SHUFRO ROSE & CO LLC - Q3 2021 holdings

$1.28 Billion is the total value of SHUFRO ROSE & CO LLC's 297 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 17.0% .

 Value Shares↓ Weighting
BSCO BuyINVESCO EXCH TRD SLF IDX FD$96,694,000
+13274.0%
4,373,303
+13319.6%
7.57%
+13920.4%
JPST SellJ P MORGAN EXCHANGE-TRADED Fultra shrt inc$67,046,000
-15.0%
1,321,883
-15.0%
5.25%
-11.6%
RSP SellINVESCO EXCHANGE TRADED FD Ts&p500 eql wgt$59,044,000
-1.9%
394,101
-1.3%
4.62%
+2.1%
GLW SellCORNING INC$49,228,000
-12.9%
1,349,084
-2.4%
3.85%
-9.5%
AVY SellAVERY DENNISON CORP$43,343,000
-3.3%
209,175
-1.8%
3.39%
+0.6%
TMO SellTHERMO FISHER SCIENTIFIC INC$42,391,000
+6.0%
74,198
-6.4%
3.32%
+10.2%
TXN SellTEXAS INSTRS INC$37,344,000
-1.0%
194,288
-1.0%
2.92%
+3.0%
MSFT BuyMICROSOFT CORP$35,048,000
+4.1%
124,320
+0.1%
2.74%
+8.3%
INTC SellINTEL CORP$34,122,000
-5.9%
640,436
-0.8%
2.67%
-2.1%
JPM BuyJPMORGAN CHASE & CO$32,910,000
+7.1%
201,051
+1.8%
2.58%
+11.4%
AAPL SellAPPLE INC$32,516,000
-3.9%
229,797
-7.0%
2.55%
-0.1%
CEF BuySPROTT PHYSICAL GOLD & SILVEtr unit$32,014,000
-6.9%
1,868,885
+1.5%
2.51%
-3.2%
JCI SellJOHNSON CTLS INTL PLC$28,901,000
-3.0%
424,513
-2.2%
2.26%
+0.9%
BRKB SellBERKSHIRE HATHAWAY INC DELcl b new$24,814,000
-4.5%
90,912
-2.7%
1.94%
-0.7%
CSCO SellCISCO SYS INC$23,892,000
+1.7%
438,941
-0.9%
1.87%
+5.8%
UNH SellUNITEDHEALTH GROUP INC$21,167,000
-3.3%
54,172
-0.9%
1.66%
+0.5%
NEAR SellISHARES U S ETF TRblackrock st mat$20,873,000
-0.9%
416,287
-0.8%
1.63%
+3.0%
LEN SellLENNAR CORPcl a$20,087,000
-6.9%
214,416
-1.3%
1.57%
-3.2%
IGSB SellISHARES TR$19,932,000
-2.2%
364,792
-1.9%
1.56%
+1.8%
SON SellSONOCO PRODS CO$19,677,000
-12.1%
330,268
-1.3%
1.54%
-8.5%
QCOM BuyQUALCOMM INC$19,210,000
-9.6%
148,940
+0.2%
1.50%
-6.0%
QUAL SellISHARES TRmsci usa qlt fct$17,141,000
-2.7%
130,125
-1.9%
1.34%
+1.1%
INFL NewLISTED FD TRhorizon kinetics$16,547,000566,662
+100.0%
1.30%
ICSH SellISHARES TRblackrock ultra$16,471,000
-0.2%
326,130
-0.2%
1.29%
+3.8%
GLD SellSPDR GOLD TR$14,103,000
-1.3%
85,881
-0.4%
1.10%
+2.7%
SBUX SellSTARBUCKS CORP$13,817,000
-1.6%
125,260
-0.3%
1.08%
+2.4%
AMZN SellAMAZON COM INC$13,130,000
-7.5%
3,997
-3.1%
1.03%
-3.8%
CRM BuySALESFORCE COM INC$12,841,000
+11.8%
47,347
+0.7%
1.00%
+16.2%
BSV SellVANGUARD BD INDEX FDSshort trm bond$12,619,000
-2.2%
154,004
-1.9%
0.99%
+1.8%
WD SellWALKER & DUNLOP INC$12,514,000
+2.4%
110,255
-5.8%
0.98%
+6.5%
GSEW BuyGOLDMAN SACHS ETF TRequal weight us$12,518,000
+6.0%
187,258
+6.5%
0.98%
+10.2%
IEFA BuyISHARES TRcore msci eafe$12,348,000
+21.3%
166,303
+22.3%
0.97%
+26.2%
BWA SellBORGWARNER INC$12,124,000
-13.1%
280,593
-2.3%
0.95%
-9.6%
AMGN SellAMGEN INC$10,816,000
-15.2%
50,862
-2.7%
0.85%
-11.8%
ARCC SellARES CAPITAL CORP$10,751,000
-0.1%
528,812
-3.7%
0.84%
+4.0%
LLY BuyLILLY ELI & CO$10,668,000
+0.7%
46,173
+0.0%
0.84%
+4.6%
IIVI SellII-VI INC$10,395,000
-20.5%
175,113
-2.8%
