$233 Million is the total value of NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC's 112 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 181.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $64,807,000 | +18.3% | 346,541 | +16.8% | 27.76% | +0.2% |
VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $37,273,000 | +17.0% | 903,149 | +18.2% | 15.96% | -0.9% |
BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $27,218,000 | +13.9% | 335,242 | +12.3% | 11.66% | -3.5% |
IJH | Buy | ISHAREScore s&p mcp etf | $16,785,000 | +19.1% | 122,099 | +15.9% | 7.19% | +0.9% |
BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $14,430,000 | +11.6% | 180,167 | +11.4% | 6.18% | -5.5% |
VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $14,216,000 | +19.4% | 350,324 | +21.0% | 6.09% | +1.1% |
VNQ | Buy | VANGUARD INDEX FDSreit etf | $10,682,000 | +30.0% | 151,255 | +18.8% | 4.58% | +10.1% |
IJR | Buy | ISHAREScore s&p scp etf | $7,595,000 | +16.6% | 68,959 | +15.6% | 3.25% | -1.2% |
JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $7,276,000 | +14.4% | 176,092 | +12.3% | 3.12% | -3.1% |
USIG | Buy | ISHAREScredit bd etf | $6,993,000 | +15.9% | 63,859 | +13.1% | 3.00% | -1.9% |
TIP | Buy | ISHAREStips bd etf | $5,803,000 | +12.7% | 51,767 | +10.5% | 2.49% | -4.5% |
MUB | Buy | ISHARESnat amt free bd | $5,457,000 | +39.1% | 50,967 | +34.8% | 2.34% | +17.8% |
BWX | Buy | SPDR SERIES TRUSTbrclys intl etf | $4,797,000 | +10.8% | 80,778 | +7.7% | 2.06% | -6.2% |
TFI | Buy | SPDR SERIES TRUSTnuvn brcly muni | $3,715,000 | +39.7% | 159,783 | +35.5% | 1.59% | +18.3% |
SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $2,460,000 | +35.1% | 101,399 | +35.3% | 1.05% | +14.4% |
VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,973,000 | +8.3% | 39,996 | +8.3% | 0.84% | -8.3% |
HYD | Buy | MARKET VECTORS ETF TRhg yld mun etf | $1,525,000 | +43.1% | 51,613 | +36.9% | 0.65% | +21.2% |
GS | GOLDMAN SACHS GROUP INC | $96,000 | -7.7% | 584 | 0.0% | 0.04% | -22.6% | |
MSFT | Buy | MICROSOFT CORP | $14,000 | +250.0% | 350 | +209.7% | 0.01% | +200.0% |
FITB | New | FIFTH THIRD BANCORP | $14,000 | – | 592 | +100.0% | 0.01% | – |
BDJ | New | BLACKROCK ENHANCED EQT DIV T | $13,000 | – | 1,644 | +100.0% | 0.01% | – |
JPM | New | JPMORGAN CHASE & CO | $11,000 | – | 175 | +100.0% | 0.01% | – |
CNSL | New | CONSOLIDATED COMM HLDGS INC | $12,000 | – | 600 | +100.0% | 0.01% | – |
OLN | New | OLIN CORP | $9,000 | – | 325 | +100.0% | 0.00% | – |
IEI | New | ISHARES3-7 yr tr bd etf | $10,000 | – | 81 | +100.0% | 0.00% | – |
SYY | New | SYSCO CORP | $9,000 | – | 250 | +100.0% | 0.00% | – |
