN CAP LTD | $1,238,000 | -1.5% | 83,721 | -2.7% | 0.24% | -0.8% |
| FXI | Sell | ISHARESchina lg-cap etf | $1,196,000 | +0.3% | 26,930 | -5.9% | 0.23% | +1.3% |
| SYT | Sell | SYNGENTA AGsponsored adr | $1,180,000 | +3.2% | 17,400 | -2.2% | 0.22% | +4.2% |
| ELP | Buy | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $1,139,000 | +4.5% | 108,700 | +31.3% | 0.22% | +5.4% |
| GOOGL | GOOGLE INCcl a | $1,120,000 | +4.6% | 2,019 | 0.0% | 0.21% | +5.4% | |
| BAX | Sell | BAXTER INTL INC | $1,095,000 | -13.0% | 15,992 | -6.8% | 0.21% | -12.2% |
| ESBK | Sell | ELMIRA SVGS BK ELMIRA N Y | $1,055,000 | -14.0% | 51,718 | -3.1% | 0.20% | -13.0% |
| PEP | Sell | PEPSICO INC | $1,054,000 | +0.5% | 11,022 | -0.7% | 0.20% | +1.0% |
| NWE | Sell | NORTHWESTERN CORP | $1,030,000 | -9.2% | 19,150 | -4.5% | 0.20% | -8.4% |
| ROP | Sell | ROPER INDS INC NEW | $965,000 | +1.0% | 5,609 | -8.2% | 0.18% | +1.7% |
| TEL | Sell | TE CONNECTIVITY LTD | $915,000 | +10.6% | 12,775 | -2.3% | 0.17% | +11.5% |
| AAPL | Sell | APPLE INC | $905,000 | +12.1% | 7,275 | -0.5% | 0.17% | +13.2% |
| ECNS | Sell | ISHARESchina sm-cap etf | $884,000 | +5.4% | 18,300 | -1.1% | 0.17% | +6.3% |
| ENTG | Buy | ENTEGRIS INC | $787,000 | +41.3% | 57,494 | +36.2% | 0.15% | +42.9% |
| GXC | SPDR INDEX SHS FDSs&p china etf | $736,000 | +6.2% | 8,700 | 0.0% | 0.14% | +7.7% | |
| BNS | Sell | BANK N S HALIFAX | $666,000 | -21.9% | 13,250 | -11.4% | 0.13% | -21.1% |
| REGN | REGENERON PHARMACEUTICALS | $565,000 | +10.1% | 1,251 | 0.0% | 0.11% | +10.3% | |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $542,000 | -36.7% | 5,400 | -51.8% | 0.10% | -36.0% |
| XON | Sell | INTREXON CORP | $537,000 | +63.2% | 11,828 | -1.1% | 0.10% | +64.5% |
| MOS | Sell | MOSAIC CO NEW | $528,000 | -10.4% | 11,460 | -11.2% | 0.10% | -9.9% |
| VNM | Buy | MARKET VECTORS ETF TRvietnam etf | $478,000 | -11.2% | 28,300 | +1.1% | 0.09% | -9.9% |
| LXFR | Sell | LUXFER HLDGS PLCsponsored adr | $417,000 | -18.2% | 31,185 | -8.8% | 0.08% | -17.7% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $355,000 | – | 5,000 | +100.0% | 0.07% | – |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $335,000 | +20.9% | 4,160 | +20.2% | 0.06% | +23.1% |
| SWZ | Sell | SWISS HELVETIA FD INC | $326,000 | 0.0% | 28,250 | -3.4% | 0.06% | +1.6% |
| IPHI | INPHI CORP | $326,000 | -3.6% | 18,300 | 0.0% | 0.06% | -3.1% | |
| T | Sell | AT&T INC | $323,000 | -4.2% | 9,908 | -1.4% | 0.06% | -3.2% |
| KEGXQ | Sell | KEY ENERGY SVCS INC | $311,000 | -0.6% | 170,700 | -8.8% | 0.06% | 0.0% |
| DGX | QUEST DIAGNOSTICS INC | $307,000 | +14.6% | 3,990 | 0.0% | 0.06% | +16.0% | |
| EWZ | Sell | ISHARESmsci brz cap etf | $297,000 | -18.9% | 9,460 | -5.4% | 0.06% | -18.8% |
| VRSN | VERISIGN INC | $288,000 | +17.6% | 4,300 | 0.0% | 0.06% | +19.6% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $279,000 | -1.8% | 5,744 | -5.3% | 0.05% | 0.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $268,000 | -8.5% | 4,422 | -5.6% | 0.05% | -7.3% |
| SU | Sell | SUNCOR ENERGY INC NEW | $241,000 | -10.1% | 8,241 | -2.4% | 0.05% | -8.0% |
| PBW | Sell | POWERSHARES ETF TRUSTwndrhll cln en | $243,000 | +3.0% | 43,600 | -2.5% | 0.05% | +4.5% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $229,000 | +13.4% | 4,794 | +11.5% | 0.04% | +15.8% |
| AGG | New | ISHAREScore totusbd etf | $226,000 | – | 2,025 | +100.0% | 0.04% | – |
| COP | CONOCOPHILLIPS | $228,000 | -9.9% | 3,667 | 0.0% | 0.04% | -10.4% | |
| CVE | Sell | CENOVUS ENERGY INC | $215,000 | -23.8% | 12,766 | -6.6% | 0.04% | -22.6% |
| CBU | COMMUNITY BK SYS INC | $208,000 | -7.1% | 5,864 | 0.0% | 0.04% | -4.8% | |
| GILD | New | GILEAD SCIENCES INC | $203,000 | – | 2,069 | +100.0% | 0.04% | – |
| JDSU | JDS UNIPHASE CORP | $164,000 | -4.7% | 12,500 | 0.0% | 0.03% | -3.1% | |
| BRXX | Sell | EGA EMERGING GLOBAL SHS TRegs braz inf etf | $120,000 | -25.5% | 13,300 | -9.5% | 0.02% | -23.3% |
| ECA | New | ENCANA CORP | $114,000 | – | 10,194 | +100.0% | 0.02% | – |
| SVU | SUPERVALU INC | $116,000 | +19.6% | 10,000 | 0.0% | 0.02% | +22.2% | |
| AMD | ADVANCED MICRO DEVICES INC | $27,000 | 0.0% | 10,000 | 0.0% | 0.01% | 0.0% | |
| PWE | New | PENN WEST PETE LTD NEW | $22,000 | – | 13,150 | +100.0% | 0.00% | – |
| IPAS | IPASS INC | $16,000 | -20.0% | 14,800 | 0.0% | 0.00% | -25.0% | |
| AVLNF | AVALON RARE METALS INC | $5,000 | +66.7% | 18,750 | 0.0% | 0.00% | 0.0% | |
| ITT | Exit | ITT CORP NEW | $0 | – | -5,120 | -100.0% | -0.04% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,450 | -100.0% | -0.04% | – |
| WX | Exit | WUXI PHARMATECH CAYMAN INC | $0 | – | -7,972 | -100.0% | -0.05% | – |
| CVD | Exit | COVANCE INC | $0 | – | -3,890 | -100.0% | -0.08% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -5,600 | -100.0% | -0.11% | – |
| TEX | Exit | TEREX CORP NEW | $0 | – | -41,800 | -100.0% | -0.22% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS INC | $0 | – | -14,100 | -100.0% | -0.27% | – |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -16,866 | -100.0% | -0.32% | – |
| PCLN | Exit | PRICELINE COM INC | $0 | – | -1,575 | -100.0% | -0.34% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -71,933 | -100.0% | -0.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.