0.81%
-17.3%
KMT SellKENNAMETAL INC$9,657,000
-7.1%
282,109
-2.5%
0.76%
-3.4%
BSCM SellINVESCO EXCH TRD SLF IDX FD$8,469,000
-11.1%
393,338
-10.8%
0.66%
-7.5%
DIS SellDISNEY WALT CO$8,183,000
-5.5%
48,372
-1.8%
0.64%
-1.7%
AZO SellAUTOZONE INC$8,050,000
+6.1%
4,741
-6.7%
0.63%
+10.3%
Y SellALLEGHANY CORP MD$7,651,000
-12.3%
12,253
-6.4%
0.60%
-8.8%
LSXMK SellLIBERTY MEDIA CORP DEL$7,563,000
-3.3%
159,313
-5.5%
0.59%
+0.5%
ABB BuyABB LTDsponsored adr$7,276,000
-1.2%
218,091
+0.7%
0.57%
+2.9%
NTR SellNUTRIEN LTD$6,916,000
-4.1%
106,682
-10.3%
0.54%
-0.2%
ITW SellILLINOIS TOOL WKS INC$6,747,000
-11.7%
32,650
-4.4%
0.53%
-8.2%
UL SellUNILEVER PLCspon adr new$6,016,000
-7.9%
110,953
-0.7%
0.47%
-4.3%
GEM BuyGOLDMAN SACHS ETF TRactivebeta eme$5,897,000
-9.0%
158,943
+0.1%
0.46%
-5.3%
BRKA  BERKSHIRE HATHAWAY INC DELcl a$5,759,000
-1.7%
140.0%0.45%
+2.3%
SAFM SellSANDERSON FARMS INC$5,588,000
-3.9%
29,692
-4.0%
0.44%0.0%
JNJ BuyJOHNSON & JOHNSON$5,500,000
+58.1%
34,054
+61.3%
0.43%
+64.5%
AON SellAON PLC$5,430,000
+16.6%
19,000
-2.6%
0.42%
+21.1%
MET SellMETLIFE INC$5,115,000
-0.9%
82,866
-4.0%
0.40%
+2.8%
MMM Buy3M CO$4,923,000
-10.8%
28,065
+1.0%
0.38%
-7.5%
XOM SellEXXON MOBIL CORP$4,378,000
-15.6%
74,438
-9.5%
0.34%
-12.3%
EL SellLAUDER ESTEE COS INCcl a$4,089,000
-7.9%
13,632
-2.3%
0.32%
-4.2%
PEP NewPEPSICO INC$3,857,00025,645
+100.0%
0.30%
VO BuyVANGUARD INDEX FDSmid cap etf$3,671,000
+174.6%
15,506
+175.4%
0.29%
+184.2%
PFE SellPFIZER INC$3,660,000
+9.2%
85,105
-0.6%
0.29%
+13.9%
GM BuyGENERAL MTRS CO$3,426,000
-10.9%
64,991
+0.1%
0.27%
-7.3%
PDCE SellPDC ENERGY INC$3,199,000
+2.7%
67,500
-0.7%
0.25%
+6.8%
USMV SellISHARES TRmsci usa min vol$3,084,000
-93.0%
41,958
-93.0%
0.24%
-92.8%
LBRDK BuyLIBERTY BROADBAND CORP$2,951,000
+4.1%
17,085
+4.6%
0.23%
+7.9%
EMR SellEMERSON ELEC CO$2,916,000
-2.9%
30,959
-0.8%
0.23%
+0.9%
J SellJACOBS ENGR GROUP INC$2,854,000
-2.8%
21,535
-2.2%
0.22%
+0.9%
AGG BuyISHARES TRcore us aggbd et$2,825,000
+41.0%
24,604
+41.6%
0.22%
+46.4%
GIS BuyGENERAL MLS INC$2,704,000
+3.8%
45,203
+5.7%
0.21%
+8.2%
JJSF  J & J SNACK FOODS CORP$2,583,000
-12.4%
16,9000.0%0.20%
-9.0%
D BuyDOMINION ENERGY INC$2,531,000
+7.3%
34,662
+8.1%
0.20%
+11.2%
LNG SellCHENIERE ENERGY INC$2,378,000
-15.3%
24,350
-24.7%
0.19%
-11.8%
BND BuyVANGUARD BD INDEX FDStotal bnd mrkt$2,271,000
+4.2%
26,573
+4.7%
0.18%
+8.5%
MERC BuyMERCER INTL INC$2,260,000
-8.9%
195,000
+0.3%
0.18%
-5.3%
CM SellCANADIAN IMP BK COMM$2,225,000
-29.9%
19,990
-28.3%
0.17%
-27.2%
SYF SellSYNCHRONY FINANCIAL$2,204,000
-0.4%
45,100
-1.1%
0.17%
+3.6%
WEN SellWENDYS CO$2,185,000
-7.6%
100,781
-0.1%
0.17%
-3.9%
EQIX SellEQUINIX INC$2,185,000
-2.6%
2,766
-1.1%
0.17%
+1.2%
BAC SellBK OF AMERICA CORP$2,099,000
+2.8%
49,446
-0.2%
0.16%
+6.5%
PSTG  PURE STORAGE INCcl a$2,081,000
+28.9%
82,7000.0%0.16%
+33.6%
CVX SellCHEVRON CORP NEW$1,858,000
-3.3%
18,319
-0.2%
0.14%0.0%
