GRUBER & MCBAINE CAPITAL MANAGEMENT LLC

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$383 Million is the total value of GRUBER & MCBAINE CAPITAL MANAGEMENT LLC's 166 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 44.7% .

All

			Value		Shares		↓ Weighting
MDCA	Buy	MDC Partners Inc	$38,534,000	+31.8%	1,510,532	+44.5%	10.06%	+14.2%
STKL	Buy	Sun Opta	$24,195,000	+4.9%	2,417,093	+1.9%	6.32%	-9.0%
HIMX	Sell	Himax Technologies	$16,917,000	+25.3%	1,150,000	-14.8%	4.42%	+8.6%
IWSY	Sell	Imageware Sys	$10,187,000	+7.4%	5,863,548	-11.5%	2.66%	-6.9%
LIWA		Lihua International	$9,047,000	+14.9%	1,581,570	0.0%	2.36%	-0.4%
MOVE	Sell	Move Inc	$6,620,000	-5.7%	414,000	-0.0%	1.73%	-18.2%
	Sell	Alcatel Lucent ADR	$6,600,000	-10.9%	1,500,000	-28.6%	1.72%	-22.8%
PXD	Sell	Pioneer Natural Resources	$6,350,000	-11.5%	34,500	-9.2%	1.66%	-23.2%
CONN		Conns Inc	$6,303,000	+57.5%	80,000	0.0%	1.64%	+36.5%
PRIM		Primoris Services Corp	$6,226,000	+22.2%	200,000	0.0%	1.62%	+5.9%
		Apple Inc. B	$5,892,000	+17.7%	10,500	0.0%	1.54%	+2.0%
UBNT	Buy	Ubiquiti Networks Inc	$5,515,000	+77.5%	120,000	+29.7%	1.44%	+53.8%
NCS	Buy	NCI Buiding Systems	$5,166,000	+135.8%	294,500	+71.2%	1.35%	+104.4%
POWR		PowerSecure	$4,710,000	+7.0%	274,300	0.0%	1.23%	-7.2%
XLNX	Buy	Xilinx	$4,592,000	+50.8%	100,000	+53.8%	1.20%	+30.8%
PKT		Procera Networks direct reg	$4,356,000	-3.0%	290,000	0.0%	1.14%	-16.0%
		Be Aerospace	$4,345,000	+17.9%	49,925	0.0%	1.13%	+2.2%
CLH	Buy	Clean Harbors	$4,197,000	+19.2%	70,000	+16.7%	1.10%	+3.4%
LBTYK		Liberty Global	$4,030,000	+11.8%	47,796	0.0%	1.05%	-3.1%
SIGA		Siga Tech	$3,842,000	-14.8%	1,174,954	0.0%	1.00%	-26.2%
WG	Buy	Willbros Group	$3,825,000	+8.0%	406,000	+5.2%	1.00%	-6.4%
DAKPQ	Buy	Dakota Plains Holdings	$3,795,000	+59.0%	1,649,800	+53.5%	0.99%	+37.8%
FLR	New	Fluor	$3,613,000	–	45,000	+100.0%	0.94%	–
CALX	Buy	Calix Inc	$3,421,000	-7.3%	354,900	+22.4%	0.89%	-19.7%
LOGM	Buy	LogMein Inc	$3,415,000	+37.5%	101,800	+27.2%	0.89%	+19.3%
EOG		EOG Resources	$3,412,000	-0.8%	20,326	0.0%	0.89%	-14.0%
LXU	Buy	LSB Industries Inc	$3,282,000	+63.1%	80,000	+33.3%	0.86%	+41.4%
SHOR	Sell	ShoreTel Inc	$3,248,000	+43.0%	350,000	-6.9%	0.85%	+24.0%
EXTR	Sell	Extreme Networks	$3,185,000	+19.7%	455,000	-10.7%	0.83%	+3.7%
GNW		Genworth Financial	$3,104,000	+21.4%	199,900	0.0%	0.81%	+5.2%
NCR	Sell	NCR	$3,065,000	-32.5%	90,000	-21.5%	0.80%	-41.5%
SPR	New	Spirit Aerosystems Holdings	$2,726,000	–	80,000	+100.0%	0.71%	–
FFIV	New	F5 Networks	$2,726,000	–	30,000	+100.0%	0.71%	–
OMEX	Sell	Odyssey Marine Exploration	$2,708,000	-41.6%	1,340,526	-13.0%	0.71%	-49.4%