PM | New | PHILIP MORRIS INTL INC | $9,000 | – | 105 | +100.0% | 0.00% | – |
MINT | New | PIMCO ETF TRenhan shrt mat | $9,000 | – | 84 | +100.0% | 0.00% | – |
JNJ | New | JOHNSON & JOHNSON | $10,000 | – | 100 | +100.0% | 0.00% | – |
PWR | New | QUANTA SVCS INC | $6,000 | – | 150 | +100.0% | 0.00% | – |
AAPL | Sell | APPLE INC | $6,000 | -78.6% | 11 | -78.0% | 0.00% | -78.6% |
MIC | New | MACQUARIE INFRASTR CO LLCmembership int | $6,000 | – | 100 | +100.0% | 0.00% | – |
SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $6,000 | – | 112 | +100.0% | 0.00% | – |
EVV | EATON VANCE LTD DUR INCOME F | $6,000 | 0.0% | 407 | 0.0% | 0.00% | 0.0% | |
INTL | New | INTL FCSTONE INC | $6,000 | – | 295 | +100.0% | 0.00% | – |
GE | Sell | GENERAL ELECTRIC CO | $6,000 | -14.3% | 225 | -7.4% | 0.00% | -25.0% |
EZU | New | ISHARESemu etf | $8,000 | – | 184 | +100.0% | 0.00% | – |
GAIN | New | GLADSTONE INVT CORP | $6,000 | – | 750 | +100.0% | 0.00% | – |
STPZ | New | PIMCO ETF TR1-5 us tip idx | $7,000 | – | 123 | +100.0% | 0.00% | – |
CSCO | New | CISCO SYS INC | $6,000 | – | 250 | +100.0% | 0.00% | – |
WM | Sell | WASTE MGMT INC DEL | $8,000 | -20.0% | 200 | -8.7% | 0.00% | -40.0% |
P | New | PANDORA MEDIA INC | $4,000 | – | 125 | +100.0% | 0.00% | – |
CCU | New | COMPANIA CERVECERIAS UNIDASsponsored adr | $4,000 | – | 200 | +100.0% | 0.00% | – |
EMN | New | EASTMAN CHEM CO | $5,000 | – | 60 | +100.0% | 0.00% | – |
DWX | New | SPDR INDEX SHS FDSs&p intl etf | $4,000 | – | 73 | +100.0% | 0.00% | – |
TFM | New | FRESH MKT INC | $5,000 | – | 150 | +100.0% | 0.00% | – |
SUP | New | SUPERIOR INDS INTL INC | $4,000 | – | 200 | +100.0% | 0.00% | – |
GOOGL | Sell | GOOGLE INCcl a | $4,000 | -73.3% | 4 | -69.2% | 0.00% | -75.0% |
PG | Sell | PROCTER & GAMBLE CO | $5,000 | -54.5% | 59 | -54.6% | 0.00% | -66.7% |
BXE | New | BELLATRIX EXPLORATION LTD | $4,000 | – | 500 | +100.0% | 0.00% | – |
PGX | New | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $4,000 | – | 247 | +100.0% | 0.00% | – |
LQD | ISHARESiboxx inv cp etf | $5,000 | 0.0% | 40 | 0.0% | 0.00% | -33.3% | |
SJNK | New | SPDR SER TRsht trm hgh yld | $5,000 | – | 154 | +100.0% | 0.00% | – |
SHY | Buy | ISHARES1-3 yr tr bd etf | $5,000 | +400.0% | 55 | +266.7% | 0.00% | +100.0% |
POT | New | POTASH CORP SASK INC | $5,000 | – | 150 | +100.0% | 0.00% | – |
IWD | New | ISHARESrus 1000 val etf | $5,000 | – | 54 | +100.0% | 0.00% | – |
IYF | New | ISHARESu.s. finls etf | $4,000 | – | 45 | +100.0% | 0.00% | – |
PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $4,000 | – | 75 | +100.0% | 0.00% | – |