NYT NewNEW YORK TIMES COcl a$1,831,00037,165
+100.0%
0.14%
UMH  UMH PPTYS INC$1,814,000
+5.0%
79,2000.0%0.14%
+9.2%
BSCN  INVESCO EXCH TRD SLF IDX FD$1,799,000
-0.3%
83,0400.0%0.14%
+3.7%
GOOG SellALPHABET INCcap stk cl c$1,783,000
-6.9%
669
-12.4%
0.14%
-2.8%
CHTR  CHARTER COMMUNICATIONS INC Ncl a$1,767,000
+0.9%
2,4280.0%0.14%
+4.5%
IBM SellINTERNATIONAL BUSINESS MACHS$1,741,000
-10.4%
12,535
-5.4%
0.14%
-6.8%
SLQD BuyISHARES TR0-5yr invt gr cp$1,712,000
+7.0%
33,131
+7.3%
0.13%
+11.7%
BLDR SellBUILDERS FIRSTSOURCE INC$1,713,000
+5.4%
33,100
-13.1%
0.13%
+9.8%
HSIC  HENRY SCHEIN INC$1,685,000
+2.7%
22,1250.0%0.13%
+6.5%
VPG SellVISHAY PRECISION GROUP INC$1,634,000
-2.2%
46,985
-4.2%
0.13%
+1.6%
MRK SellMERCK & CO INC$1,615,000
-9.7%
21,502
-6.5%
0.13%
-6.7%
O BuyREALTY INCOME CORP$1,551,000
+33.0%
23,920
+36.9%
0.12%
+37.5%
CBRE SellCBRE GROUP INCcl a$1,550,000
+6.5%
15,925
-6.2%
0.12%
+10.0%
TER SellTERADYNE INC$1,476,000
-19.7%
13,521
-1.5%
0.12%
-15.9%
XYL SellXYLEM INC$1,484,000
+2.8%
11,995
-0.3%
0.12%
+6.4%
COP BuyCONOCOPHILLIPS$1,482,000
+12.8%
21,875
+1.4%
0.12%
+17.2%
YUM NewYUM BRANDS INC$1,403,00011,468
+100.0%
0.11%
LSXMA SellLIBERTY MEDIA CORP DEL$1,383,000
-6.9%
29,309
-8.1%
0.11%
-3.6%
MDT BuyMEDTRONIC PLC$1,367,000
+19.0%
10,904
+17.8%
0.11%
+23.0%
AL  AIR LEASE CORPcl a$1,372,000
-5.8%
34,8750.0%0.11%
-2.7%
CVS BuyCVS HEALTH CORP$1,316,000
+15.0%
15,512
+13.2%
0.10%
+19.8%
ADP BuyAUTOMATIC DATA PROCESSING IN$1,261,000
+25.5%
6,310
+24.7%
0.10%
+30.3%
IWM BuyISHARES TRrussell 2000 etf$1,260,000
-1.3%
5,761
+3.5%
0.10%
+3.1%
ICLN BuyISHARES TRgl clean ene etf$1,219,000
+0.9%
56,309
+9.4%
0.10%
+4.4%
SENEA SellSENECA FOODS CORP NEWcl a$1,206,000
-7.4%
25,000
-2.0%
0.09%
-4.1%
NLOK SellNORTONLIFELOCK INC$1,186,000
-14.9%
46,861
-8.5%
0.09%
-11.4%
GSST BuyGOLDMAN SACHS ETF TRaces ultra shr$1,169,000
+25.4%
23,064
+25.5%
0.09%
+31.4%
MNR  MONMOUTH REAL ESTATE INVT COcl a$1,167,000
-0.4%
62,6000.0%0.09%
+3.4%
GOOGL BuyALPHABET INCcap stk cl a$1,120,000
+10.0%
419
+0.5%
0.09%
+14.3%
DAN BuyDANA INC$1,116,000
+3.0%
50,200
+10.1%
0.09%
+6.1%
XBI BuySPDR SER TRs&p biotech$1,090,000
-3.8%
8,669
+3.6%
0.08%0.0%
MPC SellMARATHON PETE CORP$1,083,000
+1.5%
17,524
-0.8%
0.08%
+6.2%
DGX  QUEST DIAGNOSTICS INC$1,075,000
+10.0%
7,4000.0%0.08%
+13.5%
VBR BuyVANGUARD INDEX FDSsm cp val etf$1,063,000
+39.7%
6,281
+43.3%
0.08%
+45.6%
KLAC SellKLA CORP$1,032,000
+2.0%
3,084
-1.2%
0.08%
+6.6%
SYK SellSTRYKER CORPORATION$1,040,000
-1.7%
3,942
-3.2%
0.08%
+1.2%
MDY  SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$1,029,000
-2.0%
2,1390.0%0.08%
+2.5%
KELYA SellKELLY SVCS INCcl a$1,022,000
-23.5%
54,144
-2.9%
0.08%
-20.8%
UNP SellUNION PAC CORP$1,018,000
-11.5%
5,193
-0.7%
0.08%
-8.0%
LAND SellGLADSTONE LD CORP$1,000,000
-25.8%
43,900
-21.6%
0.08%
-22.8%
PFF BuyISHARES TRpfd and incm sec$989,000
+0.2%
25,490
+1.6%
0.08%
+4.1%
LOAN BuyMANHATTAN BRDG CAP INC$968,000