FVE		Five Star Quality Care	$2,690,000	+6.2%	490,000	0.0%	0.70%	-8.0%
	Sell	ADA ES Inc	$2,667,000	+5.5%	49,181	-16.9%	0.70%	-8.5%
UAL	Sell	United Continental Holdings	$2,614,000	-51.4%	69,100	-60.5%	0.68%	-57.8%
IRF		Intl Rectifier	$2,607,000	+5.2%	100,000	0.0%	0.68%	-8.7%
	Buy	Altera Corp.	$2,602,000	+599.5%	80,000	+700.0%	0.68%	+506.2%
LCC		American Airlines Group	$2,525,000	+33.2%	100,000	0.0%	0.66%	+15.4%
DY	Sell	Dycom	$2,501,000	-10.6%	90,000	-9.9%	0.65%	-22.4%
INVN	Sell	InvenSense Inc B	$2,494,000	-14.2%	120,000	-27.3%	0.65%	-25.6%
	Buy	Aruba Networks	$2,417,000	+32.1%	135,000	+22.7%	0.63%	+14.5%
AVGO	Sell	Avago Tech	$2,380,000	+0.3%	45,000	-18.2%	0.62%	-13.0%
SWN	New	Southwestern Energy Comp	$2,360,000	–	60,000	+100.0%	0.62%	–
USG		USG Corp.	$2,265,000	-0.7%	79,800	0.0%	0.59%	-14.0%
MCD	New	McDonalds	$2,232,000	–	23,000	+100.0%	0.58%	–
	Sell	Just Energy Income Fund	$2,235,000	+9.7%	314,000	-1.6%	0.58%	-5.0%
CALD	Sell	Callidus Software	$2,197,000	+28.2%	160,000	-14.4%	0.57%	+11.2%
GPRE		Green Plains Renewable Energy	$2,165,000	+20.8%	111,660	0.0%	0.56%	+4.6%
HW		Headwaters Inc	$2,153,000	+8.9%	219,900	0.0%	0.56%	-5.5%
MEOH	New	Methanex Corp	$2,073,000	–	35,000	+100.0%	0.54%	–
STNG	Buy	Scorpio Tankers	$2,063,000	+181.8%	175,000	+133.3%	0.54%	+145.0%
SSYS	New	Stratasys	$2,021,000	–	15,000	+100.0%	0.53%	–
VLO		Valero Energy	$2,016,000	+47.6%	40,000	0.0%	0.53%	+28.0%
BLOX		Infoblox Inc	$1,981,000	-21.0%	60,000	0.0%	0.52%	-31.6%
MTSN	Buy	Mattson Technology	$1,976,000	+33.6%	721,300	+16.5%	0.52%	+16.0%
	New	Advanced Micro Devices	$1,935,000	–	500,000	+100.0%	0.50%	–
BRP		Brookfield Residential Properties	$1,935,000	+5.1%	79,982	0.0%	0.50%	-8.8%
WEB	Buy	Web.com Group Inc	$1,907,000	+47.4%	60,000	+50.0%	0.50%	+27.7%
	Buy	BFC Financial	$1,879,000	+921.2%	650,000	+828.6%	0.49%	+792.7%
TA	Buy	Travel Centers of America	$1,860,000	+106.0%	191,000	+66.1%	0.49%	+78.7%
IRDM	Sell	Iridium Communications	$1,856,000	-46.9%	296,500	-41.7%	0.48%	-53.9%
LPX	New	Louisiana Pacific Corp	$1,851,000	–	100,000	+100.0%	0.48%	–
CUI	Buy	CUI Global	$1,801,000	+58.0%	285,000	+44.3%	0.47%	+37.0%
	New	AstraZeneca Plc	$1,781,000	–	30,000	+100.0%	0.46%	–
ATI	Buy	Allegheny Tech	$1,782,000	+94.5%	50,000	+66.7%	0.46%	+68.5%
SWFT	New	Swift Transportation	$1,777,000	–	80,000	+100.0%	0.46%	–
RL	New	Ralph Lauren	$1,766,000	–	10,000	+100.0%	0.46%	–
TBBK	Sell	Bancorp Bank	$1,737,000	-8.8%	97,000	-9.7%	0.45%	-20.9%
DAR	New	Darling Intl Inc	$1,733,000	–	83,000	+100.0%	0.45%	–
NTI		Northern Tier Energy	$1,722,000	+24.8%	70,000	0.0%	0.45%	+8.2%