MO | New | ALTRIA GROUP INC | $4,000 | – | 105 | +100.0% | 0.00% | – |
COST | New | COSTCO WHSL CORP NEW | $4,000 | – | 40 | +100.0% | 0.00% | – |
PFF | New | ISHARESu.s. pfd stk etf | $5,000 | – | 124 | +100.0% | 0.00% | – |
SDY | New | SPDR SERIES TRUSTs&p divid etf | $4,000 | – | 51 | +100.0% | 0.00% | – |
EFV | New | ISHARESeafe value etf | $5,000 | – | 89 | +100.0% | 0.00% | – |
DD | New | DU PONT E I DE NEMOURS & CO | $2,000 | – | 31 | +100.0% | 0.00% | – |
T104SC | New | ANNIES INC | $3,000 | – | 75 | +100.0% | 0.00% | – |
BDBD | New | BOULDER BRANDS INC | $3,000 | – | 150 | +100.0% | 0.00% | – |
T | New | AT&T INC | $2,000 | – | 50 | +100.0% | 0.00% | – |
ENLK | New | ENLINK MIDSTREAM PARTNERS LP | $3,000 | – | 97 | +100.0% | 0.00% | – |
FE | New | FIRSTENERGY CORP | $3,000 | – | 80 | +100.0% | 0.00% | – |
F | New | FORD MTR CO DEL | $2,000 | – | 105 | +100.0% | 0.00% | – |
GBX | New | GREENBRIER COS INC | $3,000 | – | 73 | +100.0% | 0.00% | – |
FM | New | ISHARESmsci frntr100etf | $3,000 | – | 76 | +100.0% | 0.00% | – |
IWS | New | ISHARESrus mdcp val etf | $3,000 | – | 39 | +100.0% | 0.00% | – |
SCZ | Buy | ISHARESeafe sml cp etf | $3,000 | 0.0% | 66 | +1.5% | 0.00% | -50.0% |
EMB | New | ISHARESjp mor em mk etf | $2,000 | – | 15 | +100.0% | 0.00% | – |
IGIB | New | ISHARESinterm cr bd etf | $3,000 | – | 31 | +100.0% | 0.00% | – |
SLV | New | ISHARES SILVER TRUSTishares | $2,000 | – | 102 | +100.0% | 0.00% | – |
KN | New | KNOWLES CORP | $3,000 | – | 87 | +100.0% | 0.00% | – |
GDX | New | MARKET VECTORS ETF TRgold miner etf | $2,000 | – | 87 | +100.0% | 0.00% | – |
NGVC | New | NATURAL GROCERS BY VITAMIN C | $3,000 | – | 75 | +100.0% | 0.00% | – |
HYS | New | PIMCO ETF TR0-5 high yield | $2,000 | – | 16 | +100.0% | 0.00% | – |
RWO | New | SPDR INDEX SHS FDSdj glb rl es etf | $3,000 | – | 80 | +100.0% | 0.00% | – |
SIRI | New | SIRIUS XM HLDGS INC | $2,000 | – | 525 | +100.0% | 0.00% | – |
TXN | TEXAS INSTRS INC | $2,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
ELD | New | WISDOMTREE TRem lcl debt fd | $2,000 | – | 36 | +100.0% | 0.00% | – |
IXJ | New | ISHARESglob hlthcre etf | $1,000 | – | 8 | +100.0% | 0.00% | – |
UPRO | New | PROSHARES TRultrpro s&p500 | $1,000 | – | 6 | +100.0% | 0.00% | – |
WWE | WORLD WRESTLING ENTMT INCcl a | $1,000 | – | 22 | 0.0% | 0.00% | – | |
ESEA | New | EUROSEAS LTD | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
GLD | Sell | SPDR GOLD TRUST | $1,000 | -75.0% | 11 | -71.1% | 0.00% | -100.0% |
NOK | NOKIA CORPsponsored adr | $0 | – | 52 | 0.0% | 0.00% | – | |
IEO | New | ISHARESus oil&gs ex etf | $1,000 | – | 7 | +100.0% | 0.00% | – |