+11.0%
142,344
+28.1%
0.08%
+15.2%
ENB SellENBRIDGE INC$943,000
-0.6%
23,693
-0.0%
0.07%
+4.2%
RTX BuyRAYTHEON TECHNOLOGIES CORP$917,000
+8.5%
10,671
+7.7%
0.07%
+12.5%
GMRE NewGLOBAL MED REIT INC$910,00061,900
+100.0%
0.07%
SEB SellSEABOARD CORP DEL$894,000
+3.6%
218
-2.2%
0.07%
+7.7%
EUSA BuyISHARES INCmsci equal weite$865,000
+8.1%
10,330
+9.2%
0.07%
+13.3%
NYCB BuyNEW YORK CMNTY BANCORP INC$781,000
+25.4%
60,650
+7.3%
0.06%
+29.8%
VIAC BuyVIACOMCBS INCcl b$782,000
+50.7%
19,782
+72.3%
0.06%
+56.4%
QQQ SellINVESCO QQQ TRunit ser 1$780,000
-0.6%
2,180
-1.5%
0.06%
+3.4%
MS BuyMORGAN STANLEY$778,000
+7.2%
7,995
+0.9%
0.06%
+10.9%
FRA SellBLACKROCK FLOATING RATE INCO$777,000
-2.0%
58,150
-2.8%
0.06%
+1.7%
PPT BuyPUTNAM PREMIER INCOME TRsh ben int$755,000
+4.0%
165,300
+6.1%
0.06%
+7.3%
NWLI SellNATIONAL WESTN LIFE GROUP INcl a$741,000
-31.5%
3,520
-27.0%
0.06%
-28.4%
HASI SellHANNON ARMSTRONG SUST INFR C$747,000
-5.3%
13,968
-0.6%
0.06%
-1.7%
LNC SellLINCOLN NATL CORP IND$727,000
+2.5%
10,580
-6.2%
0.06%
+7.5%
AWF  ALLIANCEBERNSTEIN GLOBAL HIG$710,000
-1.9%
57,9030.0%0.06%
+1.8%
AFT  APOLLO SR FLOATING RATE FD I$716,000
+0.1%
45,3000.0%0.06%
+3.7%
VZ BuyVERIZON COMMUNICATIONS INC$703,000
+11.6%
13,017
+15.8%
0.06%
+17.0%
YUMC NewYUM CHINA HLDGS INC$707,00012,168
+100.0%
0.06%
VTI BuyVANGUARD INDEX FDStotal stk mkt$705,000
+51.6%
3,175
+52.1%
0.06%
+57.1%
MPW BuyMEDICAL PPTYS TRUST INC$672,000
+1.4%
33,500
+1.5%
0.05%
+6.0%
VEA BuyVANGUARD TAX-MANAGED INTL FDftse dev mkt etf$682,000
+51.2%
13,498
+54.1%
0.05%
+55.9%
IWF  ISHARES TRrus 1000 grw etf$668,000
+1.1%
2,4360.0%0.05%
+4.0%
LHX  L3HARRIS TECHNOLOGIES INC$665,000
+1.8%
3,0200.0%0.05%
+6.1%
SPY SellSPDR S&P 500 ETF TRtr unit$648,000
-0.2%
1,510
-0.3%
0.05%
+4.1%
PGX BuyINVESCO EXCH TRADED FD TR IIpfd etf$651,000
+41.2%
43,309
+44.0%
0.05%
+45.7%
DISCA NewDISCOVERY INC$624,00024,600
+100.0%
0.05%
DE NewDEERE & CO$596,0001,780
+100.0%
0.05%
VLGEA SellVILLAGE SUPER MKT INCcl a new$592,000
-12.6%
27,300
-5.2%
0.05%
-9.8%
MTUM BuyISHARES TRmsci usa mmentm$593,000
+19.8%
3,379
+18.3%
0.05%
+24.3%
ALK BuyALASKA AIR GROUP INC$592,000
+29.3%
10,100
+32.9%
0.05%
+35.3%
FB SellFACEBOOK INCcl a$589,000
-26.0%
1,734
-24.3%
0.05%
-23.3%
HD SellHOME DEPOT INC$574,000
+1.8%
1,749
-1.1%
0.04%
+7.1%
FRD  FRIEDMAN INDS INC$573,000
-11.0%
48,0910.0%0.04%
-6.2%
BA BuyBOEING CO$574,000
-7.6%
2,612
+0.8%
0.04%
-4.3%
VWO BuyVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$578,000
+11.2%
11,567
+20.8%
0.04%
+15.4%
PG BuyPROCTER AND GAMBLE CO$579,000
+61.7%
4,144
+56.1%
0.04%
+66.7%
IXUS SellISHARES TRcore msci total$559,000
-10.3%
7,873
-7.4%
0.04%
-6.4%
MEG  MONTROSE ENVIRONMENTAL GROUP$558,000
+15.1%
9,0310.0%0.04%
+18.9%
WMT BuyWALMART INC$549,000
+2.6%
3,937
+3.7%
0.04%
+7.5%
RDSA BuyROYAL DUTCH SHELL PLCspons adr a$553,000
+21.0%
12,400
+9.7%
0.04%
+26.5%
COIN BuyCOINBASE GLOBAL INC$531,000