ELX	Sell	Emulex Corp	$1,718,000	-18.0%	240,000	-11.1%	0.45%	-29.0%
TDC	Sell	Teradata Corp	$1,704,000	-27.6%	37,450	-11.8%	0.44%	-37.2%
PLAB		Photronics Inc.	$1,687,000	+15.4%	186,777	0.0%	0.44%	0.0%
EMKR	Buy	Emcore Corp	$1,664,000	+23.5%	325,000	+8.3%	0.43%	+6.9%
MTZ	New	Mastec	$1,636,000	–	50,000	+100.0%	0.43%	–
QUIK	Buy	Quicklogic Corp	$1,580,000	+1239.0%	400,000	+788.9%	0.41%	+1044.4%
		American Vanguard Corp	$1,579,000	-9.8%	65,002	0.0%	0.41%	-21.8%
		Points Intl	$1,525,000	+9.9%	60,000	0.0%	0.40%	-4.8%
MEI	Sell	Methode Electronics B	$1,433,000	-26.9%	41,900	-40.1%	0.37%	-36.6%
INFN	Buy	Infinera Corp	$1,418,000	-3.5%	145,000	+11.5%	0.37%	-16.5%
SONC	Sell	Sonic	$1,413,000	-20.4%	70,000	-30.0%	0.37%	-31.0%
	New	Axcelis Tech	$1,403,000	–	575,000	+100.0%	0.37%	–
ADTN		Adtran Inc.	$1,342,000	+1.4%	49,700	0.0%	0.35%	-12.3%
TSN	New	Tyson Foods	$1,338,000	–	40,000	+100.0%	0.35%	–
OSIS		OSI Systems	$1,325,000	-28.7%	24,950	0.0%	0.35%	-38.2%
FLO		Flowers Foods Inc	$1,288,000	+0.2%	60,000	0.0%	0.34%	-13.2%
SAIA		Saia Inc	$1,282,000	+2.8%	40,000	0.0%	0.34%	-10.9%
YNDX		Yandex NV	$1,202,000	+18.4%	27,861	0.0%	0.31%	+2.6%
TPC	New	Tutor Perini Corp	$1,197,000	–	45,500	+100.0%	0.31%	–
	Buy	BP Prudhoe Royalty Trust	$1,194,000	+37.7%	15,000	+50.0%	0.31%	+19.5%
HIPPQ	Buy	Hipcricket	$1,188,000	+191.9%	2,635,000	+197.7%	0.31%	+152.0%
MNDL	Buy	Mandalay Digital Group	$1,184,000	+11.3%	452,000	+13.0%	0.31%	-3.4%
TNK	Buy	Teekay Tankers Ltd	$1,179,000	+93.0%	300,000	+28.7%	0.31%	+67.4%
BNO	Sell	Brent Oil	$1,180,000	-65.3%	26,500	-66.9%	0.31%	-69.9%
PAG	New	Penske Automotive Group	$1,179,000	–	25,000	+100.0%	0.31%	–
SUNEQ	New	SunEdison Inc	$1,175,000	–	90,000	+100.0%	0.31%	–
RFMD	Sell	RF Micro Devices	$1,161,000	-17.7%	225,000	-10.0%	0.30%	-28.7%
CGIX	New	Cancer Genetics	$1,156,000	–	83,900	+100.0%	0.30%	–
FTNT	New	Fortinet Inc	$1,148,000	–	60,000	+100.0%	0.30%	–
UEIC	Buy	Universal Electronics	$1,143,000	+111.7%	30,000	+100.0%	0.30%	+82.8%
GOL	New	GOL Linhas Aereas Inteligentes	$1,143,000	–	250,000	+100.0%	0.30%	–
WFC	Sell	Wells Fargo	$1,135,000	-31.3%	25,000	-37.5%	0.30%	-40.6%
PIP		Pharmathene Inc	$1,116,000	-11.4%	600,000	0.0%	0.29%	-23.2%
CODE		Spansion Inc	$1,111,000	+37.7%	80,000	0.0%	0.29%	+19.3%
	New	Streamline Health Solutions	$1,106,000	–	158,500	+100.0%	0.29%	–
		Ann Taylor Stores	$1,097,000	+0.9%	30,000	0.0%	0.29%	-12.5%
LTXC		LTX Credence Corp	$1,039,000	+21.5%	130,000	0.0%	0.27%	+5.4%
SYNA	New	Synaptics	$1,036,000	–	20,000	+100.0%	0.27%	–
STLD	Sell	Steel Dynamics	$977,000	-2.6%	50,000	-16.7%	0.26%	-15.6%
SEAC	New	Seachange Intl	$973,000	–	80,000	+100.0%	0.25%	–