RF | Exit | REGIONS FINL CORP NEW | $0 | – | -15 | -100.0% | 0.00% | – |
SCHH | New | SCHWAB STRATEGIC TRus reit etf | $1,000 | – | 44 | +100.0% | 0.00% | – |
HL | New | HECLA MNG CO | $0 | – | 1 | +100.0% | 0.00% | – |
LEN | Exit | LENNAR CORPcl a | $0 | – | -10 | -100.0% | 0.00% | – |
TBT | New | PROSHARES TR | $0 | – | 4 | +100.0% | 0.00% | – |
SDIV | New | GLOBAL X FDSglb x superdiv | $0 | – | 18 | +100.0% | 0.00% | – |
ALFA | New | ETF SER SOLUTIONSalpclone alter | $0 | – | 9 | +100.0% | 0.00% | – |
KMIWS | New | KINDER MORGAN INC DEL*w exp 05/25/201 | $0 | – | 53 | +100.0% | 0.00% | – |
VIG | New | VANGUARD SPECIALIZED PORTFOLdiv app etf | $1,000 | – | 9 | +100.0% | 0.00% | – |
MGC | New | VANGUARD WORLD FDmega cap index | $0 | – | 7 | +100.0% | 0.00% | – |
CAG | New | CONAGRA FOODS INC | $1,000 | – | 40 | +100.0% | 0.00% | – |
C | Buy | CITIGROUP INC | $0 | – | 10 | +900.0% | 0.00% | – |
CINF | New | CINCINNATI FINL CORP | $0 | – | 0 | +100.0% | 0.00% | – |
BZH | New | BEAZER HOMES USA INC | $0 | – | 5 | +100.0% | 0.00% | – |
GOLD | New | BARRICK GOLD CORP | $0 | – | 1 | +100.0% | 0.00% | – |
BBT | New | BB&T CORP | $0 | – | 1 | +100.0% | 0.00% | – |
VBK | New | VANGUARD INDEX FDSsml cp grw etf | $1,000 | – | 5 | +100.0% | 0.00% | – |
VBR | New | VANGUARD INDEX FDSsm cp val etf | $0 | – | 4 | +100.0% | 0.00% | – |
VO | New | VANGUARD INDEX FDSmid cap etf | $1,000 | – | 5 | +100.0% | 0.00% | – |
VZ | New | VERIZON COMMUNICATIONS INC | $0 | – | 1 | +100.0% | 0.00% | – |
4305PS | ALCATEL-LUCENTsponsored adr | $0 | – | 4 | 0.0% | 0.00% | – | |
WFC | New | WELLS FARGO & CO NEW | $0 | – | 0 | +100.0% | 0.00% | – |
IEF | Exit | ISHARES7-10 y tr bd etf | $0 | – | -14 | -100.0% | -0.00% | – |
WOR | Exit | WORTHINGTON INDS INC | $0 | – | -12 | -100.0% | -0.00% | – |
VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -20 | -100.0% | -0.00% | – |
STLD | Exit | STEEL DYNAMICS INC | $0 | – | -97 | -100.0% | -0.00% | – |
EEB | Exit | CLAYMORE EXCHANGE TRD FD TRgugg bric etf | $0 | – | -49 | -100.0% | -0.00% | – |
PEP | Exit | PEPSICO INC | $0 | – | -30 | -100.0% | -0.00% | – |
WMT | Exit | WAL-MART STORES INC | $0 | – | -20 | -100.0% | -0.00% | – |
PFE | Exit | PFIZER INC | $0 | – | -20 | -100.0% | -0.00% | – |
IJS | Exit | ISHARESsp smcp600vl etf | $0 | – | -40 | -100.0% | -0.00% | – |
DWM | Exit | WISDOMTREE TRdefa fd | $0 | – | -59 | -100.0% | -0.00% | – |
HDV | Exit | ISHAREShigh dividnd etf | $0 | – | -55 | -100.0% | -0.00% | – |
BIL | Exit | SPDR SERIES TRUSTbrclys 1-3mt etf | $0 | – | -59 | -100.0% | -0.00% | – |
TLT | Exit | ISHARES20+ yr tr bd etf | $0 | – | -26 | -100.0% | -0.00% | – |