+9.7%
2,334
+22.2%
0.04%
+16.7%
MCK  MCKESSON CORP$538,000
+4.3%
2,7000.0%0.04%
+7.7%
BMY SellBRISTOL-MYERS SQUIBB CO$526,000
-33.3%
8,882
-24.8%
0.04%
-30.5%
ANTM  ANTHEM INC$526,000
-2.4%
1,4120.0%0.04%0.0%
PEG  PUBLIC SVC ENTERPRISE GRP IN$522,000
+2.0%
8,5730.0%0.04%
+5.1%
GWW NewGRAINGER W W INC$513,0001,305
+100.0%
0.04%
ABT BuyABBOTT LABS$511,000
+59.2%
4,323
+56.0%
0.04%
+66.7%
AXP BuyAMERICAN EXPRESS CO$508,000
+77.6%
3,033
+75.0%
0.04%
+81.8%
BRW SellSABA CAPITAL INCOME & OPRNTshares$517,000
-50.2%
113,734
-48.4%
0.04%
-48.7%
EFR BuyEATON VANCE SR FLTNG RTE TR$506,000
+24.9%
34,600
+21.0%
0.04%
+33.3%
REGN  REGENERON PHARMACEUTICALS$505,000
+8.4%
8340.0%0.04%
+14.3%
GSLC BuyGOLDMAN SACHS ETF TRactivebeta us lg$493,000
+11.8%
5,730
+11.7%
0.04%
+18.2%
HURC  HURCO CO$471,000
-7.8%
14,6000.0%0.04%
-2.6%
SJM BuySMUCKER J M CO$477,000
+27.9%
3,972
+38.1%
0.04%
+32.1%
T SellAT&T INC$455,000
-11.1%
16,835
-5.3%
0.04%
-7.7%
UPS  UNITED PARCEL SERVICE INCcl b$464,000
-12.5%
2,5500.0%0.04%
-10.0%
ESGV  VANGUARD WORLD FDesg us stk etf$464,0000.0%5,8000.0%0.04%
+2.9%
BSJN  INVESCO EXCH TRD SLF IDX FD$458,000
-0.7%
18,1000.0%0.04%
+2.9%
NEE BuyNEXTERA ENERGY INC$449,000
+80.3%
5,719
+68.4%
0.04%
+84.2%
BSJM BuyINVESCO EXCH TRD SLF IDX FD$444,0000.0%19,100
+0.3%
0.04%
+6.1%
CMCSA SellCOMCAST CORP NEWcl a$446,000
-8.0%
7,972
-6.2%
0.04%
-5.4%
ANSS NewANSYS INC$443,0001,300
+100.0%
0.04%
AFG  AMERICAN FINL GROUP INC OHIO$428,000
+0.9%
3,4000.0%0.03%
+6.2%
PFL  PIMCO INCOME STRATEGY FD$431,000
-8.9%
37,1000.0%0.03%
-5.6%
REFR BuyRESEARCH FRONTIERS INC$438,000
+8.1%
171,250
+0.3%
0.03%
+13.3%
KO BuyCOCA COLA CO$424,000
-2.5%
8,083
+0.6%
0.03%0.0%
NewGENERAL ELECTRIC CO$427,0004,148
+100.0%
0.03%
GDO BuyWESTERN ASSET GLOBAL CORP DE$422,000
+11.3%
23,400
+14.7%
0.03%
+13.8%
FEIM BuyFREQUENCY ELECTRS INC$425,000
+26.9%
41,161
+20.5%
0.03%
+32.0%
ALL BuyALLSTATE CORP$412,000
+41.1%
3,235
+44.7%
0.03%
+45.5%
AME  AMETEK INC$406,000
-7.1%
3,2740.0%0.03%
-3.0%
V SellVISA INC$391,000
-6.7%
1,753
-2.1%
0.03%
-3.1%
HCSG BuyHEALTHCARE SVCS GROUP INC$390,000
-15.4%
15,610
+6.8%
0.03%
-11.4%
CSX BuyCSX CORP$393,000
+70.1%
13,199
+83.3%
0.03%
+82.4%
BIG  BIG LOTS INC$390,000
-34.3%
9,0000.0%0.03%
-31.1%
OUNZ BuyVANECK MERK GOLD TRgold trust$380,000
+7.3%
22,215
+8.2%
0.03%
+11.1%
GILD SellGILEAD SCIENCES INC$373,000
-7.2%
5,339
-8.6%
0.03%
-3.3%
MTB SellM & T BK CORP$367,000
-9.4%
2,459
-11.7%
0.03%
-3.3%
GATX  GATX CORP$376,000
+1.1%
4,2000.0%0.03%
+3.6%
XLK BuySELECT SECTOR SPDR TRtechnology$368,000
+1.4%
2,463
+0.1%
0.03%
+7.4%
VLO  VALERO ENERGY CORP$367,000
-9.6%
5,2030.0%0.03%
-6.5%
PFN SellPIMCO INCOME STRATEGY FD II$354,000
-9.5%
34,900
-2.1%
0.03%
-3.4%
VLY  VALLEY NATL BANCORP$362,000
-0.8%
27,2000.0%0.03%
+3.7%
GDX  VANECK ETF TRUSTgold miners etf$356,000
-13.4%
12,0930.0%0.03%
-9.7%
ILF SellISHARES TRlatn amer 40 etf$354,000
-20.1%
13,322