LSCC		Lattice Semiconductor	$964,000	+23.4%	175,000	0.0%	0.25%	+7.2%
		North Atlantic Drilling Ltd	$952,000	-1.8%	100,000	0.0%	0.25%	-14.7%
EMMS	Buy	Emmis Communications	$942,000	+16.7%	350,000	+16.7%	0.25%	+1.2%
ADNC	New	Audience Inc	$931,000	–	80,000	+100.0%	0.24%	–
OCLR	New	Oclaro Inc	$907,000	–	364,260	+100.0%	0.24%	–
ETFC	Sell	E Trade Financial	$903,000	-45.3%	45,980	-54.0%	0.24%	-52.5%
RKUS	Buy	Ruckus Wireless	$852,000	+35.7%	60,000	+60.9%	0.22%	+17.5%
	New	Arctic Cat	$832,000	–	14,600	+100.0%	0.22%	–
MONT	New	Montage Technology Group LTD	$816,000	–	50,000	+100.0%	0.21%	–
SIMO	New	Silicon Motion ADR	$799,000	–	56,500	+100.0%	0.21%	–
SNDK	Sell	Sandisk Corp	$777,000	-62.7%	11,010	-68.5%	0.20%	-67.6%
TEAR	Buy	Tearlab Corp	$747,000	+12.5%	80,000	+33.3%	0.20%	-2.5%
TWER	Sell	Towerstream Corp	$681,000	-25.2%	230,000	-27.8%	0.18%	-35.0%
RMGN	Sell	RMG Networks	$655,000	-41.9%	134,700	-10.2%	0.17%	-49.6%
MRC	New	MRC Global	$645,000	–	20,000	+100.0%	0.17%	–
JMBA		Jamba Inc.	$622,000	-7.0%	50,000	0.0%	0.16%	-19.4%
IPDN		Professional Diversity Network	$622,000	+0.2%	135,000	0.0%	0.16%	-13.4%
CIEN	New	Ciena Corp	$598,000	–	25,000	+100.0%	0.16%	–
DFRG	New	Del Friscos Restaurant	$589,000	–	25,000	+100.0%	0.15%	–
GEOS	New	Geospace Technologies Corp.	$569,000	–	6,000	+100.0%	0.15%	–
WNC	Sell	Wabash National	$569,000	-58.2%	46,083	-60.5%	0.15%	-63.7%
SANW		S and W Seed Company	$555,000	-17.0%	79,900	0.0%	0.14%	-27.9%
OVRL	Sell	Overland Storage	$553,000	-25.6%	570,000	-26.3%	0.14%	-35.7%
ORN	Sell	Orion Marine Group	$541,000	-47.9%	45,000	-54.9%	0.14%	-55.0%
PEGA	Sell	Pegasystems	$541,000	-32.0%	11,000	-45.0%	0.14%	-41.2%
NRF	New	Northstar Realty	$538,000	–	40,000	+100.0%	0.14%	–
SAEX	New	SAExploration Holdings	$536,000	–	60,000	+100.0%	0.14%	–
MXL	New	MAXLINEAR INC	$522,000	–	50,000	+100.0%	0.14%	–
PESI	Sell	Perma Fix Envirn Serv	$520,000	-27.8%	159,860	-84.0%	0.14%	-37.3%
FRGI	Sell	Fiesta Restaurant B	$522,000	-53.8%	10,000	-66.7%	0.14%	-60.0%
IMI	Sell	Intermolecular Inc	$516,000	-14.7%	104,850	-4.6%	0.14%	-25.8%
LTBR	Buy	Lightbridge Corp	$492,000	+232.4%	339,514	+311.5%	0.13%	+184.4%
SNECQ	Sell	Sanchez Energy	$490,000	-25.8%	20,000	-20.0%	0.13%	-35.7%
NPTN	Buy	NeoPhotonics Corp	$476,000	-0.8%	67,400	+3.7%	0.12%	-14.5%
STCK	New	Stock Building Supply Holdings	$456,000	–	25,000	+100.0%	0.12%	–
NVMI		Nova Measuring Instruments	$453,000	+11.0%	46,042	0.0%	0.12%	-4.1%
ZAGG	Sell	Zagg Inc	$412,000	-75.3%	94,600	-74.4%	0.11%	-78.4%
MLNX	New	Mellanox Technologies	$400,000	–	10,000	+100.0%	0.10%	–
BIOS		BioScrip Inc	$370,000	-15.7%	50,000	0.0%	0.10%	-26.5%