EEMV | Exit | ISHARESem mk minvol etf | $0 | – | -64 | -100.0% | -0.00% | – |
GXC | Exit | SPDR INDEX SHS FDSs&p china etf | $0 | – | -50 | -100.0% | -0.00% | – |
EFA | Exit | ISHARESmsci eafe etf | $0 | – | -66 | -100.0% | -0.00% | – |
DBC | Exit | POWERSHARES DB CMDTY IDX TRAunit ben int | $0 | – | -100 | -100.0% | -0.00% | – |
SIEGY | Exit | SIEMENS A Gsponsored adr | $0 | – | -20 | -100.0% | -0.00% | – |
MOO | Exit | MARKET VECTORS ETF TRagribus etf | $0 | – | -53 | -100.0% | -0.00% | – |
PBP | Exit | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $0 | – | -135 | -100.0% | -0.00% | – |
QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -30 | -100.0% | -0.00% | – |
HYG | Exit | ISHARESiboxx hi yd etf | $0 | – | -39 | -100.0% | -0.00% | – |
IJT | Exit | ISHARESsp smcp600gr etf | $0 | – | -38 | -100.0% | -0.00% | – |
IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -101 | -100.0% | -0.00% | – |
IJJ | Exit | ISHARESs&p mc 400vl etf | $0 | – | -54 | -100.0% | -0.00% | – |
TGT | Exit | TARGET CORP | $0 | – | -100 | -100.0% | -0.00% | – |
AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -256 | -100.0% | -0.00% | – |
IYE | Exit | ISHARESu.s. energy etf | $0 | – | -100 | -100.0% | -0.00% | – |
IJK | Exit | ISHARESs&p mc 400gr etf | $0 | – | -43 | -100.0% | -0.00% | – |
DVY | Exit | ISHARESselect divid etf | $0 | – | -72 | -100.0% | -0.00% | – |
DIS | Exit | DISNEY WALT CO | $0 | – | -100 | -100.0% | -0.00% | – |
IWR | Exit | ISHARESrus mid-cap etf | $0 | – | -49 | -100.0% | -0.00% | – |
IVW | Exit | ISHARESs&p 500 grwt etf | $0 | – | -75 | -100.0% | -0.00% | – |
IVE | Exit | ISHARESs&p 500 val etf | $0 | – | -84 | -100.0% | -0.00% | – |
IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -172 | -100.0% | -0.01% | – |
CAT | Exit | CATERPILLAR INC DEL | $0 | – | -100 | -100.0% | -0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 9 | Q4 2015 | 29.0% |
VANGUARD TAX MANAGED INTL FD | 9 | Q4 2015 | 16.5% |
VANGUARD BD INDEX FD INC | 9 | Q4 2015 | 13.5% |
ISHARES TR | 9 | Q4 2015 | 7.4% |
VANGUARD BD INDEX FD INC | 9 | Q4 2015 | 7.2% |
VANGUARD INTL EQUITY INDEX F | 9 | Q4 2015 | 6.4% |
VANGUARD INDEX FDS | 9 | Q4 2015 | 5.0% |
ISHARES TR | 9 | Q4 2015 | 3.4% |
SPDR SERIES TRUST | 9 | Q4 2015 | 4.1% |
ISHARES TR | 9 | Q4 2015 | 3.1% |
View NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2016-11-14 |
13F-HR | 2016-08-30 |
13F-HR | 2016-05-16 |
13F-HR | 2016-02-16 |
13F-HR | 2015-11-16 |
13F-HR | 2015-08-14 |
13F-HR | 2015-05-15 |
13F-HR | 2015-02-13 |
13F-HR | 2014-11-14 |
13F-HR | 2014-08-05 |
View NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.