-5.2%
0.03%
-15.2%
NVS SellNOVARTIS AGsponsored adr$347,000
-18.0%
4,240
-8.6%
0.03%
-15.6%
KEX  KIRBY CORP$345,000
-21.1%
7,2000.0%0.03%
-18.2%
KMB  KIMBERLY-CLARK CORP$334,000
-0.9%
2,5210.0%0.03%
+4.0%
IT  GARTNER INC$328,000
+25.7%
1,0780.0%0.03%
+30.0%
ED BuyCONSOLIDATED EDISON INC$316,000
+2.6%
4,357
+1.3%
0.02%
+8.7%
GIM  TEMPLETON GLOBAL INCOME FD$315,000
-4.0%
58,5000.0%0.02%0.0%
WSC NewWILLSCOT MOBIL MINI HLDNG CO$311,0009,800
+100.0%
0.02%
BHB  BAR HBR BANKSHARES$304,000
-2.3%
10,8540.0%0.02%
+4.3%
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$296,000
+17.5%
3,592
+18.1%
0.02%
+21.1%
SCR NewSCORE MEDIA & GAMING INC$283,0008,272
+100.0%
0.02%
KAR  KAR AUCTION SVCS INC$279,000
-6.4%
17,0000.0%0.02%0.0%
SNY SellSANOFIsponsored adr$279,000
-11.4%
5,780
-3.3%
0.02%
-8.3%
RNP NewCOHEN & STEERS REIT & PFD &$282,00011,000
+100.0%
0.02%
CNNE NewCANNAE HLDGS INC$280,0009,000
+100.0%
0.02%
SPGI  S&P GLOBAL INC$283,000
+3.3%
6670.0%0.02%
+4.8%
VMI  VALMONT INDS INC$282,000
-0.4%
1,2000.0%0.02%
+4.8%
GENC  GENCOR INDS INC$262,000
-8.7%
23,6080.0%0.02%
-4.5%
AZEK BuyAZEK CO INCcl a$267,000
+3.1%
7,300
+19.7%
0.02%
+10.5%
NVDA BuyNVIDIA CORPORATION$272,000
-27.1%
1,312
+181.5%
0.02%
-25.0%
PYPL NewPAYPAL HLDGS INC$271,0001,040
+100.0%
0.02%
FCO  ABERDEEN GLOBAL INCOME FD IN$262,000
-9.7%
31,9000.0%0.02%
-4.5%
EXPE  EXPEDIA GROUP INC$270,000
+0.4%
1,6450.0%0.02%
+5.0%
EPD BuyENTERPRISE PRODS PARTNERS L$269,000
-6.6%
12,450
+4.2%
0.02%
-4.5%
SANW BuyS&W SEED CO$273,000
-1.4%
105,500
+38.8%
0.02%0.0%
TRN  TRINITY INDS INC$272,000
+1.1%
10,0000.0%0.02%
+5.0%
BDJ  BLACKROCK ENHANCED EQUITY DI$267,000
-3.3%
27,2850.0%0.02%0.0%
USFD NewUS FOODS HLDG CORP$272,0007,860
+100.0%
0.02%
MYN  BLACKROCK MUNIYIELD N Y QUAL$250,000
-1.6%
18,1000.0%0.02%
+5.3%
MHN  BLACKROCK MUNIHLDGS NY QLTY$257,000
-1.5%
17,7000.0%0.02%0.0%
REZ SellISHARES TRresidential mult$257,000
-24.9%
3,000
-26.8%
0.02%
-23.1%
EFT SellEATON VANCE FLTING RATE INC$258,000
-33.2%
17,680
-34.0%
0.02%
-31.0%
HWM SellHOWMET AEROSPACE INC$255,000
-14.4%
8,165
-5.5%
0.02%
-9.1%
DEO  DIAGEO PLCspon adr new$251,000
+0.8%
1,3000.0%0.02%
+5.3%
FCT  FIRST TR SR FLTG RATE INCOME$258,000
-3.7%
21,1000.0%0.02%0.0%
AFL  AFLAC INC$251,000
-3.1%
4,8180.0%0.02%
+5.3%
IAC SellIAC INTERACTIVECORP NEW$261,000
-16.3%
2,000
-1.1%
0.02%
-13.0%
RAND  RAND CAP CORP$249,000
-3.9%
15,4440.0%0.02%0.0%
CAKE  CHEESECAKE FACTORY INC$249,000
-13.2%
5,3000.0%0.02%
-13.6%
BP SellBP PLCsponsored adr$237,000
-10.2%
8,686
-13.0%
0.02%
-5.0%
MLM NewMARTIN MARIETTA MATLS INC$239,000700
+100.0%
0.02%
MCD NewMCDONALDS CORP$246,0001,022
+100.0%
0.02%
FLDR SellFIDELITY MERRIMACK STR TRlow durtin etf$224,000
-8.2%
4,400
-8.3%
0.02%0.0%
MA BuyMASTERCARD INCORPORATEDcl a$226,000
-2.6%
651
+2.7%
0.02%
+5.9%
VGM BuyINVESCO TR INVT GRADE MUNS$233,000
+0.9%
17,000
+3.0%
0.02%
+5.9%
IVW  ISHARES TRs&p 500 grwt etf$226,000
+1.8%