TEUFF	New	Box Ships	$362,000	–	110,000	+100.0%	0.10%	–
DHT	New	DHT Holdings	$342,000	–	50,000	+100.0%	0.09%	–
OMTK		Omnitek Engineering	$331,000	-0.6%	125,000	0.0%	0.09%	-14.0%
IBM		Intl Business Machines	$325,000	+1.2%	1,733	0.0%	0.08%	-12.4%
QTM	Sell	Quantum Corp DLT and Storage Sys	$288,000	-79.1%	240,000	-76.0%	0.08%	-82.0%
RNF		Rentech Nitrogen Partners LP	$264,000	-28.3%	15,000	0.0%	0.07%	-37.8%
WAVX	Sell	Wave Systems r144	$211,000	-48.7%	232,411	-27.0%	0.06%	-55.6%
ACW	Sell	Accuride	$187,000	-68.4%	50,000	-56.5%	0.05%	-72.5%
VXGN	Sell	DiaDexus Inc	$185,000	-54.9%	205,000	-8.9%	0.05%	-61.0%
RTK		Rentech Inc	$175,000	-11.6%	100,000	0.0%	0.05%	-23.3%
N109SC		Demand Media	$159,000	-8.6%	27,563	0.0%	0.04%	-19.2%
SOPW	Sell	Solar Power	$147,000	-27.2%	849,030	-28.6%	0.04%	-37.7%
INVE	Sell	Identive Group	$82,000	-73.3%	142,288	-67.5%	0.02%	-77.2%
PCYO		Pure Cycle Corp	$69,000	+38.0%	10,900	0.0%	0.02%	+20.0%
EMAKQ	Sell	EMAK Holdings inc	$7,000	-12.5%	681,036	-18.0%	0.00%	0.0%
ONSE	Exit	OnSite Energy Corp	$0	–	-960,584	-100.0%	-0.00%	–
COVS	Exit	Covisint Corp	$0	–	-10,000	-100.0%	-0.04%	–
GSEHQ	Exit	GSE Holdings	$0	–	-70,000	-100.0%	-0.04%	–
USAT	Exit	USA Tech	$0	–	-90,000	-100.0%	-0.04%	–
GEVO	Exit	Gevo Inc	$0	–	-118,952	-100.0%	-0.07%	–
PLPM	Exit	Planet Payment	$0	–	-105,000	-100.0%	-0.08%	–
PANW	Exit	Palo Alto Networks	$0	–	-10,000	-100.0%	-0.14%	–
MYRG	Exit	MYR Group Inc	$0	–	-20,000	-100.0%	-0.15%	–
SPWRA	Exit	Sunpower Corp	$0	–	-25,000	-100.0%	-0.20%	–
EDG	Exit	Edgen Group	$0	–	-90,000	-100.0%	-0.21%	–
	Exit	Arkansas Best	$0	–	-30,000	-100.0%	-0.23%	–
	Exit	OCZ Technology Group	$0	–	-622,922	-100.0%	-0.24%	–
SPRD	Exit	Spreadtrum Communications	$0	–	-30,000	-100.0%	-0.28%	–
BRKS	Exit	Brooks Automation	$0	–	-100,000	-100.0%	-0.28%	–
OCLR	Exit	Oclaro Inc	$0	–	-527,155	-100.0%	-0.28%	–
IDTI	Exit	Integrated Device Technology	$0	–	-100,000	-100.0%	-0.28%	–
INGR	Exit	Ingredion Inc	$0	–	-15,000	-100.0%	-0.30%	–
WIN	Exit	Windstream Corp	$0	–	-125,000	-100.0%	-0.30%	–
SHOS	Exit	Sears Hometown Outlet Stores	$0	–	-33,000	-100.0%	-0.32%	–
NSC	Exit	Norfolk Southern Corp	$0	–	-14,950	-100.0%	-0.35%	–
SAFM	Exit	Sanderson Farms	$0	–	-19,995	-100.0%	-0.39%	–
EQT	Exit	EQT Corp	$0	–	-15,000	-100.0%	-0.40%	–
GRMN	Exit	Garmin Ltd	$0	–	-50,000	-100.0%	-0.68%	–
SREV	Exit	ServiceSource Intl Inc	$0	–	-194,640	-100.0%	-0.71%	–
CAVM	Exit	Cavium Networks Inc	$0	–	-65,000	-100.0%	-0.81%	–
NQ	Exit	NetQin Mobile Inc	$0	–	-130,000	-100.0%	-0.85%	–
OTEX	Exit	Open Text	$0	–	-40,000	-100.0%	-0.90%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-11

Signatures

The EDGAR filing(s) were signed by:

Ellie Giorgis — Administrator

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MDC Partners Inc	9	Q2 2015	10.3%
Sun Opta	9	Q2 2015	6.9%
Imageware Sys R	9	Q2 2015	6.6%
Pioneer Natural Resources	9	Q2 2015	2.2%
PowerSecure	9	Q2 2015	1.7%
LogMein Inc	9	Q2 2015	1.4%
NCI Buiding Systems B	9	Q2 2015	1.7%
Lihua International	9	Q2 2015	2.6%
Liberty Global	9	Q2 2015	1.2%
Primoris Services Corp	9	Q2 2015	1.6%

View GRUBER & MCBAINE CAPITAL MANAGEMENT LLC's complete holdings history.

Latest significant ownerships (13-D/G)

GRUBER & MCBAINE CAPITAL MANAGEMENT LLC Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
IMAGEWARE SYSTEMS INC	December 18, 2014	20	0.0%
LIHUA INTERNATIONAL INC.	February 13, 2014	1,091,339	0.1%
POWERSECURE INTERNATIONAL, INC.	February 13, 2014	2,680	0.0%
ECOTALITY, INC.	February 13, 2013	540,152	0.1%
OCZ TECHNOLOGY GROUP INC	February 13, 2013	91,812	0.1%
OVERLAND STORAGE INC	February 13, 2013	125,929	0.5%
REMEDENT, INC.	February 13, 2013	175,843	0.9%
SunOpta Inc.	February 13, 2013	180,842	0.3%
ADEPT TECHNOLOGY INC	February 12, 2013	1,470	0.0%
MDC PARTNERS INC	February 12, 2013	20,102	0.0%

View GRUBER & MCBAINE CAPITAL MANAGEMENT LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2015-08-13
13F-HR	2015-05-06
13F-HR	2015-02-17
SC 13G/A	2014-12-18
13F-HR/A	2014-11-14
13F-HR	2014-11-14
13F-HR/A	2014-09-23
13F-HR	2014-08-13
13F-HR	2014-05-15
SC 13G	2014-02-13

View GRUBER & MCBAINE CAPITAL MANAGEMENT LLC's complete filings history.

All filings

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (383055000.0 != 383058000.0)

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