3,0520.0%0.02%
+5.9%
UTF  COHEN & STEERS INFRASTRUCTUR$230,000
-5.7%
8,5000.0%0.02%0.0%
DG  DOLLAR GEN CORP NEW$212,000
-1.9%
1,0000.0%0.02%
+6.2%
RQI  COHEN & STEERS QUALITY INCOM$221,000
-5.2%
14,8000.0%0.02%
-5.6%
OGN SellORGANON & CO$213,000
-9.7%
6,490
-16.8%
0.02%
-5.6%
ORCL NewORACLE CORP$216,0002,475
+100.0%
0.02%
BSTZ SellBLACKROCK SCIENCE & TECHNOLO$223,000
-11.2%
5,772
-4.2%
0.02%
-10.5%
BX NewBLACKSTONE INC$215,0001,847
+100.0%
0.02%
ADI NewANALOG DEVICES INC$223,0001,329
+100.0%
0.02%
HOLX  HOLOGIC INC$221,000
+10.5%
3,0000.0%0.02%
+13.3%
CVET  COVETRUS INC$219,000
-33.0%
12,1000.0%0.02%
-32.0%
BIL SellSPDR SER TRspdr bloomberg$220,0000.0%2,405
-0.1%
0.02%0.0%
IVV NewISHARES TRcore s&p500 etf$209,000486
+100.0%
0.02%
RFI  COHEN & STEERS TOTAL RETURN$200,0000.0%12,3000.0%0.02%
+6.7%
ABBV SellABBVIE INC$210,000
-7.5%
1,950
-3.3%
0.02%
-5.9%
DUK NewDUKE ENERGY CORP NEW$205,0002,100
+100.0%
0.02%
MNP  WESTERN ASSET MUN PARTNERS F$187,000
-5.1%
11,9410.0%0.02%0.0%
TURN  180 DEGREE CAP CORP$196,000
-10.1%
27,0010.0%0.02%
-6.2%
NAN  NUVEEN NEW YORK QLT MUN INC$191,000
-2.6%
13,0000.0%0.02%0.0%
JBLU SellJETBLUE AWYS CORP$161,000
-64.1%
10,550
-60.6%
0.01%
-61.8%
ICCC  IMMUCELL CORP$168,000
-1.2%
17,9090.0%0.01%0.0%
JPS SellNUVEEN PFD & INCM SECURTIES$160,000
-7.0%
16,327
-5.4%
0.01%0.0%
JEQ  ABERDEEN JAPAN EQUITY FD INC$162,000
+11.0%
16,6250.0%0.01%
+18.2%
F SellFORD MTR CO DEL$156,000
-5.5%
11,016
-0.9%
0.01%0.0%
EHI BuyWESTERN ASSET GBL HIGH INC F$136,000
+19.3%
13,185
+23.4%
0.01%
+22.2%
EVN  EATON VANCE MUNI INCOME TRUSsh ben int$138,000
-1.4%
10,0000.0%0.01%0.0%
NUV SellNUVEEN MUN VALUE FD INC$136,000
-12.3%
12,000
-10.4%
0.01%
-8.3%
VMO  INVESCO MUN OPPORTUNITY TR$137,000
+0.7%
10,0000.0%0.01%
+10.0%
USAP  UNIVERSAL STAINLESS & ALLOY$144,0000.0%14,1970.0%0.01%0.0%
ACTG  ACACIA RESH CORP$122,0000.0%18,0150.0%0.01%
+11.1%
AMWL BuyAMERICAN WELL CORPcl a$124,000
-15.1%
13,600
+17.2%
0.01%
-9.1%
REI BuyRING ENERGY INC$118,000
+96.7%
40,000
+100.0%
0.01%
+80.0%
CERS BuyCERUS CORP$113,000
+15.3%
18,500
+12.1%
0.01%
+28.6%
JPC  NUVEEN PFD & INCOME OPPORTUN$99,000
-1.0%
10,0000.0%0.01%0.0%
PSEC  PROSPECT CAP CORP$106,000
-8.6%
13,8000.0%0.01%
-11.1%
BKCC  BLACKROCK CAP INVT CORP$84,000
-2.3%
21,7830.0%0.01%
+16.7%
OPK  OPKO HEALTH INC$82,000
-9.9%
22,5000.0%0.01%
-14.3%
ALTO BuyALTO INGREDIENTS INC$69,000
+13.1%
14,000
+40.0%
0.01%0.0%
ARTW  ARTS WAY MFG INC$68,000
+6.2%
18,7840.0%0.01%0.0%
PIM  PUTNAM MASTER INTER INCOME Tsh ben int$45,000
-2.2%
11,0000.0%0.00%
+33.3%
VHC  VIRNETX HLDG CORP$48,000
-7.7%
12,2000.0%0.00%0.0%
PED SellPEDEVCO CORP$52,000
-54.0%
35,000
-50.8%
0.00%
-55.6%
WTT  WIRELESS TELECOM GROUP INC$47,000
-48.9%
22,7260.0%0.00%
-42.9%
BTN  BALLANTYNE STRONG INC$46,000
-36.1%
15,0000.0%0.00%
-20.0%
 BELLICUM PHARMACEUTICALS INC$38,000
-11.6%
12,9410.0%0.00%0.0%
LOV  SPARK NETWORKS SEsponsored adr$35,000
-32.7%
10,0000.0%0.00%
-25.0%
EQS  EQUUS TOTAL RETURN INC$41,000
+17.1%
17,7350.0%0.00%0.0%
AMWL ExitAMERICAN WELL CORPcall$0-2,500
-100.0%
-0.00%
RMO ExitROMEO POWER INCcall$0-7,000
-100.0%
-0.00%
RMO ExitROMEO POWER INC$0-7,000
-100.0%
-0.00%
MAGS ExitMAGAL SECURITY SYS LTDord$0-12,835
-100.0%
-0.01%
CVS ExitCVS HEALTH CORPput$0-1,000
-100.0%
-0.01%
SFE ExitSAFEGUARD SCIENTIFICS INC$0-12,100
-100.0%
-0.01%
NIO ExitNIO INCput$0-2,000
-100.0%
-0.01%
RPT ExitRPT REALTYsh ben int$0-10,000
-100.0%
-0.01%
MPC ExitMARATHON PETE CORPput$0-2,500
-100.0%
-0.01%
NIO ExitNIO INCspon ads$0-4,061
-100.0%
-0.02%
PSX ExitPHILLIPS 66$0-2,400
-100.0%
-0.02%
ACA ExitARCOSA INC$0-3,733
-100.0%
-0.02%
NVCR ExitNOVOCURE LTD$0-1,300
-100.0%
-0.02%
U ExitUNITY SOFTWARE INC$0-2,800
-100.0%
-0.02%
GLD ExitSPDR GOLD TRcall$0-2,000
-100.0%
-0.02%
MSFT ExitMICROSOFT CORPput$0-1,500
-100.0%
-0.03%
CAT ExitCATERPILLAR INC$0-1,973
-100.0%
-0.03%
ICE ExitINTERCONTINENTAL EXCHANGE IN$0-3,600
-100.0%
-0.03%
AMRK ExitA-MARK PRECIOUS METALS INC$0-10,000
-100.0%
-0.04%
AAPL ExitAPPLE INCput$0-5,000
-100.0%
-0.05%
PPIH ExitPERMA-PIPE INTL HLDGS INC$0-117,591
-100.0%
-0.06%
ANAT ExitAMERICAN NATIONAL GROUP INC$0-6,350
-100.0%
-0.07%
GE ExitGENERAL ELECTRIC CO$0-71,280
-100.0%
-0.07%
C ExitCITIGROUP INC$0-14,650
-100.0%
-0.08%
BSCL ExitINVESCO EXCH TRD SLF IDX FD$0-61,018
-100.0%
-0.10%
MNTX ExitMANITEX INTL INC$0-195,500
-100.0%
-0.11%
BSCS ExitINVESCO EXCH TRD SLF IDX FDinvsco blsh 28$0-3,783,727
-100.0%
-6.58%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-05
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CORNING INC43Q3 20235.2%
INTEL CORP43Q3 20234.9%
AVERY DENNISON CORP43Q3 20233.6%
CISCO SYS INC43Q3 20234.2%
TEXAS INSTRS INC43Q3 20233.3%
JPMORGAN CHASE & CO43Q3 20232.6%
MICROSOFT CORP43Q3 20233.9%
EXXON MOBIL CORP43Q3 20234.4%
THERMO FISHER SCIENTIFIC INC43Q3 20233.5%
SONOCO PRODS CO43Q3 20233.2%

View SHUFRO ROSE & CO LLC's complete holdings history.

Latest significant ownerships (13-D/G)
SHUFRO ROSE & CO LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Vishay Precision Group, Inc.February 10, 2017583,0804.8%
BAR HARBOR BANKSHARESJanuary 30, 2013121,0253.1%
JAPAN EQUITY FUND INCMarch 02, 2011710,3564.9%
LAKELAND INDUSTRIES INCMarch 02, 2011255,9974.7%
SCHMITT INDUSTRIES INCMarch 02, 2011127,9004.4%
STRATTEC SECURITY CORPMarch 02, 2011146,6304.5%
MFRI INCFebruary 15, 200532,0000.6%
TWIN DISC INCFebruary 15, 200540,9001.4%
MILLBROOK PRESS INCFebruary 09, 2004? ?
BALDWIN TECHNOLOGY CO INCFebruary 13, 2003460,8003.6%

View SHUFRO ROSE & CO LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-05
13F-HR2023-10-26
13F-HR2023-08-03
13F-HR2023-04-20
13F-HR2023-01-25
13F-HR2022-10-24
13F-HR2022-07-22
13F-HR2022-05-09
13F-HR2022-01-27
13F-HR2021-11-05

View SHUFRO ROSE & CO LLC's complete filings history.

Compare quarters

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